99-27159. Biological Products Regulated Under Section 351 of the Public Health Service Act; Implementation of Biologics License; Elimination of Establishment License and Product License  

  • [Federal Register Volume 64, Number 202 (Wednesday, October 20, 1999)]
    [Rules and Regulations]
    [Pages 56441-56454]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-27159]
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    Food and Drug Administration
    
    21 CFR Parts 3, 5, 10, 20, 50, 56, 58, 207, 310, 312, 316, 600, 
    601, 607, 610, 640, and 660
    
    [Docket No. 98N-0144]
    RIN 0910-AB29
    
    
    Biological Products Regulated Under Section 351 of the Public 
    Health Service Act; Implementation of Biologics License; Elimination of 
    Establishment License and Product License
    
    AGENCY:  Food and Drug Administration, HHS.
    
    ACTION: Final rule.
    
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    SUMMARY:  The Food and Drug Administration (FDA) is amending the 
    biologics regulations to eliminate references to establishment licenses 
    and product licenses for all products regulated under the Public Health 
    Service Act (the PHS Act). In lieu of filing an establishment license 
    application (ELA) and product license application (PLA) in order to 
    market a biological product in interstate commerce, a manufacturer will 
    file a single biologics license application (BLA) with the agency. Upon 
    approval of the BLA, a manufacturer will receive a biologics license to 
    market the product in interstate commerce. This action is part of FDA's 
    continuing effort to achieve the objectives of the President's 
    ``Reinventing Government'' initiatives and is intended to reduce 
    unnecessary burdens for industry without diminishing public health 
    protection. This action implements certain sections of the FDA 
    Modernization Act of 1997 (FDAMA).
    
    DATES:  Effective date: The regulation is effective December 20, 1999.
    
        Compliance Date: Submit all applications with the Form FDA 356h by 
    December 20, 1999, and submit any application for licensure as a BLA by 
    October 20, 2000.
    FOR FURTHER INFORMATION CONTACT:  Robert A. Yetter, Center for 
    Biologics Evaluation and Research (CBER) (HFM-10), Food and Drug 
    Administration, 1401 Rockville Pike, suite 200N, Rockville, MD 20852-
    1448, 301-827-0373.
    
    SUPPLEMENTARY INFORMATION: 
    
    I. Background
    
        In the Federal Register of July 31, 1998 (63 FR 40858), FDA 
    proposed to amend the biologics and other drug regulations to eliminate 
    references to the PLA and ELA and to replace such references with the 
    BLA. FDA provided 75 days for comments on the proposed rule. FDA held a 
    public meeting, announced in the Federal Register of August 11, 1998 
    (63 FR 42773), on September 2, 1998, to discuss the BLA/biologics 
    license scheme. FDA also invited the submission of written comments to 
    the docket at the public meeting. The transcript of the public meeting 
    and written comments to the proposed rule are on file in the Dockets 
    Management Branch (HFA-305), 5630 Fishers Lane, rm. 1061, Rockville, MD 
    20852.
        Prior to the issuance of the proposed rule, FDA had already 
    reviewed its process of licensing biological products and had taken a 
    number of actions to reduce the regulatory burdens imposed by the 
    licensing process and to make the licensing process more consistent 
    with the process for the approval of new drugs. In the Federal Register 
    of May 14, 1996 (61 FR 24227), FDA issued a final rule to amend the 
    biologics regulations by eliminating the ELA requirement for the 
    following specified biotechnology and synthetic biological products 
    licensed under section 351 of the PHS Act (42 U.S.C. 262 et seq.): (1) 
    Therapeutic deoxyribonucleic acid (DNA) plasmid products; (2) 
    therapeutic synthetic peptide products of 40 or fewer amino acids; (3) 
    monoclonal antibody products for in vivo use; and (4) therapeutic 
    recombinant DNA-derived products. That provision applied only to those 
    products that FDA determined under principles articulated in the 
    ``Intercenter Agreement Between the Center for Drug Evaluation and 
    Research and the Center for Biologics Evaluation and Research'' 
    (effective on October 31, 1991) to be subject to licensure under 
    section 351 of the PHS Act. Thus, upon approval, manufacturers of the 
    specified biotechnology and synthetic biological products received a 
    single biologics license instead of a product license and an 
    establishment license (see Sec. 601.2(c) (21 CFR 601.2(c))).
        In the  Federal Register of July 8, 1997 (62 FR 36558), FDA 
    announced the availability of a revised Form FDA 356h entitled 
    ``Application to Market a New Drug, Biologic, or an Antibiotic Drug for 
    Human Use.'' Form FDA 356h was revised as a ``Reinventing Government'' 
    initiative to harmonize application procedures between CBER and the 
    Center for Drug Evaluation and Research (CDER) as outlined in the 
    President's November 1995 National Performance Review Report entitled 
    ``Reinventing the Regulation of Drugs Made From Biotechnology.'' In the 
    notice, FDA advised that applicants for biologics licenses for products 
    specified in Sec. 601.2(c) as well as autologous somatic cell therapy 
    products could begin to use Form FDA 356h immediately and were required 
    to do so beginning January 8, 1998. FDA advised applicants for licenses 
    for other biological products that the agency would announce in the 
    future when they can voluntarily begin to use and will be required to 
    use Form FDA 356h. Upon approval of a BLA submitted on Form FDA 356h, 
    FDA will issue a single biologics license. FDA believes that this 
    licensing procedure will greatly simplify the application process, 
    harmonize application procedures with those of CDER, and reduce 
    industry and agency paperwork burdens. As a consequence of this final
    
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    rule, all manufacturers requesting approval to introduce, or deliver 
    for introduction, a biological product into interstate commerce must 
    use Form FDA 356h to submit a BLA in lieu of separate establishment and 
    product applications.
        On November 21, 1997, the President signed into law FDAMA (Pub. L. 
    105-115). Section 123 of FDAMA, in pertinent part, amended section 351 
    of the PHS Act to specify that a biologics license shall be in effect 
    for a biological product prior to such product's introduction into 
    interstate commerce. FDAMA thereby statutorily codified FDA's 
    administrative BLA/biologics license ``Reinventing Government'' 
    initiative. Section 123(a)(1) of FDAMA further states that the 
    Secretary of Health and Human Services (the Secretary) (delegated to 
    the Commissioner of Food and Drugs at 21 CFR 5.10(a)(5)) shall approve 
    a ``biologics license application'' on the basis of a demonstration 
    that the biological product that is the subject of the application is 
    safe, pure, and potent; and the facility in which the biological 
    product is manufactured, processed, packed, or held meets standards 
    designed to ensure that the biological product continues to be safe, 
    pure, and potent.
        With the consolidation of the ELA's and PLA's into a single BLA, 
    the amount of information formerly included in the ELA will be reduced, 
    but not eliminated. Much of the information previously reviewed in an 
    ELA at FDA will be reviewed by FDA investigators at the manufacturing 
    site during a preapproval inspection. Some information formerly 
    included in the ELA will now be submitted as ``chemistry, 
    manufacturing, and controls'' (CMC) information or under the 
    ``establishment description'' section of Form FDA 356h. The type and 
    amount of information related to the establishment will vary according 
    to the specific biological product for which licensure is being 
    requested. To describe what information should be included for each 
    type of biological product, CBER has prepared a series of guidance 
    documents. The following guidance documents are available: (1) 
    ``Guidance for Industry for the Submission of Chemistry, Manufacturing, 
    and Controls Information for a Therapeutic Recombinant DNA-Derived 
    Product or a Monoclonal Antibody Product for In Vivo Use'' (61 FR 
    56243, October 31, 1996); (2) ``Guidance for the Submission of 
    Chemistry, Manufacturing, and Controls Information and Establishment 
    Description for Autologous Somatic Cell Therapy Products'' (62 FR 1460, 
    January 10, 1997); (3) ``Guidance for Industry for the Submission of 
    Chemistry, Manufacturing and Controls Information for Synthetic Peptide 
    Substances'' (issued on the internet, November 1994); (4) ``Guidance 
    for Industry: Content and Format of Chemistry, Manufacturing and 
    Controls and Establishment Description Information for a Vaccine or 
    Related Product'' (64 FR 518, January 5, 1999); (5) ``Guidance for 
    Industry for the Submission of Chemistry, Manufacturing and Controls 
    and Establishment Description Information for Human Plasma-Derived 
    Biological Products, Animal Plasma, or Serum-Derived Products'' (64 FR 
    7896, February 17, 1999); (6) ``Guidance for Industry: Content and 
    Format of Chemistry, Manufacturing and Controls, and Establishment 
    Description Information for a Biological In Vitro Diagnostic Product'' 
    (64 FR 11023, March 8, 1999); (7) ``Guidance for Industry: On the 
    Content and Format of Chemistry, Manufacturing and Controls, and 
    Establishment Description Information for an Allergenic Extract or 
    Allergen Patch Test'' (64 FR 20006, April 23, 1999); and (8) ``Guidance 
    for Industry: For the Submission of Chemistry, Manufacturing and 
    Controls, and Establishment Description Information for Human Blood and 
    Blood Components Intended for Transfusion or for Further Manufacture 
    and for the Completion of the Form FDA 356h Application to Market a New 
    Drug, Biologic or an Antibiotic Drug for Human Use'' (64 FR 25049, May 
    10, 1999). All of these guidance documents can be downloaded from the 
    CBER Guidelines/Guidance document World Wide Web page at ``http://
    www.fda.gov/cber/guidelines.htm''. These guidance documents can also be 
    obtained by written request to the Office of Communication, Training, 
    and Manufacturers Assistance (HFM-40), Center for Biologics Evaluation 
    and Research, Food and Drug Administration, 1401 Rockville Pike, 
    Rockville, MD 20852-1448. Send one self-addressed adhesive label to 
    assist the office in processing your requests. These documents may also 
    be obtained by mail by calling the CBER Voice Information System at 1-
    800-835-4709 or 301-827-1800, or by fax by calling the FAX Information 
    System at 1-888-CBER-FAX or 301-827-3844.
    
    II. Highlights of Proposed Rule
    
    A. Introduction
    
        FDA licenses biological products under the authority of section 
    351(a) of the PHS Act. The PHS Act requires that biological products be 
    licensed and be safe, pure, potent, and manufactured in facilities 
    designed to ensure that the product continues to be safe, pure, and 
    potent. The PHS Act does not specify the license application forms that 
    manufacturers must submit to FDA. Except for the biological products 
    listed under Sec. 601.2(c), FDA, in the past, has required 
    manufacturers to submit a PLA and an ELA (or a PLA and a supplement to 
    an existing ELA) for each biological product. Accordingly, upon 
    approval, FDA issued two licenses for each product.
        In the proposed rule of July 31, 1998, FDA proposed changes to the 
    regulations intended to implement use of the BLA and to implement 
    FDAMA. The proposed rule would also change certain definitions to be 
    more consistent with FDAMA and eliminate references to the PLA and ELA. 
    In the following sections of this document, FDA outlines in greater 
    detail the provisions of the proposed rule.
    
    B. Definitions and Deletion of Terms
    
        In order to reduce any confusion that may result from use of the 
    term ``facility'' in section 351 of the PHS Act as amended by FDAMA, 
    FDA proposed to amend the definition of ``establishment'' in 
    Sec. 600.3(w) (21 CFR 600.3(w)) to clarify that the term has the same 
    meaning as ``facility'' in section 351 of the PHS Act. FDA also 
    proposed to amend the definition of ``standards'' in Sec. 600.3(n) to 
    indicate that the term refers to specifications and procedures 
    established in BLA's designed to ensure the continued safety, purity, 
    and potency of biological products as well as adherence to 
    specifications and procedures in applicable regulations. Establishing 
    standards in the BLA is consistent with FDA's previous effort to 
    streamline the license review process by deleting certain additional 
    standards in the biologics regulations (see 61 FR 40153, August 1, 
    1996). This proposed change to Sec. 600.3(n) also would reduce 
    confusion in the biologics regulations by establishing consistency with 
    FDA's current regulation at 21 CFR 601.5(b)(4) regarding the revocation 
    of licenses. FDA proposed to delete the term ``licensee'' as used in 
    the biologics regulations in order to reduce confusion and to make 
    clear that it is the licensed manufacturer who is responsible for 
    compliance with product and establishment requirements. The term 
    ``licensed manufacturer'' would be inserted in all instances that 
    currently read ``licensee.''
    
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    C. Elimination of PLA/ELA and Implementation of BLA
    
        FDA proposed that the terms ``biologics license'' or ``biologics 
    license application'' be substituted in lieu of references to PLA's and 
    ELA's and product and establishment licenses in all regulations in 21 
    CFR chapter I. In a few instances, references to product and 
    establishment licenses would be retained for historical accuracy, e.g., 
    Sec. 601.25 (21 CFR 601.25) and 21 CFR 601.26.
        Under the proposed rule, a manufacturer applying for approval to 
    market a biological product under section 351 of the PHS Act would 
    submit to FDA the appropriate establishment and product information on 
    the recently approved Form FDA 356h. Manufacturers would no longer be 
    required to submit product or establishment information on one of the 
    many different PLA and ELA forms formerly in use. Upon approval of the 
    BLA, FDA would issue an approval letter that in general terms states 
    that FDA grants the licensed manufacturer a biologics license to 
    manufacture the particular biological product. FDA would not issue 
    license certificates separate from the approval letter as is current 
    agency practice. The approval letter would serve as the functional 
    equivalent of a biologics license within the meaning of section 351 of 
    the PHS Act.
        Under proposed Sec. 601.2(a), manufacturers would list in the BLA 
    the addresses of all locations of manufacture of a biological product. 
    FDA believes this will simplify and clarify the licensing processes by 
    having necessary establishment information in the BLA and also by 
    allowing FDA to approve all locations involved in the manufacture of 
    the product without having to issue an establishment license for each 
    location.
        Under proposed Sec. 601.9(c), for manufacturers of some biological 
    products that would be able to list multiple products in a single BLA, 
    (such as blood and blood components and nonstandardized allergenic 
    products) and for which FDA will issue a single biologics license to 
    the manufacturer for more than one product, FDA would be able to 
    license compliant locations and products and exclude noncompliant 
    locations.
    
    D. Radioactive Biological Products
    
        FDA proposed to amend Sec. 601.2(b) to clarify procedures for 
    submitting an application for marketing approval for a radioactive 
    biological product in order to help ensure consistency with current 
    CBER and CDER policies and procedures. The regulation would clarify 
    when a manufacturer of a radioactive biological product should submit a 
    new drug application (NDA) to CDER or a BLA to CBER. The regulation 
    provides that when the biological component of a radioactive coupled 
    antibody determines the site of action, normally a BLA would be 
    submitted. The regulation will provide sufficient flexibility to take 
    into account situations that may arise in the future where the 
    scientific issues associated with a radionuclide or other chemically 
    synthesized component are more significant than the scientific issues 
    associated with the biological component. In such cases, jurisdiction 
    will be determined in accordance with principles articulated in the 
    ``Intercenter Agreement Between the Center for Drug Evaluation and 
    Research and the Center for Biologics Evaluation and Research'' of 
    October 31, 1991. The proposed changes should not be construed as an 
    attempt to address or implement the requirements of section 122 of 
    FDAMA, ``Requirements for Radiopharmaceuticals.''
        FDA is also amending Sec. 310.4 (21 CFR 310.4) to make it 
    consistent with Sec. 601.2(b). Revisions to the proposed changes to 
    Sec. 310.4 have been made for clarity. Certain changes to both 
    Sec. 310.4(a) and (b) are necessary in order to make congruous the 
    regulations that describe whether CBER or CDER will have primary 
    jurisdiction over a radioactive biological product. The amendment to 
    Sec. 310.4(b) is prospective and does not alter the approval mechanism 
    of any currently approved radioactive biological products that have 
    approved NDA's or approved establishment and product licenses. Section 
    310.4(a) is amended to make it consistent with Sec. 601.2(b) and to 
    clarify that if any biological product has an approved license under 
    section 351 of the PHS Act, it is not required to have an approved 
    application under section 505 of the Federal Food, Drug, and Cosmetic 
    Act (the act) (21 U.S.C. 355).
    
    E. Current Good Manufacturing Practice Requirements
    
        FDA discussed in the preamble to the proposed rule the 
    applicability of current good manufacturing practices (CGMP) 
    requirements for biological products. For clarity FDA proposed in 
    Sec. 601.2(d) that the CGMP requirements in parts 210, 211, 600, 606, 
    and 820 (21 CFR parts 210, 211, 600, 606, and 820) are included, as 
    applicable, as part of the establishment requirements for the 
    production of a biological product.
    
    III. Comments on the Proposed Rule and FDA Responses
    
        FDA received two letters of comment in response to the proposed 
    rule; one letter from an organization representing the blood and blood 
    component industry and another from a manufacturer of biological 
    products. Comments received and FDA's responses to the comments are 
    discussed below. There were also a few technical changes, to be 
    consistent with other changes in this rulemaking or to be consistent 
    with statutory language in FDAMA, made to the following regulations: 21 
    CFR 50.3(b)(12), 56.102(b)(11), 58.3(e)(13); Secs. 600.81, 601.2, and 
    601.21 (21 CFR 601.21). FDA is also revising 21 CFR 601.22 to remove 
    wording that was inadvertently added to the regulation in the proposed 
    rule that implied that either of two requirements must be met. The 
    change eliminates this ambiguity and reinstates the original intent 
    that both requirements must be met.
        1. A comment was supportive of the concept of a BLA and use of the 
    Form FDA 356h but strongly urged FDA to ensure that the intended 
    paperwork reduction and efficiency goals are achieved. The comment 
    stated that the simplification of the BLA will be affected by how 
    supplemental applications are handled and expressed concern that this 
    be adequately addressed. The comment specifically requested that in 
    implementing the BLA for blood and blood components that one supplement 
    to the BLA be acceptable to report a change in the manufacturing of 
    Platelets, Pheresis for all manufacturing locations.
         FDA agrees that it is important to implement the rule in a manner 
    that will reduce unnecessary burdens; accordingly the agency is 
    implementing several mechanisms for ensuring that this is the case. 
    Manufacturers of some biological products will be able to list multiple 
    products in a BLA and FDA will issue a single biologics license to the 
    manufacturer for more than one product. FDA intends to use this 
    approach generally with products that both have been on the market for 
    a long period of time and that FDA has considerable knowledge and 
    expertise regulating. Currently, only products such as blood and blood 
    components and nonstandardized allergenic products will be handled in a 
    single BLA. Therefore, a manufacturer of blood and blood components 
    will only need to submit one BLA to request approval to market one or 
    more blood or blood components, (e.g., Whole Blood, Platelets, Plasma, 
    Red Blood Cells, and
    
    [[Page 56444]]
    
    Cryoprecipitated AHF). FDA believes this consolidation of forms and 
    submissions will result in a reduced regulatory burden for the blood 
    industry because information previously duplicated in the many blood 
    and blood component product and establishment applications would be 
    submitted only once in the BLA.
         With regard to manufacturing changes, the BLA system will simplify 
    submission of supplements to blood and blood component applications. 
    Currently, manufacturers desiring to make a single manufacturing change 
    that would affect multiple products are required to submit a supplement 
    to each individual product and establishment application. Under the 
    final rule, a manufacturer would only need to submit one supplement to 
    the BLA. For example, under the current PLA/ELA system if a 
    manufacturer desired to make a single change to the irradiation 
    procedure for its Whole Blood, Red Blood Cells, Platelets, and Plasma 
    products manufactured at 3 locations, the manufacturer would be 
    required to submit 12 supplements to 4 PLA's, i.e., a separate 
    supplement for each blood component manufactured at each location. 
    Under the final rule, the manufacturer would only be required to submit 
    one supplement to the BLA describing the change for all of the products 
    and locations involved. Of course, all data (including applicable 
    validation and quality control testing) and information related to all 
    the affected products and locations would be expected to be present in 
    the supplement. Section 123 of FDAMA states, in part, that the 
    Secretary shall approve a BLA on the basis of a demonstration that the 
    biological product that is the subject of the application is safe, 
    pure, and potent; and the facility in which the biological product is 
    manufactured, processed, packed, or held meets standards designed to 
    ensure that the biological product continues to be safe, pure, and 
    potent. FDA intends to ensure that the final rule will be properly 
    implemented and is providing adequate training and management oversight 
    to ensure that this happens.
        2. One comment requested the elimination of the use of the Form FDA 
    2567, Transmittal of Labels and Circulars, as being duplicative of Form 
    FDA 356h.
         FDA disagrees that the form is duplicative. FDA Form 2567 is used 
    for any submission of labeling, including promotional labeling. This 
    form (OMB Control No. 0910-0039) contains information that is not 
    requested in the Form FDA 356h, which is necessary for the adequate 
    tracking of labeling submissions to FDA. It provides specific 
    identification of the labeling changes, including revision number and 
    the type of labeling and provides a check list for the type of changes 
    that have been made to the labeling. The form provides a clear, simple 
    method for transmitting comments on the labeling to and from the 
    manufacturers allowing for quick return of comments and easy 
    identification of sequential revisions.
        3. One comment stated that the ``Draft Guidance for Industry: For 
    the Submission of Chemistry, Manufacturing and Controls and 
    Establishment Description Information for Human Blood and Blood 
    Components Intended for Transfusion or for Further Manufacture and For 
    the Completion of the Form FDA 356h, `Application to Market a New Drug, 
    Biologic or an Antibiotic Drug for Human Use''' (63 FR 37401, July 10, 
    1998) requires, for the first time, submission of information regarding 
    certain manufacturing standard operating procedures (SOP's), contracts, 
    organizational characteristics, organization diagrams, physical plant, 
    major equipment, and quality assurance.
         FDA disagrees in part with this comment. Guidance documents do not 
    set forth requirements; they provide the agency's current thinking on a 
    topic and are nonbinding. A review of SOP's, physical plant 
    information, and information on contracts have always been part of an 
    assessment of a product's safety, purity, and potency. FDA has the 
    authority to require sponsors to submit such information in license 
    applications under section 351 of the PHS Act and 21 CFR part 601. In 
    the more recent past, FDA has found that inadequate organizational/
    managerial oversight and quality assurance problems at firms have 
    resulted in firms being out of compliance with the regulations 
    applicable to blood and blood components and have been the cause of 
    problems leading to significant enforcement action by the agency. FDA 
    believes it is important to review information related to the 
    managerial/organizational oversight and quality assurance in order to 
    ensure that a firm can manufacture products that meet the applicable 
    regulatory and statutory requirements. Therefore, FDA will review such 
    information as part of the BLA. FDA believes that the burden associated 
    with the submission of such information will be minimal. Describing 
    organizational aspects can be done through the use of organizational 
    charts, and under CGMP regulations, quality assurance is already a 
    requirement. The submission of descriptions of such organizations 
    should require minimal time for gathering and preparing the 
    information. In addition, since other information previously reviewed 
    as part of the PLA and ELA will not be required to be included in a 
    BLA, FDA estimates that the net effect is no increase in burden or a 
    slightly lower burden. For example, information that will no longer be 
    submitted in a BLA but should, as appropriate, be available for an 
    establishment inspection includes, but is not limited, to such 
    information as: (1) Floor plans of facilities, auxiliary facilities and 
    self-contained mobile units to show locations of major equipment, hand 
    washing facilities and restrooms; (2) Heating, ventilation, and air 
    conditioning information; (3) curriculum vitae for physicians, 
    physician substitutes, authorized officials and their alternates, and 
    managers; (4) ``statement of understanding'' from physicians and 
    authorized officials; (5) proof of state licensure of physicians; (6) 
    physician substitute certification of training and cardiopulmonary 
    resuscitation; (7) supervisor qualifications and number of people 
    supervised in the areas of donor suitability, blood collection, 
    laboratory processing, and testing; (8) description of any other uses 
    for the area where blood collection or processing occurs; (9) 
    description of provisions for housekeeping, pest control, and lighting; 
    (10) description of records maintenance method, including when they are 
    made, how long they are stored, and how they are maintained to permit 
    effective recall; and (11) copy of the certificate of incorporation. 
    FDA is currently reviewing comments on the draft CMC guidance and will 
    consider the comments in any revision made to the ``Draft Guidance for 
    Industry: For the Submission of Chemistry, Manufacturing and Controls 
    and Establishment Description Information for Human Blood and Blood 
    Components Intended for Transfusion or for Further Manufacture and for 
    the Completion of the Form FDA 356h, `Application to Market a New Drug, 
    Biologic or an Antibiotic Drug for Human Use.'''
        4. One comment supported the proposed revision to Sec. 601.21 but 
    recommended that the regulation reference the appropriate section of 
    the act applicable to investigational device exemptions.
        FDA agrees with the comment and is amending Sec. 601.21 in the 
    final rule to reference section 520(g) of the act (21 U.S.C. 360j(g)) 
    that provides for exemption of devices for investigational use.
    
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        FDA has considered all comments received in response to the 
    proposed rule and has determined that the proposed rule should be 
    issued as a final rule. Accordingly, FDA is issuing as a final rule 
    changes to the biologics regulations that provide for the use of a 
    ``biologics license application'' and ``biologics license'' for the 
    licensure of all products under section 351 of the PHS Act.
    
    IV. Effective Dates and Other Implementation Issues
    
        FDA is providing a 10-month transition period for implementation of 
    the BLA. FDA recognizes that it may take applicants time to switch 
    format from PLA's and ELA's to BLA's. Any PLA and ELA for a biological 
    product pending on the effective date of these regulations will be 
    reviewed as submitted. Notwithstanding the new regulations, new 
    submissions by the manufacturer will not be necessary for these 
    products. FDA will continue to accept PLA's and ELA's in lieu of a BLA 
    until October 20, 2000, of this final rule. However, all applications 
    submitted to the agency after the effective date of the final rule will 
    be required to include all information indicated in Form FDA 356h in 
    order for the application to be considered as complete. PLA's and ELA's 
    received after the effective date of the final rule will be 
    administratively handled by FDA as a BLA. If the PLA and ELA are 
    sufficient for licensure, FDA will issue a biologics license. Any 
    manufacturer planning to file a PLA and an ELA during the 10-month time 
    period after the effective date of these regulations should contact FDA 
    for further guidance.
        Under new Sec. 601.2(e), a manufacturer already holding an approved 
    ELA and PLA for a biological product will not be required to file 
    supplements to comply with the amended regulations. The approved PLA 
    together with portions of the approved ELA relevant to the new 
    requirements for the BLA, will be deemed to constitute a BLA under 
    section 351 of the PHS Act .
    
    V. Analysis of Impacts
    
     A. Reduction in Burden
    
        The use of the harmonized Form FDA 356h for all biological products 
    and drugs regulated by CBER and CDER will reduce burden on industry by 
    enabling manufacturers to submit applications for biological products 
    and drugs in a consistent format.
        Manufacturers intending to introduce biological products into 
    interstate commerce will no longer have to prepare a PLA and an ELA to 
    submit to the agency for approval. The amount of information that 
    manufacturers will need to provide in a BLA will be less than that 
    previously required in a PLA and ELA. These changes will enable 
    manufacturers to devote fewer resources to submitting documentation to 
    the agency. Much of the information previously reviewed in an ELA at 
    FDA will be reviewed by FDA investigators at the manufacturing site 
    during a preapproval inspection. According to many biological product 
    manufacturers, preparation, submission, and approval of a separate PLA 
    and ELA for each biological product added substantially to the cost of 
    licensing the product.
        The inclusion of reference to parts 210, 211, 600, 606, and 820 in 
    the final rule as establishment requirements only serve to clarify 
    existing requirements and will not impose any additional burden on 
    industry. Biological products regulated under section 351 of the PHS 
    Act, are already subject to the CGMP's in parts 600, 606 and, as 
    applicable, parts 210 and 211, or 820.
    
    B. Review Under Executive Order 12866 and the Regulatory Flexibility 
    Act
    
        FDA has examined the impact of the final rule under Executive Order 
    12866 and the Regulatory Flexibility Act (5 U.S.C. 601-612). Executive 
    Order 12866 directs agencies to assess all costs and benefits of 
    available regulatory alternatives and, when regulation is necessary, to 
    select regulatory approaches that maximize net benefits (including 
    potential economic, environmental, public health and safety, and other 
    advantages; distributive impact; and equity). The agency believes that 
    this rule is consistent with the regulatory philosophy and principles 
    identified in Executive Order 12866. In addition, the rule is a 
    significant regulatory action as defined in Executive Order 12866 and 
    is subject to review because it deals with a novel policy issue.
        In accordance with the principles of Executive Order 12866, the 
    overall result of the rule will be a substantial reduction in burdens 
    on a manufacturer filing an application to market a biological product. 
    In addition, FDA anticipates that the rule will facilitate a 
    manufacturer's ability to improve its licensed products and methods of 
    manufacture by decreasing the burden and cost associated with filing 
    applications and supplements.
        The Regulatory Flexibility Act requires agencies to analyze 
    regulatory options that would minimize any significant impact of a rule 
    on small entities. Because, as stated previously, the overall result of 
    the rule will be a substantial reduction in reporting burdens, the 
    agency certifies that the rule would not have a significant negative 
    economic impact on a substantial number of small entities. Therefore, 
    under the Regulatory Flexibility Act, no further analysis is required.
    
    C. The Paperwork Reduction Act of 1995
    
         This final rule contains information collection provisions that 
    are subject to review by the Office of Management and Budget (OMB) 
    under the Paperwork Reduction Act of 1995 (the PRA) (44 U.S.C. 3501-
    3520). The title, description, and the respondent description of the 
    information collection provisions are shown below with an estimate of 
    the annual reporting burden. Included in the estimate is the time for 
    reviewing the instructions, searching existing data sources, gathering 
    and maintaining the data needed, and completing and reviewing each 
    collection of information.
         Title: Biological Products Regulated Under Section 351 of the 
    Public Health Service Act; Implementation of Biologics License; 
    Elimination of Establishment License and Product License.
         Description: This final rule revises the regulations regarding the 
    procedures for application for approval to market a biological product 
    regulated under section 351 of the PHS Act. Under the regulations, a 
    manufacturer will submit to FDA the appropriate establishment and 
    product information in a single BLA in lieu of filing a separate ELA 
    and PLA. Upon approval of the BLA, a manufacturer would receive a 
    single biologics license to market the product in interstate commerce.
         Description of Respondents: Manufacturers of biological products.
         The final rule amends the regulations for filing an application to 
    market a biological product under Sec. 601.2 to eliminate references to 
    establishment licenses and product licenses for all products regulated 
    under the PHS Act. The final rule will require biologics manufacturers 
    to file a single BLA, rather than either an ELA or PLA, to market a 
    biological product. The agency estimates that the total average 
    paperwork burden for manufacturers filing one application that 
    consolidates the information currently required under both the PLA and 
    ELA will decrease approximately 10 percent. The estimate reduces the 
    number of annual responses from a combined PLA/BLA/ELA total of 76 to a 
    BLA total of 60. This estimate is derived from the total number of 
    license applications received
    
    [[Page 56446]]
    
    by FDA in fiscal year (FY) 1997 (76) minus the total number of ELA's 
    filed in the same period (17). Based on information provided by 
    industry, the time estimated to prepare an application for FDA approval 
    to market a product is approximately 1,600 hours. In addition to 
    Sec. 601.2, there are other regulations in the final rule that relate 
    to certain information to be included in a license application 
    including Sec. 640.21(c) (21 CFR 640.21(c)), Sec. 640.22(c) (21 CFR 
    640.22(c)), 21 CFR 640.65(a), and 660.21(a)(3) and (d). The burden 
    associated with the information collection requirements in these 
    regulations is included in the following reporting burden estimate for 
    Sec. 601.2.
         The regulation also makes several technical amendments to conform 
    the language throughout the biological product regulations to the 
    changes made final here for Sec. 601.2. Specifically, the final rule 
    makes the following technical term changes: References to product and 
    establishment license, and product and establishment applications are 
    replaced with ``biologics license'' or ``biologics license 
    application;'' and ``licensee'' is replaced with ``licensed 
    manufacturer.'' These technical changes do not have an impact on either 
    the substantive requirements or the paperwork burden of these 
    requirements, each of which carry OMB clearance numbers as follows: 21 
    CFR 207.20(c) and 207.21(a) (0910-0045); Secs. 600.80(c)(2) and 600.81 
    (0910-0308); Sec. 601.25(b)(3) (0910-0039); 21 CFR 607.20(b) and 607.21 
    (0910-0052); and 21 CFR 610.63 and 640.71(b)(1) (0910-0116).
         The following regulations relate to the submission of additional 
    information in certain supplements to a BLA. Regulations in 21 CFR 
    600.15(b) and 610.53(d) require submission of a request for an 
    exemption or modification regarding the temperature requirements during 
    shipment and from dating periods, respectively, for certain biological 
    products. The preparation of an exemption request is estimated to be 8 
    hours; however, no requests were received by the agency under either 
    regulation in FY 1997. To account for the rare instance in which a 
    request for an exemption may be made, the agency has estimated one 
    respondent per year in Table 1 of this document. Section 640.6 (21 CFR 
    640.6) requires that an applicant submit a request to make a certain 
    modification of Whole Blood. The number of supplements relating to 
    Whole Blood filed by an applicant in FY 1997 totaled 74. Because the 
    agency could not easily determine the number of supplements filed 
    specific to Sec. 640.6, the estimate below is based on last year's 
    total number of supplements related to Whole Blood, regardless of 
    whether the supplement was filed specific to Sec. 640.6.
         The remaining regulations, Secs. 640.21(c), 640.22(c), 21 CFR 
    640.64(c), and 640.74(a) and (b)(2), refer to information that is 
    collected under Sec. 601.12, (OMB Control No. 0910-0315) under which 
    the collection of information burden is calculated. Moreover, the final 
    rule makes only technical changes to these regulations. For example, 
    the term ``product license'' is changed to ``biologics license,'' and 
    the term ``product licensee'' is changed to ``licensed manufacturer.''
        As required by section 3506(c)(2)(B) of the PRA, FDA provided an 
    opportunity for public comment on the information collection provisions 
    of the proposed rule (63 FR 40858). One letter of comment on the 
    information collection provisions was submitted to OMB. Most of the 
    comments submitted to OMB were the same as those submitted directly to 
    FDA in response to the proposed rule. FDA's responses to these comments 
    are found above in section III of this document. Responses to 
    additional comments in the letter received by OMB that were not 
    addressed previously are addressed in the following paragraphs.
        1. A comment pointed out that few new BLA's for blood and blood 
    components will be submitted to the agency. More frequently changes to 
    already approved applications are submitted as supplements. These 
    supplements will now use Form FDA 356h for submission to the agency. 
    The comment stated if Form FDA 356h is merely substituted for the 
    current forms and manufacturers must continue to file a supplement for 
    each product at each location, the paperwork will actually increase 
    because of the increased CMC and establishment requirements.
        FDA agrees that few new BLA's for blood and blood components are 
    submitted to the agency. However, FDA disagrees that the burden will 
    increase. Previously, manufacturers desiring to make a single 
    manufacturing change that would affect multiple products were required 
    to submit a supplement to each individual product and establishment 
    application. Under this final rule a manufacturer would only need to 
    submit one supplement to the BLA. For example, under the current PLA/
    ELA system, if a manufacturer desired to make a single change to the 
    irradiation procedure for its Whole Blood, Red Blood Cells, Platelets, 
    and Plasma products manufactured at 3 locations, the manufacturer would 
    be required to submit 12 supplements to 4 PLA's. Under the proposed BLA 
    system, the manufacturer would only be required to submit one 
    supplement to the BLA describing the change for all of the products and 
    locations involved. Therefore, fewer supplements should be submitted by 
    applicants. The size of the decrease in supplements will depend on how 
    the applicant bundles the submissions. At the time of submission of a 
    supplement, FDA expects that all data and information pertinent to the 
    supplement be present or the FDA may refuse to file the application 
    (see the guidance entitled ``Center for Biologics Evaluation and 
    Research (CBER): Refusal to File (RTF) Guidance for Product License 
    Applications (PLA's) and Establishment License Applications (ELA's)'' 
    (58 FR 38770, July 20, 1993)). Therefore, if an applicant wishes to 
    submit a change affecting multiple locations in one supplement, and all 
    data and information supporting the change at those locations are 
    present in the supplement, FDA will accept such a submission. FDA, 
    therefore, estimates that there will be an overall reduction in burden 
    associated with this final rule.
        2. Another comment stated that the number of respondents and 
    supplement submissions, and the hours per submission were severely 
    underestimated by FDA. The comment expressed concern that FDA was 
    unable to specifically enumerate the number of submissions made under 
    Sec. 640.6 and suggested that this was ``indicative of a larger 
    problem.'' The comment described FDA's approach to burden estimates as 
    disturbing for other reasons such as not addressing supplements for 
    products other than Whole Blood, and because the agency's internal 
    tracking, accounting, and documentation systems may be inadequate. The 
    comment stated that FDA had trouble distinguishing between supplemental 
    license applications submitted under Secs. 640.6 and 601.12. For the 
    purposes of burden hour development, the distinction between 
    supplements submitted under Sec. 640.6 and those under Sec. 601.12 is 
    somewhat artificial because the burden for the regulated community to 
    prepare the supplement is identical regardless of the section under 
    which such information is submitted.
        The comment has misinterpreted the estimate. In preparing this 
    burden estimate, FDA estimated the burden for those sections of the 
    regulations being amended, including Sec. 640.6. No changes in 
    Sec. 601.12 were included in this rulemaking, therefore FDA has not 
    estimated the burden of this section which already has an approved OMB 
    control number (0910-0315). The burden associated with the preparation 
    of supplemental applications is also
    
    [[Page 56447]]
    
    included in the estimate for Sec. 601.12 and is outside the scope of 
    this rule. Since Sec. 640.6 applies specifically to Whole Blood, an 
    estimate as seen in Table 1 of this document is limited to only Whole 
    Blood submissions and the associated reporting burden hours. The number 
    of respondents reflects the number of FY 1997 supplements submitted 
    specifically for Whole Blood, and the 8 hours is an accurate estimate 
    for this type of submission. For purposes of carrying out its 
    obligations for the review of applications, FDA continues to believe 
    that it is unnecessary to keep separate track of those applications 
    submitted under Sec. 640.6, because review of these supplemental 
    applications is not different from other supplemental applications 
    submitted under Sec. 601.12. Because FDA's current tracking system does 
    not allow a search of the data base that would identify accurately the 
    number of Whole Blood supplements submitted under Sec. 640.6, FDA 
    looked at the number of all supplements related only to Whole Blood, 
    which is the scope of this regulation, and conservatively estimated the 
    burden to account for more rather than fewer burden hours. Therefore, 
    the estimated burden hours are likely to be higher than those that may 
    actually occur.
    
                                      Table 1.--Estimated Annual Reporting Burden1
    ----------------------------------------------------------------------------------------------------------------
                                                          Annual
             21 CFR Section               No. of       Frequency per   Total Annual      Hours per      Total Hours
                                        Respondents      Response        Responses       Response
    ----------------------------------------------------------------------------------------------------------------
    601.2                                  60               1              60           1,600          96,000
    600.15(b)                               1               1               1               8               8
    610.53(d)                               1               1               1               8               8
    640.6                                  74               1              74               8             592
    ----------------------------------------------------------------------------------------------------------------
    \1\ There are no capital costs or operating and maintenance costs associated with this collection of
      information.
    
        The information collection provisions of the final rule have been 
    submitted to OMB for review. Prior to the effective date of the final 
    rule, FDA will publish a document in the Federal Register announcing 
    OMB's decision to approve, modify, or disapprove the information 
    collection provisions in the final rule. An agency may not conduct or 
    sponsor, and a person is not required to respond to, a collection of 
    information unless it displays a currently valid OMB control number.
    
    D. Environmental Impact
    
        The agency has determined under 21 CFR 25.30(h) that this action is 
    of a type that does not individually or cumulatively have a significant 
    effect on the human environment. Therefore, neither an environmental 
    assessment nor an environmental impact statement is required.
    
    List of Subjects
    
    21 CFR Part 3
    
        Administrative practice and procedure, Biologics, Drugs, Medical 
    devices.
    
    21 CFR Part 5
    
        Authority delegations (Government agencies), Imports, Organization 
    and functions (Government agencies).
    
    21 CFR Part 10
    
        Administrative practice and procedure, News media.
    
    21 CFR Part 20
    
        Confidential business information, Courts, Freedom of information, 
    Government employees.
    
    21 CFR Part 50
    
        Human research subjects, Prisoners, Reporting and recordkeeping 
    requirements, Safety.
    
    21 CFR Part 56
    
        Human research subjects, Reporting and recordkeeping requirements, 
    Safety.
    
    21 CFR Part 58
    
        Laboratories, Reporting and recordkeeping requirements.
    
    21 CFR Part 207
    
        Drugs, Reporting and recordkeeping requirements.
    
    21 CFR Part 310
    
        Administrative practice and procedure, Drugs, Labeling, Medical 
    devices, Reporting and recordkeeping requirements.
    
    21 CFR Part 312
    
        Drugs, Exports, Imports, Investigations, Labeling, Medical 
    research, Reporting and recordkeeping requirements, Safety.
    
    21 CFR Part 316
    
        Administrative practice and procedure, Drugs, Reporting and 
    recordkeeping requirements.
    
    21 CFR Part 600
    
        Biologics, Reporting and recordkeeping requirements.
    
    21 CFR Part 601
    
        Administrative practice and procedure, Biologics, Confidential 
    business information.
    
    21 CFR Part 607
    
        Blood.
    
    21 CFR Parts 610 and 660
    
        Biologics, Labeling, Reporting and recordkeeping requirements.
    
    21 CFR Part 640
    
        Blood, Labeling, Reporting and recordkeeping requirements.
        Therefore, under the Federal Food, Drug, and Cosmetic Act, the 
    Public Health Service Act, and authority delegated to the Commissioner 
    of Food and Drugs, 21 CFR parts 3, 5, 10, 20, 50, 56, 58, 207, 310, 
    312, 316, 600, 601, 607, 610, 640, and 660 are amended as follows:
    
    PART 3--PRODUCT JURISDICTION
    
        1. The authority citation for 21 CFR part 3 continues to read as 
    follows:
    
        Authority: 21 U.S.C. 321, 351, 352, 353, 355, 360, 360c-360f, 
    360h-360j, 360gg-360ss, 371(a), 379e, 381, 394; 42 U.S.C. 216, 262.
    
        2. Section 3.2 is amended by revising paragraph (k) to read as 
    follows:
    
    
    Sec. 3.2   Definitions.
    
    * * * * *
        (k) Premarket review includes the examination of data and 
    information in an application for premarket review described in 
    sections 505, 510(k), 513(f), 515, or 520(g) or 520(l) of the act or 
    section 351 of the Public Health Service Act of data and information 
    contained in any investigational new drug (IND) application, 
    investigational device exemption (IDE), new drug application (NDA), 
    biologics license application, device premarket notification, device 
    reclassification petition, and premarket approval application (PMA).
    * * * * *
    
    [[Page 56448]]
    
    PART 5--DELEGATIONS OF AUTHORITY AND ORGANIZATION
    
        3. The authority citation for 21 CFR part 5 continues to read as 
    follows:
    
        Authority:  5 U.S.C. 504, 552, App. 2; 7 U.S.C. 138a, 2271; 15 
    U.S.C. 638, 1261-1282, 3701-3711a; 15 U.S.C. 1451-1461; 21 U.S.C. 
    41-50, 61-63, 141-149, 321-394, 467f, 679(b), 801-886, 1031-1309; 35 
    U.S.C. 156; 42 U.S.C. 241, 242, 242a, 242l, 242n, 243, 262, 263, 
    264, 265, 300u-300u-5, 300aa-1; 1395y, 3246b, 4332, 4831(a), 10007-
    10008; E.O. 11921, 41 FR 24294, 3 CFR, 1977 Comp., p. 124-131; E.O. 
    12591, 52 FR 13414, 3 CFR, 1988 Comp., p. 220-223.
    
        4. Section 5.58 is amended by revising paragraph (a)(3) to read as 
    follows:
    
    
    Sec. 5.58   Orphan products.
    
        (a) * * *
        (3) Applications for biologics licenses for biological products; or
    * * * * *
        5. Section 5.67 is amended by revising paragraphs (a), (b), and (c) 
    to read as follows:
    
    
    Sec. 5.67   Issuance of notices of opportunity for a hearing on 
    proposals for denial of approval of applications for licenses or 
    revocation of licenses and certain notices of revocation of licenses.
    
    * * * * *
        (a) Notices of opportunity for a hearing on proposals to deny 
    approval or filing of applications for biologics licenses under 
    Sec. 601.4(b) of this chapter.
        (b) Notices of opportunity for a hearing on proposals to revoke 
    biologics licenses under Sec. 601.5(b) of this chapter.
        (c) Notices of revocation, at the manufacturer's request, of 
    biologics licenses under Secs. 601.5(a) and 601.8 of this chapter.
    * * * * *
    
     PART 10--ADMINISTRATIVE PRACTICES AND PROCEDURES
    
        6. The authority citation for 21 CFR part 10 continues to read as 
    follows:
    
        Authority: 5 U.S.C. 551-558, 701-706; 15 U.S.C. 1451-1461; 21 
    U.S.C. 141-149, 321-397, 467f, 679, 821, 1034; 28 U.S.C. 2112; 42 
    U.S.C. 201, 262, 263b, 264.
    
        7. Section 10.50 is amended by revising paragraph (c)(19) to read 
    as follows:
    
    
    Sec. 10.50   Promulgation of regulations and orders after an 
    opportunity for a formal evidentiary public hearing.
    
    * * * * *
        (c) * * *
        (19) Section 351(a) of the Public Health Service Act on a biologics 
    license for a biological product.
    * * * * *
    
     PART 20--PUBLIC INFORMATION
    
        8. The authority citation for 21 CFR part 20 continues to read as 
    follows:
    
        Authority:  5 U.S.C. 552; 18 U.S.C. 1905; 19 U.S.C. 2531-2582; 
    21 U.S.C. 321-393, 1401-1403; 42 U.S.C. 241, 242, 242a, 242l, 242n, 
    243, 262, 263, 263b-263n, 264, 265, 300u-300u-5, 300aa-1.
    
        9. Section 20.100 is amended by revising paragraph (c)(24) to read 
    as follows:
    
    
    Sec. 20.100   Applicability; cross-reference to other regulations.
    
    * * * * *
        (c) * * *
        (24) Applications for biologics licenses for biological products, 
    in Sec. 601.51 of this chapter.
    * * * * *
    
    PART 50--PROTECTION OF HUMAN SUBJECTS
    
        10. The authority citation for 21 CFR part 50 continues to read as 
    follows:
    
        Authority:  21 U.S.C. 321, 346, 346a, 348, 352, 353, 355, 360, 
    360c-360f, 360h-360j, 371, 379e; 42 U.S.C. 216, 241, 262, 263b-263n.
    
        11. Section 50.3 is amended by revising paragraph (b)(12) to read 
    as follows:
    
    
    Sec. 50.3   Definitions.
    
    * * * * *
        (b) * * *
        (12) An application for a biologics license, described in part 601 
    of this chapter.
    * * * * *
    
    PART 56--INSTITUTIONAL REVIEW BOARDS
    
        12. The authority citation for 21 CFR part 56 continues to read as 
    follows:
    
        Authority:  21 U.S.C. 321, 346, 346a, 348, 351, 352, 353, 355, 
    360, 360c-360f, 360h-360j, 371, 379e, 381; 42 U.S.C. 216, 241, 262, 
    263b-263n.
    
        13. Section 56.102 is amended by revising paragraph (b)(11) to read 
    as follows:
    
    
    Sec. 56.102  Definitions.
    
    * * * * *
        (b) * * *
        (11) An application for a biologics license, described in part 601 
    of this chapter.
    * * * * *
    
    PART 58--GOOD LABORATORY PRACTICE FOR NONCLINICAL LABORATORY 
    STUDIES
    
        14. The authority citation for 21 CFR part 58 continues to read as 
    follows:
    
        Authority: 21 U.S.C. 342, 346, 346a, 348, 351, 352, 353, 355, 
    360, 360b-360f, 360h-360j, 371, 379e, 381; 42 U.S.C. 216, 262, 263b-
    263n.
    
        15. Section 58.3 is amended by revising paragraph (e)(13) to read 
    as follows:
    * * * * *
        (e) * * *
        (13) An application for a biologics license, described in part 601 
    of this chapter.
    * * * * *
    
    PART 207--REGISTRATION OF PRODUCERS OF DRUGS AND LISTING OF DRUGS 
    IN COMMERCIAL DISTRIBUTION
    
        16. The authority citation for 21 CFR part 207 continues to read as 
    follows:
    
        Authority:  21 U.S.C. 331, 351, 352, 355, 360, 360b, 371, 374; 
    42 U.S.C. 262.
    
        17. Section 207.20 is amended by revising paragraph (c) to read as 
    follows:
    
    
    Sec. 207.20   Who must register and submit a drug list.
    
    * * * * *
        (c) Before beginning manufacture or processing of a drug subject to 
    one of the following applications, an owner or operator of an 
    establishment is required to register before the agency approves it: A 
    new drug application, a new animal drug application, a medicated feed 
    application, or a biologics license application.
    * * * * *
        18. Section 207.21 is amended by revising the second sentence of 
    paragraph (a) to read as follows:
    
    
    Sec. 207.21   Times for registration and drug listing.
    
        (a) * * * If the owner or operator of the establishment has not 
    previously entered into such an operation, the owner or operator shall 
    register within 5 days after submitting a new drug application, new 
    animal drug application, medicated feed application, or a biologics 
    license application. * * *
    * * * * *
    
    PART 310--NEW DRUGS
    
        19. The authority citation for 21 CFR part 310 continues to read as 
    follows:
    
        Authority:  21 U.S.C. 321, 331, 351, 352, 353, 355, 360b-360f, 
    360j, 361(a), 371, 374, 375, 379e; 42 U.S.C. 216, 241, 242(a), 262, 
    263b-263n.
    
        20. Section 310.4 is revised to read as follows:
    
    
    Sec. 310.4   Biologics; products subject to license control.
    
        (a) If a drug has an approved license under section 351 of the 
    Public Health
    
    [[Page 56449]]
    
    Service Act (42 U.S.C. 262 et seq.) or under the animal virus, serum, 
    and toxin law of March 4, 1913 (21 U.S.C. 151 et seq.), it is not 
    required to have an approved application under section 505 of the act.
        (b) To obtain marketing approval for radioactive biological 
    products for human use, as defined in Sec. 600.3(ee) of this chapter, 
    manufacturers must comply with the provisions of 601.2(b) of this 
    chapter.
        21. Section 310.503 is amended by revising the first sentence of 
    paragraph (b) to read as follows:
    
    
    Sec. 310.503   Requirements regarding certain radioactive drugs.
    
    * * * * *
        (b) It is the opinion of the Nuclear Regulatory Commission, and the 
    Food and Drug Administration that this exemption should not apply for 
    certain specific drugs and that these drugs should be appropriately 
    labeled for uses for which safety and effectiveness can be demonstrated 
    by new drug applications or through licensing under the Public Health 
    Service Act (42 U.S.C. 262 et seq.) in the case of biologics. * * *
    * * * * *
    
    PART 312--INVESTIGATIONAL NEW DRUG APPLICATION
    
        22. The authority citation for 21 CFR part 312 continues to read as 
    follows:
    
        Authority: 21 U.S.C. 321, 331, 351, 352, 353, 355, 371; 42 
    U.S.C. 262.
    
        23. Section 312.3 is amended in paragraph (b) by revising the 
    definition for Marketing application to read as follows:
    
    
    Sec. 312.3   Definitions and interpretations.
    
    * * * * *
        (b) * * *
        Marketing application means an application for a new drug submitted 
    under section 505(b) of the act or a biologics license application for 
    a biological product submitted under the Public Health Service Act.
    * * * * *
    
    PART 316--ORPHAN DRUGS
    
        24. The authority citation for 21 CFR part 316 continues to read as 
    follows:
    
        Authority: 21 U.S.C. 360aa, 360bb, 360cc, 360dd, 371.
    
        25. Section 316.3 is amended by revising paragraph (b)(9) to read 
    as follows:
    
    
    Sec. 316.3   Definitions.
    
    * * * * *
        (b) * * *
        (9)  Marketing application means an application for approval of a 
    new drug filed under section 505(b) of the act or an application for a 
    biologics license submitted under section 351 of the Public Health 
    Service Act (42 U.S.C. 262).
    * * * * *
    
    PART 600--BIOLOGICAL PRODUCTS: GENERAL
    
        26. The authority citation for 21 CFR part 600 continues to read as 
    follows:
    
        Authority:  21 U.S.C. 321, 351, 352, 353, 355, 360, 360i, 371, 
    374; 42 U.S.C. 216, 262, 263, 263a, 264, 300aa-25.
    
        27. Section 600.3 is amended by revising paragraphs (n) and (w) to 
    read as follows:
    
    
    Sec. 600.3   Definitions.
    
    * * * * *
        (n) The word standards means specifications and procedures 
    applicable to an establishment or to the manufacture or release of 
    products, which are prescribed in this subchapter or established in the 
    biologics license application designed to insure the continued safety, 
    purity, and potency of such products.
    * * * * *
        (w) Establishment has the same meaning as ``facility'' in section 
    351 of the Public Health Service Act and includes all locations.
    * * * * *
        28. Section 600.15 is amended by revising paragraph (b) to read as 
    follows:
    
    
    Sec. 600.15   Temperatures during shipment.
    
    * * * * *
        (b) Exemptions. Exemptions or modifications shall be made only upon 
    written approval, in the form of a supplement to the biologics license 
    application, approved by the Director, Center for Biologics Evaluation 
    and Research.
        29. Section 600.21 is amended by revising the first sentence to 
    read as follows:
    
    
    Sec. 600.21   Time of inspection.
    
        The inspection of an establishment for which a biologics license 
    application is pending need not be made until the establishment is in 
    operation and is manufacturing the complete product for which a 
    biologics license is desired. * * *
        30. Section 600.80 is amended by revising the first sentence of 
    paragraph (b), the first and second sentences of paragraph (c)(2)(i), 
    and by revising paragraphs (g) and (j) to read as follows:
    
    
    Sec. 600.80   Postmarketing reporting of adverse experiences.
    
    * * * * *
        (b) Review of adverse experiences. Any person having a biologics 
    license under Sec. 601.20 of this chapter shall promptly review all 
    adverse experience information pertaining to its product obtained or 
    otherwise received by the licensed manufacturer from any source, 
    foreign or domestic, including information derived from commercial 
    marketing experience, postmarketing clinical investigations, 
    postmarketing epidemiological/surveillance studies, reports in the 
    scientific literature, and unpublished scientific papers. * * *
    * * * * *
        (c) * * *
        (2) Periodic adverse experience reports. (i) The licensed 
    manufacturer shall report each adverse experience not reported under 
    paragraph (c)(1)(i) of this section at quarterly intervals, for 3 years 
    from the date of issuance of the biologics license, and then at annual 
    intervals. The licensed manufacturer shall submit each quarterly report 
    within 30 days of the close of the quarter (the first quarter beginning 
    on the date of issuance of the biologics license) and each annual 
    report within 60 days of the anniversary date of the issuance of the 
    biologics license. * * *
    * * * * *
        (g) Multiple reports. A licensed manufacturer should not include in 
    reports under this section any adverse experience that occurred in 
    clinical trials if they were previously submitted as part of the 
    biologics license application. If a report refers to more than one 
    biological product marketed by a licensed manufacturer, the licensed 
    manufacturer should submit the report to the biologics license 
    application for the product listed first in the report.
    * * * * *
         (j) Revocation of biologics license. If a licensed manufacturer 
    fails to establish and maintain records and make reports required under 
    this section with respect to a licensed biological product, FDA may 
    revoke the biologics license for such a product in accordance with the 
    procedures of 601.5 of this chapter.
    * * * * *
        31. Section 600.81 is amended by revising the first sentence to 
    read as follows:
    
    
    Sec. 600.81   Distribution reports.
    
        The licensed manufacturer shall submit information about the 
    quantity of the product distributed under the biologics license, 
    including the quantity distributed to distributors. * * *
    
    [[Page 56450]]
    
    PART 601--LICENSING
    
        32. The authority citation for 21 CFR part 601 continues to read as 
    follows:
    
        Authority:  15 U.S.C. 1451-1561; 21 U.S.C. 321, 351, 352, 353, 
    355, 360, 360c-360f, 360h-360j, 371, 374, 379e, 381; 42 U.S.C. 216, 
    241, 262, 263; sec.122, Pub. L. 105-115, 111 Stat. 2322 (21 U.S.C. 
    355 note).
    
    Sec. 601.1   [Removed]
    
        33. Section 601.1  Two forms of licenses is removed.
        34. Section 601.2 is revised to read as follows:
    
    
    Sec. 601.2   Applications for biologics licenses; procedures for 
    filing.
    
        (a) General. To obtain a biologics license under section 351 of the 
    Public Health Service Act for any biological product, the manufacturer 
    shall submit an application to the Director, Center for Biologics 
    Evaluation and Research, on forms prescribed for such purposes, and 
    shall submit data derived from nonclinical laboratory and clinical 
    studies which demonstrate that the manufactured product meets 
    prescribed requirements of safety, purity, and potency; with respect to 
    each nonclinical laboratory study, either a statement that the study 
    was conducted in compliance with the requirements set forth in part 58 
    of this chapter, or, if the study was not conducted in compliance with 
    such regulations, a brief statement of the reason for the 
    noncompliance; statements regarding each clinical investigation 
    involving human subjects contained in the application, that it either 
    was conducted in compliance with the requirements for institutional 
    review set forth in part 56 of this chapter; or was not subject to such 
    requirements in accordance with Sec. 56.104 or Sec. 56.105, and was 
    conducted in compliance with requirements for informed consent set 
    forth in part 50 of this chapter. A full description of manufacturing 
    methods; data establishing stability of the product through the dating 
    period; sample(s) representative of the product for introduction or 
    delivery for introduction into interstate commerce; summaries of 
    results of tests performed on the lot(s) represented by the submitted 
    sample(s); specimens of the labels, enclosures, and containers, and if 
    applicable, any Medication Guide required under part 208 of this 
    chapter proposed to be used for the product; and the address of each 
    location involved in the manufacture of the biological product shall be 
    listed in the biologics license application. The applicant shall also 
    include a financial certification or disclosure statement(s) or both 
    for clinical investigators as required by part 54 of this chapter. An 
    application for a biologics license shall not be considered as filed 
    until all pertinent information and data have been received from the 
    manufacturer by the Center for Biologics Evaluation and Research. The 
    applicant shall also include either a claim for categorical exclusion 
    under Sec. 25.30 or Sec. 25.31 of this chapter or an environmental 
    assessment under Sec. 25.40 of this chapter. In lieu of the procedures 
    described in this paragraph, applications for radioactive biological 
    products shall be handled as set forth in paragraph (b) of this 
    section. The applicant, or the applicant's attorney, agent, or other 
    authorized official shall sign the application. An application for any 
    of the following specified categories of biological products subject to 
    licensure shall be handled as set forth in paragraph (c) of this 
    section:
        (1) Therapeutic DNA plasmid products;
        (2) Therapeutic synthetic peptide products of 40 or fewer amino 
    acids;
        (3) Monoclonal antibody products for in vivo use; and
        (4) Therapeutic recombinant DNA-derived products.
         (b) Radioactive biological products. To obtain marketing approval 
    for a radioactive biological product, as defined in Sec. 600.3(ee) of 
    this chapter, the manufacturer of such product shall comply with the 
    following:
        (1) An applicant for a radioactive coupled antibody, which means a 
    product that consists of an antibody component coupled with a 
    radionuclide component (or an antibody component intended solely to be 
    coupled with a radionuclide) in which both components provide a 
    pharmacological effect but the biological component determines the site 
    of action, shall submit a biologics license application to the 
    Director, Center for Biologics Evaluation and Research, Food and Drug 
    Administration, except if, as determined by FDA, there are significant 
    scientific issues associated with the radionuclide or other chemically 
    synthesized component, in which case a new drug application shall be 
    submitted to the Center for Drug Evaluation and Research, Food and Drug 
    Administration;
        (2) An applicant for a radioactive biological product other than as 
    described in paragraph (b)(1) of this section, shall submit a new drug 
    application to the Center for Drug Evaluation and Research, Food and 
    Drug Administration.
        (c)(1) To obtain marketing approval for a biological product 
    subject to licensure which is a therapeutic DNA plasmid product, 
    therapeutic synthetic peptide product of 40 or fewer amino acids, 
    monoclonal antibody product for in vivo use, or therapeutic recombinant 
    DNA-derived product, an applicant shall submit a biologics license 
    application in accordance with paragraph (a) of this section except 
    that the following sections in parts 600 through 680 of this chapter 
    shall not be applicable to such products: Secs. 600.10(b) and (c), 
    600.11, 600.12, 600.13, 610.11, 610.53, and 610.62 of this chapter.
        (2) To the extent that the requirements in this paragraph (c) 
    conflict with other requirements in this subchapter (except for those 
    products described in paragraph (b) of this section for which a new 
    drug application is required), this paragraph (c) shall supersede other 
    requirements.
        (d) Approval of a biologics license application or issuance of a 
    biologics license shall constitute a determination that the 
    establishment(s) and the product meet applicable requirements to ensure 
    the continued safety, purity, and potency of such products. Applicable 
    requirements for the maintenance of establishments for the manufacture 
    of a product subject to this section shall include but not be limited 
    to the good manufacturing practice requirements set forth in parts 210, 
    211, 600, 606, and 820 of this chapter.
        (e) Any establishment and product license for a biological product 
    issued under section 351 of the Public Health Service Act (42 U.S.C. 
    201 et seq.) that has not been revoked or suspended as of December 20, 
    1999, shall constitute an approved biologics license application in 
    effect under the same terms and conditions set forth in such product 
    license and such portions of the establishment license relating to such 
    product.
    
    
    Sec. 601.3   [Removed]
    
        35. Section 601.3 License forms is removed.
        36. Section 601.4 is amended by revising paragraph (a) and the 
    first sentence of paragraph (b) to read as follows:
    
    
    Sec. 601.4   Issuance and denial of license.
    
        (a) A biologics license shall be issued upon a determination by the 
    Director, Center for Biologics Evaluation and Research that the 
    establishment(s) and the product meet the applicable requirements 
    established in this chapter. A biologics license shall be valid until 
    suspended or revoked.
        (b) If the Commissioner determines that the establishment or 
    product does not meet the requirements established
    
    [[Page 56451]]
    
    in this chapter, the biologics license application shall be denied and 
    the applicant shall be informed of the grounds for, and of an 
    opportunity for a hearing on, the decision. * * *
        37. Section 601.5 is revised to read as follows:
    
    
    Sec. 601.5   Revocation of license.
    
        (a) A biologics license shall be revoked upon application of the 
    manufacturer giving notice of intention to discontinue the manufacture 
    of all products manufactured under such license or to discontinue the 
    manufacture of a particular product for which a license is held and 
    waiving an opportunity for a hearing on the matter.
        (b)(1) The Commissioner shall notify the licensed manufacturer of 
    the intention to revoke the biologics license, setting forth the 
    grounds for, and offering an opportunity for a hearing on the proposed 
    revocation if the Commissioner finds any of the following:
        (i) Authorized Food and Drug Administration employees after 
    reasonable efforts have been unable to gain access to an establishment 
    or a location for the purpose of carrying out the inspection required 
    under Sec. 600.21 of this chapter,
        (ii) Manufacturing of products or of a product has been 
    discontinued to an extent that a meaningful inspection or evaluation 
    cannot be made,
        (iii) The manufacturer has failed to report a change as required by 
    Sec. 601.12 of this chapter,
        (iv) The establishment or any location thereof, or the product for 
    which the license has been issued, fails to conform to the applicable 
    standards established in the license and in this chapter designed to 
    ensure the continued safety, purity, and potency of the manufactured 
    product,
        (v) The establishment or the manufacturing methods have been so 
    changed as to require a new showing that the establishment or product 
    meets the requirements established in this chapter in order to protect 
    the public health, or
        (vi) The licensed product is not safe and effective for all of its 
    intended uses or is misbranded with respect to any such use.
        (2) Except as provided in Sec. 601.6 of this chapter, or in cases 
    involving willfulness, the notification required in this paragraph 
    shall provide a reasonable period for the licensed manufacturer to 
    demonstrate or achieve compliance with the requirements of this 
    chapter, before proceedings will be instituted for the revocation of 
    the license. If compliance is not demonstrated or achieved and the 
    licensed manufacturer does not waive the opportunity for a hearing, the 
    Commissioner shall issue a notice of opportunity for hearing on the 
    matter under Sec. 12.21(b) of this chapter.
        38. Section 601.6 is revised to read as follows:
    
    
    Sec. 601.6   Suspension of license.
    
        (a) Whenever the Commissioner has reasonable grounds to believe 
    that any of the grounds for revocation of a license exist and that by 
    reason thereof there is a danger to health, the Commissioner may notify 
    the licensed manufacturer that the biologics license is suspended and 
    require that the licensed manufacturer do the following:
        (1) Notify the selling agents and distributors to whom such product 
    or products have been delivered of such suspension, and
        (2) Furnish to the Director, Center for Biologics Evaluation and 
    Research, complete records of such deliveries and notice of suspension.
        (b) Upon suspension of a license, the Commissioner shall either:
        (1) Proceed under the provisions of Sec. 601.5(b) of this chapter 
    to revoke the license, or
        (2) If the licensed manufacturer agrees, hold revocation in 
    abeyance pending resolution of the matters involved.
        39. Section 601.9 is revised to read as follows:
    
    
    Sec. 601.9   Licenses; reissuance.
    
        (a) Compliance with requirements. A biologics license, previously 
    suspended or revoked, may be reissued or reinstated upon a showing of 
    compliance with requirements and upon such inspection and examination 
    as may be considered necessary by the Director, Center for Biologics 
    Evaluation and Research.
        (b) Exclusion of noncomplying location. A biologics license, 
    excluding a location or locations that fail to comply with the 
    requirements in this chapter, may be issued without further application 
    and concurrently with the suspension or revocation of the license for 
    noncompliance at the excluded location or locations.
        (c) Exclusion of noncomplying product(s). In the case of multiple 
    products included under a single biologics license application, a 
    biologics license may be issued, excluding the noncompliant product(s), 
    without further application and concurrently with the suspension or 
    revocation of the biologics license for a noncompliant product(s).
    
    
    Sec. 601.10   [Removed]
    
        40. Section 601.10  Establishment licenses; issuance and conditions 
     is removed.
        41. Section 601.20 is revised to read as follows:
    
    
    Sec. 601.20   Biologics licenses; issuance and conditions.
    
        (a) Examination--compliance with requirements. A biologics license 
    application shall be approved only upon examination of the product and 
    upon a determination that the product complies with the standards 
    established in the biologics license application and the requirements 
    prescribed in the regulations in this chapter including but not limited 
    to the good manufacturing practice requirements set forth in parts 210, 
    211, 600, 606, and 820 of this chapter.
        (b)  Availability of product. No biologics license shall be issued 
    unless:
        (1) The product intended for introduction into interstate commerce 
    is available for examination, and
        (2) Such product is available for inspection during all phases of 
    manufacture.
        (c)  Manufacturing process--impairment of assurances. No product 
    shall be licensed if any part of the process of or relating to the 
    manufacture of such product, in the judgment of the Director, Center 
    for Biologics Evaluation and Research, would impair the assurances of 
    continued safety, purity, and potency as provided by the regulations 
    contained in this chapter.
        (d) Inspection--compliance with requirements. A biologics license 
    shall be issued or a biologics license application approved only after 
    inspection of the establishment(s) listed in the biologics license 
    application and upon a determination that the establishment(s) complies 
    with the standards established in the biologics license application and 
    the requirements prescribed in applicable regulations.
        (e) One biologics license to cover all locations. One biologics 
    license shall be issued to cover all locations meeting the 
    establishment standards identified in the approved biologics license 
    application and each location shall be subject to inspection by FDA 
    officials.
        42. Section 601.21 is revised to read as follows:
    
    
    Sec.  601.21   Products under development.
    
        A biological product undergoing development, but not yet ready for 
    a biologics license, may be shipped or otherwise delivered from one 
    State or possession into another State or possession provided such 
    shipment or
    
    [[Page 56452]]
    
    delivery is not for introduction or delivery for introduction into 
    interstate commerce, except as provided in sections 505(i) and 520(g) 
    of the Federal Food, Drug, and Cosmetic Act, as amended, and the 
    regulations thereunder (21 CFR parts 312 and 812).
        43. Section 601.22 is amended by revising the section heading and 
    the first and second sentences to read as follows:
    
    
    Sec. 601.22   Products in short supply; initial manufacturing at other 
    than licensed location.
    
        A biologics license issued to a manufacturer and covering all 
    locations of manufacture shall authorize persons other than such 
    manufacturer to conduct at places other than such locations the 
    initial, and partial manufacturing of a product for shipment solely to 
    such manufacturer only to the extent that the names of such persons and 
    places are registered with the Commissioner of Food and Drugs and it is 
    found upon application of such manufacturer, that the product is in 
    short supply due either to the peculiar growth requirements of the 
    organism involved or to the scarcity of the animal required for 
    manufacturing purposes, and such manufacturer has established with 
    respect to such persons and places such procedures, inspections, tests 
    or other arrangements as will ensure full compliance with the 
    applicable regulations of this subchapter related to continued safety, 
    purity, and potency. Such persons and places shall be subject to all 
    regulations of this subchapter except Secs. 601.2 to 601.6, 601.9, 
    601.10, 601.20, 601.21 to 601.33, and 610.60 to 610.65 of this chapter. 
    * * *
        44. Section 601.25 is amended in paragraph (b)(3) under 
    ``Biological Products Review Information'' by revising section VIII and 
    by revising the third sentence of paragraph (f)(3) to read as follows:
    
    
    Sec. 601.25   Review procedures to determine that licensed biological 
    products are safe, effective, and not misbranded under prescribed, 
    recommended, or suggested conditions of use.
    
    * * * * *
        (b) * * *
        (3) * * *
    
    BIOLOGICAL PRODUCTS REVIEW INFORMATION
    
    * * * * *
         VIII. If the submission is by a licensed manufacturer, a 
    statement signed by the authorized official of the licensed 
    manufacturer shall be included, stating that to the best of his or 
    her knowledge and belief, it includes all information, favorable and 
    unfavorable, pertinent to an evaluation of the safety, 
    effectiveness, and labeling of the product, including information 
    derived from investigation, commercial marketing, or published 
    literature. If the submission is by an interested person other than 
    a licensed manufacturer, a statement signed by the person 
    responsible for such submission shall be included, stating that to 
    the best of his knowledge and belief, it fairly reflects a balance 
    of all the available information, favorable and unfavorable 
    available to him, pertinent to an evaluation of the safety, 
    effectiveness, and labeling of the product.
    * * * * *
        (f) * * *
        (3) * * * Where the Commissioner determines that the potential 
    benefits outweigh the potential risks, the proposed order shall provide 
    that the biologics license for any biological product, falling within 
    this paragraph, will not be revoked but will remain in effect on an 
    interim basis while the data necessary to support its continued 
    marketing are being obtained for evaluation by the Food and Drug 
    Administration. * * *
    * * * * *
        45. Section 601.26 is amended by revising the second sentence of 
    the introductory text of paragraph (e), the first, fifth, and sixth 
    sentences of paragraph (f)(1), the second sentence of paragraph (f)(2), 
    and the first sentence of paragraph (f)(3) to read as follows:
    
    
    Sec. 601.26   Reclassification procedures to determine that licensed 
    biological products are safe, effective, and not misbranded under 
    prescribed, recommended, or suggested conditions of use.
    
    * * * * *
        (e) * * * Where the Commissioner determines that there is a 
    compelling medical need and no suitable alternative therapeutic, 
    prophylactic, or diagnostic agent for any biological product that is 
    available in sufficient quantities to meet current medical needs, the 
    final order shall provide that the biologics license application for 
    that biological product will not be revoked, but will remain in effect 
    on an interim basis while the data necessary to support its continued 
    marketing are being obtained for evaluation by the Food and Drug 
    Administration. * * *
        (f)  Additional studies and labeling. (1) Within 60 days following 
    publication of the final order, each licensed manufacturer for a 
    biological product designated as requiring further study to justify 
    continued marketing on an interim basis, under paragraph (e) of this 
    section, shall submit to the Commissioner a written statement intended 
    to show that studies adequate and appropriate to resolve the questions 
    raised about the product have been undertaken. * * * The Commissioner 
    may extend this 60-day period if necessary, either to review and act on 
    proposed protocols or upon indication from the licensed manufacturer 
    that the studies will commence at a specified reasonable time. If no 
    such commitment is made, or adequate and appropriate studies are not 
    undertaken, the biologics license or licenses shall be revoked.
        (2) * * * If the progress report is inadequate or if the 
    Commissioner concludes that the studies are not being pursued promptly 
    and diligently, or if interim results indicate the product is not a 
    medical necessity, the biologics license or licenses shall be revoked.
        (3) Promptly upon completion of the studies undertaken on the 
    product, the Commissioner will review all available data and will 
    either retain or revoke the biologics license or licenses involved. * * 
    *
    * * * * *
        46. Section 601.51 is amended by revising the section heading, the 
    first sentence of paragraph (a), and paragraph (b) to read as follows:
    
    
    Sec. 601.51   Confidentiality of data and information in applications 
    for biologics licenses.
    
        (a) For purposes of this section the biological product file 
    includes all data and information submitted with or incorporated by 
    reference in any application for a biologics license, IND's 
    incorporated into any such application, master files, and other related 
    submissions. * * *
        (b) The existence of a biological product file will not be 
    disclosed by the Food and Drug Administration before a biologics 
    license application has been approved unless it has previously been 
    publicly disclosed or acknowledged. The Director of the Center for 
    Biologics Evaluation and Research will maintain a list available for 
    public disclosure of biological products for which a license 
    application has been approved.
    * * * * *
    
    PART 607--ESTABLISHMENT REGISTRATION AND PRODUCT LISTING FOR 
    MANUFACTURERS OF HUMAN BLOOD AND BLOOD PRODUCTS
    
        47. The authority citation for 21 CFR part 607 continues to read as 
    follows:
    
        Authority:  21 U.S.C. 321, 331, 351, 352, 355, 360, 371, 374; 42 
    U.S.C. 216, 262.
    
        48. Section 607.20 is amended by revising paragraph (b) to read as 
    follows:
    
    
    Sec. 607.20   Who must register and submit a blood product list.
    
    * * * * *
        (b) Preparatory to engaging in the manufacture of blood products, 
    owners
    
    [[Page 56453]]
    
    or operators of establishments who are submitting a biologics license 
    application to manufacture blood products are required to register 
    before the biologics license application is approved.
    * * * * *
        49. Section 607.21 is amended by revising the second sentence to 
    read as follows:
    
    
    Sec. 607.21   Times for establishment registration and blood product 
    listing.
    
         * * * If the owner or operator of the establishment has not 
    previously entered into such operation (defined in Sec. 607.3(d) of 
    this chapter) for which a license is required, registration shall 
    follow within 5 days after the submission of a biologics license 
    application in order to manufacture blood products. * * *
    
    PART 610--GENERAL BIOLOGICAL PRODUCTS STANDARDS
    
        50. The authority citation for 21 CFR part 610 continues to read as 
    follows:
    
        Authority:  21 U.S.C. 321, 351, 352, 353, 355, 360, 371; 42 
    U.S.C. 216, 262, 263, 263a, 264.
    
        51. Section 610.13 is amended by revising the introductory 
    paragraph and the first sentence of paragraph (a)(1) to read as 
    follows:
    
    
    Sec. 610.13   Purity.
    
        Products shall be free of extraneous material except that which is 
    unavoidable in the manufacturing process described in the approved 
    biologics license application. In addition, products shall be tested as 
    provided in paragraphs (a) and (b) of this section.
        (a)(1) Test for residual moisture. Each lot of dried product shall 
    be tested for residual moisture and shall meet and not exceed 
    established limits as specified by an approved method on file in the 
    biologics license application. * * *
    * * * * *
        52. Section 610.53 is amended by revising paragraph (d) to read as 
    follows:
    
    
    Sec. 610.53   Dating periods for licensed biological products.
    
    * * * * *
        (d)  Exemptions. Exemptions or modifications shall be made only 
    upon written approval, in the form of a supplement to the biologics 
    license application, issued by the Director, Center for Biologics 
    Evaluation and Research.
        53. Section 610.63 is revised to read as follows:
    
    
    Sec. 610.63   Divided manufacturing responsibility to be shown.
    
        If two or more licensed manufacturers participate in the 
    manufacture of a biological product, the name, address, and license 
    number of each must appear on the package label, and on the label of 
    the container if capable of bearing a full label.
    
     PART 640--ADDITIONAL STANDARDS FOR HUMAN BLOOD AND BLOOD PRODUCTS
    
        54. The authority citation for 21 CFR part 640 continues to read as 
    follows:
    
        Authority:  21 U.S.C. 321, 351, 352, 353, 355, 360, 371; 42 
    U.S.C. 216, 262, 263, 263a, 264.
    
        55. Section 640.6 is amended by revising the introductory text to 
    read as follows:
    
    
    Sec. 640.6   Modifications of Whole Blood.
    
        Upon approval by the Director, Center for Biologics Evaluation and 
    Research, of a supplement to the biologics license application for 
    Whole Blood a manufacturer may prepare Whole Blood from which the 
    antihemophilic factor has been removed, provided the Whole Blood meets 
    the applicable requirements of this subchapter and the following 
    conditions are met:
    * * * * *
        56. Section 640.21 is amended by revising paragraph (c) to read as 
    follows:
    
    
    Sec. 640.21   Suitability of donors.
    
    * * * * *
        (c) Plateletpheresis donors shall meet criteria for suitability as 
    described in a biologics license application or a supplement to the 
    biologics license application, and must have the written approval of 
    the Director, Center for Biologics Evaluation and Research, Food and 
    Drug Administration.
        57. Section 640.22 is amended by revising paragraph (c) to read as 
    follows:
    
    
    Sec. 640.22   Collection of source material.
    
    * * * * *
        (c) If plateletpheresis is used, the procedure for collection shall 
    be as described in a biologics license application or a supplement to a 
    biologics license application, and must have the written approval of 
    the Director, Center for Biologics Evaluation and Research, Food and 
    Drug Administration.
    * * * * *
        58. Section 640.64 is amended by revising the second sentence of 
    the introductory text of paragraph (c) to read as follows:
    
    
    Sec. 640.64   Collection of blood for Source Plasma.
    
    * * * * *
        (c) * * * One of the following formulas shall be used in the 
    indicated volumes, except that a different formula may be used for 
    plasma for manufacture into noninjectable products if prior written 
    approval is obtained from the Director of the Center for Biologics 
    Evaluation and Research at the time of licensing or in the form of a 
    supplement to the biologics license application for Source Plasma.
    * * * * *
        59. Section 640.65 is amended by revising the last sentence of 
    paragraph (a) to read as follows:
    
    
    Sec. 640.65   Plasmapheresis.
    
        (a) * * * This procedure shall be described in detail in the 
    biologics license application.
    * * * * *
        60. Section 640.71 is amended by revising the introductory text of 
    paragraphs (a) and (b) and by revising paragraph (b)(1) to read as 
    follows:
    
    
    Sec. 640.71   Manufacturing responsibility.
    
        (a) All steps in the manufacture of Source Plasma, including donor 
    examination, blood collection, plasmapheresis, laboratory testing, 
    labeling, storage, and issuing shall be performed by personnel of the 
    licensed manufacturer of the Source Plasma, except that the following 
    tests may be performed by personnel of a manufacturer licensed for 
    blood or blood derivatives under section 351(a) of the Public Health 
    Service Act, or by a clinical laboratory that meets the standards of 
    the Clinical Laboratories Improvement Act of 1967 (CLIA) (42 U.S.C. 
    263a): Provided, The establishment or the clinical laboratory is 
    qualified to perform the assigned test(s).
    * * * * *
        (b) Such testing shall not be considered divided manufacturing, 
    which requires two biologics licenses for Source Plasma: Provided, That
        (1) The results of such tests are maintained by the licensed 
    manufacturer of the Source Plasma whereby such results may be reviewed 
    by a licensed physician as required in Sec. 640.65(b)(2) of this 
    chapter and by an authorized representative of the Food and Drug 
    Administration.
    * * * * *
        61. Section 640.74 is amended by revising paragraph (a) and the 
    last sentence of paragraph (b)(2) to read as follows:
    
    [[Page 56454]]
    
    Sec. 640.74   Modification of Source Plasma.
    
        (a) Upon approval by the Director, Center for Biologics Evaluation 
    and Research, Food and Drug Administration, of a supplement to the 
    biologics license application for Source Plasma, a manufacturer may 
    prepare Source Plasma as a liquid product for a licensed blood 
    derivative manufacturer who has indicated a need for a liquid product.
        (b) * * *
        (2) * * * Such evidence may be submitted by either the licensed 
    manufacturer of the Source Plasma Liquid or the manufacturer of the 
    final blood derivative product who has requested the Source Plasma 
    Liquid.
    * * * * *
    
     PART 660--ADDITIONAL STANDARDS FOR DIAGNOSTIC SUBSTANCES FOR 
    LABORATORY TESTS
    
        62. The authority citation for 21 CFR part 660 continues to read as 
    follows:
    
        Authority:  21 U.S.C. 321, 351, 352, 353, 355, 360, 371; 42 
    U.S.C. 216, 262, 263, 263a, 264.
    
        63. Section 660.21 is amended by revising paragraphs (a)(3) and (d) 
    to read as follows:
    
    
    Sec. 660.21   Processing.
    
        (a) * * *
        (3) A lot may be subdivided into clean, sterile vessels. Each 
    subdivision shall constitute a sublot. If lots are to be subdivided, 
    the manufacturer shall include this information in the biologics 
    license application. The manufacturer shall describe the test 
    specifications to verify that each sublot is identical to other sublots 
    of the lot.
    * * * * *
        (d)  Volume of final product. Each manufacturer shall identify the 
    possible final container volumes in the biologics license application.
    * * * * *
        64. Section 660.30 is amended by revising paragraph (b) to read as 
    follows:
    
    
    Sec. 660.30   Reagent Red Blood Cells.
    
    * * * * *
        (b)  Source. Reagent Red Blood Cells shall be prepared from human 
    peripheral blood meeting the criteria of Secs. 660.31 and 660.32 of 
    this chapter, or from umbilical cord cells which shall be collected and 
    prepared according to the manufacturer's biologics license application.
        65. Section 660.33 is amended by revising the fifth sentence to 
    read as follows:
    
    
    Sec. 660.33   Testing of source material.
    
        * * * Where fewer than three donor sources of an antibody 
    specificity are available, test discrepancies shall be resolved in 
    accordance with the manufacturer's biologics license application. * * *
    
        Dated: August 30, 1999.
    Jane E. Henney,
    Commissioner of Food and Drugs.
    Donna E. Shalala,
    Secretary of Health and Human Services.
    [FR Doc. 99-27159 Filed 10-19-99; 8:45 am]
    BILLING CODE 4160-01-F
    
    
    

Document Information

Published:
10/20/1999
Department:
Food and Drug Administration
Entry Type:
Rule
Action:
Final rule.
Document Number:
99-27159
Pages:
56441-56454 (14 pages)
Docket Numbers:
Docket No. 98N-0144
RINs:
0910-AB29: Biological Products Regulated Under Section 351 of the Public Health Service Act; Implementation of Biologics License; Elimination of Establishment License and Product License
RIN Links:
https://www.federalregister.gov/regulations/0910-AB29/biological-products-regulated-under-section-351-of-the-public-health-service-act-implementation-of-b
PDF File:
99-27159.pdf
CFR: (49)
21 CFR 601.4(b)
21 CFR 3.2
21 CFR 5.58
21 CFR 5.67
21 CFR 10.50
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