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Start Preamble
October 29, 2010.
Notice is hereby given that the Securities and Exchange Commission (“Commission”) intends to issue an order, pursuant to Section 17A(c)(4)(B) of the Securities Exchange Act of 1934 (“Act”),[1] cancelling the registrations of the transfer agents whose names appear in the attached Appendix.
Start Further InfoFOR FURTHER INFORMATION CONTACT:
Jerry W. Carpenter, Assistant Director, or David Karasik, Special Counsel, at (202) 551-5710, U.S. Securities and Exchange Commission, Division of Trading and Markets, Room 7321 SP1, 100 F Street, NE., Washington, DC 20549-7010 or by e-mail at tradingandmarkets@sec.gov with the phrase “Notice of Intention To Cancel Transfer Agent Registration” in the subject line.
Background
Section 17A(c)(4)(B) of the Act provides that if the Commission finds that any transfer agent registered with the Commission is no longer in existence or has ceased to do business as a transfer agent, the Commission shall by order cancel that transfer agent's registration.
Although the Commission has made efforts to locate and to determine the status of each of the transfer agents listed in the Appendix, based on the facts it has, the Commission believes that each of those transfer agents is no longer in existence or has ceased doing business as a transfer agent. Accordingly, at any time after December 15, 2010, the Commission intends to issue an order cancelling the registrations of the transfer agents listed in the Appendix.
The representative of any transfer agent listed in the Appendix who believes the registration of the transfer agent should not be cancelled must notify the Commission in writing or by e-mail prior to December 15, 2010. Written notifications may be mailed to Office of Clearance and Settlement, Division of Trading and Markets, U.S. Securities and Exchange Commission, Room 7321 SP1, 100 F Street NE., Washington, DC 20459-7010. E-mail notifications may be sent to tradingandmarkets@sec.gov with the phrase “Notice of Intention To Cancel Transfer Agent Registration” in the subject line.
Start SignatureFor the Commission by the Division of Trading and Markets, pursuant to delegated authority.[2]
Florence E. Harmon,
Deputy Secretary.
End Further Info End PreambleAppendix
Transfer agent File No. Advest Transfer Services, Inc 8405855 AGN Associates & Stock Transfer Services, LLC 8406255 Amazon Natural Treasures.com, Inc 8405839 Beverly National Corporation 8505474 Capital Fund Services, Inc 8405909 Capital Fund Services, Inc 8405683 Century Realty Trust Co 8400082 CNB Bancorp, Inc 8505383 Compushare Transfer Corporation 8406194 Endless Investments, LLC 8406178 Electrochemical Industries Frutarom Inc 8400814 First Choice National Stock Transfer Agency Inc 8406154 Fortune Fund Administration, Inc 8405672 Francine Goodman (dba Maximvs Transfer Services) 8405926 GTI Corporate Transfer Agents LLC 8406151 Guarantee Services Corp 8406145 Hola Corp 8406047 Howard Johnson & Company 8405555 InCap Fund Administration, Inc 8406124 Incorp Stock Transfer Inc 8406042 International Acquisitions & Holdings, Inc 8406164 Kingsdale Shareholder Services Inc 8406188 Lapeer County Bank & Trust Co 8505250 Legends Financial Holding, Inc 8505534 Liberty Transfer Company 8405474 Manchester Benefits Group, Ltd 8405891 Manchester Exchange Trust Limited 8405810 McGladrey & Pullen, LLP 8405806 Mercantile Bancorp, Inc 8406226 Nicholas Vito Pelletiere Security West Stock Transfer 8406090 NuWave eSolutions Private Limited 8406170 Start Printed Page 68013 Pacific Stock Transfers Inc 8406088 Public Stock Transfer Company dba/Public Ease 8405866 Royalty Stock Transfer 8406189 Select American Transfer Co 8406152 Select Fidelity Transfer Services Ltd 8406139 Syntel, Inc 8406142 Technology Funding Capital Corporation 8405738 The Commercial Bank 8405867 The Northern Savings & Loan Company 8405867 The Nyhart Company, Inc 8405722 Trustmark Stock & Transfer Inc 8406073 UAC Inc 8400293 Wall Street Stock Transfer Corp 8406246 Wulf International, Ltd 8406180 Footnotes
[FR Doc. 2010-27857 Filed 11-3-10; 8:45 am]
BILLING CODE 8011-01-P
Document Information
- Comments Received:
- 0 Comments
- Published:
- 11/04/2010
- Department:
- Securities and Exchange Commission
- Entry Type:
- Notice
- Document Number:
- 2010-27857
- Pages:
- 68012-68013 (2 pages)
- Docket Numbers:
- Release No. 34-63211
- EOCitation:
- of 2010-10-29
- PDF File:
- 2010-27857.pdf