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2011-25191. Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of Proposed Rule G-36, on Fiduciary Duty of Municipal Advisors, and a Proposed Interpretive Notice Concerning the Application of Proposed Rule G-...

Start Preamble September 26, 2011.
On August 23, 2011, the Municipal Securities Rulemaking Board (the “MSRB”) filed with the Securities and Exchange Commission (the “Commission”) a proposed rule change pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ^[1] and Rule 19b-4 thereunder,^[2] consisting of proposed Rule G-36 (on fiduciary duty of municipal advisors) and a proposed interpretive notice concerning the application of proposed Rule G-36 to municipal advisors. Notice of the proposed rule change was published in the Federal Register on September 12, 2011.^[3] The Commission received no comments on the proposed rule change. On September 9, 2011, the MSRB withdrew the proposed rule change (SR-MSRB-2011-14).^[4]
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For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.⁵

Elizabeth M. Murphy,

Secretary.

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Footnotes

1. 15 U.S.C. 78s(b)(1).
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2. 17 CFR 240.19b-4.
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3. See Securities Exchange Act Release No. 65282 (September 7, 2011), 76 FR 56254.
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4. See MSRB Notice 2011-51 (September 12, 2011).
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5. 17 CFR 200.30-3(a)(12).
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[FR Doc. 2011-25191 Filed 9-29-11; 8:45 am]

BILLING CODE 8011-01-P

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Document Information

Comments Received:: 0 Comments
Published:: 09/30/2011
Department:: Securities and Exchange Commission
Entry Type:: Notice
Document Number:: 2011-25191
Pages:: 60955-60955 (1 pages)
Docket Numbers:: Release No. 34-65397, File No. SR-MSRB-2011-14
EOCitation:: of 2011-09-26
PDF File:: 2011-25191.pdf