[Federal Register Volume 59, Number 46 (Wednesday, March 9, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-4875]
[[Page Unknown]]
[Federal Register: March 9, 1994]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
Bureau of Export Administration
15 CFR Parts 771, 772, 773, 774, 778, 786, 787, and 799
[Docket No. 940124-4024]
RIN 0694-AA66
Commerce Control List; Items Controlled for Nuclear
Nonproliferation Reasons
AGENCY: Bureau of Export Administration, Commerce.
ACTION: Interim rule.
-----------------------------------------------------------------------
SUMMARY: The Bureau of Export Administration (BXA) maintains the
Commerce Control List (CCL), which identifies those items subject to
Department of Commerce export controls. The items on the CCL that are
subject to nuclear nonproliferation controls are referred to as the
Nuclear Referral List (NRL). This interim rule amends a number of
Export Control Classification Numbers (ECCNs) on the CCL in order to
make the NRL conform more closely with the items contained in the Annex
to the ``Guidelines for Transfers of Nuclear-Related Dual-Use
Equipment, Material, and Related Technology'' (the Annex) published by
the International Atomic Energy Agency and adhered to by the United
States and other subscribing governments. The subscribing governments
have agreed to establish export licensing procedures for the transfer
of items identified on the Annex.
This rule also establishes a new General License GNSG that permits
certain items subject to nuclear non-proliferation controls to be
exported under general license to a number of countries whose
governments have subscribed to the Annex.
DATES: This rule is effective March 9, 1994. Comments must be received
by April 8, 1994.
ADDRESSES: Written comments (six copies) should be sent to Willard
Fisher, Office of Technology and Policy Analysis, Bureau of Export
Administration, Department of Commerce, P.O. Box 273, Washington, DC
20044.
FOR FURTHER INFORMATION CONTACT: For questions of a technical nature,
the following persons in the Office of Technology and Policy Analysis
are available:
Category 1: Jeff Tripp--(202) 482-1309
Category 2: Surendra Dhir--(202) 482-5695
Category 3: Robert Lerner--(202) 482-1641
Category 4: Joseph Young--(202) 482-0706
Category 5: Dale Jensen--(202) 482-0730
Category 6: Joseph Chuchla--(202) 482-1641
Categories 7 and 9: Bruce Webb--(202) 482-3806
Category 8: Steve Clagett--(202) 482-8550
For questions on the nuclear nonproliferation policies and
requirements in the EAR, contact Andrew Parr, Office of Technology and
Policy Analysis, Telephone: (202) 482-2342.
SUPPLEMENTARY INFORMATION:
Background
This rule amends a number of entries on the Commerce Control List
(CCL) by revising the items that are subject to nuclear
nonproliferation controls, i.e., the Nuclear Referral List (NRL). As
more fully described in Sec. 778.2 of the EAR, NRL items are defined as
those ``that could be of significance for nuclear explosive purposes if
used for activities other than those authorized at the time of
export''. The changes made by this rule are intended to revise the NRL
to conform more closely with the items contained in the Annex to the
``Guidelines for Transfers of Nuclear-Related Dual-Use Equipment,
Material, and Related Technology'' (the Annex), as published by the
International Atomic Energy Agency in INFCIRC/254/Revision 1/Part 2.
The adherents to INFCIRC/254/Revision 1/Part 2, which includes the
Nuclear Suppliers Guidelines, have agreed to establish export licensing
procedures for the transfer of items identified in the Annex.
Sections 771.2(c)(7) and 778.3 prohibit the use of any general
license, except General License GTDA or General License G-DEST as it
applies to ECCN 0A98I, to effect the export of any commodity, software,
or technology where the exporter knows or has reason to know that the
items being exported will be used directly or indirectly in any of the
nuclear activities described in these sections. Exports of commodities
to Canada or to any country listed in Supplement No. 2 to part 773 are
excluded from this prohibition.
This interim rule revises the list of prohibited nuclear activities
contained in Sec. 771.2(c)(7) and Sec. 778.3, and the licensing factors
contained in Sec. 778.4, to be consistent with the ``Guidelines for
Transfers of Nuclear-Related Dual-Use Equipment, Material, and Related
Technology'' (the Guidelines). Section 778.3 is revised to include
prohibitions against ``nuclear explosive activities'' and
``unsafeguarded nuclear fuel-cycle activities'', as defined in the
Guidelines, and Sec. 771.2(c)(7) is revised to refer exporters to the
prohibitions in Sec. 778.3. The licensing factors in Sec. 778.4 are
revised to conform with the licensing factors contained in the export
licensing procedures required by the Guidelines.
This rule establishes an end-user certification requirement that
applies to individual validated license applications to export items
subject to nuclear non-proliferation controls. Prior to submitting an
application for such items, the exporter is required to obtain and
retain on file a statement on the importer's letterhead and signed by
the importer, or on a Form BXA-629P (Statement by Ultimate Consignee
and Purchaser), where appropriate, certifying that the items will not
be used in any of the nuclear activities described in Sec. 778.3 and
that prior written authorization will be obtained from the Office of
Export Licensing before such items are transferred or reexported,
unless the items are destined for Canada or would be eligible for
export from the United States to the new country of destination under
General License GNSG as described below.
This rule establishes a new General License GNSG that permits items
(i.e., commodities, software, and technical data) that are controlled
for nuclear non-proliferation reasons to be exported to countries whose
governments have subscribed to the Annex (NSG member countries). Not
all items controlled for nuclear nonproliferation reasons are eligible
for export to these countries. Items that are controlled for national
security reasons (i.e., items controlled by entries ending in the code
letter ``A'') are not eligible for export under General License GNSG to
Bulgaria, Poland, Romania, or Russia. Items that are subject to missile
technology controls (see Sec. 778.7) are not eligible for export to any
destination under this general license. In addition, items that are
controlled for nuclear non-proliferation reasons are no longer eligible
for export under General Licenses GFW, GCT, GLV, GTDR, or GTDU, but
must meet the eligibility requirements for General License GNSG,
instead. This change will significantly increase the validated license
requirements for items that were previously eligible for export under
General Licenses GFW or GTDR (including GTDR without written assurance,
i.e., GTDU), but will result in only a small increase in validated
license requirements for items that were previously eligible for
General License GCT. Items that are eligible for export under General
License GNSG are indicated in the GNSG paragraph for each CCL entry
that contains eligible items. Entries that contain no eligible items do
not have a GNSG paragraph.
Section 774.2 is amended to authorize permissive reexports of items
eligible for General License GNSG to, among, and from Canada and
countries eligible for General License GNSG, except reexports to
Bulgaria, Poland, Romania, or Russia of items controlled for national
security reasons and reexports to countries listed in Supplement No. 4
to part 778.
This rule adds the following countries to Supplement No. 3 to part
773 (Computer--Consignee Destinations (List B)): Bahrain, Egypt,
Hungary, Kuwait, Malawi, Qatar, Saudi Arabia, South Africa, and the
Yemen Arab Republic. These changes are made because these countries are
parties to the Nuclear Nonproliferation Treaty.
While this rule maintains nuclear nonproliferation controls on most
of the items that were previously included on the Nuclear Referral
List, there are a few significant deletions. ECCN 3A52B (previously
3A52E) is amended to revise nuclear non-proliferation controls on
oscilloscopes and transient recorders, resulting in a significant
decrease in the number of such items that remain subject to these
controls. As a result of this change, Supplement No. 4 to part 773 is
amended to remove the entry for ECCN 3A52, which described
oscilloscopes with lower performance levels that were eligible for the
distribution license procedure. Most of the oscilloscopes previously
listed in Supplement No. 4 are no longer controlled by ECCN 3A52B.
Paragraph (l) of Supplement No. 1 to part 773 is revised to remove the
reference to the oscilloscopes previously listed in Supplement No. 4,
thereby making all oscilloscopes and transient recorders that are
currently controlled by 3A52B ineligible for the special license
procedures.
This rule significantly expands the kinds of technology that are
subject to nuclear non-proliferation controls. The Nuclear Suppliers
Group has agreed to establish export licensing procedures for the
transfer of technology required for the development, production, or use
of any commodity listed on the NSG Annex. Previously, only a limited
amount of technology required a validated license for nuclear non-
proliferation reasons. The NSG member countries have agreed not to
control technology that is publicly available or that arises during or
as a result of fundamental research. Such technology continues to be
eligible for export in accordance with the requirements for General
License GTDA (see Sec. 779.3).
Only a limited amount of software is subject to nuclear
nonproliferation controls. As agreed by the member countries of the
Nuclear Suppliers Group, the only software that is subject to nuclear
nonproliferation controls is software specifically identified in the
NSG Annex.
While this rule significantly increases the validated license
requirements for certain commodities and technology, the fact that
other member countries of the Nuclear Suppliers Group have agreed to
implement equivalent export licensing procedures for these items should
limit the economic impact on U.S. exporters.
Saving Clause
Shipments of items removed from general license authorizations as a
result of this regulatory action that were on dock for loading, on
lighter, laden aboard an exporting carrier, or en route aboard carrier
to a port of export pursuant to actual orders for export before March
23, 1994 may be exported under the previous general license provisions
up to and including April 6, 1994. Any such items not actually exported
before midnight April 6, 1994, require a validated export license in
accordance with this regulation.
Summary of ECCNs Added, Revised, or Removed by This Rule
The following listing is intended to serve as a guide to the
revisions to the Commerce Control List contained in this rule. It is
not a complete summary of all the CCL changes made by this rule.
Specific questions concerning these changes should be answered by
referring to the actual entries in the CCL.
I. The following ECCNs are amended to revise the items subject to
nuclear nonproliferation controls:
1A44B Crucibles made of materials resistant to liquid actinide
metals
1A45B Specialized packings for use in separating heavy water
1A46B Aluminum and titanium alloys in the form of tubes or solid
forms
1A47B Maraging steel
1B50B Furnaces
1C19A Items on the International Atomic Energy List (e.g.,
zirconium, nickel powder, lithium, beryllium, wet-proofed platinized
catalysts, hafnium)
1C51B High purity bismuth
1C52B High purity calcium
1C53B High purity magnesium
1C54B Alpha-emitting radionuclides
1C55B Helium isotopically enriched in the helium-3 isotope
1C56B Chlorine trifluoride
1C57B Boron and boron compounds
2A19A Commodities on the International Atomic Energy List--NP
controls are retained only on 2A19.b (neutron generator systems) and
2A19.c (valves)
2A52B Vacuum pumps
2B01A Numerical control units
2B06A Dimensional inspection or measuring systems or equipment
2B50B Spin-forming and flow-forming machines
2B51B Centrifuge rotor fabrication, assembly, and straightening
equipment
2B53B Centrifugal multiplane balancing machines
2D01A Software for equipment controlled by 2A01, 2A02, 2A03, 2A04,
2A05, 2A06, 2B01, 2B02, 2B03, 2B04, 2B05, 2B06, 2B07, 2B08, or 2B09
2D19A Software for 2A19
2E01A Technology for 2A01, 2A02, 2A03, 2A04, 2A05, 2A06, 2B01,
2B02, 2B03, 2B04, 2B05, 2B06, 2B07, 2B08, 2B09, 2D01, or 2D02
2E02A Technology for 2A01, 2A02, 2A03, 2A04, 2A05, 2A06, 2B01,
2B02, 2B03, 2B04, 2B05, 2B06, 2B07, 2B08, or 2B09
2E03A Other technology--NP controls added to 2E03.a.1 and a.3
3A43B Switching devices
3A46B Firing sets and high-current pulse generators
3A48B Multistage light gas gun or other high-velocity gun systems
3A49B Denotators and multipoint initiation systems
3A50B Inverters, converters, frequency changers, and generators
3A51B Mass spectrometers
6A02A Optical sensors--NP controls removed
6A05A Lasers
6A43B Cameras and components not controlled by 6A03--includes
radiation-hardened television cameras previously controlled by
2A50.f (6A43.c)
6A44B Photomultiplier tubes
6E01A Technology for development of items controlled by 6A01, 6A02,
6A03, 6A04, 6A05, 6A06, 6A07, 6A08, 6B04, 6B05, 6B07, 6B08, 6C02,
6C04, 6C05, 6D01, 6D02, or 6D03--NP controls added
6E02A Technology for production of items controlled by 6A01, 6A02,
6A03, 6A04, 6A05, 6A06, 6A07, 6A08, 6B04, 6B05, 6B07, 6B08, 6C02,
6C04, or 6C05--NP controls added
9B26B Other vibration test equipment--to clarify that NP controls
apply to 9B26.a
9D24B Software, n.e.s., for the ``development'', ``production'', or
``use'' of propulsion systems and equipment controlled by 9A21,
9A22, 9A23, 9B21, 9B25, 9B26, or 9B27, and ``software'', n.e.s., for
the ``use'' of equipment controlled by 9B01, 9B02, 9B03, 9B04, 9B06,
or 9B07
9E21B Technology for the ``development'', ``production'', or
``use'' of equipment controlled by 9A21, 9A22, 9B21, 9B23, 9B24,
9B25, 9B26, or 9B27, or ``software'' controlled by 9D24, and
technology for the ``use'' of equipment controlled by 9B01, 9B02,
9B03, 9B04, 9B06, or 9B07
II. The following ECCNs are amended to revise the countries subject
to nuclear nonproliferation controls:
1C10A ``Fibrous and filamentary materials''
1A50E Parts made of tungsten, tungsten carbide, or tungsten
alloys--now controlled by 1A50B
2B08A Assemblies, units or inserts specially designed for machine
tools, or for equipment controlled by 2B06 or 2B07
2B09A Printed circuit boards with mounted components and software
therefor capable of upgrading numerical control units, machine
tools, or feed-back devices
3A01A Electronic devices and components
III. The following ECCNs are amended to revise the items and
countries subject to nuclear nonproliferation controls:
1B51E Instruments capable of measuring pressures--now controlled
under 1B51B
1C50B Fibrous and filamentary materials not controlled by 1C10
2B41E Numerically controlled machine tools not controlled by 2B01--
now controlled by 2B41B
3A41E Capacitors not controlled by 3A01.e.2--now controlled by
3A42B
3A42E Superconducting solenoidal electromagnetics--now controlled
by 3A42B
3A52E Oscilloscopes--now controlled by 3A52B
IV. The following new ECCNs are added to control items listed in
the Annex, but not previously controlled on the CCL:
1B41B Filament winding machines not controlled by 1B01
1B42B Electromagnetic isotope separators
1B52B Water-hydrogen sulfide exchange tray columns
1B53B Hydrogen-cryogenic distillation columns
1B54B Ammonia synthesis converters
1B58B Facilities or plants, and related equipment, for the
production, recovery, extraction, concentration, or handling of
tritium
1B59B Pumps for circulating solutions of diluted or concentrated
potassium amide catalyst
1C49B Platinized catalysts not controlled by 1C19.e
1C58B Tritium, tritium compounds, and mixtures containing tritium
1C59B Radium-226
1D41B Software not controlled by 1D01, for filament winding
machines controlled by 1B41
1D50B Software for computer control and monitoring systems for
furnaces controlled by 1B50.b
1E19A Technology for equipment or materials controlled by 1B16,
1B17, or 1C19
1E40B Technology for the ``use'' of certain filament winding
machines controlled by 1B01.a
1E41B Technology for items controlled by 1A44, 1A45, 1A46, 1A47,
1A50, 1B41, 1B42, 1B50, 1B51, 1B52, 1B53, 1B54, 1B58, 1B59, 1C48,
1C49, 1C50, 1C51, 1C52, 1C53, 1C54, 1C55, 1C56, 1C57, or 1C58
2A44B Specialized instruments for hydrodynamic experiments
2A48B Valves not controlled by 2A19.c that are made of or lined
with aluminum, aluminum alloy, nickel, or alloy containing 60
percent or more nickel
2D41B Software for numerically controlled machine tools controlled
by 2B41
2E40B Technology for the ``use'' of hot ``isostatic presses''
controlled by 2B04, dimensional inspection or measuring systems or
equipment controlled by 2B06.a, b, or c, robots and ``end-
effectors'' controlled by 2B07.b, or equipment controlled by 2B08 or
2B09
2E41B Technology for numerically controlled machine tools
controlled by 2B41
2E44B Technology for specialized instruments for hydrodynamic
experiments controlled by 2A44
2E48B Technology for valves controlled by 2A48
2E50B Technology for 2A52, 2A53, 2B50, or 2B51 (other technology in
this entry previously controlled by 2E50C or 2E52B)
3A53B High-voltage direct current power supplies
3A54B Direct current high-power supplies
3A55B Flash x-ray generators and electron accelerators not
controlled by 3A01--electron accelerators were previously controlled
by 2A54B
3E40B Technology for items controlled by 3A41, 3A42, 3A43, 3A44,
3A46, 3A48, 3A49, 3A50, 3A51, 3A52, 3A53, 3A54, or 3A55--technology
for mass spectrometers (3A51) was previously controlled by 3E51B
3E41B Technology for the use of flash discharge type X-ray systems,
including tubes, controlled by 3A01.e.5
6A50B Lasers, laser amplifiers, and oscillators
6E40B Technology for the use of equipment controlled by 6A03 or
6A05 for NP reasons
6E41B Technology for equipment controlled by 6A43, 6A44, or 6A50
V. Certain items previously controlled by the following ECCNs are
removed from the CCL:
1A49E Tantalum sheet
2A55B Compressors and blowers
2B40B Vibration test equipment
2B46B Dimensional inspectional systems or devices not controlled by
2B06
2B54B Mechanical testing devices for simultaneous centrifugal and
vibrational testing
2D46C Software for equipment controlled by 2B46
3A45E Pulse amplifiers
3A47E Electronic equipment for time delay generation or time
interval measurement
3D51B Software for mass spectrometers (3A51)
6A42B Electron tubes
VI. The following ECCNs are removed from the CCL and some or all of
the items previously controlled by these entries are transferred to
other ECCNs:
1A51E Corrosion-resistant sensing elements for pressure-measuring
equipment--moved to 1B51B
1B19A Plants specially designed for the production of uranium
hexafluoride--moved from 1B19.a to 1B16A
Electrolytic cells for the production of fluorine--moved from
1B19.b to 1B16A
2A54B Electron accelerators--moved to 3A55B
2D50C Software for equipment controlled by 2A50 or 2A51--software
for 2A50 now controlled by 2D50B; software for 2A51 is no longer
controlled on the CCL
2D53C Software for equipment controlled by 2B50--now controlled by
2D50B
2E50C Technology for equipment controlled by 2A50 or 2A51--now
controlled by 2E50B
2E52B Technology for equipment controlled by 2A52 or 2B53--now
controlled by 2E50B (2A52 has been completely revised, so the
technology is different from that previously controlled by 2E52B)
3E51B Technology for mass spectrometers (3A51) is now controlled by
3E40B
VII. Certain items previously controlled by the following ECCNs are
transferred to other ECCNs:
2A50B Radiation hardened TV cameras previously controlled by 2A50.f
are transferred to 6A43.c
VIII. Commerce will retain unilateral nuclear nonproliferation
controls on the following items until multilateral agreement is reached
or until other agencies assume jurisdiction:
1A48B Depleted uranium
1B19A Plants specially designed for the production of uranium
hexafluoride--moved from 1B19.a to 1B16A
2A49E The following items, previously controlled by 2A50 and
requiring a validated license to Country Groups QSTVWYZ, now require
a validated license only to Country Groups S & Z, South African
military and police, and countries listed in Supplement No. 4 to
Part 778:
Generators, turbine generator sets, steam turbines, heat
exchangers, and heat exchanger type condensers previously controlled
by 2A50.c and process control systems therefor
2A50B Reactor and power plant simulators and analytical models for
reactor and power plant simulators previously controlled by 2A50B
Commodities previously controlled by 2A50B that are specially
designed or prepared for use with nuclear power plants
Process control systems, except those controlled by 2A49E,
intended for use with nuclear reactors
2A51B Piping, fittings, and valves made of, or lined with,
stainless steel, copper-nickel alloy or other alloy steel containing
10% or more nickel and/or chromium
2A53B Pumps designed to move molten metals by electromagnetic
forces
2D49E Software for equipment controlled by 2A49E
2E49E Technology for equipment controlled by 2A49E
4A01A Electronic computers that are radiation-hardened, specially
designed for operation at extreme temperatures, or capable of
performing functions exceeding the limits of the ``information
security'' entries in Category 5 (NP controls apply to computers
with a CTP of 500 Mtops or more to countries listed in Supplement
No. 4 to part 778)
4A02A Hybrid computers (NP controls apply to computers with a CTP
of 500 Mtops or more to countries listed in Supplement No. 4 to part
778)
4A03A Digital computers (NP controls apply to computers with a CTP
of 500 Mtops or more to countries listed in Supplement No. 4 to part
778)
IX. ECCN 2B24B is revised to transfer to new ECCN 2B44B any items
that are controlled for NP reasons only. The items remaining in 2B24
are subject to both NP and MT controls. ECCNs 2D44B and 2E44B are added
to control software and technology for the items transferred to new
ECCN 2B44B.
Rulemaking Requirements
1. This rule was reviewed by the Office of Management and Budget
under Executive Order 12866.
2. This rule involves collections of information subject to the
Paperwork Reduction Act of 1980 (44 U.S.C. 3501 et seq.). These
collections have been approved by the Office of Management and Budget
under control numbers 0694-0002, 0694-0005, 0694-0006, 0694-0010, 0607-
0018, 0694-0015, 0694-0021, 0694-0023, and 0694-0064.
3. This rule does not contain policies with Federalism implications
sufficient to warrant preparation of a Federalism assessment under
Executive Order 12612.
4. Because a notice of proposed rulemaking and an opportunity for
public comment are not required to be given for this rule by section
553 of the Administrative Procedure Act (5 U.S.C. 553) or by any other
law, under section 3(a) of the Regulatory Flexibility Act (5 U.S.C.
603(a) and 604(a)) no initial or final Regulatory Flexibility Analysis
has to be or will be prepared.
5. The provisions of the Administrative Procedure Act, 5 U.S.C.
553, requiring notice of proposed rulemaking, the opportunity for
public participation, and a delay in effective date, are inapplicable
because this regulation involves a foreign and military affairs
function of the United States. No other law requires that a notice of
proposed rulemaking and an opportunity for public comment be given for
this rule.
However, because of the importance of the issues raised by these
regulations, this rule is issued in interim form and comments will be
considered in the development of final regulations. Accordingly, the
Department encourages interested persons who wish to comment to do so
at the earliest possible time to permit the fullest consideration of
their views. Comments on the contract sanctity provisions contained in
this rule are especially encouraged.
The period for submission of comments will close April 8, 1994. The
Department will consider all comments received before the close of the
comment period in developing final regulations. Comments received after
the end of the comment period will be considered if possible, but their
consideration cannot be assured. The Department will not accept public
comments accompanied by a request that a part or all of the material be
treated confidentially because of its business proprietary nature or
for any other reason. The Department will return such comments and
materials to the person submitting the comments and will not consider
them in the development of final regulations. All public comments on
these regulations will be a matter of public record and will be
available for public inspection and copying. In the interest of
accuracy and completeness, the Department requires comments in written
form. Oral comments must be followed by written memoranda, which will
also be a matter of public record and will be available for public
review and copying. Communications from agencies of the United States
Government or foreign governments will not be made available for public
inspection.
The public record concerning these regulations will be maintained
in the Bureau of Export Administration Freedom of Information Records
Inspection Facility, room 4525, Department of Commerce, 14th Street and
Pennsylvania Avenue NW., Washington, DC 20230. Records in this
facility, including written public comments and memoranda summarizing
the substance of oral communications, may be inspected and copied in
accordance with regulations published in part 4 of title 15 of the Code
of Federal Regulations. Information about the inspection and copying of
records at the facility may be obtained from Margaret Cornejo, Bureau
of Export Administration Freedom of Information Officer, at the above
address or by calling (202) 482-5653.
List of Subjects
15 CFR Parts 771, 772, 773, 774, 786, and 799
Exports, Reporting and recordkeeping requirements.
15 CFR Part 778
Exports, Nuclear energy, Reporting and recordkeeping requirements.
15 CFR Part 787
Boycotts, Exports, Law enforcement, Penalties, Reporting and
recordkeeping requirements.
Accordingly, parts 771, 772, 773, 774, 778, 786, 787, and 799 of
the Export Administration Regulations (15 CFR parts 730-799) are
amended as follows:
1. The authority citation for 15 CFR parts 771, 772, 774, 786, 787,
and 799 continues to read as follows:
Authority: Pub. L. 90-351, 82 Stat. 197 (18 U.S.C. 2510 et
seq.), as amended; sec. 101, Pub. L. 93-153, 87 Stat. 576 (30 U.S.C.
185), as amended; sec. 103, Pub. L. 94-163, 89 Stat. 877 (42 U.S.C.
6212), as amended; secs. 201 and 201(11)(e), Pub. L. 94-258, 90
Stat. 309 (10 U.S.C. 7420 and 7430(e)), as amended; Pub. L. 95-223,
91 Stat. 1626 (50 U.S.C. 1701 et seq.); Pub. L. 95-242, 92 Stat. 120
(22 U.S.C. 3201 et seq. and 42 U.S.C. 2139a); sec. 208, Pub. L. 95-
372, 92 Stat. 668 (43 U.S.C. 1354); Pub. L. 96-72, 93 Stat. 503 (50
U.S.C. App. 2401 et seq.), as amended (extended by Pub. L. 103-10,
107 Stat. 40); sec. 125, Pub. L. 99-64, 99 Stat. 156 (46 U.S.C.
466c); E.O. 11912 of April 13, 1976 (41 FR 15825, April 15, 1976);
E.O. 12002 of July 7, 1977 (42 FR 35623, July 7, 1977), as amended;
E.O. 12058 of May 11, 1978 (43 FR 20947, May 16, 1978; E.O. 12214 of
May 2, 1980 (45 FR 29783, May 6, 1980); E.O. 12735 of November 16,
1990 (55 FR 48587, November 20, 1990), as continued by Notice of
November 12, 1993 (58 FR 60361, November 15, 1993); E.O. 12867 of
September 30, 1993 (58 FR 51747, October 4, 1993); and E.O. 12868 of
September 30, 1993 (58 FR 51749, October 4, 1993).
2. The authority citation for 15 CFR parts 773 and 778 continues to
read as follows:
Authority: Pub. L. 90-351, 82 Stat. 197 (18 U.S.C. 2510 et
seq.), as amended; Pub. L. 95-223, 91 Stat. 1626 (50 U.S.C. 1701 et
seq.); Pub. L. 95-242, 92 Stat. 120 (22 U.S.C. 3201 et seq. and 42
U.S.C. 2139a); Pub. L. 96-72, 93 Stat. 503 (50 U.S.C. App. 2401 et
seq.), as amended (extended by Pub. L. 103-10, 107 Stat. 40); E.O.
12002 of July 7, 1977 (42 FR 35623, July 7, 1977), as amended; E.O.
12058 of May 11, 1978 (43 FR 20947, May 16, 1978; E.O. 12214 of May
2, 1980 (45 FR 29783, May 6, 1980); E.O. 12735 of November 16, 1990
(55 FR 48587, November 20, 1990), as continued by Notice of November
12, 1993 (58 FR 60361, November 15, 1993); E.O. 12867 of September
30, 1993 (58 FR 51747, October 4, 1993); and E.O. 12868 of September
30, 1993 (58 FR 51749, October 4, 1993).
PART 771--[AMENDED]
1. Section 771.2(c)(7) is revised to read as follows:
Sec. 771.2 General provisions.
* * * * *
(c) * * *
(7) The exporter knows, or has reason to know, that the commodity
will be used in any destination other than Canada and the countries
listed in Supplement No. 2 to part 773 of this subchapter, either
directly or indirectly in any of the activities described in
Sec. 778.3(b) of this subchapter, whether or not the commodity is
specially designed or modified for such activities;
* * * * *
Secs. 771.4, 771.6, 771.9, 771.10, 771.12, 771.18 [Amended]
2. Sections 771.4, 771.6, 771.9, 771.10, 771.12, and 771.18 are
amended by redesignating footnotes 4 through 6 and footnotes 8 through
13 as footnotes 2 through 4 and footnotes 5 through 10, respectively.
3. Section 771.24 (formerly reserved) is added to read as follows:
Sec. 771.24 General License GNSG.
(a) Scope. A general license designated GNSG is established
authorizing exports to eligible countries of commodities, software, and
technology described in paragraph (c) of this section. Exports may be
made under General License GNSG only when intended for use or
consumption within the importing country, reexport among and
consumption within eligible countries, or reexport in accordance with
other provisions of the Export Administration Regulations (15 CFR parts
730-799).
(b) Eligible countries. The countries that are eligible to receive
exports under this general license are Australia, Austria, Belgium,
Bulgaria, the Czech Republic, Denmark, Finland, France, the Federal
Republic of Germany, Greece, Hungary, Ireland, Italy, Japan,
Luxembourg, the Netherlands, Norway, Poland, Portugal, Romania, Russia,
the Slovak Republic, Spain, Sweden, Switzerland, and the United
Kingdom. Canada is also a member of the Nuclear Suppliers Group, but
generally there is no license requirement for shipments to Canada (see
Sec. 770.3 of this subchapter).
(c) Eligible commodities, software, and technology. The
commodities, software, and technology that are eligible for export
under this General License GNSG are indicated in the GNSG paragraph
under the Requirements heading for each entry on the CCL that contains
eligible items. Entries that contain no eligible items do not have a
GNSG paragraph. Items that are subject to the missile technology
controls described in Sec. 778.7 of this subchapter are not eligible
for General License GNSG. Items controlled for national security
reasons (i.e., entries that end in the code letter ``A'') are not
eligible for shipment under General License GNSG to Bulgaria, Poland,
Romania, or Russia. All shipments under General License GNSG are
subject to the prohibitions contained in Sec. 771.2(c) except that the
prohibitions in Sec. 771.2(c)(2) do not apply to Russia for
commodities, software, and technology controlled by entries that do not
end in the code letter ``A''.
(d) Restrictions on items re-directed enroute. Items exported under
the provisions of this section may not be re-directed enroute to a new
country of destination without prior authorization from the Office of
Export Licensing, U.S. Department of Commerce, unless the new ultimate
country of destination is also a GNSG-eligible country.
(e) Export clearance--(1) Shipper's Export Declaration. When making
a shipment that contains items eligible for General License GNSG, the
exporter must place the general license symbol ``GNSG'' in the
appropriate space on the SED.
(2) Destination Control Statement. In accordance with Sec. 786.6 of
this subchapter, the exporter is required to enter an appropriate
Destination Control Statement on all commercial documents (e.g., the
bill of lading, the airway bill, and the commercial invoice) covering
an export from the United States under General License GNSG. In using
the destination control statements listed in Sec. 786.6(d) of this
subchapter, Statement Nos. 1 and 2 may be completed to show the
eligible countries listed in paragraph (b) of this section, instead of
an individual country of destination, and Statement No. 2 may be
completed to show distribution or resale in the eligible countries
listed in paragraph (b) of this section.
(f) Recordkeeping requirements. Records of transactions involving
exports under General License GNSG must be maintained in accordance
with the recordkeeping requirements of Sec. 787.13 of this subchapter.
PART 772--[AMENDED]
1. Section 772.4(a)(1)(iv) is revised to read as follows:
Sec. 772.4 How to apply for a validated license.
(a) * * *
(1) * * *
(iv) Supporting documents. Supplement No. 1 to part 772 contains
instructions on how to prepare export license applications when
supporting documents are required. Part 775 of this subchapter provides
general guidance on when supporting documents are required for export
license applications. Section 778.2 of this subchapter describes the
end-user certification that is required for license applications
containing items that are subject to nuclear non-proliferation
controls.
* * * * *
2. Supplement No. 1 to part 772 is amended by revising Item 2b to
read as follows:
Supplement No. 1 to Part 772--Instructions for Preparing Applications
for a Validated License
* * * * *
Item 2b. Identify document(s) on file by placing an (X) in the
appropriate block(s). Documents for Country Groups S and V (except
the People's Republic of China) that may be retained on file by the
applicant in accordance with part 775 of this subchapter, and end-
user certificates for applications containing items subject to
nuclear non-proliferation controls (Sec. 778.2(b) of this
subchapter) that may be retained on file for Country Groups S and V,
are to be retained by the applicant consistant with the provisions
of Sec. 787.13 of this subchapter. Applicants retaining end-user
certificates on file for Country Groups S and V, in accordance with
Sec. 778.2(b) of this subchapter, must check the block marked
``Other'' in Item 2b and enter the words ``Nuclear certification on
file'' in Item 15 (Additional Information). If the certification is
made on the the Form BXA-629P, instead of the importer's letterhead,
the applicant must also check the block marked ``BXA-629P'' in Item
2b. Except where specifically authorized in this paragraph or
elsewhere in the regulations in this subchapter (i.e., the Export
Administration Regulations), supporting documentation must be
submitted with the application.
* * * * *
PART 773--[AMENDED]
Supplement No. 1 to Part 773 [Amended]
1. Supplement No. 1 to part 773 is amended by removing paragraph
(l)(3).
Supplement No. 3 to Part 773 [Amended]
2. Supplement No. 3 to part 773 is amended by adding in
alphabetical order the countries ``Bahrain'', ``Egypt'', ``Hungary'',
``Kuwait'', ``Malawi'', ``Qatar'', ``Saudi Arabia'', ``South Africa'',
and ``Yemen Arab Republic''.
Supplement No. 4 to Part 773 [Amended]
3. Supplement No. 4 to Part 773 is amended by removing the entry
for ECCN 3A52.
PART 774--[AMENDED]
1. Section 774.2 is amended:
a. By revising paragraph (i)(3);
b. By revising paragraph (j); and
c. By revising paragraph (k)(1); and
d. By adding a new paragraph (n) to read as follows:
Sec. 774.2 Permissive reexports.\2\
---------------------------------------------------------------------------
\2\See Sec. 774.9 for effect on foreign laws.
---------------------------------------------------------------------------
* * * * *
(i) * * *
(3) The commodities being reexported are not subject to:
(i) Nuclear nonproliferation controls (see the Reason for Control
paragraph for the appropriate ECCNs); or
(ii) Foreign policy controls on crime control and detection
instruments and equipment described Sec. 776.14 of this subchapter; and
* * * * *
(j) Reexports of commodities, except commodities subject to nuclear
nonproliferation controls (see the Reason for Control paragraph for the
appropriate ECCNs), from a COCOM participating country, Austria,
Finland, Hong Kong, Sweden, Ireland, New Zealand, or Switzerland to the
People's Republic of China that:
(1) Are licensed for shipment by that country; and
(2) Meet the requirements set forth in Advisory Notes for the
People's Republic of China or for Country Groups Q, W, and Y in the
Commerce Control List (Supplement No. 1 to Sec. 799.1 of this
subchapter).
(k) * * *
(1) Except:
(i) Supercomputers;
(ii) Commodities subject to nuclear nonproliferation controls (see
the Reason for Control paragraph under the appropriate ECCNs); and
(iii) Electronic, mechanical or other devices, as described in ECCN
5A80, primarily useful for surreptitious interception of wire or oral
communications.
* * * * *
(n) Reexports of commodities, software, and technology eligible for
General License GNSG (see Sec. 771.24 of this subchapter) to, among,
and from Canada and countries eligible for General License GNSG,
except:
(1) Reexports from countries that are not members of COCOM of
commodities, software, or technology controlled by entries that end in
the code letter ``A'' to destinations in Country Groups Q, W, Y, and
the People's Republic of China;
(2) Reexports to Country Group Z and countries listed in Supplement
No. 4 to part 778 of this subchapter.
PART 778--[AMENDED]
1. Sections 778.2, 778.3, and 778.4 are revised to read as follows:
Sec. 778.2 Nuclear-related commodities, software, and technology (The
Nuclear Referral List).
(a) Commodities, software, and technology controlled for nuclear
reasons. Section 309(c) of the Nuclear Non-Proliferation Act of 1978
required the President to publish procedures concerning export controls
on items under the jurisdiction of the Department of Commerce that
could be of significance for nuclear explosive purposes if used for
activities other than those authorized at the time of export. Those
entries on the Commerce Control List (Supplement No. 1 to Sec. 799.1 of
this subchapter) that have ``NP'' in the ``Reason for Control''
paragraph contain items that could be of significance for nuclear
explosive purposes and are therefor subject to validated licensing
requirements and the procedures established under this part and under
section 309(c) of the Nuclear Non-Proliferation Act of 1978. The
procedures established pursuant to section 309(c) are reprinted in
Supplement No. 1 to this part 778. The items on the Commerce Control
List that are subject to nuclear non-proliferation controls are
referred to as ``The Nuclear Referral List'' and include items
contained in the Annex to the ``Guidelines for Transfers of Nuclear-
Related Dual-Use Equipment, Material, and Related Technology'' (the
Annex), as published by the International Atomic Energy Agency in
INFCIRC/254/Revision 1/Part 2. The adherents to INFCIRC/254/Revision 1/
Part 2, which includes the Nuclear Suppliers Guidelines, have agreed to
establish export licensing procedures for the transfer of items
identified in the Annex. In addition, any item not on the Nuclear
Referral List that requires a validated license for reasons other than
short supply and is intended for a nuclear related end-use or end-user
is also subject to these procedures. The entries on the Commerce
Control List indicate the countries for which validated licenses are
required.
(b) End-user certification. Prior to submitting an application to
export commodities, software, and technology subject to nuclear non-
proliferation controls, the exporter must obtain and retain on file, in
accordance with the requirements of Sec. 787.13 of this subchapter, a
statement on the importer's letterhead and signed by the importer, or
on a Form BXA-629P (Statement by Ultimate Consignee and Purchaser),
when required by Sec. 775.2 of this subchapter, certifying the
following (as used in the following certification, the term
``replicas'' refers to items produced abroad based on a physical
examination of the item originally exported, matching it in all
critical design and performance parameters):
(1) The items to be exported, or replicas thereof, will not be used
in any of the activities described in Sec. 778.3; and
(2) Written authorization will be obtained from the Office of
Export Licensing, U.S. Department of Commerce, prior to reexporting the
items or replicas, unless they are destined for Canada or would be
eligible for export from the United States to the new country of
destination under General License GNSG (see Sec. 771.24 of this
subchapter).
(c) Processing of applications. Applications for the export of
commodities and technical data described in paragraph (a) of this
section will be processed in accordance with the interagency review
procedures established pursuant to section 309(c) of the Nuclear Non-
Proliferation Act reprinted as Supplement No. 1 to this part, and the
applicable provisions of the regulations in this subchapter.
Sec. 778.3 Additional validated license requirements for exports with
certain nuclear end-uses.
(a) Additional validated license requirements. In addition to the
validated license requirements for commodities and technical data
referred to in Sec. 778.2 of this subchapter, a validated license is
required for the following.
(1) Technology. A validated license is required for exports to all
destinations, including Canada, of any technical data not exportable
under the provisions of General License GTDA (except ``operation
technical data'' and ``sales technical data'' for export to and use in
Canada or the countries listed in Supplement No. 2 to part 773 of this
subchapter) where the exporter knows or has reason to know that the
data will be used directly or indirectly in the activities listed in
paragraph (b) of this section.
(2) Commodities and software. A validated license is required for
exports to all destinations, except Canada and the countries listed in
Supplement No. 2 to part 773 of this subchapter, of any commodity, or
any software not exportable under the provisions of General License
GTDA, where the exporter knows or has reason to know that the commodity
or software will be used directly or indirectly in the activities
listed in paragraph (b) of this section, whether or not the item is
specially designed or modified for such activities.
(3) Exporters informed by BXA. BXA may inform an exporter, either
individually or through amendment to the regulations in this
subchapter, that an individual validated license is required because
BXA has determined that there is an unacceptable risk of use in or
diversion to any of the activities described in paragraph (b) of this
section. The absence of any such notification does not excuse the
exporter from compliance with the validated license requirements of
this section.
(b) Activities requiring a validated license. The validated license
requirements described in paragraph (a) of this section apply to any of
the following activities:
(1) Nuclear explosive activities. Nuclear explosive activities,
including research on or development, design, manufacture,
construction, testing or maintenance of any nuclear explosive device,
or components or subsystems of such a device;12
---------------------------------------------------------------------------
\1\Commodities and technical data specifically designed or
specifically modified for use in designing or fabricating nuclear
weapons or nuclear explosive devices are subject to export licensing
or other requirements of the Office of Defense Trade Controls, U.S.
Department of State, or the licensing or other restrictions
specified in the Atomic Energy Act of 1954, as amended. Similarly,
commodities and technical data specifically designed or specifically
modified for use in devising, carrying out, or evaluating nuclear
weapons tests or nuclear explosions (except such items as are in
normal commercial use for other purposes) are subject to the same
requirements.
2Also see Sec. 779.5(e) of this subchapter for special
provisions relating to technical data for maritime nuclear
propulsion plants and other commodities.
---------------------------------------------------------------------------
(2) Unsafeguarded nuclear activities. Activities including research
on or development, design, manufacture, construction, operation, or
maintenance of any nuclear reactor, critical facility, facility for the
fabrication of nuclear fuel, facility for the conversion of nuclear
material from one chemical form to another, or separate storage
installation, where there is no obligation to accept International
Atomic Energy Agency (IAEA) safeguards at the relevant facility or
installation, when it contains any source or special fissionable
material (regardless of whether or not it contains such material at the
time of export), or where any such obligation is not met;
(3) Safeguarded and unsafeguarded nuclear activities. Safeguarded
and unsafeguarded nuclear fuel cycle activities, including research on
or development, design, manufacture, construction, operation or
maintenance of any of the following facilities, or components for such
facilities:3
---------------------------------------------------------------------------
\3\ Such activities may also require a specific authorization
from the Secretary of Energy pursuant to section 57.b(2) of the
Atomic Energy Act of 1954, as amended, as implemented by the
Department of Energy's regulations published in 10 CFR part 810.
---------------------------------------------------------------------------
(i) Facilities for the chemical processing of irradiated special
nuclear or source material;
(ii) Facilities for the production of heavy water;
(iii) Facilities for the separation of isotopes of source and
special nuclear material; or
(iv) Facilities for the fabrication of nuclear reactor fuel
containing plutonium.
Sec. 778.4 Export licensing factors.
To fulfill the considerations set forth in Sec. 778.1, the
following factors are among those used to determine what action should
be taken on individual applications subject to Secs. 778.2 and 778.3:
(a) Whether the commodities, software, or related technology to be
transferred are appropriate for the stated end-use and whether that
stated end-use is appropriate for the end-user;
(b) The significance for nuclear purposes of the particular
commodity, software, or technology;
(c) Whether the commodities, software, or technology to be exported
are to be used in research on or for the development, design,
manufacture, construction, operation, or maintenance of any
reprocessing or enrichment facility;
(d) The types of assurances or guarantees against use for nuclear
explosive purposes or proliferation given in the particular case;
(e) Whether the end-user has been engaged in clandestine or illegal
procurement activities;
(f) Whether an application for a license to export to the end-user
has previously been denied, or whether the end-user has previously
diverted items received under a general or validated license to
unauthorized activities;
(g) Whether the export would present an unacceptable risk of
diversion to a nuclear explosive activity or unsafeguarded nuclear
fuel-cycle activity described in Sec. 778.3; and
(h) The nonproliferation credentials of the importing country,
based on consideration of the following factors:
(1) Whether the importing country is a party to the Nuclear Non-
Proliferation Treaty (NPT) or to the Treaty for the Prohibition of
Nuclear Weapons in Latin America (Treaty of Tlateloloc), or to a
similar international legally-binding nuclear nonproliferation
agreement;
(2) Whether the importing country has all of its nuclear
activities, or nuclear facilities or installations that are
operational, or being designed or constructed, under International
Atomic Energy Agency (IAEA) safeguards or equivalent full scope
safeguards;
(3) Whether there is an agreement for cooperation in the civil uses
of atomic energy between the U.S. and the importing country;
(4) Whether the actions, statements, and policies of the government
of the importing country are in support of nuclear nonproliferation and
whether that government is in compliance with its international
obligations in the field of nonproliferation;
(5) The degree to which the government of the importing country
cooperates in nonproliferation policy generally (e.g., willingness to
consult on international nonproliferation issues);
(6) Intelligence data on the importing country's nuclear intentions
and activities.
PART 786--[AMENDED]
Sec. 786.6 [Amended]
1. Section 786.6(a)(1)(ii) is amended by adding the term ``GNSG,''
immediately following the term ``GFW,''.
2. In Sec. 786.6(c)(2), the phrase ``General License GCT'' is
revised to read ``General Licenses GCT and GNSG'' everywhere it
appears.
PART 787--[AMENDED]
787.13 [Amended]
1. Section 787.13(c) is amended by adding the reference ``771.24,''
immediately following the reference ``771.22,'' in the second sentence.
PART 799--[AMENDED]
Supplement No. 1 to Sec. 799.1 [Amended]
The following amendments are made to Supplement No. 1 to
Sec. 799.1:
1. In Category 1, ECCNs 1A44B, 1A45B, 1A46B, 1A47B, and 1A48B are
revised, ECCNs 1A49E, 1A50E, and 1A51E are removed, and a new ECCN
1A50B is added immediately following ECCN 1A48B, as follows:
1A44B Crucibles made of materials resistant to liquid actinide metals.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
a. Crucibles with a volume greater than 150 ml, but less than 8
liters, and made of or coated with any of the following materials
having a purity of 98% or greater:
a.1. Calcium fluoride (CaF2);
a.2. Calcium zirconate (metazirconate) (Ca2ZrO3);
a.3. Cerium sulfide (Ce2S3);
a.4. Erbium oxide (erbia) (Er2O3);
a.5. Hafnium oxide (hafnia) (HfO2);
a.6. Magnesium oxide (MgO);
a.7. Nitrided niobium-titanium-tungsten alloy (approximately 50%
Nb, 30% Ti, and 20% W);
a.8. Yttrium oxide (yttria) (Y2O3);
a.9. Zirconium oxide (zirconia) (ZrO2);
b. Crucibles with a volume greater than 50 ml, but less than 2
liters, and made of or lined with tantalum having a purity of 99.9% or
greater;
c. Crucibles with a volume greater than 50 ml, but less than 2
liters, and made of or lined with tantalum (having a purity of 98% or
greater) coated with tantalum carbide, nitride, boride, or any
combination thereof.
1A45B Specialized packings for use in separating heavy water from
ordinary water that are made of phosphor bronze mesh or copper (both
chemically treated to improve wettability) and are designed for use in
vacuum distillation towers.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
1A46B Aluminum and titanium alloys in the form of tubes or solid forms
(including forgings) with an outside diameter of more than 75 mm (3
inches).
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
Alloys in the form of tubes or solid forms (including forgings)
with an outside diameter of more than 75 mm (3 inches), as follows:
a. Aluminum alloys capable of an ultimate tensile strength of 460
MPa (0.46 x 10\9\ N/m\2\) or more at 293 K
(20 deg.C);
b. Titanium alloys capable of an ultimate tensile strength of 900
MPa (0.9 x 10\9\ N/m\2\) (130,500 lbs./in\2\) or more at 293 K (20
deg.C).
Technical Note: Alloys ``capable of'' a specified tensile
strength include those having that strength at the time of export,
as well as those capable of attaining that strength as a result of
heat treatment.
1A47B Maraging steel capable of an ultimate tensile strength of 2050
MPa (2.050 x 10\9\ N/m\2\) (300,000 lbs./in\2\) or more at 293 K (20
deg.C), except forms in which no linear dimension exceeds 75 mm (3
inches).
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP, MT (see Note)
GLV: $0
GCT: No
GFW: No
GNSG: Yes, except MT (see Note)
Note: MT controls apply to maraging steels controlled by this
ECCN that also meet the specifications of ECCN 1A27.
Technical Note: Steels ``capable of'' a specified tensile
strength include those having that strength at the time of export,
as well as those capable of attaining that strength as a result of
heat treatment.
1A48B Depleted uranium (any uranium containing less than 0.711% of the
isotope U-235) in shipments of more than 1,000 kilograms in the form of
shielding contained in X-ray units, radiographic exposure or
teletherapy devices, radioactive thermoelectric generators, or
packaging for the transportation of radioactive materials.
Requirements
Validated License Required: QSTVWYZ
Unit: Kilograms
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
Note 1: Depleted uranium fabricated into commodities solely to
take advantage of high density unrelated to radioactivity (e.g.,
aircraft, ship or other counterweights; and shipments of 1,000
kilograms or less in the form of shielding contained in X-ray units,
radiographic exposure or teletherapy devices, radioactive
thermoelectric generators, or packaging for the transportation of
radioactive materials; is controlled by ECCN 1A96G.
Note 2: Depleted uranium in fabricated forms for use in
munitions requires export authorization from the U.S. Department of
State, Office of Defense Trade Controls (see Supp. No. 2 to part 770
of this subchapter).
Note 3: All forms of depleted uranium not specifically described
in ECCN 1A48 or in Notes 1 and 2 of this ECCN require export
authorization from the Nuclear Regulatory Commission (see 10 CFR
Part 110).
1A50B Parts made of tungsten, tungsten carbide, or tungsten alloys
(greater than 90% tungsten) having a mass greater than 20 kilograms and
a hollow cylindrical symmetry (including cylinder segments) with an
inside diameter greater than 10 cm. (4 in.), but less than 30 cm. (12
in.), except parts specifically designed for use as weights or gamma-
ray collimators.
Requirements
Validated License Required: QSTVWYZ
Unit: Kilograms
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
2. In Category 1, ECCN 1B01A is amended by revising the
Requirements section and the Related ECCNs note immediately following
ECCN 1B01A is revised to read as follows:
1B01A Equipment for the production of fibers, prepregs, preforms or
composites controlled by 1A02 or 1C10, as follows, and specially
designed components and accessories therefor.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NS, MT, NP (see Notes)
GLV: $0 for 1B01.a; $5,000 for all other items
GCT: Yes, except MT and NP (see Notes)
GFW: No
GNSG: No
Notes: 1. MT controls apply to all items described in this
entry, except those in 1B01.d.4.
2. NP controls apply to the following items:
a. Filament winding machines described in 1B01.a that are
capable of winding cylindrical rotors having a diameter between 75
mm (3 in.) and 400 mm (16 in.) and lengths of 600 mm (24 in.) or
greater; and
b. Coordinating and programming controls and precision mandrels
for these filament winding machines.
* * * * *
Related ECCNs: See 1B21B for MT controls on equipment, not
controlled by 1B01A, for the production of fibers, prepregs,
preforms, or composites. See 1B41B for NP controls on filament
winding machines not controlled by 1B01A.
3. In Category 1, new ECCNs 1B16A and 1B17A are added immediately
following ECCN 1B03A to read as follows:
1B16A Plants for the production of uranium hexafluoride (UF6) and
specially designed or prepared equipment (including UF6 purification
equipment), and specially designed parts and accessories therefor.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NS, NP (items appear on International Atomic
Energy List)
GLV: $0
GCT: No
GFW: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia
Note: See 10 CFR part 110 for nuclear plants subject to the
export licensing authority of the Nuclear Regulatory Commission
(i.e., fuel fabrication facilities, enrichment facilities,
reprocessing facilities, and heavy water production facilities).
1B17A Electrolytic cells for the production of fluorine with a
production capacity greater than 250 grams of fluorine per hour, and
specially designed parts and accessories therefor.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NS, NP (items appear on International Atomic
Energy List)
GLV: $0
GCT: No
GFW: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia
4. In Category 1, ECCN 1B19A is removed.
5. In Category 1, new ECCNs 1B41B and 1B42B are added immediately
following ECCN 1B30B, to read as follows:
1B41B Filament winding machines not controlled by 1B01, controls, and
mandrels.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
a. Filament winding machines not controlled by 1B01:
a.1. In which the motions for positioning, wrapping, and winding
fibers are coordinated and programed in two or more axes;
a.2. Specially designed to fabricate composite structures or
laminates from fibrous and filamentary materials; and
a.3. Capable of winding cylindrical rotors with diameters equal to
or greater than 75 mm (3 in.) and less than or equal to 400 mm (16 in.)
and lengths of 600 mm (24 in.) or greater;
b. Coordinating and programing controls for filament winding
machines controlled by 1B01.a or 1B41.a;
c. Precision mandrels.
1B42B Electromagnetic isotope separators designed for, or equipped
with, single or multiple ion sources capable of providing a total ion
beam current of 50 mA or greater.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
Technical Notes: 1. This ECCN controls separators capable of
enriching stable isotopes, as well as those for uranium. A separator
capable of separating the isotopes of lead with a one-mass unit
difference is inherently capable of enriching the isotopes of
uranium with a three-unit mass difference.
2. This ECCN controls separators where the ion sources and
collectors are in the magnetic field and separators where the ion
sources and collectors are external to the magnetic field.
3. A single 50 mA ion source will produce less than 3 g of
separated HEU per year from natural abundance feed.
Note: See 10 CFR Part 110 for isotope separators subject to the
export licensing authority of the Nuclear Regulatory Commission.
6. In Category 1, ECCN 1B50B is revised to read as follows:
1B50B Vacuum and controlled environment furnaces.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
a. Vacuum or controlled environment (inert gas) induction furnaces
capable of operation above 850 deg. C and having induction coils 600 mm
(24 in.) or less in diameter and power supplies specially designed for
induction furnaces with a power supply of 5 kW or more;
b. Vacuum and controlled atmosphere metallurgical melting and
casting furnaces, as follows, and specially configured computer control
and monitoring systems therefor:
b.1. Arc remelt and casting furnaces with consumable electrode
capacities equal to or greater than 1,000 cm3; and less than or
equal to 20,000 cm3, and capable of operating with melting
temperatures above 1,700 deg. C;
b.2. Electron beam melting and plasma atomization and melting
furnaces with a power of 50 kW or greater and capable of operating with
melting temperatures above 1,200 deg. C.
Note: This ECCN does not control furnaces designed for
semiconductor wafer manufacturing or processing (see ECCN 3B96).
7. In Category 1, ECCN 1B51E is removed and a new ECCN 1B51B is
added immediately following ECCN 1B50B, to read as follows:
1B51B Instruments designed for vacuum service that are capable of
measuring absolute or differential pressures to an accuracy of plus or
minus 1 torr in the pressure range of 0 to 100 torr absolute where all
whetted surfaces, including pressure sensing elements, are constructed
of or protected by corrosion-resistant materials such as nickel, nickel
alloys, phosphor bronze, stainless steel, aluminum, or aluminum alloys
and specially designed or modified component parts therefor.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
8. In Category 1, new ECCNs 1B52B, 1B53B, 1B54B, 1B58B, and 1B59B
are added immediately following ECCN 1B51B, to read as follows:
1B52B Water-hydrogen sulfide exchange tray columns constructed from
fine carbon steel (such as ASTM A516) with a diameter of 1.8 m (6 ft.)
or greater and made to operate at a nominal pressure of 2 Mpa (300 psi)
or greater.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
Note: This ECCN does not control columns specially designed or
prepared for the production of heavy water. See 10 CFR Part 110 for
heavy water production equipment subject to the export licensing
authority of the Nuclear Regulatory Commission.
Technical Note: Internal contactors of the columns are segmented
trays with an effective assembled diameter of 1.8 m (6 ft.) or
greater, such as sieve trays, valve trays, bubble cap trays, and
turbogrid trays designed to facilitate countercurrent contacting and
constructed of materials resistant to corrosion by hydrogen sulfide/
water mixtures, such as 304 L or 316 stainless steel.
1B53B Hydrogen-cryogenic distillation columns.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
Hydrogen-cryogenic distillation columns having all of the following
characteristics:
a. Designed to operate at internal temperatures of -238 deg. C (35
K) or less;
b. Designed to operate at internal pressure of 0.5 to 5 Mpa (5 to
50 atmospheres);
c. Constructed of fine-grain stainless steels of the 300 series
with low sulfur content or equivalent cryogenic and H2-compatible
materials; and
d. With internal diameters of 1 m or greater and effective lengths
of 5 m or greater.
Note: See 10 CFR part 110 for heavy water production equipment
subject to the export licensing authority of the Nuclear Regulatory
Commission.
1B54B Ammonia synthesis converters.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
Technical Note: The ammonia synthesis converters controlled by
this ECCN are ammonia synthesis units in which the synthesis gas
(nitrogen and hydrogen) is withdrawn from an ammonia/hydrogen high-
pressure exchange column and the synthesized ammonia is returned to
that column.
1B58B Facilities or plants, and related equipment, for the production,
recovery, extraction, concentration, or handling of tritium.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
Facilities or plants for the production, recovery, extraction,
concentration, or handling of tritium, and related equipment as
follows:
a. Hydrogen or helium refrigeration units capable of cooling to
-250 deg. C (23 K) or less, with heat removal capacity greater than 150
watts;
b. Hydrogen isotope storage and purification systems using metal
hydrides as the storage or purification medium.
Note: This ECCN 1B58B does not control tritium compounds.
Tritium is subject to the export licensing authority of the Nuclear
Regulatory Commission.
1B59B Pumps for circulating solutions of diluted or concentrated
potassium amide catalyst in liquid ammonia (KNH2/NH3).
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
Pumps for circulating solutions of diluted or concentrated
potassium amide catalyst in liquid ammonia (KNH2/NH3), with
all of the following characteristics:
a. Airtight (i.e., hermetically sealed);
b. Operating pressure, as follows:
b.1. For concentrated potassium amide solutions (1% or greater),
operating pressure of 1.5 to 60 MPa [15 to 600 atmospheres (atm)]; or
b.2. For dilute potassium amide solutions (less than 1%), operating
pressure of 20 to 60 MPa [200 to 600 atmospheres (atm)]; and
c. A capacity greater than 8.5 m3/h (5 cubic feet per minute).
Note: See 10 CFR Part 110 for heavy water production equipment
subject to the export licensing authority of the Nuclear Regulatory
Commission.
9. In Category 1, ECCN 1C10A is amended by revising the
Requirements section to read as follows:
1C10A ``Fibrous and filamentary materials'' that may be used in
organic ``matrix'', metallic ``matrix'' or carbon ``matrix''
``composite'' structures or laminates.
Requirements
Validated License Required: QSTVWYZ
Unit: Kilograms
Reason for Control: NS, NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia
* * * * *
10. In Category 1, the Related ECCNs note that follows ECCN 1C10A
is amended by revising the reference ``1C50E'' to read ``1C50B''.
11. In Category 1, ECCN 1C19A is revised to read as follows:
1C19A Items on the International Atomic Energy List (e.g., zirconium,
nickel powder and porous nickel metal, lithium, beryllium metal, wet-
proofed platinized catalysts, and hafnium).
Requirements
Validated License Required: QSTVWYZ
Unit: Kilograms
Reason for Control: NS, NP (see Notes)
GLV: $0
GCT: No
GFW: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia
Notes: 1. Zirconium metal, alloys, or compounds in shipments of
5 kg or less are controlled for NP only.
2. Shipments of more than 200 kg of zirconium foil or strip
having a thickness not exceeding 0.10 mm are controlled for NS only.
List of Items Controlled
a. Zirconium, as follows:
a.1. Zirconium metal;
a.2. Alloys containing more than 50% zirconium by weight;
a.3. Compounds in which the ratio of hafnium content to zirconium
content is less than 1 part to 500 parts by weight;
a.4. Manufactures of zirconium metal, alloys, or compounds
described in 1C19.a.1, a.2, or a.3;
a.5. Waste and scrap from zirconium metal, alloys, compounds, or
manufactures thereof controlled by 1C19.a.1, a.2, a.3, or a.4;
Note 1: This ECCN 1C19 does not control zirconium in the form of
foil or strip having a thickness not exceeding 0.10 mm (0.004 in.),
in shipments of 200 kg or less.
Note 2: This ECCN does not control zirconium tubes. Zirconium
metal and alloys in the form of tubes or assemblies of tubes,
specially designed or prepared for use in a reactor are subject to
the export licensing authority of the Nuclear Regulatory Commission
(see 10 CFR part 110).
b. Nickel powder and porous nickel metal, as follows:
b.1. Powder with a nickel purity content of 99% or more and a mean
particle size of less than 10 micrometers measured by the ASTM B 330
standard;
b.2. Porous nickel metal produced from materials controlled for
export by 1C19.b.1, except single porous nickel metal sheets not
exceeding 930 cm\2\ intended for use in batteries for civil
applications;
Note: 1C19.b.2 controls porous nickel metal manufactured from
nickel powder, described in 1C19.b.1, that has been compacted and
sintered to form a metal material with fine pores interconnected
throughout the structure.
c. Lithium (isotopically enriched in lithium-6), as follows:
c.1. Metal, hydrides, or alloys containing lithium enriched in the
6 isotope (\6\Li) to a concentration higher than the one existing in
nature (7.5% on an atom percentage basis);
c.2. Any other materials containing lithium enriched in the 6
isotope (including compounds, mixtures, and concentrates), except
lithium enriched in the 6 isotope incorporated in thermoluminescent
dosimeters;
d. Beryllium, as follows:
d.1. Beryllium metal;
d.2. Alloys containing more than 50 percent beryllium by weight;
d.3. Compounds containing beryllium;
d.4. Manufactures of beryllium metal, alloys, or compounds
described in 1C19.d.1, d.2, or d.3;
d.5. Waste and scrap from beryllium metal, alloys, compounds, or
manufactures thereof described in 1C19.d.1, d.2, d.3, or d.4;
Note: 1C19.d does not control metal windows for X-ray machines
or oxide shapes in fabricated or semi-fabricated forms specially
designed for electronic component parts or as substrates for
electronic circuits.
e. Wet-proofed platinized catalysts specially designed or prepared
for promoting the hydrogen isotope exchange reaction between hydrogen
and water for the recovery of tritium from heavy water or for heavy
water production;
f. Hafnium, as follows:
f.1. Hafnium metal;
f.2. Alloys and compounds of hafnium containing more than 60
percent hafnium by weight;
f.3. Manufactures of hafnium metal, alloys, or compounds described
in f.1 or f.2.
Advisory Note 1: (Not eligible for General License GFW) Licenses
are likely to be approved for export to satisfactory end-users in
Country Groups QWY and the PRC of the following:
a. Finished parts made of zirconium metal or alloys, specially
designed for an identified civil research or power reactor facility,
provided that:
1. None of the parts contains fissile materials; and
2. The importing country has agreed to the application of the
Safeguards of the International Atomic Energy Agency (IAEA) in
connection with the nuclear reactor facility;
b. Contained zirconium metal, or parts made therefrom, in
individual shipments not exceeding 100 kg, when intended for use in,
or in support of, an identified civil research or power reactor
facility, in connection with which it is contemplated that IAEA
Safeguards would be applied.
N.B.: The provisions of this Advisory Note 1 notwithstanding,
current law prohibits approval to nuclear production or utilization
facilities in the People's Republic of China.
Advisory Note 2: (Not eligible for General License GFW) Licenses
are likely to be approved for export to satisfactory end-users in
Country Groups QWY and the PRC of nickel powder in uncompacted
powder form for non-nuclear civil applications.
N.B.: The provisions of this Advisory Note 2 notwithstanding,
current law prohibits approval to nuclear production or utilization
facilities in the People's Republic of China.
12. In Category 1, ECCN 1C50E is removed and new ECCNs 1C49B and
1C50B are added immediately following ECCN 1C31B, to read as follows:
1C49B Platinized catalysts not controlled by 1C19.e that are specially
designed or prepared for promoting the hydrogen isotope exchange
reaction between hydrogen and water for the recovery of tritium from
heavy water or for heavy water production.
Requirements
Validated License Required: QSTVWYZ
Unit: Kilograms
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
1C50B ``Fibrous and filamentary materials'' not controlled by 1C10.
Requirements
Validated License Required: QSTVWYZ
Unit: Kilograms
Reason for Control: NP, FP (see Note)
GLV: $0
GCT: No
GFW: No
GNSG: Yes
Note: FP controls apply to Iran and Syria for the items
described in 1C50.b.
List of Items Controlled
``Fibrous and filamentary materials'' not controlled by 1C10, as
follows:
a. Carbon or aramid ``fibrous and filamentary materials'' having:
a.1. A ``specific modulus'' of 12.7 x 106 m or greater; or
a.2. A ``specific tensile strength'' of 23.5 x 104 m or
greater;
b. Glass ``fibrous and filamentary materials'' having:
b.1. A ``specific modulus'' of 3.18 x 106 m or greater; and
b.2. A ``specific tensile strength'' of 7.62 x 104 m or
greater;
c. Composite structures in the form of tubes with an inside
diameter greater than 75 mm (3 in.), but less than 400 mm (16 in.),
made with ``fibrous and filamentary materials'' described in 1C50.a or
b.
Note: Specific modulus is the Young's modulus in N/m\2\ divided
by the specific weight in N/m\3\, measured at a temperature of
232 deg. C and a relative humidity of 505
percent. Specific tensile strength is the ultimate tensile strength
in N/m\2\ divided by specific weight in N/m\3\, measured at a
temperature of 232 deg. C and a relative humidity of
505 percent.
13. In Category 1, ECCNs 1C51B, 1C52B, 1C53B, 1C54B, 1C55B, 1C56B,
and 1C57B are revised and new ECCN 1C58B is added immediately following
ECCN 1C57B to read as follows:
1C51B High purity (99.99% or greater) bismuth with very low silver
content (less than 10 parts per million).
Requirements
Validated License Required: QSTVWYZ
Unit: Kilograms
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
1C52B High purity calcium containing both less than 1,000 parts per
million by weight of metallic impurities other than magnesium and less
than 10 parts per million of boron.
Requirements
Validated License Required: QSTVWYZ
Unit: Kilograms
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
1C53B High purity magnesium containing both less than 200 parts per
million by weight of metallic impurities other than calcium and less
than 10 parts per million of boron.
Requirements
Validated License Required: QSTVWYZ
Unit: Kilograms
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
1C54B Alpha-emitting radionuclides having an alpha half-life of 10
days or greater, but less than 200 years, including compounds and
mixtures containing these radionuclides with a total alpha activity of
1 curie (37 GBq) per kilogram or greater, and equipment containing
these radionuclides.
Requirements
Validated License Required: QSTVWYZ
Unit: Millicuries
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
Technical Note: This ECCN does not control devices that contain
less than 100 millicuries (3.7 GBq) of alpha activity per device.
Note: See 10 CFR part 110 for alpha-emitting radionuclides
subject to the export licensing authority of the Nuclear Regulatory
Commission.
1C55B Helium isotopically enriched in the helium-3 isotope, in any
form, whether or not mixed with other materials, or contained in any
equipment or device, except products or devices containing less than 1
g of helium-3.
Requirements
Validated License Required: QSTVWYZ
Unit: Liters
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
1C56B Chlorine trifluoride (ClF3).
Requirements
Validated License Required: QSTVWYZ
Unit: Kilograms
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
1C57B Boron and boron compounds, mixtures, and ``loaded'' materials in
which the boron-10 isotope is more than 20% by weight of the total
boron content.
Requirements
Validated License Required: QSTVWYZ
Unit: Kilograms
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
1C58B Radium-226.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
Technical Note: This ECCN does not control radium contained in
medical applicators.
14. In Category 1, a new ECCN 1C93F is added immediately following
ECCN 1C88D, to read as follows:
1C93F Fibrous and filamentary materials, not controlled by 1C10 or
1C50, for use in composite structures and with a specific modulus of
3.18 x 10\6\ m or greater and a specific tensile strength of 7.62 x
10\4\ m or greater.
Requirements
Validated License Required: SZ, Iran, Syria, South Africa military
and police
Unit: Kilograms
Reason for Control: FP
GLV: $0
GCT: No
GFW: No
15. In Category 1, ECCN 1D01A is revised to read as follows:
1D01A ``Software'' specially designed or modified for the
``development'', ``production'', or ``use'' of equipment controlled by
1B01, 1B02, 1B03, 1B16, 1B17, or 1B18.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NS, MT, NP (see Notes)
GTDR: Yes, except MT and NP (see Notes)
GTDU: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia, for NP only
(see Notes)
Notes: 1. MT controls apply to software for the ``development'',
``production'', or ``use'' of equipment controlled by 1B01 (except
1B01.d.4 and 1B01.f) and 1B18.a.
2. NP controls apply to software for the ``development'',
``production'', or ``use'' of filament winding machines described in
1B01.a that are capable of winding cylindrical rotors with diameters
between 75 mm (3 in.) and 400 mm (16 in.) and lengths of 600 mm (24
in.) or greater.
16. In Category 1, new ECCNs 1D41B and 1D50B are added immediately
following ECCN 1D23B to read as follows:
1D41B ``Software'', not controlled by 1D01, specially designed or
modified for the ``development'', ``production'', or ``use'' of
filament winding machines controlled by 1B41.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
1D50B ``Specially designed software'' for computer control and
monitoring systems specially configured for vacuum and controlled
atmosphere metallurgical melting and casting furnaces controlled by
1B50.b.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
17. In Category 1, ECCN 1D93F is revised to read as follows:
1D93F ``Software'' specially designed for the ``development'',
``production'', or ``use'' of fibrous and filamentary materials
controlled by 1C50.b or 1C93F.
Requirements
Validated License Required: SZ, Iran, Syria, and South Africa
military and police
Unit: $ value
Reason for Control: FP
GTDR: No
GTDU: Yes
18. In Category 1, ECCN 1E01A is revised and a Related ECCNs
paragraph is added immediately following ECCN 1E01A to read as follows:
1E01A Technology according to the General Technology Note for the
``development'' or ``production'' of equipment or materials controlled
by 1A01.b, 1A01.c, 1A02, 1A03, 1B01, 1B02, 1B03, 1B18, 1C01, 1C02,
1C03, 1C04, 1C05, 1C06, 1C07, 1C08, 1C09, 1C10, or 1C18.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NS, NP, MT, FP (see Notes)
GTDR: Yes, except NP, MT, and FP (see Notes)
GTDU: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia, for NP only
(see Notes)
Notes: 1. NP controls apply to exports to all destinations of
technology for the ``development'' or ``production'' of the
following:
a. Filament winding machines controlled by 1B01.a that are
capable of winding cylindrical rotors having a diameter between 3
inches and 16 inches and a length of 24 inches or greater;
b. ``Fibrous and filamentary materials'' controlled by 1C10.
2. MT controls apply to technology for items controlled for
missile technology reasons by 1A02 or 1B01 (except 1B01.d.4 and f).
3. FP controls apply to all technology described in this entry
for Iran and Syria. FP controls apply to technology for items
controlled by 1B18.a for the Republic of South Africa only.
Related ECCNs: See 1E40B for NP controls on technology for the
``use'' of filament winding machines controlled by 1B01.a.
19. In Category 1, new ECCN 1E19A is added immediately following
ECCN 1E02A to read as follows:
1E19A Technology according to the General Technology Note for the
``development'', ``production'', or ``use'' of equipment or materials
controlled by 1B16, 1B17, or 1C19.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NS, NP (see Note)
GTDR: No
GTDU: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia
Note: NP controls apply to technology for the ``development'',
``production'', or ``use'' of plants controlled by 1B16, equipment
controlled by 1B17, or materials controlled by 1C19.
20. In Category 1, new ECCNs 1E40B and 1E41B are added immediately
following ECCN 1E25B, as follows:
1E40B Technology for the ``use'' of filament winding machines
controlled by 1B01.a that are capable of winding cylindrical rotors
having a diameter between 3 inches and 16 inches and a length of 24
inches or greater.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
1E41B Technology for the ``development'', ``production'', or ``use''
of items controlled by 1A44B, 1A45B, 1A46B, 1A47B, 1A48B, 1A50B, 1B41B,
1B42B, 1B50B, 1B51B, 1B52B, 1B53B, 1B54B, 1B58B, 1B59B, 1C49B, 1C50B,
1C51B, 1C52B, 1C53B, 1C54B, 1C55B, 1C56B, 1C57B, or 1C58B or for the
``use'' of items controlled by 1C10.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NP, FP (see Note)
GTDR: No
GTDU: No
GNSG: Yes
Note: FP controls apply to Iran and Syria for technology for the
``development'', ``production'', or ``use'' of glass ``fibrous and
filamentary materials'' controlled by 1C50.b.
21. In Category 1, ECCN 1E94F is revised to read as follows:
1E94F Technology for the ``development'', ``production'', or ``use''
of fibrous and filamentary materials controlled by 1C93F or
fluorocarbon electronic cooling fluids controlled by 1C94F.
Requirements
Validated License Required: SZ, Iran, Syria, and South Africa
military and police
Reason for Control: FP
GTDR: No
GTDU: Yes
22. In Category 2, ECCNs 2A19A, 2A50B, 2A51B, 2A52B, and 2A53B are
revised, new ECCNs 2A44B, 2A48B, and 2A49E are added immediately
following ECCN 2A19A, and ECCNs 2A54B and 2A55B are removed, to read as
follows:
2A19A Commodities on the International Atomic Energy List (e.g., power
generating and/or propulsion equipment, neutron generator systems, and
valves for gaseous diffusion separation process).
Requirements
Validated License Required: QSTVWYZ
Unit: Number; $ value for parts and accessories
Reason for Control: NS and NP (see Note)
GLV: $0
GCT: No
GFW: No
GNSG: Yes for 2A19.b and c, except to Bulgaria, Poland, Romania, or
Russia
Note: NP controls apply to items described in 2A19.b or c.
List of Items Controlled
a. Power generating and/or propulsion equipment specially designed
for use with military nuclear reactors;
Notes: 1. 2A19.a does not control conventional power generating
equipment that, although designed for use in a particular nuclear
station, could in principle be used in conjunction with conventional
systems.
2. 2A19.a does not affect the controls maintained by the Office
of Defense Trade Controls, Department of State, as indicated in ITAR
Category VI, Part e.
b. Neutron generator systems, including tubes, designed for
operation without an external vacuum system, and utilizing
electrostatic acceleration to induce a tritium-deuterium nuclear
reaction, and specially designed parts and components therefor;
c. Valves, specially designed or prepared for gaseous diffusion
separation process, that are wholly made of or lined with aluminum,
aluminum alloys, nickel, or alloy containing 60 percent by weight or
more nickel, 40 mm (1.6 in.) or more in diameter, with bellows seals,
and specially designed parts and components therefor.
Note: See 10 CFR Part 110 for specially designed or prepared
valves for gaseous diffusion separation process subject to the
export licensing authority of the Nuclear Regulatory Commission.
Advisory Note: Licenses are likely to be approved for exports to
satisfactory end-uses in Country Groups QWY and the People's
Republic of China of neutron generator systems, including tubes,
controlled by 2A19.b, provided that they are for civil use.
N.B.: The provisions of this Advisory Note notwithstanding,
current law prohibits approval to nuclear production or utilization
facilities in the People's Republic of China.
2A44B Specialized instruments for hydrodynamic experiments.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
Specialized instruments, as follows, for hydrodynamic experiments:
a. Velocity interferometers for measuring velocities in excess of 1
km per second during time intervals less than 10 s (e.g.,
VISARs, doppler laser interferometers, DLIs);
b. Manganin gauges for pressures greater than 100 kilobars; or
c. Quartz pressure transducers for pressures greater than 100
kilobars.
2A48B Valves not controlled by 2A19.c that are 5 mm (0.2 in.) or
greater in diameter, with a bellows seal, wholly made of or lined with
aluminum, aluminum alloy, nickel, or alloy containing 60 percent or
more nickel, either manually or automatically operated, and specially
designed parts and accessories therefor.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
Note: See 10 CFR part 110 for valves subject to the export
licensing authority of the Nuclear Regulatory Commission.
2A49E Generators and other equipment specially designed, prepared, or
intended for use with nuclear plants.
Requirements
Validated License Required: SZ, South African military and police,
and countries listed in Supp. 4 to part 778 of this subchapter
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
List of Items Controlled
a. Generators, turbine-generator sets, steam turbines, heat
exchangers, and heat exchanger type condensers designed or intended for
use in a nuclear reactor;
b. Process control systems intended for use with the equipment
controlled by 2A49.a.
Note: See 10 CFR part 110 for nuclear equipment subject to the
export licensing authority of the Nuclear Regulatory Commission.
2A50B Equipment related to nuclear material handling and processing
and to nuclear reactors.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
a. Reactor and power plant simulators and analytical models for
reactor and power plant simulators, models or mock-ups;
b. Process control systems, except those controlled by 2A49.b,
intended for use with nuclear reactors;
c. High density (lead glass or other) radiation shielding windows
greater than 0.3 m (1 ft.) on a side and with a density greater than 3
g/cm\3\ and a thickness of 100 mm or greater, and specially designed
frames therefor;
d. Casks that are specially designed for transportation of high
level radioactive material and that weigh more than 1,000 kg;
e. Remote manipulators that provide mechanical translation of human
operator actions by electrical, hydraulic, or mechanical means to an
operating arm and terminal fixture that can be used to provide remote
actions in radiochemical separation operations and ``hot cells''. The
manipulators have a capability to penetrate 0.6 m or more (2 ft. or
more) of a cell wall or, alternatively, bridge over the top of a cell
wall with a thickness of 0.6 m or more (2 ft. or more);
f. Commodities, parts and accessories specially designed or
prepared for use with nuclear plants (e.g., snubbers, airlocks, reactor
and fuel inspection equipment), except items licensed by the Nuclear
Regulatory Commission pursuant to 10 CFR Part 110.
Note: See 10 CFR part 110 for nuclear equipment subject to the
export licensing authority of the Nuclear Regulatory Commission.
2A51B Piping, fittings, and valves made of, or lined with, stainless
steel, copper-nickel alloy or other alloy steel containing 10% or more
nickel and/or chromium.
Requirements
Validated License Required: QSTVWYZ
Unit: Kgs. for pressure tubes, pipes, and fittings; Number for
valves; $ value for parts
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
Piping, fittings, and valves made of, or lined with, stainless
steel, copper-nickel alloy or other alloy steel containing 10% or more
nickel and/or chromium, as follows:
a. Pressure tube, pipe, and fittings of 200 mm (8 inches) or more
inside diameter, and suitable for operation at pressures of 3.4 MPa
(500 psi) or greater;
b. Pipe valves having all of the following characteristics:
b.1. A pipe size connection of 8 inches or more inside diameter;
b.2. Rated at 1,500 psi or more;
c. Parts, n.e.s.
Note: See 10 CFR part 110 for piping, fittings, and valves
subject to the export licensing authority of the Nuclear Regulatory
Commission.
2A52B Vacuum pumps with an input throat size of 38 cm (15 in.) or
greater with a pumping speed of 15,000 liters/second or greater and
capable of producing an ultimate vacuum better than 10-4 Torr
(0.76 x 10-4 mbar).
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
Technical Note: The ultimate vacuum is determined at the input
of the pump with the input of the pump blocked off.
Note: See 10 CFR part 110 for vacuum pumps for gaseous diffusion
separation process subject to the export licensing authority of the
Nuclear Regulatory Commission.
2A53B Pumps designed to move molten metals by electromagnetic forces.
Requirements
Validated License Required: QSTVWYZ
Unit: Number; $ value for parts and accessories
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
23. In Category 2, ECCN 2B01A is revised to read as follows:
2B01A ``Numerical control'' units, ``motion control boards'' specially
designed for ``numerical control'' applications on machine tools,
machine tools, and specially designed components therefor.
Requirements
Validated License Required: QSTVWYZ
Unit: Number; $ value for parts and accessories
Reason for Control: NS and NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia
List of Items Controlled
Technical Notes: 1. Secondary parallel contouring axes, e.g.,
the w-axis on horizontal boring mills or a secondary rotary axis the
center line of which is parallel to the primary rotary axis, are not
counted in the total number of contouring axes.
Note: Rotary axes need not rotate over 360 deg.. A rotary axis
can be driven by a linear device, e.g., a screw or a rack-and-
pinion.
2. Axis nomenclature shall be in accordance with International
Standard ISO 841, `Numerical Control Machines--Axis and Motion
Nomenclature'.
a. ``Numerical control'' units for machine tools, as follows, and
specially designed components therefor:
a.1. Having more than four interpolating axes that can be
coordinated simultaneously for ``contouring control''; or
a.2. Having two, three or four interpolating axes that can be
coordinated simultaneously for ``contouring control'' and:
a.2.a. Capable of ``real-time processing'' of data to modify,
during the machining operation, tool path, feed rate and spindle data
by either:
a.2.a.1. Automatic calculation and modification of part program
data for machining in two or more axes by means of measuring cycles and
access to source data; or
a.2.a.2. ``Adaptive control'' with more than one physical variable
measured and processing by means of a computing model (strategy) to
change one or more machining instructions to optimize the process; or
a.2.b. Capable of receiving directly (on-line) and processing
computer-aided-design (CAD) data for internal preparation of machine
instructions; or
a.2.c. Capable, without modification, according to the
manufacturer's technical specifications, of accepting additional boards
which would permit an increase above the control levels specified in
2B01, in the number of interpolating axes that can be coordinated
simultaneously for ``contouring control'', even if they do not contain
these additional boards;
Note: 2B01.a does not control ``numerical control'' units if:
a. Modified for and incorporated in uncontrolled machines; or
b. Specially designed for uncontrolled machines.
b. ``Motion control boards'' specially designed for machine tools
and having any of the following characteristics:
b.1. Interpolation in more than four axes;
b.2. Capable of ``real time processing'' as described in
2B01.a.2.a; or
b.3. Capable of receiving and processing CAD data as described in
2B01.a.2.b;
c. Machine tools, as follows, for removing or cutting metals,
ceramics or composites, that, according to the manufacturer's technical
specifications, can be equipped with electronic devices for
simultaneous ``contouring control'' in two or more axes:
c.1. Machine tools for turning, grinding, milling or any
combination thereof that:
c.1.a. Have two or more axes that can be coordinated simultaneously
for ``contouring control''; and
c.1.b. Have any of the following characteristics:
c.1.b.1. Two or more contouring rotary axes;
Technical Note: The c-axis on jig grinders used to maintain
grinding wheels normal to the work surface is not considered a
contouring rotary axis.
c.1.b.2. One or more contouring ``tilting spindles'';
Note: 2B01.c.1.b.2 applies to machine tools for grinding or
milling only.
c.1.b.3. ``Camming'' (axial displacement) in one revolution of the
spindle less (better) than 0.0006 mm total indicator reading (TIR);
Note: 2B01.c.1.b.3 applies to machine tools for turning only.
c.1.b.4. ``Run out'' (out-of-true running) in one revolution of the
spindle less (better) than 0.0006 mm total indicator reading (TIR);
c.1.b.5. The ``positioning accuracies'', with all compensations
available, are less (better) than:
c.1.b.5.a. 0.001 deg. on any rotary axis; or
c.1.b.5.b.1. 0.004 mm along any linear axis (overall positioning)
for grinding machines;
c.1.b.5.b.2. 0.006 mm along any linear axis (overall positioning)
for turning or milling machines; or
Note: 2B01.c.1.b.5 does not control milling or turning machine
tools with a positioning accuracy along one axis, with all
compensations available, equal to or greater (worse) than 0.005 mm.
Technical Note: The positioning accuracy of ``numerically
controlled'' machine tools is to be determined and presented in
accordance with ISO/DIS 230/2, paragraph 2.13, in conjunction with
the requirements below:
a. Test conditions (paragraph 3):
1. For 12 hours before and during measurements, the machine tool
and accuracy measuring equipment will be kept at the same ambient
temperature. During the premeasurement time the slides of the
machine will be continuously cycled in the same manner that the
accuracy measurements will be taken;
2. The machine shall be equipped with any mechanical,
electronic, or software compensation to be exported with the
machine;
3. Accuracy of measuring equipment for the measurements shall be
at least four times more accurate than the expected machine tool
accuracy;
4. Power supply for slide drives shall be as follows:
a. Line voltage variation shall not exceed 10% of
nominal rated voltage;
b. Frequency variation shall not exceed 2 Hz of
normal frequency;
c. Lineouts or interrupted service are not permitted.
b. Test program (paragraph 4):
1. Feed rate (velocity of slides) during measurement shall be
the rapid traverse rate;
Note: In the case of machine tools that generate optical quality
surfaces, the feedrate shall be equal to or less than 50 mm per
minute.
2. Measurements shall be made in an incremental manner from one
limit of the axis travel to the other without returning to the
starting position for each move to the target position;
3. Axes not being measured shall be retained at mid travel
during test of an axis.
c. Presentation of test results (paragraph 2): The results of
the measurement must include:
1. Positioning accuracy (A); and
2. The mean reversal error (B).
c.1.b.6.a. A ``positioning accuracy'' less (better) than 0.007 mm;
and
c.1.b.6.b. A slide motion from rest for all slides within 20% of a
motion command input for inputs of less than 0.5 micrometer;
Technical Note: Minimum increment of motion test (slide motion
from rest): The test is conducted only if the machine tool is
equipped with a control unit the minimum increment of which is less
(better) than 0.5 micrometer. Prepare the machine for testing in
accordance with ISO 230.2 paragraphs 3.1, 3.2, 3.3. Conduct the test
on each axis (slide) of the machine tool as follows:
1. Move the axis over at least 50% of the maximum travel in plus
and minus directions twice at maximum feed rate, rapid traverse rate
or jog control;
2. Wait at least 10 seconds;
3. With manual data input, input the minimum programmable
increment of the control unit;
4. Measure the axis movement;
5. Clear the control unit with the servo null, reset or whatever
clears any signal (voltage) in the servo loop;
6. Repeat steps 2 to 5 five times, twice in the same direction
of the axis travel and three times in the opposite direction of
travel for a total of six test points;
7. If the axis movement is between 80% and 120% of the minimum
programmable input for four of the six test points, the machine is
controlled. For rotary axes, the measurement is taken 200 mm from
the center of rotation.
Note 1: 2B01.c.1 does not control cylindrical external,
internal, and external-internal grinding machines having all of the
following characteristics:
a. Not centerless (shoe-type) grinding machines;
b. Limited to cylindrical grinding;
c. A maximum workpiece outside diameter or length of 150 mm;
d. Only two axes which can be coordinated simultaneously for
``contouring control''; and
e. No contouring c axis.
Note 2: 2B01.c.1 does not control machines designed specifically
as jig grinders having both of the following characteristics:
a. Axes limited to x, y, c and a, where the c-axis is used to
maintain the grinding wheel normal to the work surface and the a-
axis is configured to grind barrel cams; and
b. A spindle ``run out'' not less (not better) than 0.0006 mm.
Note 3: 2B01.c.1 does not control tool or cutter grinding
machines having all of the following characteristics:
a. Shipped as a complete system with ``software'' specially
designed for the production of tools or cutters;
b. No more than two rotary axes that can be coordinated
simultaneously for ``contouring control'';
c. ``Run out'' (out-of-true running) in one revolution of the
spindle not less (not better) than 0.0006 mm total indicator reading
(TIR); and
d. The ``positioning accuracies'', with all compensations
available, are not less (not better) than:
1. 0.004 mm along any linear axis for overall positioning; or
2. 0.001 deg. on any rotary axis.
c.2. Electrical discharge machines (EDM) of the wire feed type that
have five or more axes that can be coordinated simultaneously for
``contouring control'';
c.3. Electrical discharge machines (EDM) of the non-wire type that
have two or more rotary axes that can be coordinated simultaneously for
``contouring control'';
c.4. Machine tools for removing metals, ceramics or composites:
c.4.a. By means of:
c.4.a.1. Water or other liquid jets, including those employing
abrasive additives;
c.4.a.2. Electron beam; or
c.4.a.3. ``Laser'' beam; and
c.4.b. Having two or more rotary axes that:
c.4.b.1. Can be coordinated simultaneously for ``contouring
control''; and
c.4.b.2. Have a ``positioning accuracy'' of less (better) than
0.003 deg..
Technical Note: Machines capable of being simultaneously
coordinated for ``contouring control'', in two or more rotary axes
or one or more tilting spindles, remain controlled regardless of the
number of simultaneously coordinated contouring axes that can be
controlled by the ``numerical control'' unit attached to the
machine.
24. In Category 2, ECCN 2B04A and the Related ECCNs paragraph
immediately following ECCN 2B04A are revised to read as follows:
2B04A Hot ``isostatic presses'', as follows, and specially designed
dies, moulds, components, accessories and controls therefor.
Requirements
Validated License Required: QSTVWYZ
Unit: Number; $ value for parts and accessories
Reason for Control: NS, MT, NP
GLV: $0
GCT: No
GFW: No
GNSG: No
List of Items Controlled
a. Having a controlled thermal environment within the closed cavity
and possessing a chamber cavity with an inside diameter of 406 mm or
more; and
b. Having:
b.1. A maximum working pressure exceeding 207 MPa;
b.2. A controlled thermal environment exceeding 1,773 K (1,500 deg.
C); or
b.3. A facility for hydrocarbon impregnation and removal of
resultant gaseous degradation products.
Technical Note: The inside chamber dimension is that of the
chamber in which both the working temperature and the working
pressure are achieved and does not include fixtures. That dimension
will be the smaller of either the inside diameter of the pressure
chamber or the inside diameter of the insulated furnace chamber,
depending on which of the two chambers is located inside the other.
Related ECCNs: See 2B24B for MT/NP controls on ``isostatic presses''
not controlled by 2B04A. See 2B44B for NP controls on ``isostatic
presses not controlled by 2B04A or 2B24B.
25. In Category 2, ECCNs 2B06A, 2B07A, 2B08A, and 2B09A are revised
to read as follows:
2B06A Dimensional inspection or measuring systems or equipment.
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: NS and NP (see Note)
GLV: $0
GCT: Yes for 2B06.d only
GFW: No
GNSG: Yes for 2B06.a, b, and c, except to Bulgaria, Poland,
Romania, or Russia
Note: NP controls apply to items described in 2B06.a, b, or c.
List of Items Controlled
a. Computer controlled, ``numerically controlled'' or ``stored
program controlled'' dimensional inspection machines, having both of
the following characteristics:
a.1. Two or more axes; and
a.2. A one dimensional length ``measurement uncertainty'' equal to
or less (better) than (1.25+L/1,000) micrometer tested with a probe
with an ``accuracy'' of less (better) than 0.2 micrometer (L is the
measured length in mm);
b. Linear and angular displacement measuring instruments, as
follows:
b.1. Linear measuring instruments having any of the following
characteristics:
b.1.a. Non-contact type measuring systems with a ``resolution''
equal to or less (better) than 0.2 micrometer within a measuring range
up to 0.2 mm;
b.1.b. Linear voltage differential transformer systems with both of
the following characteristics:
b.1.b.1. ``Linearity'' equal to or less (better) than 0.1% within a
measuring range up to 5 mm; and
b.1.b.2. Drift equal to or less (better) than 0.1% per day at a
standard ambient test room temperature 1 K; or
b.1.c. Measuring systems having both of the following
characteristics:
b.1.c.1. Containing a ``laser''; and
b.1.c.2. Maintaining, for at least 12 hours, over a temperature
range of 1 K around a standard temperature and at a
standard pressure:
b.1.c.2.a. A ``resolution'' over their full scale of 0.1 micrometer
or less (better); and
b.1.c.2.b. A ``measurement uncertainty'' equal to or less (better)
than (0.2+L/2,000) micrometer (L is the measured length in mm);
b.2. Angular measuring instruments having an ``angular position
deviation'' equal to or less (better) than 0.00025 deg.;
Note: 2B06.b.2 does not control optical instruments, such as
autocollimators, using collimated light to detect angular
displacement of a mirror.
c. Systems for simultaneous linear-angular inspection of
hemishells, having both of the following characteristics:
c.1. ``Measurement uncertainty'' along any linear axis equal to or
less (better) than 3.5 micrometer per 5 mm; and
c.2. ``Angular position deviation'' equal to or less (better) than
0.02 deg.;
d. Equipment for measuring surface irregularities, by measuring
optical scatter as a function of angle, with a sensitivity of 0.5 nm or
less (better).
Technical Notes: 1. Machine tools that can be used as measuring
machines are controlled if they meet or exceed the criteria
specified for the machine tool function or the measuring machine
function.
2. A machine described in 2B06 is controlled if it exceeds the
control threshold anywhere within its operating range.
3. The probe used in determining the ``measurement uncertainty''
of a dimensional inspection system shall be as described in VDI/VDE
2617 Parts 2, 3, and 4.
4. All measurement values in 2B06 represent permissible positive
and negative deviations from the target value, i.e., not total band.
Note: This ECCN does not control measuring interferometer
systems, without closed or open loop feedback, containing a
``laser'' to measure slide movement errors of machine-tools,
dimensional inspection machines or similar equipment.
2B07A ``Robots'', and specially designed controllers and ``end-
effectors'' therefor.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NS and NP (see Note)
GLV: $5,000, except $0 for NP (see Note)
GCT: Yes, except NP (see Note)
GFW: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia, for NP only
(see Note)
Note: NP controls apply to robots and ``end-effectors'' that are
controlled by 2B07.b or that are specially designed or rated as
radiation hardened to withstand greater than 5x104 grays (Si)
(5x106 rad (Si)) without operational degradation, and to
specially designed controllers therefor.
List of Items Controlled
a. Capable in real time of full three-dimensional image processing
or full three-dimensional scene analysis to generate or modify
``programs'' or to generate or modify numerical program data;
Note: The scene analysis limitation does not include
approximation of the third dimension by viewing at a given angle, or
limited grey scale interpretation for the perception of depth or
texture for the approved tasks (2\1/2\ D).
b. Specially designed to comply with national safety standards
applicable to explosive munitions environments (i.e. meeting electrical
code ratings for high explosives); or
c. Specially designed or rated as radiation-hardened beyond that
necessary to withstand normal industrial (i.e., non-nuclear industry)
ionizing radiation.
2B08A Assemblies, units or inserts specially designed for machine
tools, or for equipment controlled by 2B06 or 2B07.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NS and NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia
List of Items Controlled
a. Spindle assemblies, consisting of spindles and bearings as a
minimal assembly, with radial (``run out'') or axial (``camming'') axis
motion in one revolution of the spindle less (better) than 0.0006 mm
total indicator reading (TIR);
b. Linear position feedback units, e.g., inductive type devices,
graduated scales, infrared systems or ``laser'' systems, having with
compensation an overall ``accuracy'' less (better) than (800 + (600 x L
x 10-3))nm (L equals the effective length in mm of the linear
measurement);
c. Rotary position feedback units, e.g., inductive type devices,
graduated scales, infrared systems or ``laser'' systems, having with
compensation an ``accuracy'' less (better) than 0.00025 deg.;
d. Slide way assemblies consisting of a minimal assembly of ways,
bed and slide having all of the following characteristics:
d.1. A yaw, pitch or roll of less (better) than 2 seconds of arc
total indicator reading (reference: ISO/DIS 230-1) over full travel;
d.2. A horizontal straightness of less (better) than 2 micrometer
per 300 mm length; and
d.3. A vertical straightness of less (better) than 2 micrometer
over full travel per 300 mm length;
e. Single point diamond cutting tool inserts, having all of the
following characteristics:
e.1. Flawless and chip-free cutting edge when magnified 400 times
in any direction;
e.2. Cutting radius from 0.1 to 5 mm inclusive; and
e.3. Cutting radius out-of-roundness less (better) than 0.002 mm
total indicator reading (TIR) (also peak-to-peak).
Note: This ECCN does not control measuring interferometer
systems, without closed or open loop feedback, containing a
``laser'' to measure slide movement errors of machine-tools,
dimensional inspection machines or similar equipment.
2B09A Specially designed printed circuit boards with mounted
components and software therefor, or ``compound rotary tables'' or
``tilting spindles'', capable of upgrading, according to the
manufacturer's specifications, ``numerical control'' units, machine
tools or feed-back devices to or above the levels specified in ECCNs
2B01, 2B02, 2B03, 2B04, 2B05, 2B06, 2B07, and 2B08.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NS and NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia
26. In Category 2:
a. ECCNs 2B24B, 2B50B, 2B51B, and 2B53B are revised;
b. ECCNs 2B40B, 2B41E, 2B46B, and 2B54B are removed; and
c. New ECCNs 2B41B and 2B44B are added immediately following ECCN
2B24B to read as follows:
2B24B ``Isostatic presses'' not controlled 2B04A and specially
designed dies and molds, and controls therefor.
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: MT and NP
GLV: $0
GCT: No
GFW: No
GNSG: No
List of Items Controlled
``Isostatic presses'' having all of the following characteristics:
a. Capable of achieving a maximum working pressure of 10,000 psi
(69 MPa) or greater;
b. Designed to achieve and maintain a controlled thermal
environment of 600 deg.C or greater; and
c. Possessing a chamber cavity with an inside diameter of 254 mm
(10 in.) or greater.
Technical Note: The inside chamber dimension is that of the
chamber in which both the working temperature and the working
pressure are achieved and does not include fixtures. That dimension
will be the smaller of either the inside diameter of the pressure
chamber or the inside diameter of the insulated furnace chamber,
depending on which of the two chambers is located inside the other.
2B41B ``Numerically controlled'' machine tools for vertical or
horizontal turning, milling or boring not controlled by ECCN 2B01A.
Requirements
Validated License Required: QSTVWYZ
Unit: Number; $ value for parts and accessories
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
Numerically controlled machine tools for vertical or horizontal
turning, milling, or boring that, according to the manufacturer's
technical specifications, can be equipped with ``numerical control''
units controlled for export under ECCN 2B01A (even if not equipped with
such units at the time of delivery) and that have:
a. Two or more axes that can be coordinated simultaneously for
contouring control; and
b. Capable of machining diameters of 2 m or greater.
2B44B ``Isostatic presses'', not controlled by 2B04A or 2B24B, capable
of achieving a maximum working pressure of 10,000 psi (69 MPa) or
greater and having a chamber cavity with an inside diameter in excess
of 152 mm (6 inches) and specially designed dies and molds, and
controls therefor.
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
Technical Note: The inside chamber dimension is that of the
chamber in which both the working temperature and the working
pressure are achieved and does not include fixtures. That dimension
will be the smaller of either the inside diameter of the pressure
chamber or the inside diameter of the insulated furnace chamber,
depending on which of the two chambers is located inside the other.
2B50B Spin-forming and flow-forming machines and precision rotor-
forming mandrels.
Requirements
Validated License Required: QSTVWYZ
Unit: Number; $ value for parts and accessories
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
a. Spin-forming and flow-forming machines that:
a.1. According to the manufacturer's technical specifications, can
be equipped with ``numerical control'' units or a computer control; and
a.2. Have two or more axes that can be coordinated simultaneously
for ``contouring control'';
b. Precision rotor-forming mandrels designed to form cylindrical
rotors of inside diameter between 75 mm (3 in.) and 400 mm (16 in.).
Note: The only spin-forming machines controlled by this ECCN
2B50B are those combining the functions of spin-forming and flow-
forming.
2B51B Centrifuge rotor fabrication, assembly, and straightening
equipment and bellows-forming mandrels and dies.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
a. Rotor assembly equipment (e.g., precision mandrels, clamps, and
shrink fit machines) for assembly of gas centrifuge rotor tube
sections, baffles, and end caps;
b. Rotor straightening equipment for alignment of gas centrifuge
rotor tube sections to a common axis;
Technical Note: The rotor straightening equipment controlled by
2B51.b normally will consist of precision measuring probes linked to
a computer that subsequently controls the action of, for example,
pneumatic rams used for aligning the rotor tube sections.
c. Bellows-forming mandrels and dies for producing single-
convolution bellows (bellows made of high-strength aluminum alloys,
maraging steel, or high-strength filamentary materials) that have all
of the following dimensions:
c.1. 75-mm to 400-mm (3-in. to 16-in.) inside diameter;
c.2. 12.7 mm (0.5 in.) or more in length; and
c.3. Single convolution depth of more than 2 mm (0.08 in.).
Note: This ECCN does not control centrifuge rotor tube sections,
baffles, bellows, and end caps. These items are subject to the
export licensing authority of the Nuclear Regulatory Commission (see
10 CFR part 110).
2B53B Centrifugal multiplane balancing machines, fixed or portable,
horizontal or vertical.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
Centrifugal multiplane balancing machines, fixed or portable,
horizontal or vertical, as follows:
a. Designed for balancing flexible rotors having all of the
following characteristics:
a.1. A length of 600 mm (24 in.) or more;
a.2. A swing or journal diameter of 75 mm (3 in.) or more;
a.3. Mass capability from 0.9 kg (2 lb.) to 23 kg (50 lb.); and
a.4. Capable of balancing speed of more than 5,000 rpm.
b. Designed for balancing hollow cylindrical rotor components, and
having all of the following characteristics:
b.1. A journal diameter of 75 mm (3 in.) or more;
b.2. Mass capability from 0.9 kg (2 lb.) to 23 kg (50 lb.);
b.3. Capable of balancing to a residual imbalance of 0.010 kg-mm/kg
per plane or better; and
b.4. Belt drive type.
27. In Category 2, ECCN 2D01A is revised to read as follows:
2D01A ``Software'' specially designed or modified for the
``development'', ``production'' or ``use'' of equipment controlled by
2A01, 2A02, 2A03, 2A04, 2A05, 2A06, 2B01, 2B02, 2B03, 2B04, 2B05, 2B06,
2B07, 2B08, or 2B09.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NS, MT, and NP (see Notes)
GTDR: Yes, except MT and NP (see Notes)
GTDU: No
GNSG: Yes for software for 2B01, 2B06 .a, .b, and .c, 2B07, and
2B09 (see Notes), except to Bulgaria, Poland, Romania, or Russia.
``Software'' (including documentation) for ``numerical control'' units
must be:
a. In machine executable form only; and
b. Limited to the minimum necessary for the use (i.e.,
installation, operation, and maintenance) of the units.
Notes:
1. MT controls apply to ``software'' specially designed or
modified for the ``development'', ``production'', or ``use'' of
equipment described in 2B04.
2. NP controls apply to ``software'' described in this ECCN for
the ``development'', ``production'', or ``use'' of equipment
described in ECCNs 2B01, 2B04, 2B06 .a, .b, and .c, 2B07, and 2B09.
Specially designed ``software'' for the systems described in 2B06.c
includes ``software'' for simultaneous measurements of wall
thickness and contour.
28. In Category 2:
a. ECCNs 2D19A and 2D24B are revised;
b. ECCNs 2D46C, 2D50C, 2D52B, and 2D53C are removed; and
c. New ECCNs 2D41B, 2D44B, 2D49E, 2D50B, and 2D53B are added
immediately following ECCN 2D24B to read as follows:
2D19A ``Software'' for the ``development'', ``production'', or ``use''
of equipment controlled by 2A19.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NS, NP (see Note)
GTDR: No
GTDU: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia
Note: NP controls apply to Country Groups QSTVWYZ for
``software'' for the ``development'', ``production'', or ``use'' of
neutron generator systems and valves described in 2A19 .b and .c,
respectively.
2D24B ``Software'' for the ``development'', ``production'', or ``use''
of commodities controlled by 2B24.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: MT and NP
GTDR: No
GTDU: No
GNSG: No
2D41B ``Software'' specially designed or modified for the
``development'', ``production'', or ``use'' of ``numerically
controlled'' machine tools controlled by ECCN 2B41B.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes, provided that ``software'' (including documentation) for
``numerical control'' units is:
a. Exported in machine executable form only; and
b. Limited to the minimum necessary for the use (i.e.,
installation, operation, and maintenance) of the units.
2D44B ``Software'' for the ``development'', ``production'', or ``use''
of commodities controlled by 2B44.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
2D49E ``Software'' specially designed or modified for the
``development'', ``production'', or ``use'' of equipment controlled by
2A49E.
Requirements
Validated License Required: SZ, South African military and police,
and countries listed in Supp. 4 to Part 778
Unit: $ value
Reason for Control: NP
GTDR: No
GTDU: Yes, except destinations listed under Validated License
Required
2D50B ``Software'' specially designed or modified for the
``development'', ``production'', or ``use'' of equipment controlled by
2A50 or 2B50.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
2D53B ``Software'' specially designed or modified for the
``development'', ``production'', or ``use'' of centrifugal balancing
machines controlled by 2B53.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
29. In Category 2, ECCNs 2E01A and 2E02A are revised and Related
ECCNs paragraphs are added immediately following ECCNs 2E01A and 2E02A
to read as follows:
2E01A Technology according to the General Technology Note for the
``development'' of equipment or ``software'' controlled by 2A01, 2A02,
2A03, 2A04, 2A05, 2A06, 2B01, 2B02, 2B03, 2B04, 2B05, 2B06, 2B07, 2B08,
2B09, 2D01, or 2D02.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NS, MT, NP (see Notes)
GTDR: Yes, except MT and NP (see Notes)
GTDU: No
GNSG: Yes for NP, except technology for 2B04 (see Notes) and except
Bulgaria, Poland, Romania, or Russia
Notes: 1. MT controls apply to technology for the
``development'' of commodities controlled by 2B04.
2. NP controls apply to technology for the ``development'' of
commodities controlled by 2B01, 2B04, 2B06.a, .b, and .c, 2B07.b and
.c, 2B08, and 2B09 and technology for the ``development'' of
``software'' controlled by 2D01 for NP reasons.
Related ECCNs: See 2E40B for NP controls on technology for the
``use'' of equipment controlled by 2B04, 2B06.a, b, or c, 2B07.b,
2B08, or 2B09.
2E02A Technology according to the General Technology Note for the
``production'' of equipment controlled by 2A01, 2A02, 2A03, 2A04, 2A05,
2A06, 2B01, 2B02, 2B03, 2B04, 2B05, 2B06, 2B07, 2B08, or 2B09.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NS, MT, NP (see Notes)
GTDR: Yes, except MT and NP (see Notes)
GTDU: No
GNSG: Yes for NP, except technology for 2B04 (see Notes) and except
Bulgaria, Poland, Romania, or Russia
Notes: 1. MT controls apply to technology for the ``production''
of commodities controlled by 2B04.
2. NP controls apply to techology for the ``production'' of
commodities controlled by 2B01, 2B04, 2B06.a, .b, and .c, 2B07.b and
.c, 2B08, and 2B09.
Related ECCNs: See 2E40B for NP controls on technology for the
``use'' of equipment controlled by 2B04, 2B06.a, b, or c, 2B07.b,
2B08, or 2B09.
30. In Category 2, ECCN 2E03A is amended by revising the
Requirements section to read as follows:
2E03A Other technology.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NS, NP (see Note)
GTDR: Yes, except 2E03.a.1, a.3, b, and d
GTDU: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia, for
2E03.a.1 and a.3 only (see Note)
Note: NP controls apply to technology described in 2E03.a.1 or
a.3.
* * * * *
31. In Category 2, ECCN 2E19A is revised to read as follows:
2E19A Technology for the ``development'', ``production'', or ``use''
of equipment controlled by 2A19.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NS, NP (see Note)
GTDR: No
GTDU: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia
Note: NP controls apply to Country Groups QSTVWYZ for technology
for the ``development'', ``production'', or ``use'' of neutron
generator systems and valves described in 2A19.b and c,
respectively.
32. In Category 2, ECCN 2E24B is revised, ECCNs 2E50C and 2E52B are
removed, and new ECCNs 2E40B, 2E41B, 2E44B, 2E48B, 2E49E, 2E50B, 2E51B,
2E52B, and 2E53B are added immediately following ECCN 2E24B, as
follows:
2E24B Technology for the ``development'', ``production'', or ``use''
of commodities controlled by 2B24.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: MT, NP
GTDR: No
GTDU: No
GNSG: No
2E40B Technology for the ``use'' of hot ``isostatic presses''
controlled by 2B04, dimensional inspection or measuring systems or
equipment controlled by 2B06.a., b, or c, robots and ``end- effectors''
controlled by 2B07.b, or equipment controlled by 2B08 or 2B09.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
2E41B Technology for the ``development'', ``production'', or ``use''
of ``numerically controlled'' machine tools controlled by 2B41 or for
the ``use'' of equipment controlled by 2B01.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
2E44B Technology for the ``development'', ``production'', or ``use''
of specialized instruments for hydrodynamic experiments controlled by
2A44 or ``isostatic presses'' controlled by 2B44.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
2E48B Technology for the ``development'', ``production'' or ``use'' of
valves controlled by 2A48.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
2E49E Technology for the ``development'', ``production'' or ``use'' of
equipment controlled by 2A49.
Requirements
Validated License Required: SZ, South African military and police,
and countries listed in Supp. 4 to Part 778
Reason for Control: NP
GTDR: No
GTDU: Yes, except destinations listed under Validated License
Required
2E50B Technology for the ``development'', ``production'' or ``use'' of
equipment controlled by 2A50 or 2B50.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
2E51B Technology for the ``development'', ``production'' or ``use'' of
equipment controlled by 2A51 or 2B51.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
2E52B Technology for the ``development'', ``production'' or ``use'' of
equipment controlled by 2A52.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
2E53B Technology for the ``development'', ``production'' or ``use'' of
equipment controlled by 2A53 or 2B53.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
33. In Category 3, ECCN 3A01A is amended by revising the
Requirements section to read as follows:
3A01A Electronic devices and components.
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: NS, MT, NP (see Notes)
GLV: $1,500: 3A01.c; $3,000: 3A01.b.1 to b.3, 3A01.d to 3A01.f;
$5,000: 3A01.a, 3A01.b.4 to b.7
GCT: Yes, except 3A01.a.1 and 3A01.e.5 (see Notes)
GFW: Yes, except 3A01.a.1, 3A01.b.1 and b.3 to b.7, 3A01.c to f
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia, for
3A01.e.5 only (see Notes)
Notes: 1. MT controls apply to 3A01.a.1.
2. NP controls apply to 3A01.e.5.
* * * * *
34. In Category 3:
a. ECCNs 3A41E, 3A42E, 3A45E, and 3A47E are removed;
b. New ECCNs 3A41B and 3A42B are added immediately following ECCN
3A22B;
c. ECCNs 3A43B, 3A44B, 3A46B, 3A48B, 3A49B, 3A50B, and 3A51B are
revised;
d. ECCN 3A52E is removed; and
e. New ECCNs 3A52B, 3A53B, 3A54B, and 3A55B are added immediately
following ECCN 3A51B, as follows:
3A41B Capacitors not controlled by 3A01.e.2.
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
a. Capacitors with a voltage rating greater than 1.4 kV having all
of the following characteristics:
a.1. Energy storage greater than 10 J;
a.2. Capacitance greater than 0.5 F; and
a.3. Series inductance less than 50 nH; or
b. Capacitors with a voltage rating greater than 750 V having both
of the following characteristics:
b.1. Capacitance greater than 0.25 F; and
b.2. Series inductance less than 10 nH.
Note: The energy storage capacity (E) is determined by the
formula: E=\1/2\ CV2. The capacitance (C) must be in farads,
and the voltage (V) in volts for the formula to give an answer in
joules (J). Normally high-voltage capacitors are measured in
microfarads or nanofarads.
3A42B Superconducting solenoidal electromagnets other than those
described in 3A01.e.3.
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
Superconducting solenoidal electromagnets with all of the following
characteristics:
a. Capable of creating magnetic fields of more than 2 T (20
kilogauss);
b. Having an inner diameter greater than 300 mm (12 in.);
c. Having a length divided by diameter (L/D) greater than 2; and
d. Capable of creating a magnetic field uniform to better than 1%
over the central 50% of the inner volume.
Note: 3A42B does not control magnets that are specially designed
for and exported as parts of medical nuclear magnetic resonance
(NMR) imaging systems. Such parts may be exported in separate
shipments from different sources, provided that the related export
control documents clearly specify that the parts are for the medical
NMR imaging systems that are being exported.
3A43B Switching devices.
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
a. Cold-cathode tubes (including gas krytron tubes and vacuum
sprytron tubes), whether gas filled or not, operating similarly to a
spark gap, containing three or more electrodes, and having all of the
following characteristics:
a.1. Anode peak voltage rating of 2500 V or more;
a.2. Anode peak current rating of 100 A or more; and
a.3. Anode delay time of 10 microseconds or less;
b. Triggered spark-gaps having an anode delay time of 15
microseconds or less and rated for a peak current of 500 A or more;
c. Modules or assemblies with a fast switching function having all
of the following characteristics:
c.1. Anode peak voltage rating greater than 2,000 V;
c.2. Anode peak current rating of 500 A or more; and
c.3. Turn-on time of 1 s or less.
3A44B High-speed pulse generators with output voltages greater than 6
volts into a less than 55-ohm resistive load, and with pulse transition
times less than 500 picoseconds (defined as the time interval between
10 percent and 90 percent voltage amplitude).
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
3A46B Firing sets and equivalent high-current pulse generators (for
detonators controlled by 3A49).
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
a. Explosive detonator firing sets designed to drive multiple
detonators of the type controlled under ECCN 3A49B;
b. Modular electrical pulse generators (pulsers) designed for
portable, mobile, or ruggedized use (including xenon flash-lamp
drivers) having all the following characteristics:
b.1. Capable of delivering their energy in less than 15 s;
b.2. Having an output greater than 100 A;
b.3. Having a ``risetime'' of less than 10 s into loads of
less than 40 ohms;
Technical Note: ``Risetime'' is defined as the time interval
from 10 percent to 90 percent current amplitude when driving a
resistive load.
b.4. Enclosed in a dust-tight enclosure;
b.5. No dimension greater than 25.4 cm (10 in.);
b.6. Weight less than 25 kg (55 lb.); and
b.7. Specified for use over an extended temperature range (-50
deg.C to 100 deg.C) or specified as suitable for aerospace use.
3A48B Multistage light gas gun or other high-velocity gun systems
(coil, electromagnetic, electrothermal, or other advanced systems)
capable of accelerating projectiles to 2 kilometers per second or
greater.
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
3A49B Detonators and multipoint initiation systems (exploding bridge
wire, slapper, etc.).
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
a. Electrically driven explosive detonators of the types described
as ``exploding bridge'' (EB), ``exploding bridgewire'' (EBW),
``exploding foil,'' or ``slapper'' (see the Technical Note following
this List for a more detailed description);
b. Arrangements using single or multiple detonators designed to
nearly simultaneously initiate an explosive surface (over greater than
5,000 mm\2\) from a single firing signal (with an initiation timing
spread over the surface of less than 2.5 s).
Technical Note: The detonators controlled by this ECCN 3A49B
utilize a small electrical conductor (bridge, bridgewire, or foil)
that explosively vaporizes when a fast, high-current electrical
pulse is passed through it. In nonslapper types, the exploding
conductor starts a chemical detonation in a contacting high-
explosive material such as PETN (pentaerythritoltetranitrate). In
slapper detonators, the explosive vaporization of the electrical
conductor drives a ``flyer'' or ``slapper'' across a gap, and the
impact of the slapper on an explosive starts a chemical detonation.
The slapper in some designs is driven by magnetic force. The term
``exploding foil'' detonator may refer to either an EB or a slapper-
type detonator. Also, the word ``initiator'' is sometimes used in
place of the word ``detonator.''
Note: Detonators using only primary explosives, such as lead
azide, are not controlled by this ECCN 3A49B.
3A50B Inverters, converters, frequency changers, or generators having
all of the characteristics described in this entry.
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
Inverters, converters, frequency changers, or generators having all
of the following characteristics:
a. A multiphase output capable of providing power of 40 W or more;
b. Capable of operating in the frequency range between 600 and
2,000 Hz;
c. Total harmonic distortion below 10 percent; and
d. Frequency control better than 0.1 percent.
Note: Frequency changers specially designed or prepared to
supply ``motor stators'' (see Technical Note) and having the
characteristics described in 3A50.b and d, together with a total
harmonic distortion of less than 2 percent and an efficiency of
greater than 80 percent, require export authorization from the
Nuclear Regulatory Commission (see 10 CFR Part 110).
Technical Note: ``Motor stators'' are specially designed or
prepared ring-shaped stators for high-speed multiphase AC hysteresis
(or reluctance) motors for synchronous operation within a vacuum in
the frequency range of 600 Hz to 2,000 Hz, and a power range of 50
VA to 1,000 VA. The stators consist of multiphase windings on a
laminated low-loss iron core comprising thin layers typically 2.0 mm
(.008 in.) thick or less.
3A51B Mass spectrometers.
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
Mass spectrometers capable of measuring ions of 230 atomic mass
units or greater and having a resolution of better than 2 parts in 230,
and ion sources therefor, as follows:
a. Inductively coupled plasma mass spectrometers (ICPMS);
b. Glow discharge mass spectrometers (GDMS);
c. Thermal ionization mass spectrometers (TIMS);
d. Electron bombardment mass spectrometers that have a source
chamber constructed from or lined with or plated with materials
resistant to UF6;
e. Molecular beam mass spectrometers that:
e.1. Have a source chamber constructed from or lined with or plated
with stainless steel or molybdenum and have a cold trap capable of
cooling to 193 K (-80 deg.C) or less; or
e.2. Have a source chamber constructed from or lined with or plated
with materials resistant to UF6; or
f. Mass spectrometers equipped with a microfluorination ion source
designed for use with actinides or actinide fluorides.
Note: Specially designed or prepared magnetic or quadrupole mass
spectrometers that have the following characteristics and are
capable of taking ``on-line'' samples of feed, product, or tails
from UF6 gas streams require export authorization from the
Nuclear Regulatory Commission (see 10 CFR part 110):
a. Unit resolution for mass greater than 320;
b. Ion sources constructed of or lined with nichrome or monel or
nickel-plated;
c. Electron bombardment ionization sources;
d. Having a collector system suitable for isotopic analysis.
3A52B Oscilloscopes, transient recorders, and specially designed
components therefor.
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
Oscilloscopes, transient recorders, and specially designed
components therefor (e.g., plug-in units, external amplifiers,
preamplifiers, sampling devices, and cathode ray tubes (CRTs)) having
any of the following characteristics:
a. Non-modular analog oscilloscopes having a bandwidth of 1 GHz or
greater;
Technical Note: Bandwidth as used in 3A52.a is the band of
frequencies over which the deflection on the CRT does not fall below
70.7% of that at the maximum point measured with a constant input
voltage to the oscilloscope amplifier.
b. Modular analog oscilloscope systems having either of the
following:
b.1. Mainframes with a bandwidth of 1 GHz or greater; or
b.2. Plug-in modules with an individual bandwidth of 4 GHz or
greater;
c. Analog sampling oscilloscopes for the analysis of recurring
phenomena with an effective bandwidth greater than 4 GHz;
d. Digital oscilloscopes and transient recorders using analog-to-
digital conversion techniques capable of storing transients by
sequentially sampling one-shot input signals at successive intervals of
less than 1 nanosecond (greater than 1 giga-sample per second),
digitizing to 8 bits or greater resolution, and storing 256 or more
samples.
3A53B High-voltage direct current power supplies capable of
continuously producing, over a time period of 8 hours, 20,000 V or
greater with a current output of 1 amp or greater and with a current or
voltage regulation better than 0.1 percent.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
3A54B Direct current high-power supplies capable of continuously
producing, over a time period of 8 hours, 100 V or greater with a
current output of 500 amps or greater and with a current or voltage
regulation better than 0.1 percent.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
3A55B Flash x-ray generators and electron accelerators not controlled
by 3A01.
Requirements
Validated License Required: QSTVWYZ
Unit: Number; $ value for parts and accessories
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
Flash x-ray generators and pulsed electron accelerators with a peak
energy of 500 keV or greater, as follows, except accelerators that are
component parts of devices designed for purposes other than electron
beam or x-ray radiation (electron microscopy), and those designed for
medical purposes:
a. Having an accelerator peak electron energy of 500 keV or
greater, but less than 25 MeV (million electron volts), and with a
figure of merit (K) of 0.25 or greater:
a.1. Where K is defined as: K = 1.7 x 10\3\ V2.65 Q;
a.2. Where V is the peak electron energy in million electron volts;
and
a.3. Where Q is:
a.3.a. The total accelerated charge in coulombs, if the accelerator
beam pulse duration is less than or equal to 1 microsecond;
a.3.b. The maximum accelerated charge in 1 microsecond, if the
accelerator beam pulse duration is greater than 1 microsecond;
Note: Q equals the integral of ``i'' with respect to ``t'', over
the lesser of 1 microsecond or the time duration of the beam pulse
(Q=(dt), where ``i'' is beam current in amperes and ``t''
is time in seconds.
b. Having an accelerator peak electron energy of 25 MeV or greater
and a peak power greater than 50 MW.
Note: Peak power = (peak potential in volts) x (peak beam
current in amperes).
Technical Notes: 1. Time duration of beam pulse: In machines
based on microwave accelerating cavities, the time duration of the
beam pulse is the lesser of 1 microsecond or the duration of the
bunched beam packet resulting from one microwave modulator pulse.
2. Peak beam current: In machines based on microwave
accelerating cavities, the peak beam current is the average current
in the time duration of a bunched beam packet.
3. The formula for ``K'' can be expressed as a table that shows
the accelerated charge ``Q'', which is related to a specific energy
``V'' for K = 0.25. Any device for which ``Q'' exceeds the value in
the table is subject to control under this ECCN 3A55B.
------------------------------------------------------------------------
V (MeV) Q (coulomb)
------------------------------------------------------------------------
0.50.................................................... 920.0 x 10-6
0.75.................................................... 320.0 x 10-6
1.0..................................................... 150.0 x 10-6
3.0..................................................... 8.0 x 10-6
5.0..................................................... 2.0 x 10-6
8.0..................................................... 0.6 x 10-6
10.0.................................................... 0.3 x 10-6
15.0.................................................... 0.1 x 10-6
20.0.................................................... 0.05 x 10-6
25.0.................................................... 0.03 x 10-6
------------------------------------------------------------------------
35. In Category 3, ECCN 3D01A is revised to read as follows:
3D01A ``Software'' specially designed for the ``development'' or
``production'' of equipment controlled by 3A01.b to 3A01.f, 3A02, and
3B01.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NS, NP (see Note)
GTDR: Yes, except 3A01.e.5 (see Note)
GTDU: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia, for
``software'' for 3A01.e.5 only (see Note)
Note: NP controls apply to ``software'' for the ``development''
or ``production'' of items controlled by 3A01.e.5.
36. In Category 3, ECCN 3D51B is removed.
37. In Category 3, ECCN 3E01A is revised to read as follows:
3E01A Technology according to the General Technology Note for the
``development'' or ``production'' of equipment or materials controlled
by 3A01, 3A02, 3B01, 3C01, 3C02, 3C03, or 3C04.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: NS, MT, and NP (see Notes)
GTDR: Yes, except MT and NP
GTDU: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia, for
technology for 3A01.e.5 only (see Notes)
Notes: 1. MT controls apply to technology specially designed for
the ``development'' or ``production'' of items described in
3A01.a.1.
2. NP controls apply to technology specially designed for the
``development'' or ``production'' of items described in 3A01.e.5.
3. 3E01 does not control technology for the ``development'' or
``production'' of:
a. Microwave transistors operating at frequencies below 31 GHz;
b. Integrated circuits controlled by 3A01.a.3 to a.11, having
both of the following characteristics:
1. Using technology of one micrometer or more; and
2. Not incorporating multi-layer structures.
N.B.: This Note 3 does not preclude the export of multilayer
technology for devices incorporating a maximum of two metal layers
and two polysilicon layers.
38. In Category 3, new ECCNs 3E40B and 3E41B are added immediately
following ECCN 3E22B to read as follows:
3E40B Technology for the ``development'', ``production'', or ``use''
of items controlled by 3A41, 3A42, 3A43, 3A44, 3A46, 3A48, 3A49, 3A50,
3A51, 3A52, 3A53, 3A54, or 3A55.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
3E41B Technology for the ``use'' of flash discharge type X-ray
systems, including tubes, controlled by 3A01.e.5.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
39. In Category 3, ECCN 3E51B is removed.
40. In Category 4, ECCNs 4D01A and 4D02A are revised to read as
follows:
4D01A ``Software'' specially designed or modified for the
``development'', ``production'' or ``use'' of equipment or materials
controlled by 4A01, 4A02, 4A03, 4A04, 4B01, 4B02, 4B03, or 4C01 or
``software'' controlled by 4D01, 4D02, or 4D03.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason For Control: NS, MT, FP (see Notes)
GTDR: Yes, except MT and FP, and except ``software'' for
supercomputers as defined in Sec. 776.11(a) (no supercomputer
restriction for Japan); see Notes
GTDU: No
Notes: 1. MT controls apply to ``software'' specially designed
or modified for the ``development,'' ``production'' or ``use'' of
equipment controlled for MT by 4A01, 4A02, and 4A03.
2. FP controls apply to all destinations except Australia,
Japan, New Zealand and members of NATO, for ``software'' specially
designed or modified for the ``development'', ``production'', or
``use'' of computers for computerized fingerprint equipment.
3. FP controls apply to all destinations, except Japan, for
``software'' specially designed or modified for the ``development'',
``production'', or ``use'' of supercomputers (see Sec. 776.11 of
this subchapter).
4D02A ``Software'' specially designed or modified to support
``technology'' controlled by 4E01 or 4E02.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason For Control: NS, MT, FP (see Notes)
GTDR: Yes, except MT and FP, and except ``software'' specially
designed or modified to support technology for supercomputers as
defined in Sec. 776.11(a) (no supercomputer restriction for Japan); see
Notes
GTDU: No
Notes: 1. MT controls apply to ``software'' specially designed
or modified to support technology for the ``development,''
``production'' or ``use'' of equipment controlled for MT by 4A01,
4A02 and 4A03.
2. FP controls apply to all destinations, except Japan, for
``software'' specially designed or modified to support technology
for the ``development'', ``production'', or ``use'' of
supercomputers (see Sec. 776.11 of this subchapter).
41. In Category 4, ECCN 4E01A is revised to read as follows:
4E01A Technology, according to the General Technology Note, for the
``development'', ``production'', or ``use'' of equipment or materials
controlled by 4A01, 4A02, 4A03, 4A04, 4B01, 4B02, 4B03, or 4C01 or
``software'' controlled by 4D01, 4D02, or 4D03.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NS, MT, FP (see Notes)
GTDR: Yes, except MT and FP, and except technology for
supercomputers as defined in Sec. 776.11(a) (no supercomputer
restriction for Japan); see Notes
GTDU: No
Notes: 1. MT controls apply to certain items controlled by 4A01,
4A02, 4A03, 4D01, or 4D02. See Reason for Control paragraphs in
these entries to determine which items are subject to MT controls.
2. FP controls apply, for all destinations except Australia,
Japan, New Zealand, and members of NATO, to technology for the
``development'', ``production'', or ``use'' of computers controlled
by 4A03 for computerized fingerprint equipment.
3. FP controls apply to all destinations, except Japan, for
technology for the ``development'', ``production'', or ``use'' of
supercomputers (see Sec. 776.11 of this subchapter).
42. In Category 6, ECCNs 6A02A and 6A03A are amended by revising
the Requirements section of each ECCN and the Related ECCNs paragraph
that follows ECCN 6A03A is revised to read as follows:
6A02A Optical Sensors.
Requirements
Validated License Required: QSTVWYZ
Unit: Number; $ value for parts and accessories
Reason for Control: NS, FP, and MT (see Notes)
GLV: $3,000, except $0 for 6A01.a.1, a.2, a.3, and c
GCT: Yes, except MT and FP (see Notes)
GFW: No
Notes:
1. FP controls for regional stability apply to items controlled
by 6A02.a.1, a.2, a.3, and c (see Sec. 776.16(b) of this
subchapter).
2. FP controls for human rights apply to all destinations except
Australia, Japan, New Zealand, and members of NATO for police-model
infrared viewers controlled by 6A02.c (see Sec. 776.14 of this
subchapter).
3. MT controls apply to optical detectors described in 6A02.a.1,
a.3, and a.4 that are specially designed or rated as electromagnetic
(including ``laser'') and ionized-particle radiation resistant.
* * * * *
Related ECCNs: * * *
6A03A Cameras.
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: NS, FP, and NP (see Notes)
GLV: $1,500, except $0 for 6A03.a.2 through a.5 and b.1
GCT: Yes, except FP and NP (see Notes)
GFW: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia, for NP only
(see Note)
Notes: 1. FP controls for regional stability apply to items
controlled in 6A03.b.3 and b.4.
2. NP controls apply to items described in 6A03.a.2, a.3, a.4,
a.5, or b.1.
* * * * *
Related ECCNs: See 6A43B for NP controls on cameras and components
not controlled by 6A03A.
43. In Category 6, ECCN 6A05A is amended by revising the
Requirements section and a Related ECCNs paragraph is added immediately
following ECCN 6A05A to read as follows:
6A05A ``Lasers'', components and optical equipment, as follows.
Requirements
Validated License Required: QSTVWYZ
Unit: Number; $ value for parts and accessories
Reason for Control: NS, NP (see Note)
GLV: $0 for NP items (see Note); $3,000 for all other items
GCT: Yes, except NP (see Note)
GFW: Yes, except NP (see Note), for items in Advisory Notes 5.3 and
5.4
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia, for NP only
(see Note)
Note: NP controls apply to lasers described in 6A05.a.1.c,
a.2.a, a.4.c, a.6 (argon ion lasers only), a.7.b, c.1.b, c.2.c.2,
c.2.c.3, c.2.d.2, and d.2.c.
* * * * *
Related ECCNs: See 6A50B for NP controls on lasers, laser
amplifiers, and oscillators not controlled by 6A05A.
44. In Category 6, ECCN 6A42B is removed, ECCNs 6A43B and 6A44B are
revised, and a new ECCN 6A50B is added immediately following ECCN 6A44B
to read as follows:
6A43B Cameras and components not controlled by ECCN 6A03A.
Requirements
Validated License Required: QSTVWYZ
Unit: Number; $ value for parts and accessories
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
a. Mechanical rotating mirror cameras having recording rates or
writing speeds, as follows:
a.1. Mechanical framing cameras with recording rates greater than
225,000 frames per second;
a.2. Streak cameras with writing speeds greater than 0.5 mm per
microsecond;
a.3. Parts for cameras described in 6A43.a.1 and a.2, including
synchronizing electronics specially designed for this purpose and
specially designed rotor assemblies (including turbines, mirrors, and
bearings);
b. Electronic streak and framing cameras and tubes, as follows:
b.1. Electronic streak cameras capable of 50 ns or less time
resolution and streak tubes therefor;
b.2. Electronic (or electrically shuttered) framing cameras capable
of 50 ns or less frame exposure time;
b.3. Framing tubes and solid state imaging devices for use with
cameras described in 6A43.b.2, as follows:
b.3.a. Proximity focused image intensifier tubes having a
photocathode deposited on a transparent conductive coating to decrease
photocathode sheet resistance;
b.3.b. Gated silicon intensifier target (SIT) vidicon tubes, where
a fast system allows gating the photoelectrons from the photocathode
before they impinge on the SIT plate;
b.3.c. Kerr or pockel cell electro-optical shuttering; or
b.3.d. Other framing tubes and solid-state imaging devices having a
fast-image gating time of less than 50 ns specially designed for
cameras controlled by 6A43.b.2;
c. Television cameras specially designed or rated as radiation-
hardened to withstand greater than 5 x 104 grays (Si) without
operational degradation and specially designed lenses used therein.
6A44B Photomultiplier tubes.
Requirements
Validated License Required: QSTVWYZ
Unit: Number
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
Photomultiplier tubes having the following characteristics:
a. An anode pulse rise time of less than 1 ns; and
b. A photocathode area of greater than 20 cm2.
6A50B Lasers, laser amplifiers, and oscillators.
Requirements
Validated License Required: QSTVWYZ
Unit: Number; $ value for parts and accessories
Reason for Control: NP
GLV: $0
GCT: No
GFW: No
GNSG: Yes
List of Items Controlled
a. Argon ion lasers with greater than 40 W average output power
operating at wavelengths between 400 nm and 515 nm;
b. Neodymium-doped (other than glass) lasers:
b.1. Having an output wavelength between 1,000 nm and 1,100 nm,
being pulse-excited and Q-switched with a pulse duration equal to or
greater than 1 ns, and having a single-transverse mode output having an
average output power exceeding 40 W;
b.2. Operating at a wavelength between 1,000 nm and 1,100 nm and
incorporating frequency doubling giving an output wavelength between
500 nm and 550 nm with an average power at the doubled frequency (new
wavelength) of greater than 40 W;
c. Tunable pulsed dye laser amplifiers and oscillators, except
single mode oscillators, with an average power output of greater than
30 W, a repetition rate greater than 1 kHz, a pulse width less than 100
ns, and a wavelength between 300 nm and 800 nm;
d. Alexandrite lasers with a bandwidth of 0.005 nm or less, a
repetition rate of greater than 125 Hz, and an average power output
greater than 30 W operating at wavelengths between 720 nm to 800 nm;
e. Pulsed carbon dioxide lasers with a repetition rate greater than
250 Hz, an average power output of greater than 500 W, and a pulse of
less than 200 ns operating at wavelengths between 9,000 nm and 11,000
nm;
Note: 6A50.e does not control the higher power (typically 1 kW
to 5 kW) industrial CO2 lasers used in applications such as
cutting and welding, since such lasers are either continuous wave or
are pulsed with a pulse width of more than 200 ns.
f. Para-hydrogen Raman shifters designed to operate at 16
m output wavelength and at a repetition rate greater than 250
Hz.
45. In Category 6, ECCNs 6E01A and 6E02A and the Related ECCNs
paragraphs following ECCNs 6E01A and 6E02A are revised to read as
follows:
6E01A Technology according to the General Technology Note for the
``development'' of equipment, materials or ``software'' controlled by
6A01, 6A02, 6A03, 6A04, 6A05, 6A06, 6A07, 6A08, 6B04, 6B05, 6B07, 6B08,
6C02, 6C04, 6C05, 6D01, 6D02, or 6D03.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NS, MT, NP, and FP (see Notes)
GTDR: Yes, except MT, NP, and FP (see Notes)
GTDU: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia, for NP only
(see Notes)
Notes:
1. MT controls apply to technology for the ``development'' of
equipment controlled by 6A02.a.1, a.3, or a.4, 6A07.b or c, or 6A08.
MT controls on technology for 6A08 equipment apply only when the
equipment is designed for airborne applications and is usable in the
systems described in Sec. 778.7(a) of this subchapter.
2. FP controls for regional stability apply to technology for
the ``development'' of items controlled by 6A02.a.1, a.2, a.3, or c
(see Sec. 776.16(b) of this subchapter).
3. FP controls for human rights apply to all destinations except
Australia, Japan, New Zealand, and members of NATO for technology
for the ``development'' of police-model infrared viewers controlled
by 6A02.c (see Sec. 776.14 of this subchapter).
4. NP controls apply to technology for the ``development'' of
equipment controlled by 6A03.a.2, a.3, a.4, a.5, or b.1 or
6A05.a.1.c., a.2.a, a.4.c, a.6 (argon ion lasers only), a.7.b,
c.1.b, c.2.c.2, c.2.c.3, c.2.d.2, or d.2.c.
Related ECCNs: See 6E21B for MT controls on technology for the
``development'' of equipment controlled by 6A22, 6A28, 6A29, or
6A30. See 6E40B for NP controls on technology for the ``use'' of
cameras or lasers controlled by 6A03 or 6A05, respectively. See
6E41B for NP controls on technology for the ``development'',
``production'', or ``use'' of cameras or lasers controlled by 6A43
or 6A50, respectively.
6E02A Technology according to the General Technology Note for the
``production'' of equipment or materials controlled by 6A01, 6A02,
6A03, 6A04, 6A05, 6A06, 6A07, 6A08, 6B04, 6B05, 6B07, 6B08, 6C02, 6C04,
or 6C05.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NS, MT, NP, and FP (see Notes)
GTDR: Yes, except MT, NP, and FP (see Notes)
GTDU: No
GNSG: Yes, except Bulgaria, Poland, Romania, or Russia, for NP only
(see Notes)
Notes:
1. MT controls apply to technology for the ``production'' of
equipment controlled by 6A02.a.1, a.3, or a.4, 6A07.b or c, or 6A08.
MT controls on technology for 6A08 equipment apply only when the
equipment is designed for airborne applications and is usable in the
systems described in Sec. 778.7(a) of this subchapter.
2. FP controls for regional stability apply to technology for
the ``production'' of items controlled by 6A02.a.1, a.2, a.3, or c
(see Sec. 776.16(b) of this subchapter).
3. FP controls for human rights apply to all destinations except
Australia, Japan, New Zealand, and members of NATO for technology
for the ``production'' of police-model infrared viewers controlled
by 6A02.c (see Sec. 776.14 of this subchapter).
4. NP controls apply to technology for the ``production'' of
equipment controlled by 6A03.a.2, a.3, a.4, a.5, or b.1 or
6A05.a.1.c., a.2.a, a.4.c, a.6 (argon ion lasers only), a.7.b,
c.1.b, c.2.c.2, c.2.c.3, c.2.d.2, or d.2.c.
Related ECCNs: See 6A22B for MT controls on technology for the
``production'' of equipment controlled by 6A22, 6A28, 6A29, or 6A30.
See 6E40B for NP controls on technology for the ``use'' of cameras
or lasers controlled by 6A03 or 6A05, respectively. See 6E41B for NP
controls on technology for the ``development'', ``production'', or
``use'' of cameras or lasers controlled by 6A43 or 6A50,
respectively.
46. In Category 6, new ECCNs 6E40B and 6E41B are added immediately
following ECCN 6E23B to read as follows:
6E40B Technology for the ``use'' of equipment controlled by 6A03.a.2,
a.3, a.4, a.5, or b.1 or 6A05.a.1.c., a.2.a, a.4.c, a.6 (argon ion
lasers only), a.7.b, c.1.b, c.2.c.2, c.2.c.3, c.2.d.2, or d.2.c.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
6E41B Technology for the ``development'', ``production'', or ``use''
of equipment controlled by 6A43, 6A44, or 6A50.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: NP
GTDR: No
GTDU: No
GNSG: Yes
47. In Category 9, ECCN 9B26 is revised to read as follows:
9B26B Other vibration test equipment.
Requirements
Validated License Required: QSTVWYZ
Unit: $ Value
Reason for Control: MT, NP (see Note)
GLV: $0 for 9B26.a; $3000 for 9B26.b
GCT: No
GFW: No
GNSG: No
Note: NP controls apply to vibration test equipment and feedback
or closed loop test equipment described in 9B26.a.
List of Items Controlled
a. Vibration test equipment using digital control techniques, and
feedback or closed loop test equipment therefor, capable of vibrating a
system at 10 g RMS or more between 20 Hz and 2,000 Hz and imparting
forces of 50 kN (11,250 lbs.) or greater.
Note: The term ``digital control'' refers to equipment, the
functions of which are, partly or entirely, automatically controlled
by stored and digitally coded electrical signals.
b. Environmental chambers and anechoic chambers:
b.1. Environmental chambers and anechoic chambers capable of
simulating the following flight conditions:
b.1.a. Altitude of 15,000 meters or greater; or
b.1.b. Temperature of at least minus 50 degrees C to plus 125
degrees C; and either
b.1.c. Vibration environments of 10 g RMS or greater between 20 Hz
and 2,000 Hz imparting forces of 5 kN or greater, for environmental
chambers; or
b.1.d. Acoustic environments at an overall sound pressure level of
140 dB or greater (referenced to 2 x 10-5 N per square meter) or
with a rated power output of 4 kiloWatts or greater, for anechoic
chambers.
48. In Category 9, ECCN 9D24B is revised to read as follows:
9D24B ``Software'', specially designed or modified for the
``development'', ``production'', or ``use'' of propulsion systems and
equipment controlled by 9A21, 9A22, 9A23, 9A24, 9B21, 9B25, 9B26, or
9B27, and ``software'', n.e.s., specially designed or modified for the
``use'' of equipment controlled by 9B01, 9B02, 9B03, 9B04, 9B06, or
9B07.
Requirements
Validated License Required: QSTVWYZ
Unit: $ value
Reason for Control: MT, NP (see Note)
GTDR: No
GTDU: No
GNSG: No
Note: NP controls apply to ``software'' for the ``development'',
``production'', or ``use'' of vibration test equipment and feedback
or closed loop test equipment controlled by 9B26.a.
49. In Category 9, ECCN 9E21B is revised to read as follows:
9E21B Technology for the ``development'', ``production'', or ``use''
of equipment controlled by 9A21, 9A22, 9A23, 9A24, 9B21, 9B25, 9B26, or
9B27, or ``software'' controlled by 9D24, and technology for the
``use'' of equipment controlled by 9B01, 9B02, 9B03, 9B04, 9B06, or
9B07.
Requirements
Validated License Required: QSTVWYZ
Reason for Control: MT, NP (see Note)
GTDR: No
GTDU: No
GNSG: No
Note: NP controls apply to technology for the ``development'',
``production'', or ``use'' of vibration test equipment and feedback
or closed loop test equipment controlled by 9B26.a.
Supplement No. 3 to Sec. 799.1 [Amended]
50. Supplement No. 3 to Sec. 799.1 (Definitions) is amended by
adding the following definitions in alphabetical order to read as
follows:
Supplement No. 3 to Sec. 799.1 Definitions
* * * * *
Part program (Cat. 2)--An ordered set of instructions that is in
a language and in a format required to cause operations to be
effected under automatic control and that is either written in the
form of a machine program on an input medium or prepared as input
data for processing in a computer to obtain a machine program (Ref.
ISO 2806-1980).
* * * * *
Positioning accuracy (Cat. 2)--The positioning accuracy of
``numerically controlled'' machine tools is to be determined and
presented in accordance with ISO/DIS 230/2, paragraph 2.13, in
conjunction with the requirements below:
a. Test conditions (paragraph 3):
1. For 12 hours before and during measurements, the machine tool
and accuracy measuring equipment will be kept at the same ambient
temperature. During the pre-measurement time the slides of the
machine will be continuously cycled in the same manner that the
accuracy measurements will be taken;
2. The machine shall be equipped with any mechanical,
electronic, or software compensation to be exported with the
machine;
3. Accuracy of measuring equipment for the measurements shall be
at least four times more accurate than the expected machine tool
accuracy;
4. Power supply for slide drives shall be as follows:
a. Line voltage variation shall exceed 10% of
nominal rated voltage;
b. Frequency variation shall not exceed 2 Hz of
normal frequency;
c. Lineouts or interrupted service are not permitted.
b. Test program (paragraph 4):
1. Feed rate (velocity of slides) during measurement shall be
the rapid traverse rate;
Note: In case of machine tools that generate optical quality
surfaces, the feedrate shall be equal to or less than 50 mm per
minute.
2. Measurements shall be made in an incremental manner from one
limit of the axis travel to the other without returning to the
starting position for each move to the target position;
3. Axes not being measured shall be retained at mid travel
during test of an axis.
c. Presentation of test results (paragraph 2): The results of
the measurement must include:
1. Position accuracy (A); and
2. The mean reversal error (B).
* * * * *
Sensors (Cat. 6)--Detectors of a physical phenomenon, the output of
which (after conversion into a signal that can be interpreted by a
controller) is able to generate ``programs'' or modify programmed
instructions or numerical program data. This includes ``sensors'' with
machine vision, infrared imaging, acoustical imaging, tactile feel,
inertial position measuring, optical or acoustic ranging or force or
torque measuring capabilities.
* * * * *
Supplement No. 1 to Sec. 799.2 [Amended]
51. Supplement No. 1 to Sec. 799.2 (Interpretations) is amended by
removing and reserving Interpretation 1.
Dated: February 25, 1994.
Iain S. Baird,
Deputy Assistant Secretary for Export Administration.
[FR Doc. 94-4875 Filed 3-3-94; 1:32 pm]
BILLING CODE 3510-DT-P