94-14224. Forest Highway Portion of Public Lands Highway Program  

  • [Federal Register Volume 59, Number 112 (Monday, June 13, 1994)]
    [Unknown Section]
    [Page 0]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 94-14224]
    
    
    [[Page Unknown]]
    
    [Federal Register: June 13, 1994]
    
    
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    DEPARTMENT OF TRANSPORTATION
    
    Federal Highway Administration
    
    23 CFR Part 660
    
    [FHWA Docket No. 93-16]
    RIN 2125-AD13
    
     
    
    Forest Highway Portion of Public Lands Highway Program
    
    AGENCY: Federal Highway Administration (FHWA), DOT.
    
    ACTION: Final rule.
    
    -----------------------------------------------------------------------
    
    SUMMARY: The FHWA is issuing revised Forest Highway (FH) Program 
    regulations to conform to the requirements of the Intermodal Surface 
    Transportation Efficiency Act of 1991 (ISTEA). Section 1032 of the 
    ISTEA amends, among other things, 23 United States Code (U.S.C.) 202 
    and 204 to combine the FH category with the public lands highway 
    category. The revised regulation will ensure expeditious and proper 
    allocation of funds to provide public road access to the National 
    Forest System (NFS).
    
    EFFECTIVE DATE: July 13, 1994.
    
    FOR FURTHER INFORMATION CONTACT: Mr. Allen W. Burden, Chief, Program 
    and Administration Division, Federal Lands Highway Office, (202) 366-
    9488, Mr. Curtis L. Page, Forest Highway Program Engineer, Federal 
    Lands Highway Office, (202) 366-9489, or Mr. Wilbert Baccus, Office of 
    the Chief Counsel, (202) 366-1396, FHWA, 400 Seventh Street, SW., 
    Washington, DC 20590. Office hours are from 7:45 a.m. to 4 p.m., e.t., 
    Monday through Friday, except legal Federal holidays.
    
    SUPPLEMENTARY INFORMATION: On December 18, 1991, the President signed 
    the ISTEA, Public Law 102-240, 105 Stat. 1914. Section 1032 of the 
    ISTEA amends 23 U.S.C. 202 and 204 by, among other things, 
    incorporating new planning provisions, including metropolitan and 
    statewide transportation plan requirements; establishing management 
    systems provisions, including highway safety, bridges on and off 
    Federal-aid highways, and highway pavements; adding and revising 
    definitions for key terms relating to the Federal Lands Highway 
    Program; and modifying existing allocation procedures.
        The primary purpose of the Federal Lands Highway Program is to 
    provide public road funding to serve the Federal lands outside State or 
    local government responsibility. Typically, the facilities serve 
    recreational travel and tourism, protect and enhance natural resources, 
    provide sustained economic development in rural areas, and provide 
    needed transportation for Native Americans.
        The FHWA's partnership with the Forest Service (FS) began in 1916 
    when the Federal-Aid Road Act appropriated funds for the construction 
    and maintenance of roads and trails serving the national forests. There 
    are currently over 25,000 miles of FHs, on State and local 
    transportation systems, serving 191 million acres of national forest 
    lands in 40 States plus Puerto Rico. These roads connect to the 
    approximately 370,000 miles of forest development roads that are under 
    the jurisdiction of the FS. The fiscal year 1994 (FY 94) authorization 
    for FHs was $113 million. On October 5, 1993, the FHWA published a 
    notice of proposed rulemaking (NPRM) in the Federal Register (58 FR 
    51794). The following discussion addresses comments to the NPRM which 
    were provided to the FHWA.
    
    Development of Regulations
    
        The final rule was developed by an interagency task force of the 
    FHWA and the FS. The FHWA and the FS considered the comments received 
    to the Docket for the regulation in developing the revisions to the 
    NPRM for the final rule.
    
    Relationship to Interim Guidance Issued December 26, 1991
    
        On December 26, 1991, the FHWA issued interim guidance to aid 
    States and the FS in complying with the new legislative requirements. 
    The guidance was developed in consultation with FS headquarters staff 
    and published in the Federal Register at 57 FR 14880 on April 23, 1992. 
    This interim guidance is superseded by this regulation.
    
    Conformance
    
        This final rule is in accordance with part 450 of this title.
    
    Written Comments Received to the Docket
    
        Six commenters submitted 29 comments to the Docket regarding the 
    NPRM. One Federal agency and five State highway agencies (SHAs) 
    commented on the NPRM. The majority of commenters offered specific 
    suggestions for revisions. Some also offered minor editorial 
    corrections and text enhancements. Most of the significant comments 
    were directed at Sec. 660.105--Planning and route designation--and at 
    Sec. 660.107--Allocations. All comments were considered and have been 
    accommodated to the extent practical. In response to these comments, 
    the FHWA has developed a final rule. A summary of the specific 
    responses to comments raised on individual sections of the NPRM 
    follows:
    
    Section-by-Section Analysis
    
    Section 660.101  Purpose
    
        Comment: One commenter expressed the need to better describe the 
    importance of the FH Program for access to and management of the NFS 
    and its role as an integral part of the Federal Lands Highway Program.
        Response: This section was expanded to better describe how the FH 
    Program enhances local, regional, and national benefits of FHs funded 
    under the Public Lands Highway category of the coordinated Federal 
    Lands Highway Program. The FH Program provides safe and adequate 
    transportation access to and through National Forest System (NFS) lands 
    for visitors, recreationists, resource users, and others which is not 
    met by other transportation programs, assists rural and community 
    economic development, and promotes tourism and travel.
    
    Section 660.103  Definitions
    
        Comment: One commenter suggested that the definition of ``public 
    authority'' be modified so that a public authority would be required to 
    meet all authorities noted in the NPRM definition by changing the 
    ``or'' condition to an ``and'' condition regarding the public 
    authority's authority to finance, build, operate, ``or'' maintain toll 
    or toll-free facilities.
        Response: Because this definition is a title 23, U.S.C., 
    definition, it was not revised, even though the ``and'' condition would 
    make it more restrictive. Regulations may clarify or explain, but 
    cannot revise, a statutory definition.
        Comment: Another commenter suggested revising the definition of 
    ``forest road'' to include a road which provides ``access to'' the NFS 
    since many FHs in some States do not meet the criteria of a forest road 
    as indicated by the proposed definition.
        Response: This is also a title 23, U.S.C., definition and was not 
    revised in the final rule. The present wording for the definition of 
    ``forest road,'' as stated in 23 U.S.C. 101, is: ``The term forest road 
    or trail means a road or trail wholly or partly within, or adjacent to, 
    and serving the NFS and which is necessary for the protection, 
    administration, and utilization of the NFS and the use and development 
    of its resources.'' This definition is adequate because a road which 
    provides access to the NFS is considered to be serving the NFS. Also, 
    the definition for FH allows for roads providing access to the NFS 
    since it refers to forest roads, the definition of which allows access 
    to the NFS.
        Comment: One commenter suggested that the definition of ``statewide 
    transportation plan'' be clarified by adding the phrase ``pursuant to 
    the provisions of part 450 of this title'' at the end of the 
    definition.
        Response: Similar wording was used in the definition of 
    Metropolitan Planning Organization (MPO) in this section. Therefore, 
    the phrase was added to the end of the definition to clarify it. Also, 
    a definition for ``metropolitan transportation plan'' was added to this 
    section because the term is used in Sec. 660.105 along with the term 
    ``statewide transportation plan,'' which is also defined in this 
    regulation in Sec. 660.103.
    
    Section 660.105  Planning and Route Designation
    
        Comment: Several of the SHAs expressed the need for clarification 
    of who provides transportation planning, FS resource planning, and 
    management systems information to the States and MPOs for incorporation 
    into the MPOs and transportation improvement programs (TIPs).
        Response: Some minor wording changes were made to paragraph (a) of 
    this section to reflect the fact that the FS will provide resource 
    planning and related transportation information to the ``appropriate'' 
    MPO in accordance with part 450 of this title. This clarification was 
    needed because there are numerous MPOs within some States and the FS 
    should direct the information only to the MPO needing the information.
        Comment: Two of the SHAs felt that paragraph (b) should be 
    clarified to delineate the reporting responsibilities for management 
    information systems. One felt the final rule should specify that the 
    State would be responsible for pavement, bridge, and safety management 
    systems where the FH is also a State highway and that cities and 
    counties would be responsible for those management systems where FHs 
    are under city or county jurisdiction. The FS would then be responsible 
    for those management systems on all other applicable roads.
        Response: Title 23, U.S.C., 303 requires the States to develop and 
    implement systems for managing highway pavements of Federal-aid 
    highways (pavement management systems), bridges on and off Federal-aid 
    highways (bridge management systems), and highway safety for all public 
    roads (safety management systems). The results of bridge management 
    systems and safety management systems on all FHs and results of 
    pavement management systems for FHs on Federal-aid highways are to be 
    provided by the SHAs for consideration in the development of programs 
    under Sec. 660.109 of this part. The FHWA will provide appropriate 
    pavement management results for FHs which are not Federal-aid highways. 
    The last two sentences in paragraph (b) were reworded to clarify these 
    procedures and be more in concert with 23 U.S.C. 204(a).
        Comment: Two SHAs pointed out the inappropriate reference to the 
    ``Federal-aid system'' in paragraph (b) when describing who reports 
    pavement management systems results for FHs.
        Response: The language of the final rule was revised to refer to 
    ``forest highways which are not Federal-aid highways'' rather than to 
    ``forest highways off the Federal-aid system.''
        Comment: One commenter recommended that paragraph (c)(1) be 
    clarified by adding the word ``forest'' before the word ``roads'' to be 
    more consistent with previous definitions and to clarify candidate 
    roads for nomination. This would clarify the fact that the SHA and the 
    FS will nominate ``forest'' roads, not just any roads, for FH 
    designation. The FH definition also references forest roads.
        Response: Paragraph (c)(1) was revised to make this clarification.
        Comment: One commenter suggested that the order of the three 
    criteria for designating FHs in paragraph (d)(1) should be revised to 
    add greater emphasis to the serving of access needs of the NFS.
        Response: This comment was accepted. The order of the three items 
    was revised.
    
    Section 660.107  Allocations
    
        Comment: One commenter noted the restrictiveness of the NPRM in 
    that it limits the funding of the allocated portion of the Public Lands 
    Highway Program exclusively to FHs. The commenter further pointed out 
    that the 1991 ISTEA amended 23 U.S.C. 202 by striking the subsection 
    that dealt with FHs as a part of the Public Lands Highway Program with 
    the result that, according to the commenter, one-third of the allocated 
    program may be spent on highways other than FHs. Under this broader 
    definition of Public Lands Highways, the States would have the 
    flexibility to spend the allocated portion of PLH funds on all kinds of 
    highways such as the Bureau of Land Management roads and even Indian 
    Reservation Roads. The ``equal consideration'' language of the ISTEA, 
    in the commenter's view, would allow for at least half of the allocated 
    funds to be spent on such roads while the NPRM language restricts the 
    allocated portion to FHs only.
        Response: The conference report on ISTEA states that ``Sixty-six 
    percent of the public lands highway account shall be allocated to the 
    Forest Service regional offices for use in 41 States based on the FH 
    criteria. The remaining 34 percent shall be allocated by the Secretary 
    based on national competition for other forest or public lands 
    highways.'' (H.R. Conf. Rep. No. 404, 102d Cong., 1st Sess. 331 
    (1991).) Therefore, the interpretation of 23 U.S.C. 202(b) is as 
    follows:
        1. Thirty-four percent of the public lands highway funds shall be 
    allocated in a discretionary manner, giving preference to States that 
    contain at least 3 percent of the total public lands in the nation.
        2. Sixty-six percent of the public lands highway funds are to be 
    allocated to the FS Regions in accordance with section 134 of the 
    Surface Transportation and Uniform Relocation Assistance Act of 1987 
    (STURAA) (Pub. L. 100-17, 101 Stat. 132, 173). Section 134 pertained to 
    the allocation of FH funds, which is part of the Public Lands Highway 
    category. Therefore, the language of this section was not changed.
        Comment: Two of the SHAs took exception to the fact that this 
    section requires the allocation of Public Lands Highway Funds by FS 
    Region, citing an apparent inconsistency with section 134 of the STURAA 
    which allocates ``for expenditure in each State.'' It was suggested 
    that, for some States which have more than one FS Region, allocation by 
    FS Region potentially creates difficulties, such as competition or 
    conflicts between States, and that FH funds should continue to be 
    allocated as outlined in the STURAA. Also, because the ISTEA requires 
    that all FS projects be included in each State's ``Statewide 
    Transportation Improvement Program'' (STIP), allocation of funds by 
    State would make it easier for each State to project available funding 
    and projects for inclusion in its STIP.
        Response: The NPRM may have given the appearance that the 
    allocation method is being changed. Actually, the NPRM proposed to 
    continue with the same FH allocation method which has been in existence 
    since FY 85. If FH funds were to be allocated to the States, 34 States 
    would have their ``hold harmless'' funds reduced by an aggregate total 
    of approximately $90 million per year (based on FY 94 allocation 
    amounts). This represents nearly 85 percent of the total FY 94 FH funds 
    allocation. The regulation will continue with the allocation in its 
    present form.
        Comment: One commenter suggested that the word ``elements,'' used 
    in the NPRM to state that the allocation of funds for FHs uses values 
    based on relative transportation needs of the various elements of the 
    NFS, should be replaced with the word ``resources.'' The commenter 
    pointed out that the word ``element'' is used in the definition of 
    renewable resources and could be construed to limit allocations based 
    on renewable resources only. The commenter also believes the term 
    ``resources'' was defined to include both renewable and nonrenewable 
    resources and is more appropriate to use in defining the allocation 
    process.
        Response: This wording was carried forward from the previous 
    wording of the existing regulation. However, the sentence was clarified 
    by deleting the entire phrase ``the various elements of,'' thereby 
    eliminating the need for referring to either ``resources'' or 
    ``elements.'' It now refers only to ``using values based on relative 
    transportation needs of the NFS.''
    
    Section 660.109  Program Development
    
        Comment: One commenter proposed that a seventh FH project selection 
    criterion should be added to the existing six criteria in paragraph (a) 
    of this section. The new criterion, which would read: ``The results for 
    forest highways from the pavement, bridge, and safety management 
    systems'' is needed to comply with Sec. 660.105(b) of this part, which 
    discusses the management systems required under 23 U.S.C. 134 and 135. 
    It would also have to be consistent with any changes made in 23 U.S.C. 
    105.
        Response: Because management systems provide input to 
    transportation planning and the TIP, this seventh criterion was added 
    to the final rule as worded above.
        Comment: One of the SHAs noted that the NPRM, in paragraph (a), 
    stated that: ``The FHWA will arrange and conduct a conference with the 
    FS and the State Highway Agency (SHA) to jointly select the projects 
    which will be included in the programs. * * *'' The commenter stated 
    that cooperators (agencies) with jurisdiction over the FHs under 
    consideration should be included in this conference to enhance the 
    regional planning aspect for these projects.
        Response: Under current procedures, the State represents the 
    interests of the cooperators. The program meetings are always open to 
    interested cooperators who may wish to attend. The States may invite 
    cooperators to the meetings, if they wish. Thus, there is no need to 
    change the wording of the NPRM.
        Comment: The previous commenter also called attention to paragraph 
    (a) of the NPRM which stated that the FS and the SHA will ``jointly 
    select the projects which will be included in the programs for the 
    current fiscal year and at least the next 4 years.'' The commenter 
    recommended that, since the projects selected will ultimately be added 
    to the STIP, the planning and selection of FH projects should cover the 
    same timeframe as the STIP.
        Response: Generally, at least 5 years are needed to identify early 
    environmental and other preliminary engineering required to ensure 
    meeting the schedule to advance a project to construction. The proposed 
    FH timeframe is consistent with this since the TIP generally shows 3 
    years of the 5-year FH program. Thus, there is no need to change the 
    wording of the NPRM.
        Comment: One commenter requested that, in paragraph (b) of this 
    section, the term ``recommended,'' as used in the first sentence, ``The 
    recommended program will be prepared by the FHWA and concurred in by 
    the FS and the SHA,'' should be replaced with the term ``selected.'' 
    This would more accurately reflect the current procedure, as stated in 
    paragraph (a), that the FHWA, the FS, and the SHA will ``jointly select 
    the projects,'' not just recommend them. One of the SHAs felt the 
    second sentence should be revised to read, ``The FHWA will approve the 
    program `only when there is concurrence by the FS and the SHA.''' 
    Otherwise, the FHWA could conceivably approve the program without 
    waiting for concurrence by the other two agencies.
        Response: A review of this section indicated that the wording of 
    the NPRM may still create some confusion, even with the recommended 
    word changes, because the first two sentences of paragraph (b) state 
    that ``The recommended program will be prepared by the FHWA and 
    concurred in by the FS and the SHA'' and that ``The FHWA will approve 
    the program.'' This would make it appear that the FHWA simply prepares 
    and approves its own program. Consequently, the wording of the first 
    sentence of this paragraph was revised to read: ``The recommended 
    program will be prepared and approved by the FHWA with concurrence by 
    the FS and the SHA.'' The second sentence was deleted.
        Comment: One commenter pointed out that the term ``incorporate,'' 
    as used in the third sentence of NPRM paragraph (b), which states that 
    ``the SHA shall advise any other cooperators in the State of the 
    projects included in the final program and shall incorporate the 
    approved program into the STIP,'' seems vague. It appears to imply that 
    the approved FH program is independent of the regional and statewide 
    STIP planning requirements of the ISTEA. The commenter felt that, 
    although this may be the correct way to handle a program of this 
    nature, the process required to ``incorporate'' the final program into 
    the STIP should be clarified.
        Response: This sentence was clarified by adding the following 
    phrase to the end of the sentence: ``And shall include the approved 
    program in the State's process for development of the STIP.''
    
    Section 660.111  Agreements
    
        Comment: One commenter felt that the 41 statewide FH agreements 
    currently in effect between the FHWA and the States (including Puerto 
    Rico) should be updated and made into tri-party agreements with the 
    FHWA, the FS, and the SHA. This would perpetuate the ``partnership'' 
    spirit of the ISTEA and facilitate cooperation among the three 
    agencies. It would also eliminate separate agreements between the FS 
    and the SHA and between the FHWA and the SHA in each State. The wording 
    of this section should be revised by inserting the words ``the Forest 
    Service'' where necessary, such as after the word ``FHWA'' in paragraph 
    (a), to include the FS as a signatory agency to the agreements.
        Response: Because there are some overall FH procedures that not 
    only involve the SHAs, but the FS as well, tri-party agreements among 
    the FHWA, the FS, and the SHA will be a requirement in the final rule. 
    Because the FHWA and the FS already have separate two-party FH program 
    agreements for all 40 States, plus Puerto Rico, and because the FHWA 
    does not want to delay the FH program until all new tri-party 
    agreements are executed, the first sentence of this section of the NPRM 
    was revised to delete the phrase ``prior to the expenditure of any 
    funds by the FHWA in the State.''
    
    Section 660.112  Project Development
    
        Comment: One commenter suggested that, in the first sentence of 
    paragraph (a), the phrase ``or a public authority'' should be added 
    after the words ``Projects will be administered by the FHWA.'' This 
    would acknowledge that the FS may, in some cases, administer the design 
    and construction of FH projects. The same commenter also suggested 
    adding the phrase ``and procedures documented in the statewide 
    agreement'' to the end of the sentence to allow for items included in 
    statewide agreements to supplement Federal-aid procedures, where 
    appropriate.
        Response: Because the FS wants to be able to administer FH 
    projects, this sentence was reworded to add the words ``or the FS'' 
    instead of ``or a public authority.'' Also, the phrase ``and procedures 
    documented in the statewide agreement'' was added to the end of the 
    sentence. This will allow the parties to determine the procedures to be 
    followed in a State.
    
    Section 660.113  Construction
    
        Comment: One commenter suggested that the words ``a public 
    authority'' be substituted for ``cooperator'' in paragraph (b) of this 
    section. This would allow the FS to perform construction, if 
    appropriate. Cooperators would still be included since they are, by 
    definition, a public authority.
        Response: Because other public authorities that might potentially 
    be involved in a project would also be cooperators, the word 
    ``cooperator'' was kept in the sentence in paragraph (b). However, by 
    adding the words ``the FS'' after FHWA, the FS will be explicitly 
    allowed to perform construction, if appropriate. Also, paragraph (c), 
    which deals with final acceptance of the project, was revised to 
    clarify the intent. The word ``construction'' was retained in the 
    language to differentiate acceptance of the construction work (for the 
    purpose of releasing the contractor) from that of acceptance of the 
    entire project, including any extra work required to resolve 
    noncontractor-related matters.
    
    Section 660.115  Maintenance
    
        Comment: In dealing with the same issue discussed in the previous 
    section, as to what constitutes final acceptance of a project, it was 
    suggested by one commenter that the word ``construction'' be deleted to 
    avoid confusion.
        Response: The term ``construction'' is not incorrect in the context 
    of this paragraph, because it describes the type of acceptance being 
    made. However, the entire sentence was reworded to clarify and minimize 
    possible confusion. By referencing Sec. 660.113(c), which includes the 
    word ``construction,'' the meaning of the term ``construction 
    acceptance'' was retained.
    
    Section 660.117  Funding, Records and Accounting
    
        Comment: One commenter suggested deleting the phrase ``and the 
    SHAs'' from paragraph (e).
        Response: Because the term ``cooperators'' includes SHAs, the 
    phrase was considered redundant and, therefore, deleted.
        Comment: One commenter suggested adding the word ``Generally'' at 
    the beginning of the sentence in paragraph (f) to allow for those 
    special cases where cash is not obtained in advance of construction 
    procurement.
        Response: Adding the word ``generally'' to the sentence makes the 
    requirement too much less restrictive. Instead, the following phrase 
    was added to the end of the last sentence: ``Unless otherwise specified 
    in a project agreement.'' Also, the word ``shall'' was changed to 
    ``should'' to allow more flexibility.
    
    Rulemaking Analyses and Notices; Executive Order 12866 (Regulatory 
    Planning and Review) and DOT Regulatory Policies and Procedures
    
        The FHWA has determined that this action is not major within the 
    meaning of Executive Order 12866 or significant within the meaning of 
    Department of Transportation regulatory policies and procedures. It is 
    anticipated that the economic impact of this rulemaking would be 
    minimal; therefore, a full regulatory evaluation is not required. This 
    rule merely requires the States and Federal agencies to conform to the 
    requirements of the ISTEA. The requirements are basically incremental 
    to what the States and Federal agencies are required to do under the 
    new ISTEA provisions, such as incorporating new planning provisions, 
    including metropolitan and statewide transportation plan requirements; 
    and establishing management systems provisions, including highway 
    safety, bridges on and off Federal-aid highways, and highway pavements.
    
    Regulatory Flexibility Act
    
        In compliance with the Regulatory Flexibility Act (Pub. L. 96-354, 
    5 U.S.C. 601-612), the FHWA has evaluated the effects of this rule on 
    small entities. Based on the evaluation, the FHWA hereby certifies that 
    this action will not have a significant economic impact on a 
    substantial number of small entities. The revised regulation will not 
    directly affect small businesses because the regulation applies only to 
    Federal agency, State, and local government transportation programs. 
    However, a minor positive secondary effect may result from the 
    employment of small businesses, such as engineering consultant firms, 
    to implement some of the planning and management systems required by 
    the ISTEA.
    
    Executive Order 12612 (Federalism Assessment)
    
        This action has been analyzed in accordance with the principles and 
    criteria contained in Executive Order 12612, and it has been determined 
    that this action does not have sufficient federalism implications to 
    warrant the preparation of a federalism assessment.
    
    Executive Order 12372 (Intergovernmental Review)
    
        Catalog of Federal Domestic Assistance Program Number 20.205, 
    Highway Planning and Construction. The regulations implementing 
    Executive Order 12372 regarding intergovernmental consultation on 
    Federal programs and activities apply to this program.
    
    Paperwork Reduction Act
    
        This action does not contain a collection of information 
    requirement for purposes of the Paperwork Reduction Act of 1980, 44 
    U.S.C. 3501 et seq.
    
    National Environmental Policy Act
    
        The agency has analyzed this action for the purpose of the National 
    Environmental Policy Act of 1969 (42 U.S.C. 4321 et seq.) and has 
    determined that this action would not have any effect on the quality of 
    the environment.
    
    Regulation Identification Number
    
        A regulation identification number (RIN) is assigned to each 
    regulatory action listed in the Unified Agenda of Federal Regulations. 
    The Regulatory Information Service Center publishes the Unified Agenda 
    in April and October of each year. The RIN contained in the heading of 
    this document can be used to cross reference this action with the 
    Unified Agenda.
    
    List of Subjects in 23 CFR Part 660
    
        Forest highways, Highways and roads, Public lands highways.
    
        In consideration of the foregoing, the FHWA is amending chapter 1 
    of title 23, Code of Federal Regulations, part 660, subpart A as set 
    forth below.
    
        Issued on: June 6, 1994.
    Rodney E. Slater,
    Federal Highway Administrator.
    
    PART 660--SPECIAL PROGRAMS (DIRECT FEDERAL)
    
        1. Part 660, subpart A is revised to read as follows:
    
    Subpart A--Forest Highways
    
    Sec.
    660.101  Purpose.
    660.103  Definitions.
    660.105  Planning and route designation.
    660.107  Allocations.
    660.109  Program development.
    660.111  Agreements.
    660.112  Project development.
    660.113  Construction.
    660.115  Maintenance.
    660.117  Funding, records and accounting.
    
        Authority: 16 U.S.C. 1608-1610; 23 U.S.C. 101, 202, 204, and 
    315; 49 CFR 1.48.
    
    Subpart A--Forest Highways
    
    
    Sec. 660.101   Purpose.
    
        The purpose of this subpart is to implement the Forest Highway (FH) 
    Program which enhances local, regional, and national benefits of FHs 
    funded under the public lands highway category of the coordinated 
    Federal Lands Highway Program. As provided in 23 U.S.C. 202, 203, and 
    204, the program, developed in cooperation with State and local 
    agencies, provides safe and adequate transportation access to and 
    through National Forest System (NFS) lands for visitors, 
    recreationists, resource users, and others which is not met by other 
    transportation programs. Forest highways assist rural and community 
    economic development and promote tourism and travel.
    
    
    Sec. 660.103   Definitions.
    
        In addition to the definitions in 23 U.S.C. 101(a), the following 
    apply to this subpart:
        Cooperator means a non-Federal public authority which has 
    jurisdiction and maintenance responsibility for a FH.
        Forest highway means a forest road under the jurisdiction of, and 
    maintained by, a public authority and open to public travel.
        Forest road means a road wholly or partly within, or adjacent to, 
    and serving the NFS and which is necessary for the protection, 
    administration, and utilization of the NFS and the use and development 
    of its resources.
        Jurisdiction means the legal right or authority to control, 
    operate, regulate use of, maintain, or cause to be maintained, a 
    transportation facility, through ownership or delegated authority. The 
    authority to construct or maintain such a facility may be derived from 
    fee title, easement, written authorization, or permit from a Federal 
    agency, or some similar method.
        Metropolitan Planning Organization (MPO) means that organization 
    designated as the forum for cooperative transportation decisionmaking 
    pursuant to the provisions of part 450 of this title.
        Metropolitan Transportation Plan means the official intermodal 
    transportation plan that is developed and adopted through the 
    metropolitan transportation planning process for the metropolitan 
    planning area.
        National Forest System means lands and facilities administered by 
    the Forest Service (FS), U.S. Department of Agriculture, as set forth 
    in the Forest and Rangeland Renewable Resource Planning Act of 1974, as 
    amended (16 U.S.C. 1601 note, 1600-1614).
        Open to public travel means except during scheduled periods, 
    extreme weather conditions, or emergencies, open to the general public 
    for use with a standard passenger auto, without restrictive gates or 
    prohibitive signs or regulations, other than for general traffic 
    control or restrictions based on size, weight, or class of 
    registration.
        Public authority means a Federal, State, county, town, or township, 
    Indian tribe, municipal or other local government or instrumentality 
    with authority to finance, build, operate, or maintain toll or toll-
    free facilities.
        Public lands highway means: (1) A forest road under the 
    jurisdiction of and maintained by a public authority and open to public 
    travel or (2) any highway through unappropriated or unreserved public 
    lands, nontaxable Indian lands, or other Federal reservations under the 
    jurisdiction of and maintained by a public authority and open to public 
    travel.
        Public road means any road or street under the jurisdiction of and 
    maintained by a public authority and open to public travel.
        Renewable resources means those elements within the scope of 
    responsibilities and authorities of the FS as defined in the Forest and 
    Rangeland Renewable Resource Planning Act of August 17, 1974 (88 Stat. 
    476) as amended by the National Forest Management Act of October 22, 
    1976 (90 Stat. 2949; 16 U.S.C. 1600-1614) such as recreation, 
    wilderness, wildlife and fish, range, timber, land, water, and human 
    and community development.
        Resources means those renewable resources defined above, plus other 
    nonrenewable resources such as minerals, oil, and gas which are 
    included in the FS's planning and land management processes.
        Statewide transportation plan means the official transportation 
    plan that is: (1) Intermodal in scope, including bicycle and pedestrian 
    features, (2) addresses at least a 20-year planning horizon, and (3) 
    covers the entire State pursuant to the provisions of part 450 of this 
    title.
    
    
    Sec. 660.105   Planning and route designation.
    
        (a) The FS will provide resource planning and related 
    transportation information to the appropriate MPO and/or State Highway 
    Agency (SHA) for use in developing metropolitan and statewide 
    transportation plans pursuant to the provisions of part 450 of this 
    title. Cooperators shall provide various planning (23 U.S.C. 134 and 
    135) information to the Federal Highway Administration (FHWA) for 
    coordination with the FS.
        (b) The management systems required under 23 U.S.C. 303 shall 
    fulfill the requirement in 23 U.S.C. 204(a) regarding the establishment 
    and implementation of pavement, bridge, and safety management systems 
    for FHs. The results of bridge management systems and safety management 
    systems on all FHs and results of pavement management systems for FHs 
    on Federal-aid highways are to be provided by the SHAs for 
    consideration in the development of programs under Sec. 660.109 of this 
    part. The FHWA will provide appropriate pavement management results for 
    FHs which are not Federal-aid highways.
        (c) The FHWA, in consultation with the FS, the SHA, and other 
    cooperators where appropriate, will designate FHs.
        (1) The SHA and the FS will nominate forest roads for FH 
    designation.
        (2) The SHA will represent the interests of all cooperators. All 
    other agencies shall send their proposals for FHs to the SHA.
        (d) A FH will meet the following criteria:
        (1) Generally, it is under the jurisdiction of a public authority 
    and open to public travel, or a cooperator has agreed, in writing, to 
    assume jurisdiction of the facility and to keep the road open to public 
    travel once improvements are made.
        (2) It provides a connection between adequate and safe public roads 
    and the resources of the NFS which are essential to the local, 
    regional, or national economy, and/or the communities, shipping points, 
    or markets which depend upon those resources.
        (3) It serves:
        (i) Traffic of which a preponderance is generated by use of the NFS 
    and its resources; or
        (ii) NFS-generated traffic volumes that have a substantial impact 
    on roadway design and construction; or
        (iii) Other local needs such as schools, mail delivery, commercial 
    supply, and access to private property within the NFS.
    
    
    Sec. 660.107  Allocations.
    
        On October 1 of each fiscal year, the FHWA will allocate 66 percent 
    of Public Lands Highway funds, by FS Region, for FHs using values based 
    on relative transportation needs of the NFS, after deducting such sums 
    as deemed necessary for the administrative requirements of the FHWA and 
    the FS; the necessary costs of FH planning studies; and the FH share of 
    costs for approved Federal Lands Coordinated Technology Implementation 
    Program studies.
    
    
    Sec. 660.109  Program development.
    
        (a) The FHWA will arrange and conduct a conference with the FS and 
    the SHA to jointly select the projects which will be included in the 
    programs for the current fiscal year and at least the next 4 years. 
    Projects included in each year's program will be selected considering 
    the following criteria:
        (1) The development, utilization, protection, and administration of 
    the NFS and its resources;
        (2) The enhancement of economic development at the local, regional, 
    and national level, including tourism and recreational travel;
        (3) The continuity of the transportation network serving the NFS 
    and its dependent communities;
        (4) The mobility of the users of the transportation network and the 
    goods and services provided;
        (5) The improvement of the transportation network for economy of 
    operation and maintenance and the safety of its users;
        (6) The protection and enhancement of the rural environment 
    associated with the NFS and its resources; and
        (7) The results for FHs from the pavement, bridge, and safety 
    management systems.
        (b) The recommended program will be prepared and approved by the 
    FHWA with concurrence by the FS and the SHA. Following approval, the 
    SHA shall advise any other cooperators in the State of the projects 
    included in the final program and shall include the approved program in 
    the State's process for development of the Statewide Transportation 
    Improvement Program. For projects located in metropolitan areas, the 
    FHWA and the SHA will work with the MPO to incorporate the approved 
    program into the MPO's Transportation Improvement Program.
    
    
    Sec. 660.111  Agreements.
    
        (a) A statewide FH agreement shall be executed among the FHWA, the 
    FS, and each SHA. This agreement shall set forth the responsibilities 
    of each party, including that of adherence to the applicable provisions 
    of Federal and State statutes and regulations.
        (b) The design and construction of FH projects will be administered 
    by the FHWA unless otherwise provided for in an agreement approved 
    under this subpart.
        (c) A project agreement shall be entered into between the FHWA and 
    the cooperator involved under one or more of the following conditions:
        (1) A cooperator's funds are to be made available for the project 
    or any portion of the project;
        (2) Federal funds are to be made available to a cooperator for any 
    work;
        (3) Special circumstances exist which make a project agreement 
    necessary for payment purposes or to clarify any aspect of the project; 
    or
        (4) It is necessary to document jurisdiction and maintenance 
    responsibility.
    
    
    Sec. 660.112  Project development.
    
        (a) Projects to be administered by the FHWA or the FS will be 
    developed in accordance with FHWA procedures for the Federal Lands 
    Highway Program. Projects to be administered by a cooperator shall be 
    developed in accordance with Federal-aid procedures and procedures 
    documented in the statewide agreement.
        (b) The FH projects shall be designed in accordance with part 625 
    of this chapter or those criteria specifically approved by the FHWA for 
    a particular project.
    
    
    Sec. 660.113  Construction.
    
        (a) No construction shall be undertaken on any FH project until 
    plans, specifications, and estimates have been concurred in by the 
    cooperator(s) and the FS, and approved in accordance with procedures 
    contained in the statewide FH agreement.
        (b) The construction of FHs will be performed by the contract 
    method, unless construction by the FHWA, the FS, or a cooperator on its 
    own account is warranted under 23 U.S.C. 204(e).
        (c) Prior to final construction acceptance by the contracting 
    authority, the project shall be inspected by the cooperator, the FS, 
    and the FHWA to identify and resolve any mutual concerns.
    
    
    Sec. 660.115  Maintenance.
    
        The cooperator having jurisdiction over a FH shall, upon acceptance 
    of the project in accordance with Sec. 660.113(c), assume operation 
    responsibilities and maintain, or cause to be maintained, any project 
    constructed under this subpart.
    
    
    Sec. 660.117  Funding, records and accounting.
    
        (a) The Federal share of funding for eligible FH projects may be 
    any amount up to and including 100 percent. A cooperator may 
    participate in the cost of project development and construction, but 
    participation shall not be required.
        (b) Funds for FHs may be used for:
        (1) Planning;
        (2) Federal Lands Highway research;
        (3) Preliminary and construction engineering; and
        (4) Construction.
        (c) Funds for FHs may be made available for the following 
    transportation-related improvement purposes which are generally part of 
    a transportation construction project:
        (1) Transportation planning for tourism and recreational travel;
        (2) Adjacent vehicular parking areas;
        (3) Interpretive signage;
        (4) Acquisition of necessary scenic easements and scenic or 
    historic sites;
        (5) Provisions for pedestrians and bicycles;
        (6) Construction and reconstruction of roadside rest areas 
    including sanitary and water facilities; and
        (7) Other appropriate public road facilities as approved by the 
    FHWA.
        (d) Use of FH funds for right-of-way acquisition shall be subject 
    to specific approval by the FHWA.
        (e) Cooperators which administer construction of FH projects shall 
    maintain their FH records according to 49 CFR part 18.
        (f) Funds provided to the FHWA by a cooperator should be received 
    in advance of construction procurement unless otherwise specified in a 
    project agreement.
    
    [FR Doc. 94-14224 Filed 6-10-94; 8:45 am]
    BILLING CODE 4910-22-P
    
    
    

Document Information

Published:
06/13/1994
Department:
Federal Highway Administration
Entry Type:
Uncategorized Document
Action:
Final rule.
Document Number:
94-14224
Dates:
July 13, 1994.
Pages:
0-0 (1 pages)
Docket Numbers:
Federal Register: June 13, 1994, FHWA Docket No. 93-16
RINs:
2125-AD13
CFR: (11)
23 CFR 660.101
23 CFR 660.103
23 CFR 660.105
23 CFR 660.107
23 CFR 660.109
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