95-15231. Alternate Compliance via Recognized Classification Society and U.S. Supplement to Rules (CGD 95-010)  

  • [Federal Register Volume 60, Number 120 (Thursday, June 22, 1995)]
    [Proposed Rules]
    [Pages 32477-32483]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-15231]
    
    
    
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    [[Page 32478]]
    
    DEPARTMENT OF TRANSPORTATION
    
    Coast Guard
    
    46 CFR Parts 30, 31, 70, 71, 90, 91, and 107
    
    [CGD 95-010]
    RIN 2115-AF 11
    
    
    Alternate Compliance via Recognized Classification Society and 
    U.S. Supplement to Rules (CGD 95-010)
    
    AGENCY: Coast Guard, DOT.
    
    ACTION: Notice of proposed rulemaking.
    
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    SUMMARY: The Coast Guard proposes to amend regulations to provides 
    owners of U.S. tank vessels, passenger vessels, cargo vessels, 
    miscellaneous vessels and mobile offshore drilling units an alternative 
    method to fulfill the requirements for vessel design, inspection and 
    certification. Under this proposal, the Coast Guard would issue a 
    certificate of inspection based upon a recognized classification 
    society's reports that the vessel complies with the International 
    Convention for the Safety of Life at Sea, as amended (SOLAS 74/83), 
    other applicable international conventions, classification society 
    rules, and other specified requirements. This will reduce the burden on 
    vessel owners and operators by eliminating duplicative plan reviews and 
    inspections by the classification society and the Coast Guard.
    
    DATE: Comments must be received on or before September 20, 1995.
    
    ADDRESSES: Comments may be mailed to the Executive Secretary, marine 
    Safety Council (G-LFA/3406) (CGD 95-010), U.S. Coast Guard 
    Headquarters, 2200 Second Street, SW., Washington, DC 20593-0001, or 
    may be delivered to Room 3406 at the above address between 8 a.m. and 3 
    p.m. weekdays, except Federal holidays. the telephone number is (202) 
    267-1477. Comments on collection-of-information requirements must be 
    mailed also to the Office of Information and Regulatory Affairs, Office 
    of Management and Budget, 725 17th Street, NW., Washington, D.C. 20503, 
    ATTN: Desk Officer, U.S. Coast Guard.
        The Executive Secretary maintains the public docket for this 
    rulemaking. Comments will become part of this docket and will be 
    available for inspection or copying at Room 3406, U.S. Coast Guard 
    Headquarters, between 8 a.m. and 3 p.m., Monday through Friday, except 
    Federal holidays.
    
    FOR FURTHER INFORMATION CONTACT: Mr. Albert G. Kirchner, Jr., Office of 
    Marine Safety, Security and Environmental Protection (G-MTH-4/13), Room 
    1304, U.S. Coast Guard Headquarters, 2100 Second Street, SW., 
    Washington, DC 20593-0001, (202) 267-0168.
    
    SUPPLEMENTARY INFORMATION:
    
    Request for Comments
    
        The Coast Guard encourages interested persons to participate in the 
    rulemaking by submitting written data, views or arguments. Persons 
    submitting comments should include their names and addresses, identify 
    this rulemaking (CGD 95-010) and the specific section of this proposal 
    to which each comment applies, and give the reason for each comment. 
    Please submit two copies of all comments and attachments in an unbound 
    format, no larger than 8\1/2\ by 11 inches, suitable for copying and 
    electronic filing. Persons wanting acknowledgment of receipt of 
    comments should enclose stamped, self-addressed postcards or envelopes.
        The Coast Guard will consider all comments received during the 
    comment period and may change this proposal in view of the comments.
        The Coast Guard plans no public hearing. Persons may request a 
    public hearing by writing the Marine Safety Council at the address 
    under ADDRESSES. The request should include reasons why a hearing would 
    be beneficial. If the council determines that the opportunity for oral 
    presentations will aid this rulemaking, the Coast Guard will hold a 
    public hearing at a time and place announced by a later notice in the 
    Federal Register.
    
    Drafting Information
        The principal persons involved in drafting this document are Mr. 
    Albert G. Kirchner, Jr., Project Manager, Office of Marine Safety, 
    Security and Environmental Protection and Commander Thomas R. Cahill, 
    Project Counsel, Office of Chief Counsel.
    
    Background and Purpose
    
        As part of its regulatory reform efforts, the Coast Guard invited 
    the maritime industry to identify unnecessarily burdensome regulations. 
    In response, the U.S. maritime industry submitted many comments noting 
    the continuing pressure on the competitive position of the U.S. 
    oceangoing merchant fleet and commercial shipbuilding industry. Members 
    of the industry called for greater alignment of Coast Guard regulations 
    with international standards to reduce the cost disadvantages incurred 
    by U.S. maritime industry and thereby improve the competitiveness of 
    the U.S. industry. These developments, together with a desire to focus 
    more attention on human element and port state control activities, 
    prompted the Coast Guard to review its approach of ensuring maritime 
    safety through vessel compliance inspections.
        This proposal would be responsive to the needs expressed by the 
    U.S. maritime industry to reduce the regulatory burden and alleviate 
    duplication of effort between the Coast Guard and the classification 
    societies. These processes are the culmination of one public meeting 
    and more than 10 follow-on meetings involving all major shipbuilding 
    and maritime operator interests in the nation. As a result of this 
    intensive cooperative effort, the concept of alternative compliance was 
    developed as a means of reducing adverse regulatory effects without 
    jeopardizing safety.
        As part of this review, a joint USCG/American Bureau of Shipping 
    (ABS) task force compared the requirements in the Code of Federal 
    Regulations (CFR), ABS Rules, the 1974 Safety of Life at Sea 
    Convention, as amended (SOLAS 74/83), and the International Convention 
    for the Prevention of Pollution from Ships (MARPOL 73/78). The purpose 
    of this comparison was to identify redundancies and determine if other 
    regulations could be used in place of CFR requirements to achieve an 
    equivalent level of safety. Over 370 separate regulatory provisions 
    have been examined to date, and the task force has determined that many 
    of the CFR requirements examined could be satisfied by ABS Rules, SOLAS 
    74, MARPOL 73/78 or combinations of the three. This led to the 
    development of an ABS U.S. Supplement (USS). The USS addresses those 
    areas where current Coast Guard requirements are not embodied by either 
    ABS Rules or international conventions or, in the case of international 
    conventions, whose interpretations are needed by the U.S. flag 
    administration. The Coast Guard has concluded that the design 
    requirements and survey provisions of ABS class rules, applicable 
    international conventions, and the USS provide a level of maritime 
    safety equivalent to corresponding Federal regulations which govern the 
    same aspects of U.S. vessels.
        Under this proposal, owners, operators, shipbuilders, and designers 
    of U.S. flagged tank vessels, passenger vessels, cargo vessels, 
    miscellaneous vessels, and mobile offshore drilling units subject to 
    inspection under Part B of Subtitle II of 46 U.S.C. (sections 3101-
    4705) would have an alternative to traditional inspection by the Coast 
    Guard. They could use the services of a recognized classification 
    society to perform inspection and plan review [[Page 32479]] functions 
    now performed by the Coast Guard. The cognizant Coast Guard Officer-in-
    Charge of Marine Inspection may issue a certificate of inspection based 
    upon the classification society's reports that the vessel is classed 
    and complies with applicable requirements. This alternative would free 
    Coast Guard resources and allow the Coast Guard to move from assessing 
    a vessel's equipment and material condition to evaluating more pressing 
    concerns related to the human element. In addition, it would allow the 
    Coast Guard to shift resources from inspection of U.S. vessels to port 
    state enforcement efforts without degrading the safety of U.S vessels. 
    The Coast Guard would maintain oversight of this Alternative Compliance 
    Program (ACP) through random checks of delegated tasks, monitoring of 
    the classification society's quality system via participation in system 
    audits and tracking demonstrated performance in identifying and 
    correcting quality deficiencies.
        Under current law, the Coast Guard may, with limited exceptions, 
    only delegate inspection and examination functions to the ABS or 
    similar United States classification society. Separate legislation has 
    been introduced that would allow the Coast Guard to recognize 
    additional classification societies. if the Coast Guard recognizes 
    other classification societies, each classification society's rules 
    would be examined and a separate supplement developed to be 
    incorporated by reference in a future rulemaking.
        An ACP pilot program with ABS was announced by the Federal Register 
    notice of February 3, 1995 (60 FR 6687). The purpose of the pilot 
    program is to test and evaluate the standards and procedures that have 
    been developed in cooperation with the ABS. The Coast Guard may modify 
    this proposal based upon the experience and findings of the ACP pilot 
    program. In addition, the Coast Guard will use the pilot program to 
    determine the level of resources involved in the alternate compliance 
    process, and may adjust vessel inspection user fees through a separate 
    rulemaking.
    
    Discussion of Proposed Amendments
    
        This proposal would establish alternate compliance procedures for 
    U.S. flagged tank vessels, passenger vessels, cargo vessels, 
    miscellaneous vessels, and mobile offshore drilling units. It would add 
    new incorporation by reference sections in 46 CFR parts 30 (Sec. 30.01-
    4), 70 (Sec. 70.01-10) and 90 (Sec. 90.01-10). Each of these sections 
    would incorporate, by reference, the ABS Class Rules for Building and 
    Classing Steel Vessels, 1995, and the ABS U.S. Supplement to Class 
    Rules for Building and Classing Steel Vessels, 1995. When developed, 
    the ABS Class Rules for Building and Classing Mobile Offshore Drilling 
    Units would be added to the existing incorporation by reference 
    provisions in 46 CFR 107.115. These documents are available from the 
    American Bureau of Shipping at the address indicated in the applicable 
    section. The Coast Guard has determined that compliance with applicable 
    international requirements, the ABS Class rules, and respective ABS 
    U.S. Supplement would provide a level of safety equivalent to 
    compliance with existing regulations.
        The proposal would also add new sections in 46 CFR parts 31 
    (Sec. 31.01-3), 71 (Sec. 71.15-5), 91 (Sec. 91.15-5), and 107 
    (Sec. 107.205). These sections would allow the owner or operator of a 
    vessel subject to Coast Guard inspection for initial issuance or 
    renewal of a certificate of inspection to submit the vessel for 
    inspection by a recognized classification society, such as ABS. The 
    classification society would inspect the vessel to ensure that it 
    complies with applicable international requirements, their Class rules, 
    and its U.S. supplement.
        The owner or operator of an eligible vessel who desires to take 
    advantage of these provisions would indicate on the Application for 
    Inspection of U.S. Vessel (CG-3752) that the vessel has been enrolled 
    in an accepted alternate compliance program, naming the classification 
    society, and that the inspection would be conducted by that 
    classification society. The cognizant Coast Guard Officer-in-Charge of 
    Marine Inspection (OCMI) may issue a certificate of inspection (COI) 
    based on reports from a recognized classification society, such as ABS, 
    that the vessel complies with applicable international requirements, 
    the classification society's rules, and its U.S. supplement.
        If the OCMI declines to issue a COI even though the recognized 
    classification society's reports indicate the vessel meets the 
    applicable standards, the owner may appeal the OCMI's decision under 46 
    CFR 1.03-20. If the cognizant OCMI declines to issue a COI based on 
    reports from the classification society that the vessel does not meet 
    applicable standards, the vessel owner could choose to correct the 
    deficiencies and arrange with the classification society for an 
    additional inspection, request that the Coast Guard inspect the vessel 
    under the other provisions of 46 CFR Ch. I, appeal the decision under 
    46 CFR 1.03-35, or appeal via the recognized classification society to 
    Chief, Merchant Vessel Inspection and Documentation Division, U.S. 
    Coast Guard.
    
    Regulatory Evaluation
    
        The Coast Guard has determined the economic impact of this proposed 
    rule change would be positive and that a full Regulatory Evaluation 
    under paragraph 10e of the regulatory policies and procedures of DOT is 
    unnecessary. This proposal is not significant under Executive Order 
    12866 and Department of Transportation (DOT) Regulatory Policies and 
    Procedures (44 FR 11040, February 26, 1979). The purpose of this 
    rulemaking is to provide economic relief to the U.S. maritime industry 
    without jeopardizing safety.
        The Coast Guard believes this proposal, if adopted, would provide 
    an economic benefit to the owners and operators of U.S. flagged 
    vessels. Currently, 549 U.S. vessels may be eligible to participate in 
    this proposed alternative compliance program. The Coast Guard estimates 
    that while a vessel owner may have to pay an additional $5 thousand in 
    classification society fees for functions presently performed by the 
    Coast Guard, the savings in design, construction and operating costs 
    will recover this expense many times over during the lifetime of the 
    vessel. Moreover, ships built and maintained to SOLAS 74/83, MARPOL 73/
    78, recognized classification society rules and accepted U.S. 
    supplement are expected to experience greater competitiveness in the 
    worldwide shipping market.
        Additionally, streamlining the certification process will reduce 
    time frames for Coast Guard involvement in the Certificate of 
    Inspection process from an average of over 50 hours to 10 hours or 
    less. Because the vessel is already inspected by the classification 
    society, this program will reduce the duplication, decrease vessel 
    ``down time'' and permit greater scheduling flexibility. Lower 
    construction and operating costs, grater flexibility for the vessel in 
    the global market and additional availability for vessel hire will 
    offset the costs incurred through the alternative plan review and 
    inspection process utilizing a recognized classification society. The 
    Coast Guard specifically solicits comments on potential costs, savings 
    and benefits.
    Small Entities
    
        Under the Regulatory Flexibility Act (5 U.S.C. 601 et seq.), the 
    Coast Guard must consider whether this proposal will have significant 
    impact on a substantial number of small entities. 
    [[Page 32480]] ``Small entities'' include independently owned and 
    operated small businesses that are not dominant in their field and that 
    otherwise qualify as ``small business concerns'' under section 3 of the 
    Small Business Act (15 U.S.C. 632).
        This rule change provides an alternative to complying with existing 
    regulations. The Coast Guard believes that rulemaking would have a 
    positive economic impact if the owner chooses to participate in the 
    alternate compliance program. This rulemaking would have no impact on 
    vessel owners who do not choose to participate in this program. 
    Therefore, the Coast Guard certifies that under 5 U.S.C. 605(b) this 
    rule will not have a significant economic impact on a substantial 
    number of small entities.
    
    Collection of Information
    
        Under the Paperwork Reduction Act (44 U.S.C. 3501 et seq.), the 
    Office of Management and Budget (OMB) reviews each rulemaking which 
    contains a collection of information requirement to determine if the 
    practical value of the information is worth the burden imposed by its 
    collection. Information collection requirements include reporting, 
    recordkeeping, notification and other similar requirements.
        Without changing the current Application for Vessel Inspection 
    process, owners and operators would have the opportunity to declare 
    whether the vessel will comply with SOLAS requirements, recognized 
    classification society rules and their U.S. supplement or Coast Guard 
    regulations. Since the application for inspection is already a 
    requirement, this will not impose any additional documentation or 
    paperwork requirements on vessel owners or operators. Under the 
    memorandum of agreement between Coast Guard and ABS, ABS will provide a 
    copy of its reports to the Coast Guard. Future agreements with 
    classification societies wishing to be recognized for this program will 
    contain similar provisions. The Coast Guard expects that the reports 
    compiled by the classification society will be sufficient for Coast 
    Guard review purposes. Although under this proposed rule, the 
    classification society would only provide copies of its report to the 
    Coast Guard with virtually no additional paperwork burden imposed, this 
    is subject to OMB approval under the Paperwork Reduction Act.
        This proposal contains collection-of-information requirements in 
    the following sections: Sec. 31.01-3, Sec. 71.15-5, Sec. 91.15-5 and 
    Sec. 107.205.
        Dot No: New.
        Administration: U.S. Coast Guard.
        Title: Alternate Compliance via Recognized Classification Society 
    and U.S. Supplement to Rules.
        Need For Information: Vessel inspection reports are needed to 
    document the compliance of a marine vessel with recognized 
    classification society rules, the accepted U.S. supplement to rules, 
    and applicable international maritime safety and marine environmental 
    conventions. Classification societies recognized to participate in this 
    program will submit copies of reports they routinely prepare to the 
    Coast Guard.
        Proposed Use of Information: The information will be used by the 
    Coast Guard to determine if the vessel is in compliance with the 
    requirements necessary for issuance of a Certificate of Inspection.
        Frequency of Response: Reports are required whenever the recognized 
    classification society inspects a vessel on behalf of the Coast Guard. 
    This is generally for the initial issuance of the Certificate of 
    Inspection (COI) and whenever the COI must be renewed. Renewal periods 
    for vessel Certificates of Inspection are not being changed by this 
    proposal. For tank, cargo, and miscellaneous non-nuclear vessels this 
    period is two years; for passenger vessels over 100 gross tons and 
    miscellaneous nuclear vessels the renewal period is one year; and for 
    mobile offshore drilling units the renewal period is two years. A 
    separate legislative proposal currently exists that would harmonize 
    inspection intervals with international requirements.
        Burden Estimate: There is no additional burden created by this 
    rulemaking. The required reported are already being prepared in the 
    course of business between the classification society and the vessel 
    owner or operator.
        Respondents: The recognized classification societies.
        Forms: None.
        Average Burden Hours Per Respondent: No additional burden is 
    created by this rulemaking. The required reported are already being 
    prepared in the course of business between the classification society 
    and the vessel owner or operator.
        The Coast Guard has submitted the requirements to OMB for review 
    under section 3504(h) of the Paperwork Reduction Act. Persons 
    submitting comments on the requirements should submit their comments 
    both to OMB and to the Coast Guard where indicated under ADDRESSES.
    
    Federalism
    
        The Coast Guard has analyzed this proposed rule in accordance with 
    the principles and criteria contained in Executive Order 12612 and has 
    determined it does not have federalism requirements warranting a 
    Federalism Assessment. the authority to regulate safety requirements of 
    U.S. vessels is committed to the Coast Guard by statute. Furthermore, 
    since these vessels tend to move from port to port in the national 
    market place, these safety requirements need to be national in scope to 
    avoid numerous, unreasonable and burdensome variances. Therefore, this 
    action would preempt State action addressing the same matter.
    
    Environment
    
        Coast Guard Commandant Instruction M16475.1B, Section 2.B.2 
    categorically excludes inspection and equipment aspects of this 
    rulemaking from further environmental documentation. A Categorical 
    Exclusion Determination is available in the docket for inspection or 
    copying where indicated under ADDRESSES.
        The Coast Guard also considered the design and construction aspects 
    of this rulemaking for environmental impact, and concluded that 
    preparation of an Environmental Impact Statement is not necessary. 
    Since the combination of classification society rules, applicable 
    international conventions and the U.S. supplement to the rules have 
    been determined to provide a level of safety equivalent to current 
    Coast Guard regulations, the Coast Guard expects that this proposal 
    will have no adverse environmental impact. A draft Environmental 
    Assessment and a draft Finding of No Significant Impact are available 
    in the docket for inspection or copying where indicated under 
    ADDRESSES.
    
    List of Subjects
    
    46 CFR Part 30
    
        Cargo vessels, Foreign relations, Hazardous materials 
    transportation, Penalties, Reporting and recordkeeping requirements, 
    Seamen, Incorporation by reference.
    
    46 CFR Part 31
    
        Cargo vessels, Marine safety, Reporting and recordkeeping 
    requirements, Incorporation by reference.
    
    46 CFR Part 70
    
        Marine safety, Passenger vessels, Reporting and recordkeeping 
    requirements, Incorporation by reference. [[Page 32481]] 
    
    46 CFR Part 71
    
        Marine safety, Passenger vessels, Reporting and recordkeeping 
    requirements, Incorporation by reference.
    
    46 CFR Part 90
    
        Cargo vessels, Marine safety, Incorporation by reference.
    
    46 CFR Part 91
    
        Cargo vessels, Marine safety, Reporting and recordkeeping 
    requirements, Incorporation by reference.
    46 CFR Part 107
    
        Marine safety, Oil and gas exploration, Reporting and recordkeeping 
    requirements, Vessels, Incorporation by reference.
    
    PART 30--GENERAL PROVISIONS
    
        1. The authority for part 30 continues to read as follows:
    
        Authority: 46 U.S.C. 3306, 3703, 49 U.S.C. App. 1804; 49 CFR 
    1.45, 1.46; Section 30.01-2 also issued under the authority of 44 
    U.S.C. 3507.
    
        2. Add new Sec. 30.01-4 to read as follows:
    
    
    Sec. 30.01-4  Incorporation by reference.
    
        (a) Certain material is incorporated by reference into this 
    subchapter with the approval of the Director of the Federal Register 
    under 5 U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other 
    than that specified in paragraph (b) of this section, the Coast Guard 
    must publish notice of the change in the Federal Register and the 
    material must be available to the public. All material is available for 
    inspection at the Office of the Federal Register, 800 North Capitol 
    Street, NW., Suite 700, Washington, DC and at the U.S. Coast Guard, 
    Marine Technical and Hazardous Materials Division, 2100 Second St., 
    SW., Washington, DC 20593-0001, and is available from the sources 
    listed in paragraph (b) of this section.
        (b) The material incorporated by reference in this subchapter and 
    the sections affected are as follows:
    
    American Bureau of Shipping (ABS)
    
    Two World Trade Center, 106th Floor, New York, NY 10048
    Rules for Building and Classing Steel Vessels, 1995: 31.01-3
    U.S. Supplement to ABS rules for Steel Vessels for Vessels on 
    International Voyages, 1995: 31.01-3
    
    PART 31--INSPECTION AND CERTIFICATION
    
        3. The authority for part 31 continues to read as follows:
    
        Authority: 33 U.S.C 1321(j); 46 U.S.C. 3306, 3703, 5115, 8105; 
    49 U.S.C. App. 1984; E.O. 12234, 45 FR 58801, 3 CFR, 1980 Comp., p. 
    277; E.O. 11735, 38 FR 21243, 3 CFR 1971-1975 Comp., p. 793; 49 CFR 
    1.46.
    
        4. Add new Sec. 31.01-3 to read as follows:
    
    
    Sec. 31.01-1  Alternate compliance.
    
        (a) In lieu of compliance with other provisions of this subchapter, 
    the owner or operator of a vessel subject to plan review and inspection 
    under this subchapter for initial issuance or renewal of a Certificate 
    of Inspection (COI) may submit the vessel for classification, plan 
    review and inspection by a recognized classification society to 
    determine compliance with applicable international treaties and 
    agreements, the classification society's rules, and the U.S. supplement 
    prepared by the classification society and accepted by the Coast Guard. 
    Recognized classification societies and accepted rules and supplements 
    are listed in paragraph (e) of this section.
        (b) A vessel owner or operator wishing to have a vessel inspected 
    under paragraph (a) of this section shall submit an Application for 
    Inspection of U.S. Vessel (CG-3752) to the cognizant OCMI, and indicate 
    on the form that the inspection will be conducted by a recognized 
    classification society.
        (c) Based on reports from a recognized classification society that 
    a vessel complies with paragraph (a) of this section, the cognizant 
    OCMI may issue a certificate of inspection to the vessel. If the OCMI 
    declines to issue a certificate of inspection even though the reports 
    indicate the vessel meets applicable standards, the vessel owner or 
    operator may appeal as provided in subpart 1.03 of this chapter.
        (d) If reports from a reognized classification society indicate 
    that a vessel does not comply with paragraph (a) of this section, the 
    cognizant OCMI will not issue a certificate of inspection. The vessel 
    owner or operator may:
        (1) Correct the reported deficiencies and arrange with the 
    classification society for an additional inspection;
        (2) Request inspection by the Coast Guard under other provisions of 
    this subchapter; or
        (3) Appeal via the recognized classification society to Chief, 
    Merchant Vessel Inspection and Documentation Division, Commandant (G-
    MVI), U.S. Coast Guard, 2100 Second St. SW., Washington, D.C. 20593-
    0001.
        (e) For the purposes of this section, the following classification 
    societies are recognized by the Coast Guard, and their rules and 
    supplements are accepted:
    
    American Bureau of Shipping
    
    Two World Trade Center, 106th Floor, New York, NY 10048
    
        Accepted rules: Rules for Building and Classing Steel Vessels, 
    1995.
        Accepted supplement: U.S. Supplement to ABS Rules for Steel 
    Vessels for Vessels on International Voyages, 1995.
    
    PART 70--GENERAL PROVISIONS
    
        5. The authority for part 70 continues to read as follows:
    
        Authority: 46 U.S.C. 3306, 3703; 49 U.S.C. App. 1804, E.O. 
    12234, 45 FR 58801, 3 CFR, 1980 Comp., p. 277; 49 CFR 1.45, 1.46; 
    Section 70.01-15 also issued under the authority of 44 U.S.C. 3507.
    
        6. Add new Sec. 70.01-10 to read as follows:
    
    
    Sec. 70.01-10  Incorporation by reference.
    
        (a) Certain material is incorporated by reference into this 
    subchapter with the approval of the Director of the Federal Register 
    under 5 U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other 
    than that specified in paragraph (b) of this section, the Coast Guard 
    must publish notice of the change in the Federal Register and the 
    material must be available to the public. All material is available for 
    inspection at the Office of the Federal Register, 800 North Capitol 
    St., NW., Suite 700, Washington, DC and at the U.S. Coast Guard, Marine 
    Technical and Hazardous Materials Division, 2100 Second St., SW., 
    Washington, DC 20593-0001, and is available from the sources listed in 
    paragraph (b) of this section.
        (b) The material incorporated by reference in this subchapter and 
    the sections affected are as follows:
    
    American Bureau of Shipping (ABS)
    
    Two World Trade Center, 106th Floor, New York, NY 10048
    
    Rules for Building and Classing Steel Vessels, 1995: 71.15-5
    U.S. Supplement to ABS Rules for Steel Vessels for Vessels on 
    International Voyages, 1995: 71.15-5
    
    PART 71--INSPECTION AND CERTIFICATION
    
        8. The authority for part 71 continues to read as follows:
    
        Authority: 33 U.S.C. 1321(j); 46 U.S.C. 2113, 3306; E.O. 12234, 
    45 FR 58801, 3 CFR, 1980 Comp., p. 277; E.O. 11735, 38 CFR 21243, 3 
    CFR, 1971-1975 Comp., p. 793; 49 CFR 1.46.
    
        9. Add new Sec. 71.15-5 to read as follows:
    
    
    Sec. 71.15-5  Alternate compliance.
    
        (a) In lieu of compliance with other provisions of this subchapter, 
    the owner or operator of a vessel subject to plan [[Page 32482]] review 
    and inspection under this subchapter for initial issuance or renewal of 
    a Certificate of Inspection (COI) may submit the vessel for 
    classification, plan review and inspection by a recognized 
    classification society to determine compliance with applicable 
    international treaties and agreements, the classification society's 
    rules, and the U.S. supplement prepared by the classification society 
    and accepted by the Coast Guard. Recognized classification societies 
    and accepted rules and supplements are listed in paragraph (e) of this 
    section.
        (b) A vessel owner or operator wishing to have a vessel inspected 
    under paragraph (a) of this section shall submit an Application for 
    Inspection of U.S. Vessel (CG-3752) to the cognizant OCMI, and indicate 
    on the form that the inspection will be conducted by a recognized 
    classification society.
        (c) Based on reports from a recognized classification society that 
    a vessel complies with paragraph (a) of this section, the cognizant 
    OCMI may issue a certificate of inspection to the vessel. If the OCMI 
    declines to issue a certificate of inspection even though the reports 
    indicate the vessel meets applicable standards, the vessel owner or 
    operator may appeal as provided in subpart 1.03 of this chapter.
        (d) If reports from a recognized classification society indicate 
    that a vessel does not comply with paragraph (a) of this section, the 
    cognizant OCMI will not issue a certificate of inspection. The vessel 
    owner or operator may:
        (1) Correct the reported deficiencies and arrange with the 
    classification society for an additional inspection;
        (2) Request inspection by the Coast Guard under other provisions of 
    this subchapter; or
        (3) Appeal via the recognized classification society to Chief, 
    Merchant Vessel Inspection and Documentation Division, Commandant (G-
    MVI), U.S. Coast Guard, 2100 Second St. SW., Washington, DC 20593-0001.
        (e) For the purposes of this section, the following classification 
    societies are recognized by the Coast Guard, and their rules and 
    supplements are accepted:
    
    American Bureau of Shipping
    
    Two World Trade Center, 106th Floor, New York, NY 10048
    
        Accepted rules: Rules for Building and Classing Steel Vessels, 
    1995.
        Accepted supplement: U.S. Supplement to ABS Rules for Steel 
    Vessels for Vessels on International Voyages, 1995.
    
    PART 90--GENEROUS PROVISIONS
    
        10. The authority for part 90 continues to read as follows:
    
        Authority: 46 U.S.C. 3306, 3703; 49 U.S.C. App 1804; E.O. 12234, 
    45 FR 58801, 3 CFR, 1980 Comp., p. 277; 49 CFR 1.46.
    
        11. Add new Sec. 90.01-10 to read as follows:
    
    
    Sec. 90.01-10  incorporation by reference.
    
        (a) Certain material is incorporated by reference into this 
    subchapter with the approval of the Director of the Federal Register 
    under 5 U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other 
    than that specified in paragraph (b) of this section, the Coast Guard 
    must publish notice of the change in the Federal Register and the 
    material must be available to the public. All material is available for 
    inspection at the Office of the Federal Register, 800 North Capitol 
    St., NW., Suite 700, Washington, DC and at the U.S. Coast Guard, Marine 
    Technical and Hazardous Materials Division, 2100 Second St., SW., 
    Washington, DC 20593-0001, and is available from the sources listed in 
    paragraph (b) of this section.
        (b) The material incorporated by reference in this subchapter and 
    the sections affected are as follows:
    
    American Bureau of Shipping (ABS)
    
    Two World Trade Center, 106th Floor, New York, NY 10048
    
    Rules for Building and Classing Steel Vessels, 1995: 91.15-5
    U.S. Supplement to ABS Rules for Steel Vessels for Vessels on 
    International Voyages, 1995: 91.15-5
    
    PART 91--INSPECTION AND CERTIFICATION
    
        12. The authority for part 91 continues to read as follows:
        Authority: 33 U.S.C. 1321(j); 46 U.S.C. 3306; E.O. 12234, 45 FR 
    58801, 3 CFR, 1980 Comp., p. 277; E.O. 11735, 38 FR 21243, 3 CFR, 
    1971-1975 Comp., p. 793; 49 CFR 1.46.
    
        13. Add new Sec. 91.15-5 to read as follows:
    
    
    Sec. 91.15-5  Alternate compliance.
    
        (a) In lieu of compliance with other provisions of this subchapter, 
    the owner or operator of a vessel subject to plan review and inspection 
    under this subchapter for initial issuance or renewal of a Certificate 
    of Inspection (COI) may submit the vessel for classification, plan 
    review and inspection by a recognized classification society to 
    determine compliance with applicable international treaties and 
    agreements, the classification society's rules, and the U.S. supplement 
    prepared by the classification society and accepted by the Coast Guard. 
    Recognized classification societies and accepted rules and supplements 
    are listed in paragraph (e) of this section.
        (b) A vessel may be inspected under paragraph (a) of this section 
    only if it has not been subject to Coast Guard intervention or 
    enforcement action for violations of this chapter within the thirty-six 
    months preceding the inspection. A vessel owner or operator wishing to 
    have a vessel inspected under paragraph (a) of this section shall 
    submit an Application for Inspection of U.S. Vessel (CG-3752) to the 
    cognizant OCMI, and indicate on the form that the inspection will be 
    conducted by a recognized classification society.
        (c) Based on reports from a recognized classification society that 
    a vessel complies with paragraph (a) of this section, the cognizant 
    OCMI may issue a certificate of inspection to the vessel. If the OCMI 
    declines to issue a certificate of inspection even though the reports 
    indicate the vessel meets applicable standards, the vessel owner or 
    operator may appeal as provided in subpart 1.03 of this chapter.
        (d) If reports from a recognized classification society indicate 
    that a vessel does not comply with paragraph (a) of this section, the 
    cognizant OCMI will not issue a certificate of inspection. The vessel 
    owner or operator may:
        (1) Correct the reported deficiencies and arrange with the 
    classification society for an additional inspection;
        (2) Request inspection by the Coast Guard under other provisions of 
    this subchapter;
        (3) Appeal via the recognized classification society to Chief, 
    Merchant Vessel Inspection and Documentation Division, Commandant (G-
    MVI), U.S. Coast Guard, 2100 Second St. SW., Washington, DC 20593-0001.
        (e) For the purposes of this section, the following classification 
    societies are recognized by the Coast Guard, and their rules and 
    supplements are accepted:
    
    American Bureau of Shipping
    
    Two World Trade Center, 106th Floor, New York, NY 10048
    
        Accepted rules: Rules for Building and Classing Steel Vessels, 
    1995.
        Accepted supplement: U.S. Supplement to Rules for Steel Vessels 
    for Vessels on International Voyages, 1995
    
    PART 107--INSPECTION AND CERTIFICATION
    
        14. The authority for part 107 continues to read as follows:
    
        Authority: 43 U.S.C. 1333; 46 U.S.C. 3306, 5115; 49 CFR 1.45, 
    146; Sec. 107.05 also issued under authority of 44 U.S.C. 3507.
    
        15. Add new Sec. 107.205 to read as follows: [[Page 32483]] 
    
    
    Sec. 107.205  Alternate compliance.
    
        (a) In lieu of compliance with other provisions of this subchapter, 
    the owner or operator of a vessel subject to plan review and inspection 
    under this subchapter for initial issuance or renewal of a Certificate 
    of Inspection (COI) may submit the vessel for classification, plan 
    review and inspection by a recognized classification society to 
    determine compliance with applicable international treaties and 
    agreements, the classification society's rules, and the U.S. supplement 
    prepared by the classification society and accepted by the Coast Guard. 
    Recognized classification societies and accepted rules and supplements 
    are listed in paragraph (e) of this section.
        (b) A vessel owner or operator wishing to have a vessel inspected 
    under paragraph (a) of this section shall submit an Application for 
    Inspection of U.S. Vessel (CG-3752) to the cognizant OCMI, and indicate 
    on the form that the inspection will be conducted by a recognized 
    classification society.
        (c) Based on reports from a recognized classification society that 
    a vessel complies with paragraph (a) of this section, the cognizant 
    OCMI may issue a certificate of inspection to the vessel. If the OCMI 
    declines to issue a certificate of inspection even though the reports 
    indicate the vessel meets applicable standards, the vessel owner or 
    operator may appeal as provided in subpart 1.03 of this chapter.
        (d) If reports from a recognized classification society indicate 
    that a vessel does not comply with paragraph (a) of this section, the 
    cognizant OCMI will not issue a certificate of inspection. The vessel 
    owner or operator may:
        (1) Correct the reported deficiencies and arrange with the 
    classification society for an additional inspection;
        (2) Request inspection by the Coast Guard under other provisions of 
    this subchapter; or
        (3) Appeal via the recognized classification society to Chief, 
    Merchant Vessel Inspection and Documentation Division, Command (G-MVI), 
    U.S. Coast Guard, 2100 Second St. SW., Washington, DC 20593-0001.
        (e) For the purposes of this section, the following classification 
    societies are recognized by the Coast Guard, and their rules and 
    supplements are accepted:
        [No classification societies are recognized at this time.]
    
        Dated: June 12, 1995.
    J.C. Card,
    Rear Admiral, U.S. Coast Guard, Chief, Office of Marine Safety, 
    Security and Environmental Protection.
    [FR Doc. 95-15231 Filed 6-21-95; 8:45 am]
    BILLING CODE 4910-14-M
    
    

Document Information

Published:
06/22/1995
Department:
Coast Guard
Entry Type:
Proposed Rule
Action:
Notice of proposed rulemaking.
Document Number:
95-15231
Dates:
Comments must be received on or before September 20, 1995.
Pages:
32477-32483 (7 pages)
Docket Numbers:
CGD 95-010
PDF File:
95-15231.pdf
CFR: (7)
46 CFR 107.205
46 CFR 30.01-4
46 CFR 31.01-1
46 CFR 70.01-10
46 CFR 71.15-5
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