95-30016. Institute of Museum Services: General Operating Support, Conservation Project Support, Museum Assessment Program, Conservation Assessment Program  

  • [Federal Register Volume 60, Number 239 (Wednesday, December 13, 1995)]
    [Rules and Regulations]
    [Pages 63962-63965]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-30016]
    
    
    
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    NATIONAL FOUNDATION ON THE ARTS AND HUMANITIES
    
    45 CFR Part 1180
    
    
    Institute of Museum Services: General Operating Support, 
    Conservation Project Support, Museum Assessment Program, Conservation 
    Assessment Program
    
    AGENCY: Institute of Museum Services, NFAH.
    
    ACTION: Final rule.
    
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    SUMMARY: The Institute of Museum Services amends regulations relating 
    to its General Operating Support, Conservation Project Support grant 
    programs, the Museum Assessment Program and the Conservation Assessment 
    Program. The regulations as amended implement the Museum Services Act. 
    The amendments make technical and other changes in the eligibility 
    conditions, use of funds, amount of awards, reporting requirements and 
    remove unneeded provisions.
    
    EFFECTIVE DATE: December 13, 1995.
    
    FOR FURTHER INFORMATION CONTACT: Rebecca Danvers, Program Director, 
    Telephone: (202) 606-8539.
    
    SUPPLEMENTARY INFORMATION:
    
    General Background
    
        The Museum Services Act (``the Act'') which is Title II of the 
    Arts, Humanities and Cultural Affairs Act of 1976, was enacted on 
    October 8, 1976 and amended in 1980, 1982, 1984, 1985, 1988, 1990, 
    1991, 1993 and 1994). The purpose of the Act is stated in section 202 
    as follows:
        It is the purpose of the Museum Services Act to encourage and 
    assist museums in their educational role in conjunction with formal 
    systems of elementary, secondary, and post secondary education and with 
    programs of non-formal education for all age groups: to assist museums 
    in modernizing their methods and facilities so that they may be better 
    able to conserve our cultural, historic, and scientific heritage and to 
    ease the financial burden borne by museums as a result of their 
    increasing use by the public.
        The Act establishes an Institute of Museum Services (IMS) 
    consisting of a National Museums Services Board and Director.
        The Act provides that the National Museum Services Board shall 
    consist of fifteen members appointed for fixed terms by the President 
    with the advice and consent of the Senate. The Chairman of the Board is 
    designated by the President from the appointed members. Members are 
    broadly representative of various museum disciplines, including those 
    relating to science, history, technology, art, zoos, and botanical 
    gardens; of the curatorial, educational, and cultural resources of the 
    United States; and of the general public. The Board has the 
    responsibility for establishing the general policies of the Institute. 
    The Director is authorized, subject to the policy direction of the 
    Board, to make grants under the Act to museums.
        IMS is an independent agency placed in the National Foundation on 
    the Arts and the Humanities (National Foundation). Pub. L 101-512, Nov. 
    5, 1990. The Act lists a number of illustrative activities for which 
    grants may be made, including assisting museums to improve their 
    operations and conservation.
    
    The Need for the Amendment
    
        The amendments to the regulations are intended to make the programs 
    more responsive to the needs of applicants by increasing the maximum 
    amount of conservation awards, by distributing general operating awards 
    more broadly among high quality museums and by assisting in program 
    evaluation.
    
    Proposed Amendments and Public Comment
    
        A notice of proposed rulemaking was published March 6, 1995, 60 
    Federal Register, 12186-12188. The preamble to the notice of proposed 
    rulemaking contained an amendment-by-amendment analysis explaining the 
    purpose of each amendment. The discussion is not repeated here. Public 
    comment was invited on the proposed amendments to determine the 
    necessity and appropriateness of the proposed changes.
    
    General Operating Support
    
        The Institute received 260 comments regarding Sec.  1180.5 which 
    would establish eligibility criteria for the General Operating Support 
    program making museums that have not received two consecutive GOS 
    awards eligible to apply and making museums that have received two 
    consecutive GOS awards ineligible to apply in the immediately 
    succeeding cycle. This criteria will be effective beginning with the 
    1996 competition. Therefore, the deadline for the fiscal year 2000 
    competition would be the first deadline for which this criteria would 
    affect an institution's eligibility to compete for a General Operating 
    Support award.
        Of the commenters, 222 favored the proposed rule. Those who 
    supported the change expressed the belief that many deserving, worthy 
    museums compete for GOS awards without success. These commenters see 
    broadening the distribution to make awards to more museums a highly 
    desirable outcome of such a change. Supporters said this change would 
    prevent museums from becoming dependent on the award. Some supporters 
    believe, also, that the current status allows the ``rich to get 
    richer'' and that receiving the award creates a perpetuating cycle of 
    future awards. Some supporters said this change would help small 
    museums. Others said it is a better way to broaden distribution of GOS 
    funds than further reducing the amount of award.
        Commenters opposing the change, said that it was inconsistent with 
    the main role of GOS to reward and recognize the highest quality 
    museums.
        The Institute agrees that the issue of recognizing the high quality 
    of museum operations is important. However, the Institute believes that 
    many very high quality museums currently compete and do not receive 
    awards. The Institute believes the broader distribution resulting from 
    implementing the proposed criteria will not negatively affect 
    recognition of high quality museums. The Institute further believes the 
    change will encourage museums in aspiring to higher levels of operation 
    in order to attain the award, as they will perceive that chances for 
    receiving the award are greater.
        Some commenters who opposed this change believe it is detrimental 
    to small museums. The Institute believes the procedures established for 
    the General Operating Support program ensure an equitable 
    representation of small museums in the awards. The Institute does not 
    anticipate that small museums will be negatively affected by this 
    change. The Institute believes the change is equitable for museums of 
    all sizes and types and applies equally to every institution.
        Some commenters stated that this change is premature in relation to 
    the other recent changes in GOS that reduce the maximum amount of the 
    award and change to a two-year grant period. The Institute has received 
    positive reaction to the previous changes in the grant period and the 
    amount of the award. The Institute believes that this change reinforces 
    the efforts by the Institute to broaden the distribution of these funds 
    as was intended with the previous changes, and, therefore, is an 
    appropriate action.
    
    Conservation Project Support
    
        The institute received five comments regarding Sec. 1180.20, which 
    would 
    
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    increase the maximum amount of an award generally made for the 
    Conservation Project Support program. Four commenters supported the 
    change by indicating that this change is an appropriate response to 
    rising costs for conservation activities. The Institute agrees that the 
    change is appropriate. The commenter opposing the change believes that 
    research for species survival projects will be neglected by zoos, who 
    may choose to use the larger amount for changing in-house environments. 
    The Institute has no evidence that zoos will make this choice. 
    Historically, the projects for species survival have been more numerous 
    that any other type of project submitted by zoos.
    
    Other
    
        No comments were received regarding removing references to 
    ``Special Project'' grants from the regulations or regarding the 
    requirement of final reports on Museum Assessment Program grants or 
    Conservation Assessment Program grants.
        The Institute has considered all comments and has again reviewed 
    the necessity and appropriateness of the proposed changes. In light of 
    this consideration and review, following consultation with the National 
    Museum Services Board, the Institute has determined that the amendments 
    to regulations should be adopted as proposed in the March 6, 1995 
    notice. The final regulations set forth below reflect this 
    determination.
    
    Executive Order 12866
    
        These amendments have been reviewed in accordance with Executive 
    Order 12866. They are classified as non-major because they do not meet 
    the criteria of major regulations established in the Order.
    
    List of Subjects in 45 CFR Part 1180
    
        Grant programs, Museums, National Boards.
    
        Dated: December 4, 1995.
    Mamie Bittner,
    Director of Public and Legislative Affairs.
    
        The Institute of Museum Services amends Part 1180 Subchapter E of 
    Chapter XI of Title 45 of the Code of Federal Regulations as set forth 
    below:
    
    PART 1180--GRANTS REGULATIONS
    
        1. The authority citation for part 1180 continues to read as 
    follows:
    
        Authority: 20 USC 960-968.
    
        2. Section Sec. 1180.5 is amended by adding a new paragraph (f):
    
    
    Sec. 1180.5  Eligibility and burden of proof--Who may apply.
    
    * * * * *
        (f) In a given year, a museum that has not received two consecutive 
    General Operating Support awards in the immediately preceding two-year 
    cycles is eligible to apply for General Operating Support.
        3. Section Sec. 1180.20 is amended by revising paragraph (f)(1) to 
    read as follows:
    
    
    Sec. 1180.20  Guidelines and standards for conservation projects
    
    * * * * *
        (f) Limits for Federal funding. (1) The normal amount of a 
    Conservation Project Support grant will be established through a notice 
    published in the Federal Register. Beginning in FY 1996, the normal 
    maximum amount is $50,000. Unless otherwise provided by law, if the 
    Director determines that exceptional circumstance warrant, the 
    Director, consistent with the policy direction of the Board, may award 
    a conservation grant which obligates an amount in Federal funds in 
    excess of the normal maximum award. IMS may establish a maximum award 
    level for exceptional project grants for a particular fiscal year 
    through information made available in guidelines or other material 
    distributed to all applicants.
    * * * * *
        4. Section Sec. 1180.17 is revised to read as follows:
    
    
    Sec. 1180.17  Reports
    
        In its final reports a grantee shall briefly detail how the 
    expenditure of the grant funds has satisfied the proposed use of the 
    funds as stated in its General Operating Support application or has 
    accomplished the proposal as set forth in its application and has 
    served the purpose of the Act as reflected in the applicable evaluation 
    criteria in Sec. 1180.13.
        5. Section Sec. 1180.35 is amended by revising its heading and 
    paragraphs (a) and (b) to read as follows:
    
    
    Sec. 1180.35  Group applications.
    
        (a) Eligible museums may apply as a group for a project grant.
        (b) If a group of museums applies for a grant, the members of the 
    group shall either:
        (1) Designate one member of the group to apply for the grant; or
        (2) Establish a separate, eligible legal entity, consisting solely 
    of the museum group, to apply for the grant.
    * * * * *
    
    
    Sec. 1180.40  [Removed and reserved]
    
        6. Section 1180.40 is removed and reserved.
        7. Section 1180.41 is revised to read as follows:
    
    
    Sec. 1180.41  The cost analysis; basis for grant amount.
    
        Before the Director sets the amount of a grant, a cost analysis of 
    the project is made which involves an examination of:
        (a) The cost data in the detailed budget for the project;
        (b) Specific elements of cost; and
        (c) The necessity, reasonableness, and allowability under 
    applicable statutes and regulations.
        8. Section 1180.45 is amended by revising paragraph (a) to read as 
    follows:
    
    
    Sec. 1180.45  Use of consultants.
    
        (a) Subject to Federal statutes and regulations, a grantee shall 
    adhere to its general policies and practices when it hires, uses, and 
    pays a consultant as part of the staff.
    * * * * *
        9. Section 1180.48 is revised to read as follows:
    
    
    Sec. 1180.48  General conditions on publications.
    
        (a) Content of materials. Subject to any specific requirements that 
    apply to its grant, a grantee may decide the format and content of 
    materials that it publishes or arranges to have published.
        (b) Required Statement. The grantee shall ensure that any 
    publication that contains materials also contains the following 
    statement:
    
        The contents of this (insert type of publication, e.g., book, 
    report, film) were developed in whole or in part under a grant from 
    the Institute of Museum Services. However, the contents do not 
    necessarily represent the policy of the Institute, and endorsement 
    by the Federal Government should not be assumed.
    
        10. Section 1180.49 is revised to read as follows:
    
    
    Sec. 1180.49  Copyright policy for grantees.
    
        A grantee may copyright materials in accordance with government-
    wide policy applicable to copyright of publications developed under 
    Federal grants.
        11. Section 1180.50 is revised to read as follows:
    
    
    Sec. 1180.50  Definition of ``materials.''
    
        As used in Secs. 1180.48 through 1180.49, materials means a 
    copyrightable work developed in whole or in part with funds from a 
    grant from the Institute.
        12. Section 1180.58 is revised to read as follows:
        
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    Sec. 1180.58  Records related to performance.
    
        (a) A grantee shall keep records revealing progress and results 
    under the grant.
        (b) The grantee shall use the records under paragraph (a) of this 
    section to:
        (1) Determine progress in accomplishing objectives; and
        (2) Revise those objectives, if necessary and authorized under the 
    grant.
        13. Section 1180.59 is revised to read as follows:
    
    
    Sec. 1180.59  Applicability.
    
        Subparts B and C (Secs. 1180.30 through 1180.58) apply to General 
    Operating Support assistance, except as otherwise provided in these 
    regulations.
        14. Section 1180.75 is amended by revising paragraph (d) to read as 
    follows:
    
    
    Sec. 1180.75  Funding and award procedures.
    
    * * * * *
        (d) A museum receiving assistance under this subpart must submit a 
    final financial and narrative report that evaluates the success of the 
    assessment and actions taken by the museum as a result of the 
    assessment. IMS may request that the report be submitted up to 12 
    months after the close of the grant period.
    * * * * *
    [20 U.S.C. 961-68]
    
    [FR Doc. 95-30016 Filed 12-12-95; 8:45 am]
    BILLING CODE 7036-01-M
    
    

Document Information

Effective Date:
12/13/1995
Published:
12/13/1995
Department:
National Foundation on the Arts and the Humanities
Entry Type:
Rule
Action:
Final rule.
Document Number:
95-30016
Dates:
December 13, 1995.
Pages:
63962-63965 (4 pages)
PDF File:
95-30016.pdf
CFR: (13)
45 CFR 1180.5
45 CFR 1180.17
45 CFR 1180.20
45 CFR 1180.35
45 CFR 1180.40
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