99-10008. Regulation of Alternative Trading Systems; Technical Amendment

[Federal Register Volume 64, Number 76 (Wednesday, April 21, 1999)]
[Rules and Regulations]
[Pages 19450-19469]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 99-10008]


=======================================================================
-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

17 CFR Parts 202, 240, 242 and 249

[Release No. 34-41297; File No. S7-12-98]
RIN 3235-AH41


Regulation of Alternative Trading Systems; Technical Amendment

AGENCY: Securities and Exchange Commission.

ACTION: Final rule; technical amendment and revised compliance date.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission is modifying the 
compliance dates for Rule 301(b)(3) and making a technical change to 
Rule 202.3. These and other rules and rule amendments relate to the 
regulation of alternative trading systems and exchanges and were 
published on December 22, 1998 (63 FR 70844). The effective date for 
the other rules and amendments published in 63 FR 70844 remains April 
21, 1999, except for the effective date for Secs. 242.301(b)(5)(i)(D) 
and (E) and Secs. 242.301(b)(6)(i)(D) and (E), which remains April 1, 
2000.

DATES: Effective Date: April 21, 1999 for amendment to Sec. 202.3.
    Compliance Date: Alternative trading systems must comply with 
Sec. 242.301(b)(3) with respect to the 50 securities listed in Schedule 
A by August 23, 1999; with respect to the securities listed on 
Schedules A and B by September 28, 1999; with respect to the securities 
listed on Schedules A, B and C by April 25, 2000; and with respect to 
all securities by June 20, 2000.

FOR FURTHER INFORMATION CONTACT: Elizabeth King, Senior Special 
Counsel, at [phone], Constance Kiggins, Special Counsel, at 
[phone], and Kevin Ehrlich, Attorney, at [phone], 
Division of Market Regulation, Securities and Exchange Commission, 450 
Fifth Street, N.W., Washington, D.C. 20549-1001.

SUPPLEMENTARY INFORMATION:

I. Background

    On December 8, 1998, the Securities and Exchange Commission 
(``Commission'') adopted new rules and rule amendments to allow 
alternative trading systems to choose whether to register as national 
securities exchanges, or to register as broker-dealers and comply with 
additional requirements under Regulation ATS, depending on their 
activities and trading volume.\1\ The effective date for most of these 
new rules and rule amendments is April 21, 1999. The Commission stated 
in the adopting release that, prior to April 21, 1999, it would publish 
a list of those securities with respect to which alternative trading 
systems must comply with Rule 301(b)(3) on April 21, 1999 and those 
securities with respect to which alternative trading systems must 
comply with Rule 301(b)(3) on August 30, 1999. Rule 301(b)(3) requires 
an alternative trading system to provide to a national securities 
exchange or national securities association, for inclusion in the 
public quotation system, the prices and sizes of its best priced buy 
and sell orders, that are displayed to more than one person, in each 
covered security in which the alternative trading system represents 5% 
or more of the total trading volume.\2\
---------------------------------------------------------------------------

    \1\  Securities Exchange Act Release No. 40760 (Dec. 8, 1998), 
63 FR 70844 (Dec. 22, 1998).
    \2\ 17 CFR 242.301(b)(3). For purposes of Regulations ATS, a 
``covered security'' includes all exchange-listed, Nasdaq NM 
securities, and Nasdaq Small Cap securities, other than debt and 
convertible securities. See Rule 11Ac1-1(a)(6), 17 CFR 240.11Ac1-
1(a)(6); Rule 300(g), 17 CFR 242.300(g).
---------------------------------------------------------------------------

II. Delay of the Compliance Dates for Rule 301(b)(3)

    One major alternative trading system has indicated that it will be 
unable to comply with the requirements of Rule 301(b)(3) by the 
original compliance dates without putting the operation of its system 
at serious risk of failure. The operational failure of a major 
alternative trading system could interfere with the markets as a whole. 
Accordingly, the Commission believes it necessary to adjust the 
compliance dates for Rule 301(b)(3) as follows:
    August 23, 1999: Compliance with Rule 301(b)(3) with respect to the 
50 Nasdaq securities listed on Schedule A, attached in the appendix.
    September 28, 1999: Compliance with Rule 301(b)(3) for the 50% of 
Nasdaq securities listed on Schedules A and B, attached in the 
appendix.
    April 25, 2000: Compliance with Rule 301(b)(3) for the 75% of 
Nasdaq securities listed on Schedules A, B, and C, attached in the 
appendix.
    June 20, 2000: Compliance with Rule 301(b)(3) for all Nasdaq 
securities.
    Schedules A, B, and C were created by ranking all covered 
securities traded on Nasdaq by their January 1999 volume, and including 
an equal number of securities from each decile. Some securities that 
were not traded on Nasdaq in January 1999 may commence trading on 
Nasdaq subsequently. Alternative trading systems may wait until June 
20, 2000 to comply with Rule 301(b)(3) with respect to these 
securities.
    All other compliance dates for the rules and rule amendments 
adopted last December remain the same. The Commission encourages those 
alternative trading systems that are able to comply with Rule 301(b)(3) 
on April 21, 1999 to do so.

[[Page 19451]]

    Alternative trading systems are reminded that Rule 301(b)(3) only 
requires alternative trading systems to ``provide to a national 
securities exchange or national securities association'' their best 
priced orders in covered securities in which they represent 5% or more 
of all trading volume.\3\ Accordingly, in the absence of a mechanism 
for publicly displaying those alternative trading systems' orders in 
exchange-listed securities, alternative trading systems will not be 
violating Rule 301(b)(3) if alternative trading systems' best priced 
orders in those securities in which they trade 5% or more of the volume 
are not publicly displayed. When a mechanism is developed to display 
alternative trading systems' orders in exchange-listed securities, Rule 
301(b)(3) requires them to cooperate in linking with the market or 
markets providing that mechanism. Under Section 553(d) of the 
Administrative Procedure Act,\4\ publication of a substantive rule not 
less than 30 days before its effective date is required except as 
otherwise provided by the agency for good cause. Because the change 
extends compliance dates, the Commission finds that there is good cause 
for doing so.
---------------------------------------------------------------------------

    \3\ 17 CFR 272.301(b)(3).
    \4\ 5 U.S.C. 553(d).
---------------------------------------------------------------------------

III. Rule of Practice 202.3

    On December 8, 1998, the Commission adopted changes to Rule of 
Practice 202.3(b)(2) regarding the processing of exchanges' 
applications for registration as national securities exchanges or 
exemption from registration based on such exchanges' limited volume of 
transactions. These amendments require the Commission to grant 
registration or institute proceedings to determine whether registration 
should be denied within 90 days of the date of filing of an 
application. Section 19(a)(1) of the Securities Exchange Act of 1934 
(``Exchange Act''), however, requires the Commission to grant an 
exchange's application for registration as a national securities 
exchange, or institute proceedings to determine whether registration 
should be denied, within 90 days of the date of publishing notice of 
the exchange's filing of such application. Consequently, the Commission 
is making a technical correction to Rule 202.3(b)(2) to conform to the 
time periods in the statute. The Commission finds, in accordance with 
Section 553(b)(3)(A) of the Administrative Procedure Act,\5\ that the 
amendment to Rule 202.3 relates solely to agency organization, 
procedures, or practice, and does not relate to a substantive rule. 
Accordingly, notice and opportunity for public comment are unnecessary, 
and publication of the amendment 30 days before its effective date of 
April 21, 1999 is also unnecessary.
---------------------------------------------------------------------------

    \5\ 5 U.S.C. 553(B)(3)(A).
---------------------------------------------------------------------------

IV. Findings

    Section 23(a)(2) of the Exchange Act \6\ requires the Commission to 
consider the anti-competitive effects of any rules it adopts, and to 
balance these effects against the benefits that further the purposes of 
the Exchange Act. Further, Section 2 of the Securities Act of 1933 \7\ 
and Section 3 of the Exchange Act,\8\ as amended by the recently 
enacted National Securities Markets Improvements Act of 1996,\9\ 
provide that whenever the Commission is engaged in rulemaking and is 
required to consider or determine whether an action is necessary or 
appropriate in the public interest, the Commission also shall consider, 
in addition to the protection of investors, whether the act will 
promote efficiency, competition, and capital formation. Because the 
amendments take steps to assure the fair and orderly activities of the 
national securities markets and make a conforming correction to a 
procedural rule, they do not have any anti-competitive effects and they 
serve to promote efficiency, competition, and capital formation, and 
are therefore in the public interest.
---------------------------------------------------------------------------

    \6\ 15 U.S.C. 78w(a)(2).
    \7\ 15 U.S.C. 77b.
    \8\ 15 U.S.C. 78c.
    \9\ Pub. L. No. 104-290, 106, 110 Stat. 3416 (1996).
---------------------------------------------------------------------------

List of Subjects in 17 CFR Part 202

    Administrative practice and procedure, Securities.

Text of Amendment

    For the reasons set out in the preamble, Title 17, Chapter II of 
the Code of Federal Regulations is amended as follows:

PART 202--INFORMAL AND OTHER PROCEDURES

    1. The authority citation for Part 202 continues to read in part as 
follows:

    Authority: 15 U.S.C. 77s, 77t, 78d-1, 78u, 78w, 78ll(d), 79r, 
79t, 77sss, 77uuu, 80a-37, 80a-41, 80b-9, and 80b-11, unless 
otherwise noted.
* * * * *
    2. The last sentence of paragraph (b)(2) of Sec. 202.3 is revised 
to read as follows:


Sec. 202.3  Processing of filings.

* * * * *
    (b) * * *
    (2) * * * Within 90 days of the date of publication of a notice of 
the filing of an application for registration as a national securities 
exchange, or exemption from registration by reason of such exchanges' 
limited volume of transactions (or within such longer period as to 
which the applicant consents), the Commission shall by order grant 
registration, or institute proceedings to determine whether 
registration should be denied as provided in Sec. 240.19(a)(1) of this 
chapter.

    Dated: April 16, 1999.

    By the Commission.
Jonathan G. Katz,
Secretary.

    Note: The appendix will not appear in the Code of Federal 
Regulations.

Appendix

Schedule A

AERTA
AMXX
ASFI
ATEST
BARZ
BCGI
BGMR
BJCT
BPTM
BRIOF
BWCF
CFFC
CINRF
CLHB
CRTQ
EXAR
FRSH
FSFT
FUJIY
GBNK
GCTY
GILD
IMNX
INTC
JAGI
JBOH
JXSB
KASP
LAKE
LCAV
LVEN
LVMHY
MCSC
MILB
MPTBS
NETTW
PAWN
PCBC
PIXR
POSIF
PRTK
SBGI
SPCH
SSRIF
STNRF
TBCC

[[Page 19452]]

TRID
UHCO
VRLN
WNMP

Schedule B

AAABB
AABC
AACE
AALA
AAON
AASI
AATT
ABAG
ABAN
ABAX
ABBBY
ABCO
ABCW
ABDR
ABERF
ABFI
ABOV
ABPCA
ABRI
ABRX
ABSC
ABTC
ABTE
ABTI
ABTX
ACAI
ACAM
ACAS
ACCOB
ACEC
ACEI
ACEIW
ACEL
ACEP
ACES
ACHI
ACLNF
ACLY
ACMI
ACNAF
ACRG
ACRN
ACRO
ACSEF
ACTM
ACTN
ACTU
ACVC
ACYT
ADACE
ADAM
ADAX
ADBE
ADCCW
ADDM
ADECY
ADMS
ADPT
ADRN
ADSK
ADTK
ADTN
ADVH
ADVNA
ADVS
AEGGF
AEHR
AEOS
AEPI
AERL
AERN
AERS
AESPW
AFBC
AFCO
AFCX
AFIC
AFLX
AFSC
AFTXZ
AFWY
AGAI
AGAM
AGBGC
AGCH
AGNU
AGRPA
AGRPB
AHAA
AHEPZ
AHWYW
AICX
AIFC
AIND
AINN
AIPN
AIRT
AKLM
AKSY
AKZOY
ALCO
ALDA
ALDNF
ALDV
ALFA
ALGSF
ALGX
ALHY
ALHYC
ALIF
ALLB
ALLC
ALLIF
ALLP
ALLR
ALNT
ALOG
ALPH
ALRC
ALREF
ALSC
ALTIF
ALTR
ALXN
ALYD
AMAC
AMAR
AMBC
AMBI
AMCN
AMCRY
AMCT
AMCV
AMEN
AMENW
AMEP
AMEPW
AMES
AMESW
AMFM
AMLJ
AMLN
AMMB
AMPBB
AMPD
AMPDW
AMPI
AMRN
AMSC
AMSGB
AMSO
AMTA
AMTD
AMVP
AMVPW
AMWD
AMXI
AMZN
ANCO
ANDB
ANDW
ANGN
ANIK
ANLG
ANSR
ANSS
ANST
ANTC
ANTP
AORGB
APAC
APAGF
APAT
APCC
APCFY
APFC
APGR
APLX
APMC
APOG
APOL
APPB
APQCF
AQCR
ARCAF
ARGAC
ARGCD
ARIAW
ARLCF
ARMHY
ARMXF
AROW
ARSD
ARTE
ARTI
ARTNA
ARTT
ARTW
ARVX
ASAI
ASAM
ASBC
ASBI
ASBP
ASDG
ASGR
ASHA
ASHEW
ASHW
ASIGF
ASII
ASIPY
ASMLF
ASND
ASNT
ASPCE
ASPT
ASPX
ASTE
ASTI
ASTM
ASTNW

[[Page 19453]]

ASTSF
ASTX
ASVI
ASYCF
ASYM
ASYS
ASYT
ATAC
ATCI
ATEC
ATEN
ATGI
ATLC
ATLCW
ATLRS
ATMI
ATMS
ATPX
ATRO
ATSI
ATYTF
AVCO
AVDO
AVEC
AVGN
AVIIW
AVIR
AVND
AVTM
AWRE
AWWC
AXAS
AXLE
AXLEW
AXNT
AXPH
AXSI
AXTI
AZIC
AZPN
AZUR
AZURW
BAGL
BANC
BANF
BASEA
BASI
BATS
BAYB
BBHF
BBIOY
BBTK
BBUC
BBUCU
BBUCW
BCICF
BCORY
BCRX
BCSB
BCST
BCTI
BDCO
BDJI
BDMS
BDRY
BDRYW
BEAR
BEAS
BEAV
BEBE
BEEF
BEERF
BERW
BESIF
BEST
BETM
BEXP
BEYE
BFAM
BFCI
BFEN
BFSC
BGEN
BGRH
BHIKF
BHQU
BHWK
BIAC
BIGC
BIKR
BIMEC
BINC
BIORY
BIPRY
BITI
BITS
BKSC
BKUNA
BKUNZ
BLCA
BLDPF
BLOCA
BLPG
BLSC
BLSI
BLUE
BMCC
BMCS
BMLS
BMTC
BNCM
BNGO
BNHN
BNHNA
BNSOF
BNSWF
BNTT
BOBE
BOBS
BOBSW
BOGN
BOGNW
BOKF
BOLD
BONT
BOOL
BOOM
BORAY
BOSA
BOSWF
BOTX
BOYL
BPAO
BPFH
BPLX
BPMI
BPOP
BRCOA
BRCP
BREL
BREW
BRGP
BRID
BRKL
BRKT
BRLI
BRTL
BRTLW
BSBN
BSET
BSNX
BSRTS
BSTC
BTEK
BTHS
BTRN
BTSR
BTUI
BTWS
BULL
BURMY
BUTI
BVAS
BVCC
BVEW
BVRSF
BVSN
BWINA
BYFC
BYND
BZET
CACC
CACS
CADA
CAFE
CAFEW
CAII
CAKE
CALC
CALM
CALY
CAMP
CANI
CANRC
CARL
CARS
CARY
CASCW
CASH
CASL
CASS
CAST
CATY
CBBI
CBBO
CBCL
CBES
CBEV
CBEVW
CBIN
CBKN
CBLI
CBMI
CBRNA
CBRNB
CBRYA
CBSH
CBSI
CBSS
CBTE
CBTSY
CBXC
CCAR
CCBG
CCBL
CCBT
CCCIW
CCEE
CCEL
CCHE
CCHM
CCLNF
CCON
CCOW
CCPRZ
CCRD
CCSE
CCSI

[[Page 19454]]

CCUUY
CDEN
CDIS
CDLI
CDSI
CDSIU
CDWC
CDWN
CECE
CELG
CELL
CELS
CEMX
CENB
CENI
CEPH
CERB
CERG
CEXP
CFAC
CFBC
CFFI
CFIC
CFKY
CFMT
CFON
CFSB
CFTP
CFWC
CFWY
CGCA
CGCOC
CGEN
CGGI
CGII
CGRM
CHANF
CHCO
CHDX
CHERA
CHEX
CHFC
CHGO
CHIR
CHKE
CHKR
CHMD
CHMP
CHNG
CHRW
CHRX
CHRZ
CHUX
CIBN
CICI
CINS
CITC
CITI
CITZ
CKEYF
CLCDF
CLNTF
CLRP
CLTX
CLWTF
CLWY
CLZR
CLZRW
CMCO
CMCSA
CMCSK
CMGT
CMIN
CMIV
CMLS
CMMD
CMPC
CMPD
CMPL
CMPS
CMPX
CMRN
CMSS
CMST
CMSVD
CMSX
CMTI
CMTID
CMTIW
CMTL
CMVT
CMWLW
CNBA
CNBF
CNBT
CNCX
CNDO
CNDR
CNDS
CNEBF
CNET
CNFL
CNKT
CNNG
CNQR
CNRMF
CNSI
CNSO
CNTO
CNYF
CODY
CODYU
CODYW
COFI
COGE
COGIF
COHB
COHO
COHR
COHT
COHTW
COHU
COKE
COLB
COLM
COLTY
COMMF
CONW
COOK
CORE
CORR
CORS
COSI
COST
COTTF
COVR
COYT
CPBI
CPCI
CPCL
CPDN
CPIA
CPLY
CPSS
CPTL
CPTS
CPWM
CPWR
CRAI
CRAN
CRBO
CRDN
CRDT
CREAF
CRESY
CRFT
CRGN
CRNSF
CROS
CRRB
CRRS
CRUS
CRXA
CRZO
CRZY
CSBF
CSBI
CSGI
CSLI
CSNRW
CSON
CSPI
CSPLF
CSRE
CSTL
CTAS
CTBC
CTBP
CTCOB
CTEA
CTEC
CTEKW
CTEL
CTHR
CTIB
CTLG
CTSH
CTSI
CTWO
CTWS
CUBA
CUCO
CULS
CUNO
CVAL
CVAN
CVAS
CVTX
CVUS
CWCOF
CWST
CXIL
CXIM
CXIPY
CXSNF
CYBGE
CYCH
CYCL
CYCLD
CYLK
CYOE
CYPH
CYPHZ
CYTC
CYTO
CYTR
DAIEY
DALY
DATC
DATM
DAYR
DBCC
DBII
DBLEW
DBRN
DCAI
DCBK
DCRNW

[[Page 19455]]

DCTI
DDIM
DDRX
DECAF
DECC
DECK
DEFI
DEPO
DESI
DETC
DEVC
DFCO
DFIN
DGAS
DGIC
DGIT
DGTC
DHMS
DHULZ
DIALY
DIAN
DIEG
DIGE
DIIBF
DIMD
DINEW
DIPL
DIPLE
DISH
DISK
DISS
DIST
DIYS
DJCO
DKWD
DLPH
DLTDF
DLTK
DLTR
DLVRY
DMRK
DNAP
DNCC
DNKY
DOBQ
DOCI
DOCSF
DOCU
DOCX
DOMZ
DORL
DOSE
DOTX
DPAC
DPMI
DPRC
DPTR
DRAI
DRFNY
DRIV
DRKN
DROV
DRRA
DRTE
DSCI
DSCO
DSCOU
DSCOW
DSCP
DSCS
DSCSW
DSET
DSGR
DSGRW
DSLGF
DSPT
DSTR
DTAGY
DTII
DTPI
DTSI
DUCK
DUSA
DVID
DVIDW
DVIDZ
DWSN
DWTI
DYNT
DZTK
EASI
EBSC
EBSI
ECGOF
ECHO
ECILF
ECIN
ECLP
ECOL
ECSGY
EDAC
EDAPY
EDBR
EDBRW
EDFY
EDGE
EDMC
EDUSF
EDUT
EFBC
EFBI
EFIC
EFTC
EGEO
EGGS
EGLE
EGLS
EGRP
EIDSY
EILLD
EISI
EKFG
ELET
ELMG
ELMS
ELNK
ELRC
ELTKF
ELUXY
ELXS
EMCI
EMCO
EMIS
EMITF
EMLTF
EMMS
EMON
EMPI
ENBRF
ENBX
ENDG
ENET
ENGL
ENMD
ENML
ENPT
ENSI
ENSW
ENTS
ENVG
ENVY
ENZN
EPIE
EPLTF
EPTG
EQNX
EQUI
EQUUS
ERIE
EROX
EROXC
ERTH
ESCA
ESCI
ESFT
ESLTF
ESMCL
ESNJZ
ESOL
ESREF
ESRX
ESSF
ESSI
ESST
ETEC
ETHCY
ETRC
EUFA
EUPH
EVAN
EVMD
EVOL
EVSNF
EVTC
EWEB
EXAP
EXDS
EXGN
EXPO
EYES
EZPW
FAHC
FAMCK
FAME
FARC
FATS
FAUX
FAUXW
FAVS
FBAYF
FBBC
FBCG
FBCI
FBHC
FBKP
FBNW
FBRK
FCAP
FCBIB
FCFS
FCGI
FCME
FCNB
FCPY
FCTR
FCWI
FDCC
FDHG
FDJA
FDLNA
FDLNB
FDPC
FEIC
FERO
FFCH
FFED
FFHS
FFIC

[[Page 19456]]

FFIN
FFKY
FFLC
FFOH
FFSL
FFSX
FFWC
FFYF
FIBR
FIIF
FILMW
FINL
FLBK
FLCIW
FLEX
FLFC
FLGS
FLMK
FLMLY
FLSHF
FLWR
FLXI
FLYT
FMBN
FMCO
FMDAY
FMFC
FMSB
FMXI
FNBF
FNBN
FNBP
FNBR
FNCE
FNDTF
FNGB
FNIN
FOBBA
FONE
FOOT
FORL
FORSF
FOSL
FPGP
FPIC
FRDM
FRIZ
FRME
FRTZ
FSACF
FSBI
FSCR
FSLA
FSNM
FSPT
FSTC
FSTH
FSTW
FSVB
FSVP
FTFC
FTHR
FTIC
FTSB
FTUS
FUEL
FUELW
FULT
FUNC
FUND
FVCX
FVNB
FWBN
FWRD
FWRX
GADZ
GALTF
GALXC
GASS
GBBK
GBCB
GBCI
GBCOB
GBCS
GBIX
GBLX
GBSE
GBSEW
GCFC
GCHI
GCLI
GCOM
GCTI
GDCOF
GDYS
GECM
GEEK
GEER
GEHL
GELX
GENBB
GEND
GENE
GENS
GENSW
GFCO
GFLS
GGEN
GGUY
GIBG
GICOF
GIFH
GIFI
GIGA
GIII
GILTF
GKSRA
GLAR
GLBE
GLBK
GLDC
GLGC
GLYT
GMAI
GMCC
GMED
GMTI
GNCI
GNCNF
GNET
GNSA
GNSM
GNSSF
GNTA
GNTX
GOAL
GOLF
GOSB
GOTH
GOTHZ
GPSI
GPTX
GRAN
GRCO
GRDL
GRDN
GREY
GRIL
GRIN
GSBI
GSCI
GSES
GSFC
GSII
GSLA
GSLC
GSLMD
GSMI
GSNX
GSPT
GSTD
GSTRF
GTAX
GTIM
GTIMZ
GTIS
GTSG
GTSI
GUAR
GUCO
GULF
GUMM
GUSH
GWBK
GWRX
GYMB
GYRO
GZTC
HABC
HAHO
HAKI
HARB
HARL
HARS
HAVA
HAWK
HBAN
HBCCA
HBCO
HBCOW
HBFW
HBIX
HBNK
HCBC
HCIA
HCOW
HCSG
HCTLF
HDIE
HDII
HDLD
HDNG
HDSK
HDSN
HDVS
HDWY
HEAT
HEII
HELX
HENL
HERBA
HFGI
HFIT
HFSA
HFWA
HGFN
HGIC
HGSI
HHGP
HIBB
HIBWF
HIBZF
HIFN
HKID
HLFC
HLGCF
HLIT
HLMD

[[Page 19457]]

HLRT
HLYW
HMGC
HMGN
HMLK
HMPS
HMSC
HMSY
HNBC
HNCS
HOEN
HOMEF
HOMF
HOWT
HPAC
HPBC
HPII
HPWR
HRBC
HRLYW
HRSH
HSKL
HTBK
HTCH
HTCO
HTEI
HTHR
HTLD
HUBC
HUBG
HUMP
HURC
HWLD
HWYM
HYBD
IATA
IATV
IBCA
IBCO
IBCP
IBHVF
IBOC
IBSDF
IBSX
ICCSA
ICED
ICGX
ICOC
ICOS
ICST
ICUB
IDEA
IDGB
IDPH
IDTC
IDTI
IDXC
IDXX
IEIB
IFCI
IFIN
IFIT
IFITU
IFITZ
IFLO
IFNY
IFSB
IFSCD
IFSIA
IFTI
IGCA
IGLC
IHHI
IHIIZ
IHOP
IHSC
IINT
IISLF
IIVI
ILABY
ILCO
ILDCY
ILFO
ILOGY
IMAG
IMAL
IMCC
IMCI
IMCL
IMCO
IMCX
IMGN
IMON
IMPH
IMPX
IMPXD
IMSI
IMTKA
IMTN
IMUL
INAI
INBI
INCC
INDB
INDGF
INEI
INFM
INFR
INFU
INIS
INLD
INLK
INLN
INMD
INMRY
INRB
INSGY
INSI
INSP
INSS
INTD
INTF
INTO
INTS
INTT
INTU
INTXA
IOMT
IONAY
IPCRF
IPIC
IPLY
IPSW
IQIQ
IQIQW
IQST
IREG
IRETS
ISCO
ISCX
ISFC
ISIP
ISKO
ISNR
ISNS
ISWI
ISWIW
ITCC
ITCD
ITDS
ITEC
ITELD
ITEQ
ITGI
ITGR
ITIG
ITII
ITLA
ITRC
ITSW
ITVU
IUBC
IVAC
IVISF
IVTC
IWHM
JACO
JADWF
JANNF
JAPNY
JASN
JBHT
JCBS
JCORZ
JDAS
JDEC
JEAN
JEFF
JJSF
JKHY
JLMI
JLNY
JLNYW
JMED
JNKN
JOSB
JPSP
JSBA
JTFX
JTWO
JUNI
JUNO
JWAIA
JXVL
KARE
KARR
KBALB
KELL
KENT
KESI
KEST
KIDQ
KILN
KING
KITS
KLAC
KLIC
KLLM
KLOC
KNAP
KNDL
KNGT
KNIC
KNTK
KOFX
KOGC
KOOL
KOSS
KREN
KRHC
KROG
KRSC
KSBK
KSWS
KTCO
KTIE
KTTY
KWIC

[[Page 19458]]

KYZN
LABH
LABL
LACO
LADF
LAIX
LANC
LANPF
LANV
LAYN
LCBM
LCRY
LDII
LDSH
LEAS
LEBC
LECE
LECT
LEPI
LEXI
LFCO
LFUS
LFUSW
LGAM
LGND
LGTO
LHSG
LHSPF
LIBB
LICB
LIFF
LIND
LINK
LION
LIPO
LITE
LJLB
LJPC
LKST
LLTC
LMLAF
LMTR
LNCR
LNDL
LOCK
LODE
LODG
LOEH
LOGC
LOJN
LPAC
LPGLY
LPTHA
LSCC
LSKIC
LSON
LSTR
LTCH
LTEK
LTRE
LUCK
LUCY
LUFK
LUNR
LUTH
LUXY
LWAY
LXBK
LXMO
LYTS
LZRC
MACE
MACR
MADB
MADGF
MAGN
MAGSF
MAHI
MAME
MANA
MANC
MANS
MANU
MARC
MASB
MASK
MATE
MATH
MATK
MATR
MATVY
MATW
MAVK
MAXC
MAXF
MAYS
MAZL
MBBC
MBFC
MBIA
MBJI
MBLA
MBNK
MBNY
MBRS
MBTA
MCAR
MCBI
MCBN
MCCL
MCFR
MCHM
MCOM
MCON
MCRE
MCRS
MCSX
MCTL
MDBK
MDCC
MDCD
MDEA
MDERF
MDEWF
MDII
MDKI
MDMD
MDPA
MDSIF
MDSLF
MDWV
MEAD
MECN
MEDJD
MEDP
MEDQ
MEDS
MELI
MEMCF
MENT
MEOHF
MERB
MESA
META
METB
METHA
METNF
METRW
METZ
MFAC
MFCB
MFCO
MFCV
MFLR
MFNX
MFRI
MGAMZ
MGAS
MGCC
MGCX
MGMA
MGRC
MHMY
MICCF
MICN
MICTF
MIKE
MIKL
MIKR
MILK
MIMS
MINIZ
MINT
MIPS
MISI
MKAU
MKIE
MKTAY
MKTW
MLAB
MLCH
MLHR
MMACW
MMAN
MMCN
MMWW
MNBB
MNMD
MNRTA
MNTX
MOCO
MODM
MOIL
MOLX
MOLXA
MOND
MORP
MOSX
MOVA
MOVI
MOYC
MRBK
MRCM
MRCY
MRET
MRGE
MRGO
MRII
MRIS
MRRW
MRSA
MRTN
MRVC
MRVT
MSBF
MSBK
MSCA
MSDX
MSFT
MSGI
MSIX
MSON
MSPT
MSSI
MSTR
MTEC
MTIC
MTIN

[[Page 19459]]

MTIX
MTLG
MTLM
MTNT
MTRA
MTRO
MTRX
MTST
MTWKF
MTXC
MUZEW
MVII
MVISW
MVSN
MWAR
MWAV
MWHX
MWRK
MXBIF
MXICY
MXWL
MYLX
MYST
MZON
NABI
NADX
NAIG
NAMC
NAMCW
NANX
NARA
NASI
NATK
NATS
NAUT
NAVR
NBCP
NBOC
NBTB
NBTY
NCBC
NCBE
NCBH
NCBM
NCSS
NDSN
NECB
NECSY
NEIB
NEIC
NEMA
NEOM
NEON
NEOP
NEOT
NERX
NESC
NESI
NETA
NETE
NETS
NETT
NEWC
NEWP
NEWRZ
NFLI
NFLIW
NGASF
NGPSF
NHCH
NHMCF
NHTB
NHTCC
NICEY
NICH
NINE
NITE
NKID
NLCI
NLCS
NMBT
NMPC
NMPS
NMRX
NMSS
NMTI
NMTX
NMTXZ
NNBR
NOBE
NOGWF
NOLD
NOOF
NOPT
NORPF
NORT
NOVB
NOVL
NOVN
NOVT
NPCI
NPIX
NPRO
NPSI
NPSP
NPTH
NRES
NRGN
NRIM
NRMI
NRTI
NRTY
NSBC
NSCC
NSCF
NSDB
NSFC
NSIT
NSPR
NSSI
NSTA
NSYS
NTEC
NTLI
NTOL
NTRL
NTRS
NUTR
NVGNY
NVLS
NVUE
NWEQ
NWFI
NWFL
NWLIA
NWRE
NWSB
NWST
NXLK
NXTR
OAKF
OAKT
OBCI
OBIE
OBJS
OCCF
OCLI
OCOM
ODSI
ODWA
OFCP
OFIXF
OFLDF
OFLUF
OGGI
OHSL
OLGR
OLOG
OLSAY
OLSYD
OMED
OMGA
OMQP
ONCO
ONCOZ
ONDI
ONHN
ONPR
ONSSU
ONST
ONSTW
ONTC
OPEN
OPHDW
OPMRF
OPSI
OPTS
OPTT
ORBKF
ORBT
ORLY
OROA
ORTCZ
ORTH
ORTHW
OSBC
OSFT
OSIP
OSIS
OSIX
OSSI
OSTE
OTRKB
OTTR
OUSA
OVBC
OWLD
OWOS
OWWI
OXGN
OXGNW
OXIS
OZEMY
OZRK
PACK
PAGE
PAMM
PANL
PANLW
PANRA
PARL
PATI
PATK
PAYX
PAZZF
PBCI
PBCT
PBHC
PBIOW
PBIX
PBKS
PBMIW
PBNK
PBOC
PBSF
PBSID
PBSIW
PBTC

[[Page 19460]]

PBTX
PBYP
PCCG
PCFC
PCFR
PCFRW
PCHM
PCLE
PCMS
PCRV
PCSNC
PCSS
PCTH
PCTHW
PCTY
PDII
PDKL
PDLI
PDSEW
PDSF
PEBK
PEBO
PECX
PEEK
PEGA
PEGAE
PENC
PENCW
PESC
PETD
PFCB
PFCO
PFDC
PFNC
PFSL
PGEI
PGEOF
PGEX
PGLD
PGNX
PHBK
PHCC
PHEL
PHLI
PHLYZ
PHOC
PHON
PHSE
PHTN
PHXX
PICM
PICO
PIFIE
PIHCU
PILT
PIONA
PIOS
PLAB
PLAY
PLCE
PLDI
PLFC
PLLL
PLNR
PLPT
PLSIZ
PLSK
PLTN
PLUS
PLXS
PMCO
PMCP
PMRP
PMRT
PMRTZ
PMRY
PMTC
PMTI
PMWI
PNBC
PNBK
PNDR
PNRG
PNTE
POCC
POCI
POOL
POSO
POVT
POWR
PPAR
PPCO
PPDI
PPLS
PPOD
PPRT
PPTI
PQUE
PRAC
PRACW
PRAN
PRBC
PRBZ
PRCT
PRCY
PRED
PREN
PRFM
PRFN
PRGN
PRGO
PRGX
PRIA
PRKR
PRLS
PRMA
PROA
PROG
PROV
PROX
PRRR
PRTL
PRTW
PRVT
PRWW
PRXL
PSBI
PSCO
PSDI
PSFC
PSFI
PSFT
PSON
PSQL
PSRC
PSTFY
PSUN
PSYS
PTEC
PTIX
PTNX
PTSI
PTUSE
PUBO
PUMA
PUREW
PURW
PVII
PVSA
PVSW
PWCC
PWER
PWRH
PXXI
PYTV
PZZA
PZZI
QADI
QCSB
QDRMY
QEDC
QEKG
QEPC
QFAB
QHGI
QKTN
QLGC
QLTIF
QRSI
QSNDF
QSYS
QTRN
QUAL
QUES
QUIP
QUIZ
QUST
QWST
RACN
RADS
RADX
RAGS
RAIN
RAND
RANGY
RAWA
RBCAA
RBIN
RBNC
RBOT
RBOW
RCBK
RCCC
RCHI
RCHY
RCII
RCMT
RCOM
RCOMW
RDCMF
RDGE
RDOC
RDUS
REAL
REBC
RECY
REFR
REGN
RELI
RELV
RELY
REMX
RENEF
RENWF
REPT
RESM
RESR
RESY
RFGI
RFHIW
RGEN
RGFC
RGLD
RGNT
RHCS
RHPS
RICAD
RIFL

[[Page 19461]]

RIGS
RIGX
RIMS
RINO
RIPE
RIVR
RKNG
RLAXY
RLLYW
RMBS
RMCI
RMHT
RMOC
RMTR
RNETW
RNIC
RNTK
ROAC
ROAD
ROCK
ROCLF
ROCM
ROHN
ROIL
ROIX
ROMC
ROMN
ROSDF
ROSE
ROSI
ROSWF
RPII
RRRR
RSBI
RSFC
RSGI
RSIS
RSLN
RSPN
RSTI
RTEL
RTRK
RTRSY
RURL
RUSH
RUSMF
RVEE
RWAV
RWDT
RYFL
RZYM
SACM
SAESY
SAFC
SAFT
SALT
SANM
SANYY
SAPE
SASR
SATC
SATH
SAVLY
SBAS
SBCM
SBEI
SBHC
SBIB
SBIG
SBIO
SBIT
SBLI
SBNK
SBSE
SBSI
SBTK
SBUX
SCAI
SCCB
SCCO
SCES
SCFS
SCHI
SCHR
SCIO
SCIXF
SCMM
SCNG
SCNI
SCNYA
SCNYB
SCOC
SCOT
SCSC
SCSWF
SCTLF
SCTT
SCUR
SCVL
SDTI
SEAC
SECAY
SEGU
SEIC
SELAY
SELB
SEMD
SENEA
SENEB
SERO
SESI
SFEF
SFFC
SFIN
SFSK
SFSW
SFUN
SFXE
SGAI
SGDE
SGNL
SGNS
SGOLY
SGPH
SGVB
SHBK
SHLL
SHLR
SHOE
SHOO
SHPGY
SHRP
SHUF
SHVA
SIAL
SIDY
SIGYY
SIHS
SIII
SILCF
SILI
SIMA
SIMC
SIMS
SIRC
SIRN
SIVB
SIZL
SKCB
SKFRY
SKRI
SKYC
SKYEY
SKYF
SKYM
SLAM
SLFI
SLHN
SLIC
SLMD
SLNK
SLVN
SLVR
SMBC
SMCC
SMCH
SMCHW
SMCX
SMEDF
SMGS
SMIN
SMIT
SMOD
SMPS
SMSC
SMSI
SMTC
SMTS
SNAP
SNDCF
SNDK
SNDSC
SNFCA
SNPS
SNRS
SNSTA
SNTC
SNTO
SNUS
SOAPW
SOCR
SOCT
SODK
SOFT
SOLP
SOLPU
SONE
SONO
SOPN
SPAN
SPAZC
SPCO
SPCOC
SPEC
SPFO
SPGLA
SPIR
SPLI
SPOR
SPPR
SPPTY
SPTR
SPWY
SPZN
SQNT
SRCL
SRDX
SRGEW
SSFC
SSII
SSLI
SSYS
STAC
STAF
STBC
STBF
STCL
STFC

[[Page 19462]]

STFR
STGC
STHLY
STMT
STOSY
STRA
STRC
STRD
STRT
STRZ
STSA
STTZF
STVI
SUBK
SUGN
SUMT
SUMX
SUNH
SUNQ
SUPC
SUPR
SUPVU
SUPX
SVBF
SVECF
SVRN
SWBT
SWKOY
SXNB
SYBS
SYGR
SYKE
SYMC
SYMX
SYNC
SYNT
SYNX
SYPR
SYSF
TACO
TACT
TAIT
TALX
TANK
TAROF
TARR
TASA
TATTF
TAVI
TAYD
TBAEW
TBCOA
TBCOL
TBFC
TBUS
TBUSW
TCCO
TCDN
TCDNW
TCIVA
TCIX
TCLN
TCMS
TCNOF
TCOMB
TCPI
TCPS
TCSI
TCTV
TCXXF
TDEO
TDEOW
TECH
TECUB
TELE
TELEU
TELEW
TELU
TELV
TENT
TERA
TESI
TESOF
TESTA
TESTB
TEXM
TEXP
TFCO
TFRC
TGAL
TGCI
TGEN
TGIS
TGNT
TGSI
THNK
THRD
THRT
TIII
TISAF
TISWF
TKGFA
TKGFW
TKOCF
TLAB
TLCM
TLDT
TLGD
TLTN
TLXAF
TMAN
TMAX
TMBR
TMCS
TMEIW
TMOT
TMSR
TMSTB
TMXI
TNSU
TOGA
TOPS
TOYOY
TPARY
TPEG
TPOA
TQNT
TRAK
TRBO
TRBR
TRBS
TRCD
TRCI
TRCR
TRDT
TRDX
TREV
TREVW
TRGNY
TRIZF
TRKA
TRMB
TRMK
TRMM
TRND
TRNI
TRNS
TRON
TROW
TRSEF
TRSM
TRST
TRUC
TRUCW
TRUV
TRVS
TSBS
TSCC
TSCN
TSFW
TSIC
TSII
TSMAF
TSSS
TSST
TSSW
TTEC
TTELF
TTILF
TUNE
TUTR
TVGTF
TVGWF
TVLI
TWFC
TWHH
TWLB
TWMC
TWRI
TWSTY
TXCC
TXCO
TXHI
UACA
UBAN
UBCD
UBID
UBIX
UBMT
UBSC
UBSH
UCBH
UCMP
UCOR
UDYN
UEIC
UFBS
UFCS
UFPT
UGLY
UHCI
UHCP
UICI
UIHIA
ULTI
UMED
UMPQ
UNAM
UNBC
UNBJ
UNFY
UNII
UNIT
UNSRW
UNTD
UNTY
UNVC
UNVCW
UPUP
URBN
URGI
UROQ
USAD
USAK
USAM
USAP
USBCE
USDL

[[Page 19463]]

USEY
USEYW
USFC
USFS
USHG
USPH
USPN
USTC
USWB
UTBI
UTCI
UTCIW
UTEK
UTOG
UTVI
UVEW
UVSGA
UVSLW
VADO
VAIL
VALN
VALU
VCAP
VCLL
VCLLW
VCSI
VDAT
VDATW
VDNX
VECO
VENGF
VENT
VERP
VFLX
VFSC
VGCO
VGHN
VIAS
VICL
VICR
VIDE
VIFL
VINT
VION
VIONU
VIONW
VIRS
VISG
VITK
VITL
VLAB
VLGEA
VLNC
VMRX
VNTV
VNWK
VOCLF
VONE
VOXW
VPUR
VRES
VRGN
VRIO
VRLK
VRSN
VRTX
VRTY
VSCI
VSEIF
VSIN
VSIND
VSIO
VSLF
VSNT
VSTN
VSVR
VTCH
VTEK
VTEX
VTNAF
VTSS
VVUS
VVVI
WALB
WALK
WALL
WANG
WARPF
WATFZ
WATR
WAVO
WAXS
WAYN
WBCO
WBPR
WBST
WCII
WCMC
WCNX
WCOM
WCSTF
WDFC
WDRY
WEFC
WERN
WFDS
WFSG
WGBC
WGOV
WHGB
WILWF
WIND
WIRE
WLDA
WLFC
WLHN
WLPT
WLRF
WMCO
WNUT
WPEC
WPIC
WPNE
WPSN
WRDP
WRKS
WRKSW
WRLD
WRLSD
WRNB
WSBI
WSBK
WSCC
WSCI
WSFS
WSTL
WSTNA
WTEC
WTHG
WTLK
WVFC
WWCA
WWES
WWLIW
WWTR
WYNT
XATA
XEIKY
XETA
XIOX
XLNX
XLSW
XMCM
XMIT
XOSY
XRAY
XRIT
XTEL
XTON
XTRM
XYBR
XYBRW
YANB
YELL
YFED
YHOO
YORK
YSII
ZAPS
ZEUS
ZHOM
ZILA
ZING
ZION
ZITL
ZMAX
ZMTX
ZNDTY
ZNRG
ZOMX
ZOOM
ZYSBB

Schedule C

AAGIY
AAHS
AAIR
AAME
AASIU
AASIW
AASP
AATI
ABBK
ABCB
ABCL
ABCR
ABGX
ABMC
ACAT
ACET
ACIT
ACLR
ACNUF
ACRI
ACSC
ACSY
ACTL
ACTT
ADCC
ADLI
ADLRF
ADSP
ADVNB
AEIS
AESP
AFFI
AFFX
AFIS
AGIS
AGPH
AHPI
AHWY
AILP
AIRB
AKRN
ALAB
ALEX
ALGI

[[Page 19464]]

ALGO
ALKS
ALLE
ALNC
ALNK
ALOT
ALSI
ALTA
ALTM
ALYN
AMCC
AMCE
AMFC
AMHC
AMRSW
AMSFF
AMSGA
AMSWA
AMSY
AMVC
ANAD
ANAT
ANDE
ANET
ANIC
ANLT
APOS
AQLA
AREA
ARGX
ARIA
ARINA
ARIS
ARKR
ARMF
ARNX
ARQL
ARRO
ARSC
ARTC
ARTL
ASCT
ASEC
ASFT
ASHE
ASMIF
ASYSW
ATLB
ATLCU
ATML
ATPC
ATRI
ATRM
AURA
AVAN
AVCC
AVDL
AVGE
AVID
AVII
AVRT
AVTR
AVXT
AXIM
AXYS
AZTC
BAANF
BAMM
BARR
BATSW
BBBY
BBDC
BBII
BBRC
BBSI
BCHE
BCII
BCIS
BCOM
BDLS
BDOG
BEIQ
BELFB
BERK
BFOH
BGALY
BHAG
BHQUC
BIGX
BIKE
BILL
BIMCD
BIOI
BIPL
BIRM
BJICA
BKFR
BLCI
BLMT
BLUD
BMAN
BMED
BMRA
BMTR
BNBGA
BNKU
BNRX
BONSQ
BONZ
BOSCF
BOSS
BOYD
BPLS
BRAI
BRBI
BRBK
BRYO
BSMT
BSYS
BTBTY
BTGC
BTGI
BUKSC
BUNZ
BWFC
BYBI
CACB
CADE
CAFI
CAMD
CAND
CARD
CARN
CASA
CATH
CAVB
CBAN
CBCI
CBMD
CBNJ
CBNY
CBRL
CBSA
CCCFF
CCLR
CCRO
CDIC
CDIR
CDMS
CDNW
CDRD
CDSC
CDTS
CDWI
CEBC
CECO
CEDC
CEDR
CEFT
CELT
CENT
CERS
CETV
CFBXL
CFBXZ
CFCM
CFCP
CFGI
CFNC
CGCP
CHAR
CHERB
CHGOW
CHRB
CHTT
CIEN
CINF
CIRQF
CISC
CKFR
CLAS
CLBK
CLCP
CLFY
CLKB
CLRS
CLRT
CLST
CLTK
CLTR
CLTY
CLYS
CMCI
CMDL
CMED
CMND
CMOS
CMRO
CMSB
CMSV
CMTO
CMWL
CNAF
CNBC
CNGR
CNIT
CNRD
CNRS
CNSP
CNTL
CNTR
CNXT
COBH
COBZ
CODI
COLL
COMS
COOP
COPI
COPY
CORX
COSC
COSE
CPMNY
CPRT
CPTI
CPWY
CRCL

[[Page 19465]]

CRDM
CRED
CREE
CREN
CRGO
CRHCY
CRLS
CRRC
CRRR
CRYSF
CSAR
CSBK
CSCO
CSCQ
CSCQW
CSNR
CSWC
CSYI
CTBI
CTCO
CTCQ
CTEK
CTEN
CTGI
CTIC
CTII
CTND
CTRX
CTRY
CTSC
CTWOW
CTXS
CTYA
CVBK
CVCLF
CVLY
CVTI
CWBC
CWEI
CXILW
CYAN
CYGN
CYPB
CYPBZ
CYPHW
CYSP
DAIO
DAKT
DAOU
DAVL
DAVX
DAWK
DBLE
DBRSY
DCAIW
DCLK
DCPI
DCRN
DEAR
DECO
DECTF
DEMP
DENT
DGII
DGJLF
DGSI
DHBT
DHSM
DIAGF
DIGL
DIIG
DINE
DKEY
DLIA
DLNK
DMDS
DMMC
DMSC
DNEX
DNFC
DRCO
DRMD
DRTK
DRYR
DSGIF
DSIT
DTEK
DTLN
DTMC
DVIDU
DVNTF
DWCH
DWYR
DXPE
DXYN
DYHM
DYII
DYMTF
DYMX
DYNX
DYOLF
DYPR
EAII
EASTW
EBAY
ECBE
ECSI
EDCO
EDUC
EEFT
EFCX
EFII
EGASW
EGHT
EGLO
EILL
ELAMF
ELCO
ELIX
ELON
ELSE
ELSI
EMAK
EMCC
EMKR
EMLD
ENCD
ENDO
ENER
ENGEF
ENGSY
ENMC
ENSO
ENSR
EPEX
EPIQ
EQSB
EQTX
ERCI
ERGO
ERICZ
ESBF
ESBK
ESCMF
ESCO
ESIO
ESMCW
ESON
ESPI
ESPRY
ESTI
ETCIA
ETEK
EUSA
EVBS
EVER
EWST
EXAC
EXCA
EXCO
EXEC
FACO
FACT
FARL
FARM
FARO
FASI
FAST
FAXX
FBAN
FBER
FBNC
FBSI
FCBF
FCBK
FCCN
FCFC
FDTR
FEET
FESX
FFBC
FFBZ
FFDB
FFDF
FFES
FFHH
FFKT
FFTI
FHCC
FHRI
FIBC
FIFS
FILM
FIRM
FISB
FISV
FKFS
FLCHF
FLCI
FLDR
FLIC
FLOW
FLPB
FLSC
FMAX
FMBI
FMBK
FNCLY
FNCO
FNFI
FNLY
FONX
FORMF
FORTY
FOUR
FRAG
FRBK
FRES
FRGB
FRND
FRNT
FRPP
FSAWF
FSNJ
FSON
FSRV
FSTR
FTBK

[[Page 19466]]

FTCG
FTEC
FTEKF
FTFN
FTSP
FULL
FUSE
FUTR
FWBI
FWWB
FYII
GABC
GABS
GAEO
GASSD
GATT
GBCOA
GBFE
GBND
GBOT
GBTB
GDCUF
GDCWF
GENSZ
GENZ
GEOC
GEOI
GGGO
GIGX
GISH
GLCBY
GLDB
GLDR
GLIA
GLMA
GLUX
GMCR
GMGC
GNCMA
GNLB
GNRL
GNTIY
GNTL
GNTY
GPFI
GRDG
GRIF
GRLL
GRTS
GSBNW
GSLM
GSOF
GSTX
GTCMY
GTIMW
GTNR
GTRC
GUPB
GZEA
GZMO
HACH
HACHA
HAIN
HALL
HAMP
HANS
HARY
HAST
HAUS
HAVN
HBHC
HBOC
HCAP
HCORC
HCRI
HEAL
HELE
HELO
HERBB
HFBC
HHCA
HHHH
HICKA
HIHOF
HILI
HIPC
HISS
HITK
HMAR
HMII
HMLD
HMSI
HMSIU
HMSIW
HNWC
HNWCW
HORT
HRDG
HRVE
HSIC
HSTD
HTEC
HTECC
HWCC
HWKN
HYPT
HYSL
IAAC
IACP
IART
IBIS
ICCC
ICHR
ICII
ICIX
ICLRY
ICMI
ICOCZ
ICOGF
ICOR
ICTSF
ICUI
IDBEF
IELSF
IFLYW
IFMX
IGPFF
IHIIL
IKOS
ILNK
IMAA
IMAT
IMAXF
IMGK
IMKE
IMMU
IMNR
IMONW
IMSC
IMSG
INCY
INDYY
INFD
INFO
INFS
INGR
INHL
INHM
INHO
INKP
INKT
INLQ
INMT
INNO
INOC
INPR
INPT
INSO
INST
INSUA
INTAF
INTG
INTL
INTXL
INTXZ
INVN
INVX
IPEC
IRIDF
IRSN
ISAC
ISBF
ISEE
ISGTF
ISIG
ISIS
ISLE
ITRI
ITWO
IUSAA
IZZI
JADEF
JAMS
JEVC
JMAR
JMCG
JSTN
JUDG
KAMNA
KAYE
KERA
KEYS
KFBI
KIDD
KIDS
KINN
KLOCZ
KMET
KOPN
KPLNF
KPLWF
KRON
KRSL
KTEC
KTIC
KTII
KTWO
KTWOW
KVCO
KVHI
KYZNW
LABN
LABS
LACI
LAND
LARL
LASE
LAWS
LBTYB
LCCI
LCCO
LCOS
LCSI
LEASW
LECH
LFED
LGCB
LGSAF

[[Page 19467]]

LIFE
LIQB
LJPCW
LKFN
LMAR
LMIA
LNCB
LNCE
LNET
LOGIY
LOGLF
LOGN
LONDY
LPTHW
LQMD
LSBX
LSCP
LTCW
LUCR
LUND
LVCI
LVLT
LVSB
MABXA
MAII
MAIL
MAIN
MAIR
MALL
MAPS
MARN
MARPS
MARY
MAST
MAXI
MAXS
MBHI
MBLF
MBRW
MCCRK
MCHP
MCLD
MCRI
MCRL
MDCAF
MDCI
MDCL
MDLK
MDSN
MDST
MECH
MEDA
MEDI
MEDJ
MEDM
MEDY
MEGO
MERCS
MERK
MERQ
MERX
METF
METG
METHB
METLF
MFBC
MFIC
MFUN
MGAM
MGAMW
MGASW
MHCO
MICA
MIFC
MIFGY
MIGI
MIKN
MILT
MITSY
MLOG
MMAC
MMGR
MMSI
MNES
MNRCY
MNYC
MNYCW
MODI
MOKA
MONM
MONT
MOTO
MOTR
MPSI
MPVIF
MRLL
MRYP
MSEL
MSEX
MSPTD
MSTG
MTLC
MTMC
MTRN
MTRS
MTSC
MTSLF
MUEI
MUEL
MUSE
MVAC
MVCOW
MWDS
MWGP
MWHS
MWSI
MXIM
MYGN
MYSW
NAII
NATI
NATL
NATLW
NATR
NATW
NAVG
NBAK
NBSC
NBSI
NCEB
NCES
NCOMC
NCTI
NERIF
NETG
NETM
NEXT
NFLD
NGEN
NHAN
NHCI
NHHC
NICKF
NMGC
NMSB
NMSCA
NOBH
NOEL
NOIZ
NOOFW
NPBC
NRRD
NSIX
NSPK
NTAIF
NTAP
NTBK
NTEG
NTFYW
NTKI
NTMG
NTPA
NTPL
NTSC
NTSTW
NUHC
NURTF
NVDA
NVDC
NVDCW
NWCA
NWCMW
NWNG
NWPX
NWREW
NWSS
NWSW
NYHC
NZYM
OCAD
OCAL
OCAS
ODETA
ODFL
ODIS
OFIS
OGLE
OHRI
OICO
OLAB
OLCWF
OLGC
OMPT
ONFC
ONTR
ONTRW
ONYX
OPHD
OPTLF
OPTN
ORAL
ORCI
ORCL
OREX
ORFR
ORNGY
ORTL
ORYX
OSFTW
OSHSF
OSII
OTCM
OTRX
OUTL
OVRL
OYOG
PAASF
PACC
PAIR
PALX
PANA
PAPA
PARA
PARS
PATH
PAUH
PBFI
PBMI

[[Page 19468]]

PCIG
PCOP
PDSE
PDSFW
PEAKF
PEDE
PEGI
PERI
PERLF
PESI
PETC
PETM
PFGI
PFINA
PFSB
PGLAF
PGTZ
PHFC
PHLY
PHRX
PHSB
PHSYB
PHYC
PHYN
PIAM
PIHCW
PILL
PIOG
PJTVC
PLAN
PLCM
PLFE
PLMD
PLSIA
PLUSW
PMCS
PMEDW
PMFG
PMID
PMOR
PMORW
PMRTW
PNTK
POLY
POWI
PPTV
PRCC
PRCM
PRGS
PRHC
PRMS
PRRC
PRSP
PRZM
PSCOW
PSWT
PTCH
PTEK
PTEN
PTHW
PTII
PTIS
PTRO
PTVL
PUBSF
PULB
PULBD
PUTT
PVAT
PVATW
PVCC
PVFC
PWAV
QCBC
QCOM
QDELW
QDIN
QGENF
QGLY
QMDC
QSRI
QTEL
QUIX
QUSTW
RACE
RADAF
RADIF
RAIL
RANKY
RARE
RAVE
RAVN
RAWL
RAZR
RBPAA
RCNC
RDRT
REHB
REIN
RENG
RENO
RENX
RESC
RESP
REXI
REXL
REXMY
RFIL
RFMD
RFMI
RGBK
RGCO
RGIS
RIBI
RICA
RICK
RIDE
RIDG
RIVL
RLLY
RMCF
RMII
RNET
ROBV
ROYL
RPCLF
RSCR
RTEX
RTRO
RTSTD
RXSD
RYOU
SABB
SAFE
SAFS
SANG
SASOY
SAVB
SAWS
SBAN
SBCO
SCBHF
SCBS
SCHK
SCITY
SCLN
SCOR
SDCOZ
SECM
SECX
SEMI
SEMX
SEQU
SEVN
SEWY
SFAM
SFBC
SFGD
SHCR
SHDN
SHFL
SHLM
SHLO
SIEB
SIGC
SIGI
SIGM
SILVZ
SIMN
SIMWF
SIND
SIPX
SISGF
SIXR
SJNB
SKAN
SKBO
SKFB
SKYT
SKYW
SLFC
SLICW
SLPT
SLTID
SMAN
SMCS
SMMT
SMTR
SMTRF
SNBC
SNBJ
SNBS
SNHY
SNIC
SNSR
SNTKY
SOBI
SOCC
SONC
SORC
SOTR
SPAB
SPAR
SPDE
SPLK
SPLN
SPNSF
SPOT
SPRI
SPRX
SPSI
SRGE
SRSL
SSAX
SSCC
SSIIW
SSPE
SSSS
SSTI
STAR
STBI
STER
STIM
STIZ
STKLF
STKR
STLTF
STRO

[[Page 19469]]

STRX
STTX
SUIT
SUMM
SUND
SUNW
SUPI
SUSCD
SUSQ
SVGI
SVIN
SWFT
SWLDY
SWMAY
SWWC
SXTN
SYBBF
SYCM
SYMBA
SYNL
SYXI
TAMR
TANT
TBAC
TCAM
TCCC
TCHC
TCIVB
TDRP
TDSC
TECUA
TERN
TEST
TEVIY
TFCE
TFONY
TFSM
TGIC
THDO
THOR
THTL
TIMBZ
TKIOY
TKLC
TKTL
TLNOF
TLSP
TLXN
TMAR
TMBS
TMPW
TMTV
TMTX
TNTX
TNZRY
TOFF
TPEGW
TRAV
TRBD
TREN
TRES
TRFDF
TRGA
TRGI
TRGIW
TRGL
TRGPW
TRIC
TRMS
TRVL
TSAI
TSATA
TSCP
TSEMF
TSFT
TSRI
TTRIF
TUBY
TUSC
TUTS
TWIN
TWRS
TWTR
UBCP
UBSI
UCFC
UFAB
UFMG
UHLD
ULGX
UNDG
UNFI
UNIQ
UNPH
UNSRA
UPFC
URSI
USBN
USEC
USEG
USHP
USPL
USPTS
USTX
USVI
UVSL
VARL
VCAI
VCAM
VCFC
VDRY
VELCF
VERD
VESC
VFND
VIAX
VIONZ
VITX
VLSI
VMRXW
VMSI
VPHM
VRBA
VRTL
VSAT
VTEL
VVID
WABC
WACLY
WAIN
WANGW
WAVE
WAVEW
WAVT
WBKC
WCBO
WCCI
WCFB
WCLX
WDHD
WEBB
WEBC
WEBK
WEYS
WFMI
WFSL
WGNR
WHIT
WHJI
WIDFC
WIKS
WILM
WINS
WKGP
WNNB
WOFC
WORK
WPPGY
WSII
WSTF
WSTR
WTBK
WTFC
WTNY
WTRS
WTSC
WVVI
WWESW
WWIN
WWVY
XCED
YBTVA
YILD
ZBRA
ZICAF
ZIGO
ZNRGW
ZOLT
ZONA
ZSEV
ZVXI
ZYSDD
ZYSKK

[FR Doc. 99-10008 Filed 4-16-99; 4:48 pm]
BILLING CODE 8010-01-P