05-11802. Regulation NMS  

Document Information

Published:
06/29/2005
Department:
Securities and Exchange Commission
EntryType:
Rule
Action:
Final rules and amendments to joint industry plans.
Document Number:
05-11802
Pages:
37495-37644 (150 pages)
Docket Numbers:
Release No. 34-51808, File No. S7-10-04
RIN:
3235-AJ18: Regulation NMS Proposal
RINLinks:
https://www.federalregister.gov/regulations/3235-AJ18/regulation-nms-proposal
Topics:
Administrative practice and procedure, Authority delegations (Government agencies), Brokers, Organization and functions (Government agencies), Reporting and recordkeeping requirements, Securities
PDF File:
05-11802.pdf
CFR: (7)
17 CFR 200
17 CFR 201
17 CFR 230
17 CFR 240
17 CFR 242
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