95-23137. Policies and Procedures for Developing and Implementing the Commission's Mitigation and Conservation Plan  

  • [Federal Register Volume 60, Number 185 (Monday, September 25, 1995)]
    [Rules and Regulations]
    [Pages 49447-49461]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-23137]
    
    
    
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    UTAH RECLAMATION MITIGATION AND CONSERVATION COMMISSION
    43 CFR Part 10005
    
    
    Policies and Procedures for Developing and Implementing the 
    Commission's Mitigation and Conservation Plan
    
    AGENCY: Utah Reclamation Mitigation and Conservation Commission.
    
    ACTION: Final rule.
    
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    SUMMARY: This planning rule establishes the Commission's policies 
    regarding the mitigation and conservation plan required by the Central 
    Utah Project Completion Act (Act). It defines the procedures that the 
    Commission will follow in preparing and implementing the plan and 
    provides information to other agencies and the public regarding how 
    they might participate. The rule meets the requirement of the Act that 
    a rule be established to guide applicants in making recommendations to 
    the Commission, and to ensure appropriate public involvement. It also 
    fulfills the Commission's need to clearly delineate a process that will 
    be followed in preparing the plan, including the identification of the 
    decision factors that will be used to evaluate and select the 
    
    [[Page 49448]]
    mitigation and conservation projects to be included in the plan. The 
    intended effects of this rule are that the public will have a clear 
    understanding of the Commission's planning process and that the 
    resultant plan will be built upon a foundation of sound public policy 
    and natural resource planning theory.
    
    EFFECTIVE DATE: The rule takes effect on September 25, 1995.
    
    FOR FURTHER INFORMATION CONTACT: Michael C. Weland, Executive Director, 
    Utah Reclamation Mitigation and Conservation Commission, 111 East 
    Broadway, Suite 310, Salt Lake City, Utah, 84111. Telephone: 801-524-
    3146.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        The establishment of this rule provides the Commission and the 
    public with the necessary guidance to prepare a plan to mitigate for 
    the effects of Federal reclamation projects in Utah and to take other 
    actions for the conservation of important fish, wildlife, and 
    recreation resources. The Commission was established to focus the 
    authority for reclamation mitigation and to coordinate interagency 
    efforts toward meeting mitigation needs. The Act (Public Law 102-575) 
    mandates that a plan be prepared that ``shall consist of the specific 
    objectives and measures the Commission intends to administer * * * to 
    implement the mitigation and conservation projects and features 
    authorized in this Act.''
    
    Planning Rule Content
    
        The planning rule provides direction on all aspects of the plan 
    development process. It assigns responsibilities, defines the 
    Commission's obligation regarding mitigation projects identified in the 
    Act, describes the Commission's relationship with other agencies having 
    reclamation mitigation authorities, outlines the Commission's planning 
    and decision process, and delineates procedures for amending the 
    Commission's plan.
    
    Timelines and Public Participation
    
        By law the plan must be completed by March 31, 1996. Allowing time 
    for both technical analysis and appropriate public participation, the 
    plan will take seven months to prepare. It is therefore essential that 
    the plan be initiated in September of 1995. The immediate effect of the 
    planning rule will be to permit the Commission to announce a 90 day 
    period within which agencies and members of the public may submit 
    proposals for mitigation and conservation projects. These proposals 
    will be evaluated by the Commission using decision factors delineated 
    in the planning rule. Selected proposals will be made components of the 
    Commission's draft five-year plan. The public will be given 30 days in 
    which to review the draft plan prior to release of a final plan. Public 
    meetings and other means will be used to involve the public during the 
    preparation of the plan.
    
    Rule Preparation and Review
    
        The planning rule was prepared in consultation with affected 
    Federal and state agencies and other interested parties. The 
    availability of the draft final rule was announced at the July 31, 1995 
    Commission meeting at which time copies were made available for agency 
    and public review. Notice of availability was posted in the appropriate 
    newspapers and copies mailed to agencies and individuals who had 
    previously expressed interest. Modifications made in response to public 
    comments were non-substantive in nature and largely consisted of 
    clarifications. The final rule was adopted at the August 21, 1995 
    Commission meeting. The preliminary step of preparing a proposed rule 
    was not required as the planning rule establishes internal management 
    procedures that will not have a substantive effect on the actions of 
    other agencies, levels of government, or private citizens.
    
    List of Subjects in 43 CFR Part 10005
    
        Administrative practice and procedure, Environmental protection, 
    Fish, Intergovernmental relations, Natural resources, Reclamation, 
    Recreation and recreation areas, Water resources, Watersheds, Wildlife.
    
        For the reasons set out in the preamble, 43 CFR chapter III is 
    amended as set forth below.
        1. A new part 10005 is added to read as follows:
    
    PART 10005--POLICIES AND PROCEDURES FOR DEVELOPING AND IMPLEMENTING 
    THE COMMISSION'S MITIGATION AND CONSERVATION PLAN
    
    Sec.
    10005.1  Purpose.
    10005.2  Definitions.
    10005.3  Policy.
    10005.4  Planning rule authority.
    10005.5  Directives from the Act relating to the plan.
    10005.6  Responsibilities.
    10005.7  Agency consultation and public involvement.
    10005.8  Mitigation obligations.
    10005.9  Relationship of the plan to congressional appropriations 
    and Commission expenditures.
    10005.10  Relationship of the plan to the authorities and 
    responsibilities of other agencies.
    10005.11  Environmental compliance.
    10005.12  Policy regarding the scope of measures to be included in 
    the plan.
    10005.13  Geographic and ecological context for the plan.
    10005.14  Resource features applicable to the plan.
    10005.15  Planning and management techniques applicable to the plan.
    10005.16  Plan content.
    10005.17  Plan development process.
    10005.18  Project solicitation procedures.
    10005.19  Decision factors.
    10005.20  Project evaluation procedures.
    10005.21  Amending the plan.
    
        Authority: 43 U.S.C. 620k(note); sec. 301(g)(3) (A) and (C) of 
    Pub. L. 102-575, 106 Stat. 4600, 4625.
    
    
    Sec. 10005.1  Purpose.
    
        The planning rule in this part establishes the Commission's 
    policies regarding the mitigation and conservation plan required by the 
    Central Utah Project Completion Act, Public Law 102- 575, 106 Stat. 
    4600, 4625, October 30, 1992. It defines the procedures that the 
    Commission will follow in preparing and implementing the plan and 
    provides information to other agencies and the public regarding how 
    they might participate.
    
    
    Sec. 10005.2  Definitions.
    
        The Act refers to the Central Utah Project Completion Act, Titles 
    II, III, IV, V, and VI of Public Law 102-575, October 30, 1992.
        Applicant refers to an agency, organization, or individual 
    providing formal recommendations to the Commission regarding projects 
    to be considered for inclusion in the Commission's plan.
        Commission means the Utah Reclamation Mitigation and Conservation 
    Commission, as established by section 301 of the Act.
        Interested parties refers to Federal and State agencies, Indian 
    tribes, non-profit organizations, county and municipal governments, 
    special districts, and members of the general public with an interest 
    in the Commission's plan and plan development activities.
        Other applicable Federal laws refers to all Federal acts and agency 
    regulations that have a bearing on how the Commission conducts its 
    business, with specific reference to the Fish and Wildlife Coordination 
    Act of 1934, as amended (16 U.S.C. 661 et seq.); the National 
    Environmental Policy Act of 1969, as amended (42 U.S.C. 4321 et seq.); 
    and the Endangered Species Act of 1973, as amended (16 U.S.C. 1531 et 
    seq.). 
    
    [[Page 49449]]
    
        Plan and five-year plan refer to the Commission's mitigation and 
    conservation plan as required by section 301 of the Act.
        Planning rule refers to this part, which is a component of the 
    Commission's administrative rules and which provides guidance for the 
    development, and implementation, of the Commission's plan.
        Section 8 funds refers to the section of the Colorado River Storage 
    Project Act that provides for congressionally authorized funds to be 
    used in mitigating the effects of the Colorado River Storage Project on 
    fish, wildlife, and related recreation resources.
    
    
    Sec. 10005.3  Policy.
    
        (a) As directed in section 301(a) of the Act, the Commission was 
    established ``to coordinate the implementation of the mitigation and 
    conservation provisions of this Act among the Federal and State fish, 
    wildlife, and recreation agencies. The United States Senate Committee 
    on Energy and Natural Resources report accompanying the Act provided 
    further clarification of Congressional intent: ``Focusing of such 
    authority into a single entity is intended to eliminate past dispersion 
    among several Federal and State resource management agencies of the 
    responsibility, and therefore accountability, for reclamation 
    mitigation in Utah.''
        (b) It is the policy of the Commission that the mitigation and 
    conservation plan, in tandem with the Act, serve as the principal 
    guidance for the Commission in fulfilling its mitigation and 
    conservation responsibilities. Further, the Commission will use the 
    development of the plan, and subsequent amendment processes, as the 
    primary means to involve agencies and the public in the Commission's 
    decision making process.
    
    
    Sec. 10005.4  Planning rule authority.
    
        (a) The Commission is required to adopt administrative rules 
    pursuant to the Administrative Procedures Act. The Commission adopts 
    the rule in this part pursuant to that authority and to Section 
    301(g)(3) (A) and (C) of the Act, which provide for establishment of a 
    rule to guide applicants in making recommendations to the Commission, 
    and to ensure appropriate public involvement.
        (b) Adoption of the planning rule constitutes a policy decision on 
    the part of the Commission and, as such, requires formal public 
    notification and approval by the Commission according to established 
    procedures. The planning rule is a component of the administrative 
    rules of the Commission and has the authority accorded to such 
    administrative rules, as described in the Administrative Procedures 
    Act.
    
    
    Sec. 10005.5  Directives from the Act relating to the plan.
    
        The basic directions for preparation of the plan are contained in 
    Section 301 of the Act. Sections 304, 314, and 315 provide additional 
    guidance. Provisions that hold particular relevance are identified 
    below.
        (a) Primary authority. Section 301(f)(1) directs that the 
    mitigation and conservation funds available under the Act are to be 
    used to ``conserve, mitigate, and enhance fish, wildlife, and 
    recreation resources affected by the development and operation of 
    Federal reclamation projects in the State of Utah,'' and, further, that 
    these funds are to be administered in accordance with ``the mitigation 
    and conservation schedule in Section 315 of this Act, and if in 
    existence, the applicable five-year plan.'' Section 301 further 
    clarifies that Commission expenditures ``shall be in addition to, not 
    in lieu of, other expenditures authorized or required from other 
    entities under other agreements or provisions of law.''
        (b) Reallocation of funds. Section 301(f)(2) provides for the 
    reallocation of Section 8 funds if the Commission determines ``after 
    public involvement and agency consultation * * * that the benefits to 
    fish, wildlife, or recreation will be better served by allocating such 
    funds in a different manner.'' Such reallocation requires the approval 
    of the U.S. Fish and Wildlife Service if funds are to be reallocated 
    from fish and wildlife purposes to recreation purposes. The 
    Commission's authority to depart from the mitigation and conservation 
    schedule specified in Section 315 of the Act is reiterated in Section 
    301(h)(1).
        (c) Funding priority. Section 301(f)(3) directs that the Commission 
    ``shall annually provide funding on a priority basis for environmental 
    mitigation measures adopted as a result of compliance with the National 
    Environmental Policy Act of 1969 for project features constructed 
    pursuant to titles II and III of this Act.''
        (d) Plan adoption and content. Section 301(g)(1) directs that the 
    Commission adopt a plan ``for carrying out its duties'' and that the 
    plan ``shall consist of the specific objectives and measures the 
    Commission intends to administer * * * to implement the mitigation and 
    conservation projects and features authorized in this Act.''
        (e) Recommendations. Section 301(g)(3)(A) directs that ``the 
    Commission shall request in writing from the Federal and State fish, 
    wildlife, recreation, and water management agencies, the appropriate 
    Indian tribes, and county and municipal entities, and the public, 
    recommendations for objectives and measures to implement the mitigation 
    and conservation projects and features authorized in this Act or 
    amendments thereto.''
        (f) Public involvement. Section 301(g)(3)(C) directs the Commission 
    to provide for appropriate public involvement in the review of 
    Commission documents produced subsequent to receiving recommendations.
        (g) Guidance on selecting measures. Section 301(g)(4) identifies 
    the types of measures that are to be included in the plan, namely those 
    that will--
        (1) Restore, maintain, or enhance the biological productivity and 
    diversity of natural ecosystems within the State and have substantial 
    potential for providing fish, wildlife, and recreation mitigation and 
    conservation opportunities;
        (2) Be based on, and supported by, the best available scientific 
    knowledge;
        (3) Utilize, where equally effective alternative means of achieving 
    the same sound biological or recreational objectives exist, the 
    alternative that will also provide public benefits through multiple 
    resource uses;
        (4) Complement the existing and future activities of the Federal 
    and State fish, wildlife, and recreation agencies and appropriate 
    Indian tribes;
        (5) Utilize, when available, cooperative agreements and 
    partnerships with private landowners and nonprofit conservation 
    organizations; and
        (6) Be consistent with the legal rights of appropriate Indian 
    tribes.
        (h) Definite plan report. Section 304 directs that mitigation 
    commitments included in the 1988 draft Definite Plan Report for the 
    Bonneville Unit of the Central Utah Project (DPR) which have not yet 
    been completed are to be undertaken in accordance with that report and 
    the schedule specified in Section 315 of the Act, unless otherwise 
    provided for in the Act.
        (i) Implementation schedule. Section 315 identifies mitigation and 
    conservation projects to be implemented and provides a schedule and 
    budget for doing so. Details on select components of Section 315 may be 
    found in Sections 302 through 313, excluding Section 304.
    
    
    Sec. 10005.6  Responsibilities.
    
        Responsibilities concerning implementation of this planning rule 
    are assigned as follows: 
    
    [[Page 49450]]
    
        (a) Commission. The Commission is responsible for adopting this 
    planning rule, including the project evaluation procedures contained 
    herein. The Commission is also responsible for formal adoption of the 
    final plan and, following this, approving, on a project by project 
    basis, of agreements to implement the specific elements contained in 
    the plan.
        (b) Executive Director and Commission staff. The Executive Director 
    and Commission staff are responsible for preparing planning documents, 
    including preliminary evaluation of projects, and for consultation with 
    agencies and other interested parties regarding the various aspects of 
    the planning process, in accordance with procedures set forth in this 
    planning rule.
        (c) Department of Interior Solicitor. The Department of the 
    Interior's Regional Solicitor acts as the agency's attorney-advisor and 
    is responsible for advising the Commission on legal matters related to 
    the planning rule, the plan, and the planning process as agreed upon 
    between the Department and the Commission.
        (d) Secretary of the Interior's Representative to the Central Utah 
    Project. The Secretary's Representative is responsible for monitoring 
    the plan, and activities undertaken as components of the plan, with 
    regard to their consistency with the Act and their compatibility with 
    other activities required by the Act. The Secretary's Representative is 
    also responsible for coordinating relevant activities of other agencies 
    within the Department of the Interior and for coordinating the process 
    by which Congressionally appropriated funds are made available for 
    Commission mitigation and conservation activities.
        (e) Interested parties. Federal and State resource agencies, Indian 
    tribes, and other interests are, should they choose to become involved, 
    responsible for providing meaningful recommendations regarding 
    potential projects, for coordinating the development of these 
    recommendations with other appropriate agencies and organizations, and, 
    as applicable, for participation in implementation of projects.
    
    
    Sec. 10005.7  Agency consultation and public involvement.
    
        The Commission considers agency consultation and public involvement 
    to be central components of the planning process. Interested parties 
    will be given the opportunity to become involved at several stages in 
    the plan development, process. The major opportunities are as follows:
        (a) Planning rule development. The initial opportunity for 
    involvement occurs in the preparation of this planning rule, through 
    providing written or oral comment to the Commission prior to adoption.
        (b) Project recommendations. The next opportunity is in the 
    preparation of recommendations for projects to be included in the 
    Commission's plan. The Commission will make a formal announcement that 
    it is soliciting recommendations for potential projects. Interested 
    parties will have ninety days within which to respond. Commission staff 
    will, upon request and as dictated by work load, provide guidance and 
    other assistance in the preparation of project recommendations. 
    Interested parties are encouraged to work cooperatively with others in 
    the preparation of joint recommendations. Commission staff will 
    facilitate this as appropriate. Section 10005.18 provides additional 
    direction on this. At the end of the ninety day period the Commission 
    will make all recommendations received during that time available for 
    public review. These will be available at the Commission office during 
    normal business hours. Copies will also be provided to those requesting 
    them at a reasonable charge.
        (c) Plan preparation. At the close of the ninety day project 
    solicitation period, the Commission will proceed to prepare a draft 
    plan. Several opportunities for agency consultation and public 
    involvement will be provided during the preparation of the plan. One or 
    more public briefings will be held during this period. Briefings will 
    be announced in appropriate local and regional media. Work sessions may 
    also be held, sponsored either by the Commission or jointly with other 
    interested parties, to discuss individual projects or other topics of 
    general interest. Interested parties may also request meetings with 
    Commission staff to discuss specific projects or issues. The 
    availability of staff for such meetings will be dictated by work load. 
    During this time, interested parties may also attend, and participate 
    in, Commission meetings where the various aspects of the plan are 
    discussed. Written comments will also be accepted during the plan 
    preparation period.
        (d) Review of draft plan. Following release of the draft plan, 
    interested parties will be given thirty days within which to provide 
    formal written comments. During this time, interested parties may 
    request meetings with Commission staff to discuss aspects of the draft 
    plan. The Commission will also receive comments on the draft plan at 
    appropriate times during regularly scheduled Commission meetings. The 
    Commission may, at its discretion, convene one or more public meetings 
    to discuss issues related to the draft plan.
        (e) Final plan. The release of the final plan will be announced in 
    the media and copies made available to the public. As warranted, the 
    Commission may hold one or more meetings to brief interested parties on 
    the final plan.
        (f) Amendments to the plan. The opportunities for agency 
    consultation and public involvement described above will also be 
    provided each time the Commission undertakes a comprehensive revision 
    of the plan. In addition, the Commission will give appropriate public 
    notice and grant an opportunity to comment at such times as the 
    Commission is considering other, less comprehensive amendments. Section 
    10005.21 provides additional information on how agencies and the public 
    may become involved in the plan amendment process.
    
    
    Sec. 10005.8  Mitigation obligations.
    
        While the Act authorizes the Commission to undertake a wide range 
    of general planning and mitigation activities, it also specifies 
    certain projects or groups of projects that the Commission is to 
    implement. The Commission considers these obligations from the Act to 
    be integral components of the mitigation and conservation plan and of 
    the planning process used to develop this plan. From the perspective of 
    the plan, two issues are germane. These are the extent to which these 
    obligations must take priority over other projects, either in terms of 
    funding or sequencing and the extent to which there is flexibility in 
    the specific actions to be taken in fulfillment of these obligations. 
    Through this planning rule and other means the Commission will ensure 
    that interested parties are made aware of the implications of these 
    obligations in order that they might use this information when 
    participating in the development and implementation of the plan.
        (a) Description of mitigation obligations. Obligations principally 
    derive from three portions of the Act: Title II, section 304, and 
    section 315. Following is a description of the obligations contained in 
    each.
        (1) Title II. Title II authorizes funding and provides guidance for 
    completion of certain features of the Central Utah Project. It also 
    provides for Commission involvement in several specific activities 
    relating to Central Utah Project mitigation, including funding for 
    specific Section 8 mitigation activities. 
    
    [[Page 49451]]
    In the future, additional Title II features will be implemented. These 
    will be subject to environmental review through NEPA or other 
    applicable Federal laws and will, in many instances, be coupled with 
    mitigation measures. Section 301(f)(3) of the Act directs that priority 
    be given for funding of mitigation measures that are associated with 
    Central Utah Project features identified in either Title II or III of 
    the Act that have been, or will be, authorized through compliance with 
    NEPA.
        (2) Section 304. This section directs that mitigation and 
    conservation projects contained in the DPR be completed and that this 
    be accomplished in accordance with the DPR and the schedule specified 
    in section 315 of the Act. Several elements of the DPR have been either 
    completed or initiated.
        (3) Section 315. This section identifies several mitigation and 
    conservation projects that are to be implemented to enhance fish, 
    wildlife, and recreation resources. It also identifies the funds that 
    are to be authorized for each project. Initial phases of selected 
    section 315 projects have already received Commission funding approval. 
    Additional section 315 projects have undergone substantial review and 
    detailed implementation plans have, in some cases, been prepared.
        (b) Commission policy on fulfilling obligations. As referenced in 
    Sec. 10005.5, Section 301(f)(1) and (2) of the Act provides for re-
    programming of Section 8 funds to other projects in accordance with the 
    plan and/or following appropriate public involvement and agency 
    consultation, and provided ``that the benefits to fish, wildlife, or 
    recreation will be better served'' by doing so. The Commission 
    interprets this as giving the Commission broad discretion to determine, 
    with appropriate agency consultation and public involvement, whether to 
    implement projects delineated in the above stated sections and, should 
    the Commission choose to implement these, the form that this 
    implementation will take.
        (1) This notwithstanding, the Commission recognizes that the 
    projects referenced in Title II, Section 304, and Section 315 have, in 
    most cases, undergone considerable planning as well as agency and 
    public scrutiny. Their inclusion in the Act represents a consensus 
    among Federal and state agencies, water developers, and the national 
    and state environmental communities that these mitigation measures have 
    merit. Further, NEPA proceedings have, in some instances, been 
    completed.
        (2) Absent the plan, the Commission will rely on Title II, Section 
    304, and Section 315 as the principal guidance in authorizing projects. 
    Once adopted, the plan will become the principal form of guidance. In 
    selecting projects for the plan, mitigation measures referenced in 
    Title II, Section 304, and Section 315 will be given priority 
    consideration. They will, however, be subjected to the same analysis as 
    other proposed projects. Should these projects be found to not meet the 
    Commission's standards for project approval, they will be rejected. 
    Title II, Section 304, and Section 315 projects that meet Commission 
    standards will only be superseded in the plan if it can be demonstrated 
    that the contributions to be made by other projects proposed through 
    the project solicitation process significantly outweigh those of the 
    aforementioned Title II, Section 304, and/or Section 315 projects.
        (3) Regardless, the Commission will retain flexibility regarding 
    how Title II, Section 304, and Section 315 projects will be 
    implemented. Interested parties may, if they choose, propose 
    modifications or enhancements to these projects through the normal 
    project solicitation process. The Commission will pay particular 
    attention to proposals that will accomplish Title II, Section 304, or 
    Section 315 measures at lower cost, thereby freeing up funds for 
    heretofore unidentified projects.
        (4) The Commission is aware that future NEPA procedures related to 
    the development of Title II features may result in the identification 
    of additional impacts and mitigation measures. The Commission considers 
    implementation of measures that result from a formal NEPA procedure to 
    be non-discretionary. The Commission recognizes a commitment to 
    implement such measures as are within its authority. Further, in 
    accordance with Section 301(f)(3), the Commission is committed to 
    giving these measures high priority. In order to ensure that such 
    measures are consistent with the Commission's overall program, and can 
    be implemented within budget, the Commission will take an active role 
    in NEPA procedures that are likely to result in significant mitigation 
    obligations for the Commission.
        (5) If the Commission chooses not to implement a mitigation measure 
    or, for any reason be unable to implement a measure resulting from NEPA 
    procedures, the Commission will conduct, or cause to have conducted, a 
    supplemental environmental evaluation to determine suitable alternative 
    mitigation measures. The Commission will implement the findings of that 
    evaluation to the extent possible. The only exception will be when the 
    Commission proposes to substitute an equivalent mitigation measure that 
    meets with the approval of applicable Federal, State, or Tribal fish 
    and wildlife agencies, the Secretary of the Interior, and other 
    affected parties.
        (6) In order to assist agencies and other interested parties in 
    understanding the scope of the obligations contained in Title II, 
    Section 304, and Section 315, and others that may arise in the future, 
    the Commission will, at the time it invites recommendations on measures 
    to be included in the plan, prepare and distribute a list of projects 
    that the Commission considers to be obligations as defined in this 
    section.
    
    
    Sec. 10005.9  Relationship of the plan to congressional appropriations 
    and Commission expenditures.
    
        (a) The plan itself does not constitute a commitment of resources 
    for any given project. The commitment to expend resources is dependent 
    upon Congressional appropriation, and, following this, Commission 
    approval of specific projects.
        (b) The Commission will rely on the plan as the primary source of 
    information for the development of the agency's annual budget. For each 
    fiscal year, projects identified in the plan will be arranged into a 
    series of programs based on project type or ecological and geographical 
    associations. These programs will serve as the basis for the agency's 
    budget request.
        (c) Once the budget request is formulated and submitted to the 
    Congress, the request may be altered or reformulated by the Congress 
    before the appropriation statute is finally approved. The appropriation 
    statute will then control the implementation of the plan. In light of 
    the controlling nature of the appropriation statute over the 
    implementation of the plan, the plan must maintain sufficient 
    flexibility to allow adjustments to comply with appropriations. The 
    amendment process described in Sec. 10005.21 provides the mechanism for 
    modifying the plan to correspond to changes in Congressional 
    appropriations. Changes to the annual project portfolio will, in most 
    instances, constitute a ``substantive'' amendment as described in 
    Sec. 10005.21.
        (d) Once appropriations have been approved by the Congress, the 
    plan will serve as the principal guidance to the Commission in entering 
    into agreements and approving the expenditure of funds for specific 
    projects. 
    
    [[Page 49452]]
    
    
    
    Sec. 10005.10  Relationship of the plan to the authorities and 
    responsibilities of other agencies.
    
        Within Utah, several federal agencies, state agencies, and tribal 
    governments have authorities and responsibilities related to the 
    management of fish and wildlife resources, through management of the 
    resource itself, through management of the land and water upon which 
    fish and wildlife depend, or, in the case of Federal reclamation 
    projects, through involvement in mitigation activities. The Act 
    specifically recognizes the authority of other Federal and State 
    agencies to take actions in accordance with other applicable laws. The 
    guidance for this is provided by Section 301(a)(2), which states that 
    ``Nothing herein is intended to limit or restrict the authorities of 
    Federal, State, or local governments, or political subdivisions 
    thereof, to plan, develop, or implement mitigation, conservation, or 
    enhancement of fish, wildlife, or recreation resources in the State in 
    accordance with applicable provisions of Federal or State law.'' In 
    preparing and implementing its plan, it is the Commission's intent to 
    form a cooperative partnership with other agencies having fish, 
    wildlife, and recreation responsibilities and authorities, both 
    recognizing and relying upon their authorities. The Commission 
    recognizes that these agencies may have specific legal obligations to 
    take actions to maintain or restore fish, wildlife, or recreation 
    resources that are independent of Commission mandates. While the 
    Commission will, as appropriate, authorize the use of funds to 
    complement the resource protection and restoration activities of these 
    agencies, Commission involvement should not be viewed as a replacement 
    for funding or other actions that are rightfully the responsibility of 
    another agency.
        (a) Agencies with land management authority. The Commission 
    recognizes that the Federal government, the State of Utah, and 
    applicable Indian tribes each own and/or manage lands that are 
    important to fish and wildlife resources and provide significant 
    outdoor recreation opportunities. At the Federal level, the Forest 
    Service manages National Forest System lands, the Fish and Wildlife 
    Service manages national wildlife refuges, the National Park Service 
    manages national parks, monuments, and recreation areas, the Bureau of 
    Reclamation manages reservoirs and lands adjoining those reservoirs, 
    and the Bureau of Land Management manages other public lands. Indian 
    tribes own and manage lands in accordance with treaties between the 
    tribes and the United States Government. The State of Utah owns and 
    manages state parks, wildlife management areas, and public trust lands. 
    The Commission recognizes the importance of federal, tribal, and state 
    lands to fish, wildlife, and recreation and will entertain proposals 
    for mitigation and conservation activities involving these lands when 
    the following conditions are met:
        (1) The managing agency concurs with the proposed action,
        (2) All appropriate legal procedures have been followed, and
        (3) The land management agency is willing to assume long-term 
    responsibility for operation and maintenance of mitigation and 
    conservation features and to refrain from management activities that 
    may negate or significantly diminish the effects of the project on 
    fish, wildlife, or recreation.
        (b) Agencies with Federal reclamation project mitigation 
    responsibilities and/or authorities. Several agencies also have direct 
    authorities and responsibilities relating to mitigation for the effects 
    of Federal reclamation projects in Utah. These include the Department 
    of the Interior Central Utah Project Office, the Bureau of Reclamation, 
    the Central Utah Water Conservancy District, the Fish and Wildlife 
    Service, and the Utah Division of Wildlife Resources. The remainder of 
    this section summarizes the authorities and responsibilities of these 
    agencies with regards to Federal reclamation projects, with emphasis on 
    the Commission's relationship to these agencies. This section does not 
    identify or describe all of the potential relationships between the 
    Commission and other agencies with Federal reclamation project 
    mitigation obligations. As appropriate, the Commission may enter into 
    formal agreements with any or all of the above agencies in order to 
    provide additional detail regarding the relationship or to assign 
    specific program or project responsibilities. The arrangements that are 
    described in this section may also be modified through interagency 
    agreement.
        (1) Secretary of the Interior's Representative to the Central Utah 
    Project. As required by Section 201(e) of the Act, the Secretary of the 
    Interior is ultimately responsible for carrying out all 
    responsibilities specifically identified in the Act. The Secretary's 
    Representative serves as the Secretary's official representative to the 
    Central Utah Project. The Secretary's Representative monitors 
    activities undertaken in fulfillment of the various aspects of the Act 
    to ensure that these activities, including mitigation activities, are 
    in accordance with applicable law and that Federal funds are used 
    appropriately. The Secretary's Representative also coordinates 
    activities among Department of the Interior agencies involved with the 
    Central Utah Project. The Commission is a Federal Commission within the 
    executive branch of government and its activities are subject to the 
    direct oversight of Congress. While essentially independent of the 
    Secretary of the Interior, the Commission nevertheless has a vital 
    relationship with the Department via both the budget process and the 
    similarity in missions. The Secretary's Representative serves as the 
    principal link between the Commission and the Department of the 
    Interior and is responsible for transmitting Congressional 
    appropriations to fund the Commission's mitigation, conservation, and 
    administrative activities. For purposes of plan development and 
    implementation, the following will guide the Commission's relationship 
    to the Secretary's Representative:
        (i) The Commission acknowledges the authority of the Secretary in 
    overseeing implementation of the Act and recognizes that the 
    Secretary's Representative plays an essential role in ensuring the 
    compatibility of mitigation and conservation measures with the overall 
    Central Utah Project. The Commission is committed to a strong and 
    productive partnership with the Secretary's Representative in 
    fulfilling the Commission's mitigation and conservation 
    responsibilities.
        (ii) The Commission will maintain close communication with the 
    Secretary's Representative regarding the relationship between the plan 
    and Congressional appropriations. The Commission will provide the 
    Secretary's Representative with both long range and annual funding 
    proposals and otherwise assist in preparing the Commission's budget 
    requests to Congress.
        (iii) The Commission and the Secretary's Representative will 
    independently and cooperatively monitor the plan in terms of meeting 
    Section 8 mitigation obligations as directed by the Act.
        (iv) The Commission will actively involve the Secretary's 
    Representative in the Commission's NEPA related activities, including 
    the identification of appropriate roles for the Secretary's 
    Representative and Department of the Interior agencies in the 
    preparation and review of NEPA documents.
        (v) The Commission will, as appropriate, involve the Secretary's 
    
    [[Page 49453]]
        Representative in coordinating Commission mitigation and conservation 
    activities with the Bureau of Indian Affairs and with individual Indian 
    tribes.
        (vi) The Commission will utilize the Secretary's Representative as 
    its principal contact for matters regarding the Department of the 
    Interior and, when appropriate, will seek assistance from the 
    Secretary's Representative in coordinating activities involving 
    agencies within the Department, especially when activities involve 
    several agencies. The Commission will, as appropriate, involve the 
    Secretary's Representative in resolving differences that might arise 
    among the various agencies within the Department with regard to the 
    Commission's plan, or the implementation of any measure contained in 
    the plan. This provision does not alter the direct working 
    relationships that the Commission maintains with the U.S. Fish and 
    Wildlife Service, the Bureau of Reclamation, the Bureau of Land 
    Management, and other applicable agencies.
        (2) U.S.D.I. Bureau of Reclamation. Prior to the Act, the Bureau of 
    Reclamation (Bureau) had the responsibility for implementing mitigation 
    measures associated with Federal reclamation projects within the State 
    of Utah. Section 301(a)(1) of the Act granted authority to the 
    Commission ``to coordinate the implementation of the mitigation and 
    conservation provisions of this Act.'' Section 301(n) further 
    transferred from the Bureau to the Commission ``the responsibility for 
    implementing Section 8 funds for mitigation and conservation projects 
    and features authorized in this Act.'' While the Act therefore clearly 
    transfers mitigation responsibilities concerning the Bonneville Unit of 
    the Central Utah Project from the Bureau to the Commission, it does not 
    alter the Bureau's mitigation responsibilities with respect to other 
    components of the Colorado River Storage Project or other Federal 
    reclamation projects in Utah. For purposes of plan development and 
    implementation, the following will guide the Commission's relationship 
    to the Bureau:
        (i) The Commission recognizes that the Bureau and the Commission 
    share fish, wildlife, and recreation mitigation responsibilities 
    associated with Federal reclamation projects within the State of Utah 
    and is committed to maintaining a strong and productive partnership 
    with the Bureau in this regard.
        (ii) Except for those features that the Secretary has assigned to 
    others in allocating the $214,352,000 increase in CRSP authorization 
    specified in Section 201(a) of the Act, the Commission has the primary 
    authority and responsibility for all mitigation projects involving use 
    of Section 8 funds for the Bonneville Unit and for alternative 
    formulations of the Uintah and Upalco units of the Central Utah 
    Project, and all mitigation projects identified in Section 315 of the 
    Act, or as modified in the plan.
        (iii) The Bureau retains the responsibility and primary authority 
    to undertake fish, wildlife, and recreation mitigation and conservation 
    activities for Federal reclamation projects in Utah other than those as 
    described in paragraph (b)(2)(ii) of this section wherein the Bureau 
    acts at the direction of the Commission. The Commission also has the 
    authority to undertake selective fish, wildlife, and recreation 
    mitigation and conservation activities concerning these same projects, 
    as authorized in Section 315 of the Act or in the plan. The Commission 
    will actively consult with the Bureau with regard to potential 
    mitigation or enhancement activities in those areas in order to ensure 
    that Bureau and Commission mitigation activities are coordinated.
        (iv) The Bureau retains responsibility for implementation of fish, 
    wildlife, and recreation mitigation measures associated with Federal 
    reclamation projects in Utah that were initiated prior to the 
    establishment of the Act where that responsibility has not specifically 
    been transferred to the Commission, a water district, or other entity.
        (v) The Bureau retains responsibility for operation, maintenance, 
    and replacement of facilities related to fish, wildlife, and recreation 
    mitigation measures undertaken by the Bureau where that responsibility 
    has not specifically been transferred to the Commission, a water 
    district, or other entity.
        (vi) The Bureau retains responsibility for mitigating future 
    impacts to fish, wildlife, and recreation caused by operation, 
    maintenance, and replacement of water resource development facilities 
    where that responsibility has not specifically been transferred to the 
    Commission, a water district, or other entity.
        (vii) The Commission has no responsibility or authority for 
    mitigation or replacement measures associated with Federal reclamation 
    projects in Utah that are not related to fish, wildlife, and 
    recreation.
        (3) Central Utah Water Conservancy District. The Central Utah Water 
    Conservancy District (District) is responsible for construction, 
    operation, and management of the various features of the Central Utah 
    Project. NEPA compliance regarding many of these features has resulted 
    in the identification of several measures that are to be undertaken as 
    mitigation for the Central Utah Project's impacts to fish, wildlife, 
    and/or recreation. NEPA compliance for future project features is 
    likely to identify additional fish, wildlife, and recreation mitigation 
    and conservation measures. The Act directs that the Commission give 
    funding priority to measures that result from applicable NEPA 
    procedures. The Act does not, however, specify what role the Commission 
    is to have in determining, or planning for, these measures. For 
    purposes of plan development and implementation, the following will 
    guide the Commission's relationship to the District:
        (i) The Commission is committed to maintaining a strong and 
    productive partnership with the District in order to adequately plan 
    for and implement mitigation measures associated with the Central Utah 
    Project.
        (ii) The Commission recognizes that the District and the Commission 
    have complementary responsibilities for fish, wildlife, and recreation 
    mitigation regarding the Central Utah Project. The District retains the 
    overall responsibility for planning for mitigation activities 
    associated with its completion of the Central Utah Project. The 
    Commission has the responsibility for ensuring that mitigation measures 
    meet with the intent of the Act with regard to protection and 
    restoration of fish, wildlife, and recreation resources and for 
    approving and implementing mitigation and conservation measures. 
    Accordingly, the Commission will monitor District mitigation and 
    conservation planning activities and provide such assistance as is 
    mutually agreed upon.
        (iii) The Commission will actively monitor or, as appropriate, 
    participate in NEPA procedures undertaken by the District that may 
    result in the identification of mitigation and conservation measures 
    that, if implemented, would require Commission funding or may affect 
    other mitigation activities of interest to the Commission. For NEPA 
    procedures that are likely to result in significant Commission 
    obligations, the Commission may request ``joint lead agency'' status 
    with the District. In such instances the specific involvement of the 
    Commission in the preparation of NEPA documentation will be determined 
    through agreement with the District.
        (iv) The District retains responsibility for mitigating future 
    impacts to fish, 
    
    [[Page 49454]]
    wildlife, and recreation caused by the operation, maintenance, and 
    replacement of its water resource development facilities, unless that 
    responsibility has been specifically transferred to the Commission or 
    other entity.
        (v) The District retains responsibility for operation, maintenance, 
    and, where necessary, replacement of fish, wildlife, and recreation 
    mitigation features managed by the District, unless that responsibility 
    has been specifically transferred to the Commission or other entity.
        (4) U.S. Fish and Wildlife Service. The U.S. Fish and Wildlife 
    Service (Service) has mandated responsibility to implement several acts 
    relevant to the Commission's activities. In Section 301(b)(3), the Act 
    specifically references a Commission obligation to comply with the Fish 
    and Wildlife Coordination Act (FWCA) and the Endangered Species Act 
    (ESA). Other acts administered by the Service and relevant to 
    Commission activities include, but are not necessarily limited to, the 
    Migratory Bird Treaty Act (16 U.S.C. 703 et seq.) and the Bald Eagle 
    Protection Act (16 U.S.C. 668-668d). The FWCA directs that the Service, 
    and the state fish and wildlife agency, must be consulted where the 
    ``waters of any stream or other body of water are proposed or 
    authorized to be impounded, diverted * * * or otherwise controlled or 
    modified * * * by any department or agency of the United States, or by 
    any public or private agency under Federal permit or license. * * *'' 
    The purpose of this consultation is to provide for ``the conservation 
    of wildlife resources by preventing loss of and damage to such 
    resources.'' The FWCA provides the major mechanism for Service 
    involvement in the Federal reclamation project decision process. The 
    Service's most important role in Federal reclamation projects is in the 
    development and later the monitoring of fish and wildlife mitigation 
    measures. The Service is also responsible for reporting to the 
    Secretary of the Interior on the status of mitigation programs. The 
    Fish and Wildlife Coordination Act provides for the funding of Service 
    FWCA consultation by the agency sponsoring the proposed activity. The 
    Service's ESA responsibilities that are most relevant to Commission 
    activities include listing of new species, preparation and 
    implementation of recovery plans and consultations regarding adverse 
    effects on listed species. Section 7(a)(1) of the Endangered Species 
    Act authorizes Federal agencies to carry out programs for the 
    conservation of endangered and threatened species. Participating in, 
    and being consistent with, recovery plans is a fundamental component of 
    this obligation. Section 7(a)(2) of the ESA requires that, prior to 
    taking any action that may affect a listed species, a Federal agency 
    must consult with the Service to ensure that the action will not 
    jeopardize the continued existence of the species or adversely modify 
    critical habitat. The Migratory Bird Treaty Act (MBTA) establishes a 
    Federal role in protecting bird species that generally migrate across 
    national boundaries. In Utah, these include most indigenous bird 
    species. The MBTA is not intended as a substitute for state wildlife 
    management authority but rather as a complement. The Service is 
    responsible for implementing many of the features of the MBTA, and for 
    encouraging states to undertake actions to protect migratory bird 
    species. The Bald Eagle Protection Act prohibits the taking or 
    possession of either bald or golden eagles, both of which commonly 
    inhabit areas near Utah's rivers and wetlands. For purposes of plan 
    development and implementation, the following will guide the 
    Commission's relationship to the Service:
        (i) The Commission acknowledges the biological expertise of the 
    Service with regard to Federal reclamation projects and other 
    Commission activities relating to the protection and restoration of 
    fish and wildlife resources and will seek to utilize this expertise to 
    the fullest extent. The Commission further recognizes the similarity in 
    agency missions with regard to fish and wildlife mitigation and 
    conservation and is committed to a strong and productive partnership 
    with the Service in this regard.
        (ii) The Commission acknowledges the Service's mandated 
    responsibility with regard to Federal reclamation projects and will 
    specifically consult with the Service regarding activities that are 
    subject to the FWCA. These include both projects directly related to 
    mitigation for Federal water resource projects and applicable fish, 
    wildlife, and recreation conservation projects. In developing its plan 
    and adopting specific projects, the Commission will give significant 
    weight to the Service's recommendations. Should the Commission choose 
    to not follow Service recommendations, it will seek resolution through 
    active consultation with the Service. As appropriate, the Utah Division 
    of Wildlife Resources will be asked to be involved in these 
    consultations as that agency also has co-responsibilities under the 
    FWCA. Should no agreement be reached, the Commission will document its 
    decision and provide this to the Service. The Commission recognizes 
    that the Service has a responsibility to forward its FWCA reports to 
    the Secretary regardless of the resolution of issues contained in the 
    reports. The Commission recognizes that several projects contained in 
    Title II, Section 304, and Section 315 have previously been subjected 
    to Service evaluation pursuant to FWCA. Prior to reallocating funds 
    authorized for these projects, the Commission will formally consult 
    with the Service regarding the relative adequacy of proposed new 
    projects, or significant modifications to Title II, Section 304, or 
    Section 315 projects, in mitigating for impacts to fish and wildlife 
    resources.
        (iii) The Commission will comply with applicable provisions of the 
    ESA and, accordingly, will consult with the Service regarding 
    activities that may affect a listed or candidate species, regardless 
    whether the effect is beneficial or adverse. In addition, the 
    Commission will endeavor to undertake mitigation and conservation 
    projects that are consistent with an adopted recovery plan for a listed 
    species and that aid in the protection of candidate species.
        (iv) The Commission will, in accordance with the Act, formally seek 
    the Service's approval prior to reallocating funds from a project whose 
    primary objectives are the protection and/or restoration of fish and 
    wildlife resources to a project whose objectives are primarily related 
    to recreation. No such funds will be reallocated unless this meets with 
    the approval of the Service.
        (v) The Commission anticipates that the Service will be an active 
    participant in the planning for, and implementation, of mitigation and 
    conservation projects undertaken pursuant to the Commission's plan.
        (vi) The Commission will invite the Service to participate in NEPA 
    activities undertaken or funded by the Commission that bear on fish 
    and/or wildlife resources. The form that this participation will take 
    will be determined on a case-by-case basis and will require agreement 
    on the part of both agencies.
        (5) Utah Division of Wildlife Resources. As is the case with other 
    states, the State of Utah has the exclusive jurisdiction over non-
    migratory fish and wildlife and shared jurisdiction (with the U.S. Fish 
    and Wildlife Service) over all migratory birds and Federally listed 
    threatened and endangered fish and wildlife within the state. The 
    applicable state law is Utah Code, Section 23-15-2, which 
    
    [[Page 49455]]
    states that ``All wildlife within the state, including but not limited 
    to wildlife on public or private lands or in public or private waters 
    within the state, shall fall within the jurisdiction of the Division of 
    Wildlife Resources.'' The Utah Division of Wildlife Resources (UDWR) 
    has authorities and responsibilities at the state level similar to 
    those of the U.S. Fish and Wildlife Service at the Federal level, and, 
    like the Service, has mandated authorities under the Federal Fish and 
    Wildlife Coordination Act that relate directly to Federal Reclamation 
    project mitigation. These authorities are described in paragraph (b)(4) 
    of this section. In addition, the Act provides for the UDWR to assume 
    primary responsibility for implementing measures associated with the 
    Act after the Commission expires. In addition to the UDWR's 
    responsibilities and authorities discussed above, the State of Utah 
    also has jurisdiction over other activities that are relevant to the 
    Commission's plan, including the granting of water rights and, except 
    on Federal and tribal lands, management of land use. For purposes of 
    plan development and implementation, the following will guide the 
    Commission's relationship to the UDWR:
        (i) The Commission acknowledges the biological expertise of the 
    UDWR with regard to Federal reclamation projects and other Commission 
    activities relating to the protection and restoration of fish and 
    wildlife resources and will seek to utilize this expertise to the 
    fullest extent practicable. The Commission further recognizes the 
    similarity in agency missions with regard to fish and wildlife 
    mitigation and conservation and is committed to a strong and productive 
    partnership with the UDWR in this regard.
        (ii) The Commission acknowledges the UDWR's authority over the 
    management of fish and wildlife within the State and will take no 
    action that is inconsistent with this authority.
        (iii) The Commission acknowledges that the UDWR has a mandated 
    authority regarding the planning and monitoring of Federal reclamation 
    mitigation. As is the case with the Service, the Commission will 
    formally consult with the UDWR regarding projects that are subject to 
    the FWCA. These include both projects directly related to mitigation 
    for Federal reclamation projects and applicable fish and wildlife 
    conservation projects not directly related to any Federal reclamation 
    project. Consultation will be in accordance with procedures defined in 
    the FWCA. It is anticipated that this consultation will be conducted in 
    conjunction with the Service. However, the Commission recognizes that 
    the UDWR has the right to prepare recommendations independent of the 
    Service should it so desire. The Commission will, in making its 
    decisions, give significant weight to recommendations made by the UDWR. 
    Should the Commission choose to not follow the UDWR's recommendations, 
    it will seek to resolve outstanding issues through active consultation 
    with the UDWR. As appropriate, the Service will be asked to be involved 
    in these consultations. Should no agreement be reached, the Commission 
    will document its decision and provide this to the UDWR. The Commission 
    recognizes that several mitigation projects contained in Title II, 
    Section 304, and Section 315 have previously been subjected to the UDWR 
    evaluation pursuant to FWCA. As is the case with the Service, the 
    Commission will specifically consult with the UDWR prior to 
    significantly modifying or reallocating funds away from these projects.
        (iv) The Commission will specifically consult with the UDWR 
    regarding any project that might have an affect on species identified 
    by the UDWR as wildlife species of special concern and species listed 
    by the UDWR Natural Heritage Program as G1 and G2 plant and animal 
    species.
        (v) The Commission anticipates that the UDWR will be an active 
    participant in the planning for, and implementation, of mitigation and 
    conservation projects undertaken pursuant to the Commission's plan.
        (vi) The Commission will invite the UDWR to participate in NEPA 
    activities undertaken or funded by the Commission that bear on fish 
    and/or wildlife resources. The form that this participation will take 
    will be determined on a case-by-case basis and will require agreement 
    on the part of both agencies.
    
    
    Sec. 10005.11  Environmental compliance.
    
        (a) Section 301(c)(3) establishes that the Commission is to be 
    considered a Federal agency ``for purposes of compliance with the 
    requirements of all Federal fish, wildlife, recreation, and 
    environmental laws, including (but not limited to) the Fish and 
    Wildlife Coordination Act, the National Environmental Policy Act of 
    1969 (NEPA), and the Endangered Species Act of 1973.'' While not 
    specifically referenced in that section, the Federal Water Pollution 
    Control Act (Clean Water Act) (33 U.S.C. 1251 et seq.) also contains 
    environmental compliance provisions that are directly relevant to the 
    Commission's mitigation and conservation activities. The Commission is 
    committed to full and active compliance with these laws as well as 
    applicable State environmental law.
        (b) The Commission's NEPA procedures are addressed in a different 
    chapter of the agency's administrative rules. Because the plan is 
    subject to alteration or amendment under a number of circumstances, the 
    plan does not constitute an irretrievable commitment of resources and 
    thus is not subject to NEPA. Projects preliminarily selected for 
    funding by the Commission will, however, be subject to formal NEPA 
    review. The Commission recognizes that these procedures may affect both 
    project budgets and scheduling and will therefore give specific 
    consideration to this when preparing the plan. As described in 
    Sec. 10005.16 the plan will identify, at a reconnaissance level, the 
    need for individual projects to comply with NEPA and other Federal and 
    State environmental laws and the opportunities available for 
    consolidating NEPA review into programmatic or watershed-wide analysis 
    as appropriate.
    
    
    Sec. 10005.12  Policy regarding the scope of measures to be included in 
    the plan.
    
        The terms ``mitigation'' and ``conservation'' are used repeatedly 
    throughout the Act and committee reports accompanying the Act. The 
    importance of these terms is exemplified by the fact that Congress saw 
    fit to include them in the official name of the Commission. The 
    Commission interprets the term ``mitigation'' to mean activities 
    undertaken to avoid or lessen environmental impacts associated with a 
    Federal reclamation project or, should impact occur, to protect, 
    restore, or enhance fish, wildlife, and recreation resources adversely 
    affected by the project. Mitigation at the site of the impact typically 
    involves restoration or replacement. Off-site mitigation might involve 
    protection, restoration, or enhancement of a similar resource value at 
    a different location. Mitigation may also involve substituting one 
    resource feature for another. In meeting its mitigation 
    responsibilities, the Commission sees an obligation to give priority to 
    protection and restoration activities that are within the same 
    watershed as the original impact and that address the same fish, 
    wildlife, or recreation resource that was originally affected. The 
    Commission's ``conservation'' authority allows it to invest in the 
    conservation of fish, wildlife, and recreation resources generally, and 
    not directly associated with any Federal reclamation project. 
    Conservation projects may, therefore, be 
    
    [[Page 49456]]
    considered for any area of the state, regardless of the presence of a 
    reclamation project. Nothing in this section is meant to restrict 
    consideration of conservation projects directly associated with a 
    Federal reclamation project. The Commission recognizes that, with 
    limited resources, it is not possible to address the entire range of 
    fish, wildlife, and recreation needs throughout the State. Indeed, 
    addressing only the most critical issues will require prudent and 
    judicious planning and use of resources. This section defines the areas 
    where the Commission intends to focus its attention over the long-term 
    and, in so doing, provides guidance for the development of the 
    Commission's mitigation and conservation plan. By defining priorities, 
    the Commission narrows the options of applicants in making 
    recommendations for potential projects, and of the Commission itself in 
    selecting measures to be incorporated into the plan.
        (a) Priority resources. The Commission's intent is to focus 
    expenditures and activities on those areas and resources where the 
    Commission believes that it can, consistent with its mandate, have the 
    greatest positive impact. Accordingly, it is the policy of the 
    Commission that projects selected for the plan must accomplish one or 
    more of the following:
        (1) Protect and/or restore aquatic systems that provide essential 
    habitat for fish and wildlife,
        (2) Protect and/or restore wetland and riparian systems that 
    provide essential habitat for fish and wildlife,
        (3) Protect and/or restore upland areas that contribute to 
    important terrestrial ecosystems and/or support aquatic systems,
        (4) Provide outdoor recreation opportunities that are dependent on 
    the natural environment and that support the conservation of aquatic 
    systems, and/or
        (5) Address fish, wildlife, or recreation resources from a 
    statewide context in order to provide essential information on aquatic 
    systems or to assist in the establishment of statewide programs for 
    fish, wildlife, or recreation conservation.
        (b) Priority projects. In recognition of its responsibility to 
    mitigate for Federal reclamation projects, the Commission will give 
    special consideration to projects that:
        (1) Address fish, wildlife, and recreation resources affected by 
    the development of the Central Utah Project, including projects 
    authorized in Title II, section 304, or section 315 of the Act, as 
    described in Sec. 10005.8,
        (2) Address fish, wildlife, and recreation resources affected by 
    the development of other features of the Colorado River Storage Project 
    in Utah, or
        (3) Address fish, wildlife, and recreation resources affected by 
    the development of other Federal reclamation projects in Utah.
        (c) Specific objectives for five-year plans. Each five-year plan 
    will contain a set of specific objectives derived from the above 
    elements. Objectives will be based on the Commission's determinations 
    of the issues and resources that are in most need of attention, and the 
    potential for making a substantial contribution to fish, wildlife, and 
    recreation resources. Objectives may include the targeting of certain 
    watersheds and/or basins for priority attention based on these same two 
    factors.
    
    
    Sec. 10005.13  Geographic and ecological context for the plan.
    
        In accordance with the Act, the Commission has the authority to 
    implement projects throughout the State of Utah. The Commission 
    believes that, to be effective, the plan must be prepared, and 
    evaluated, from a state-wide perspective and that, within the state, an 
    ecosystem-based approach is appropriate. There is no one correct way to 
    define an ecosystem or to approach ecosystem planning. The Commission 
    concludes that, for its planning purposes, the watershed provides the 
    appropriate geographic and ecological reference within which to 
    evaluate proposed projects and otherwise plan its activities. In 
    delineating watersheds, the Commission will be consistent with the best 
    ecological and hydrological science and, to the extent possible, with 
    the ecological and hydrological units currently used by the State of 
    Utah, the U.S. Fish and Wildlife Service, and other applicable Federal 
    agencies. The Commission recognizes that mitigation and conservation 
    projects may vary in scale and that, therefore, one standard set of 
    watersheds is not necessarily appropriate for all projects. For 
    example, a more localized project may best be analyzed from a 
    ``watershed within a watershed'' perspective. Alternatively, a large-
    scaled project may need to be visualized from the perspective of a 
    major river basin consisting of several watersheds. The Commission will 
    prepare, and have available for public use, a list or map that 
    identifies major basins, watersheds, and, where appropriate, hydrologic 
    units within watersheds, that the Commission will use to organize its 
    mitigation and conservation activities. This list or map may be revised 
    from time to time as circumstances change.
    
    
    Sec. 10005.14  Resource features applicable to the plan.
    
        In accordance with the Act, projects selected for funding must make 
    substantial contributions to fish, wildlife and/or recreation 
    resources. Biological projects may focus on the protection or 
    restoration of an individual species, a group of inter-related species, 
    or the habitats upon which these species depend. Projects that target 
    sensitive plant species may also be included in the plan, particularly 
    if they contribute to the overall health of the ecosystem. Recreation 
    projects should be targeted at increasing the quality of and/or access 
    to outdoor recreation opportunities that rely on the natural 
    environment or at providing opportunities that have been reduced 
    through Federal reclamation projects. Following is a representative 
    list of the types of resources that projects may target, along with 
    examples of possible activities that might be undertaken for each. The 
    following list is not intended to limit the scope of projects that may 
    qualify for inclusion in the Commission's plan:
        (a) Fish and Wildlife Production, including:
        (1) Enhancement of natural production,
        (2) Restoration of indigenous species,
        (3) Scientific studies,
        (4) Development of new or upgraded culture facilities.
        (b) Plant Propagation, including:
        (1) Protection of critical habitat for sensitive species or 
    communities,
        (2) Reintroduction of native plants in conjunction with habitat 
    restoration projects,
        (3) Vegetation manipulation to achieve desired ecological 
    conditions.
        (c) Stream Habitat, including:
        (1) Protection or enhancement of instream flow,
        (2) Restoration of natural flow regimes,
        (3) Improvement to water quality,
        (4) Restoration of natural channel, bank, and riparian conditions,
        (5) Restoration of natural instream and bank cover conditions.
        (d) Lake Habitat, including:
        (1) Stabilization of water level,
        (2) Water quality protection or improvement,
        (3) Restoration of natural lakebed conditions,
        (4) Riparian area maintenance,
        (5) Outlet flow maintenance.
        (e) Wetlands Habitat, including:
        (1) Protection of existing wetlands,
        (2) Restoration of drained or otherwise degraded wetlands, 
    
    [[Page 49457]]
    
        (3) Enhancement of wetland habitat.
        (f) Upland Habitat, including:
        (1) Protection or restoration of migration corridors,
        (2) Re-connection of fragmented habitats,
        (3) Protection of critical habitats,
        (4) Habitat condition improvement.
        (g) Outdoor Recreation, including:
        (1) Establishment of fishing and boating access,
        (2) Establishment of greenways and low impact trails,
        (3) Providing opportunities for wildlife related recreation, 
    including hunting and observation,
        (4) Providing opportunities for passive recreation and sightseeing,
        (5) Stocking waters with fish (where not incompatible with 
    biological objectives),
        (6) Education and interpretation related to fish, wildlife, and 
    their habitats.
    
    
    Sec. 10005.15  Planning and management techniques applicable to the 
    plan.
    
        The Commission recognizes that there are a wide range of techniques 
    that may be employed to protect or restore natural resources. The 
    Commission will consider projects that make use of techniques that 
    either have previously been proven to be effective at meeting stated 
    objectives or represent new and innovative approaches that hold promise 
    for being effective and establishing positive precedents for future 
    activities. Following is a representative list of techniques that the 
    Commission may choose to fund. This list is not exhaustive. Other 
    appropriate techniques may exist or be developed in the future.
        (a) Acquisition of property (land or water), or an interest in 
    property, for fish, wildlife, or recreation purposes.
        (b) Physical restoration of ecological functions and habitat values 
    of lands or water courses.
        (c) Construction and reconstruction of facilities, such as trails, 
    fish culture facilities, instream spawning facilities, water control 
    structures, and fencing that aid in the conservation of fish and 
    wildlife resources, and/or provide recreation opportunities.
        (d) Regional planning aimed at conserving fish and wildlife, and/or 
    providing recreation opportunities.
        (e) Management and operations agreements, strategies, and other 
    institutional arrangements aimed at conserving fish and wildlife and 
    their habitats, and/or providing recreation opportunities.
        (f) Inventory and assessment of biological resources.
        (g) Applied research that targets specific biological information 
    or management needs.
        (h) Development of educational materials and programs aimed at 
    increasing public enjoyment and awareness of fish and wildlife 
    resources and the ecosystems upon which they depend.
    
    
    Sec. 10005.16  Plan content.
    
        (a) Minimum requirements. At a minimum, the plan will include:
        (1) A summary of basic information from the planning rule, 
    including project evaluation procedures and plan amendment procedures,
        (2) The identification of measurable objectives for the term of the 
    plan,
        (3) A list, and description, of the projects selected for 
    implementation during the term of the plan--with particular emphasis on 
    projects to be implemented early in the planning cycle,
        (4) A description of the relationship between the projects to be 
    included in the plan and the Commission's mitigation obligations,
        (5) A preliminary determination regarding environmental review 
    requirements for each project,
        (6) A preliminary determination of management and operation 
    requirements and how these will be met,
        (7) A budget, both for the next fiscal year and for the entire 
    five-year period,
        (8) A project phasing plan spanning the term of the plan, and
        (9) A strategy for monitoring progress and evaluating 
    accomplishments, and
        (b) Potential additions. At the Commission's discretion, the plan 
    may also include:
        (1) A discussion of the relationship of the plan to other 
    activities affecting fish, wildlife, and recreation resources within 
    the State of Utah, and/or
        (2) Discussions of, or information on, other topics that the 
    Commission determines to be relevant. For example, the Commission may 
    wish to identify mitigation and/or conservation measures that the 
    Commission may wish to consider in later years of the five-year plan or 
    in subsequent five-year plans.
    
    
    Sec. 10005.17  Plan development process.
    
        Following adoption of the planning rule, the Commission will 
    proceed with the preparation of the plan, in adherence with the 
    following procedures and in the order stated:
        (a) A formal request for recommendations regarding potential 
    projects will be made to Federal and State resource agencies, Indian 
    tribes, and other interested parties. An appropriate announcement will 
    also be made in the Federal Register. Those choosing to participate 
    will have 90 days to submit project proposals. The project solicitation 
    process is discussed in detail in Sec. 10005.18.
        (b) The Commission will compile all recommendations and make these 
    available for public review at the Commission's office. The Commission 
    will also provide copies upon request for a reasonable cost.
        (c) The Commission will evaluate each project proposal according to 
    the decision factors, standards, and evaluation procedures described in 
    Sec. 10005.19 and prepare a preliminary list of priority projects.
        (d) One or more public meetings will be scheduled in which 
    Commission staff will present the Commission's analysis and preliminary 
    conclusions.
        (e) The Commission will prepare a final list of projects proposed 
    for implementation during the term of the plan.
        (f) A draft plan will be prepared, approved by the Commission, and 
    released for public review. Availability of the document will be 
    announced in the Federal Register. The public will be given a minimum 
    of thirty days to review the draft and submit written comments.
        (g) The Commission will make necessary revisions and formally adopt 
    a final version of the plan. Completion of the plan will be announced 
    in the Federal Register. The Act requires that the initial final plan 
    be completed by March 31, 1996 and be revised at least every five years 
    thereafter.
    
    
    Sec. 10005.18  Project solicitation procedures.
    
        As provided for in Section 301 of the Act, the Commission will make 
    a formal invitation to Federal and State resource agencies, Indian 
    tribes, and other interested parties to prepare recommendations 
    concerning projects that will be considered for funding. This 
    invitation will take the form of a ``project solicitation packet.'' The 
    packet will contain a cover letter, this planning rule or a reference 
    as to where it may be obtained, a format for preparing applications, 
    and other materials that the Commission concludes will assist in the 
    preparation of recommendations. Appropriate announcement will also be 
    made in the Utah media and in the Federal Register in order that other 
    interested parties might be made aware of the opportunity to 
    participate. To assist applicants, the format for preparing application 
    may be made available in electronic form upon request. As warranted, 
    the Commission 
    
    [[Page 49458]]
    may propose specific projects and/or assist others in the preparation 
    of recommendations in order to fully execute its obligations as 
    described in Sec. 10005.8. The following information will be requested 
    of applicants:
        (a) An abstract of the proposed project,
        (b) Information on the applicant, including the name of the person 
    preparing the recommendation, the official authorizing the 
    recommendation, and partners to the application, if any,
        (c) The location of the proposed project,
        (d) The overall goal for the project and the specific fish, 
    wildlife, or recreation objective(s) that the project's proponent seeks 
    to achieve,
        (e) The relationship, if any, of the proposed project to Federal 
    reclamation mitigation and, especially, to measures delineated in Title 
    II, Section 304, or Section 315,
        (f) A description of the project, including tasks to be undertaken, 
    products to be produced, and the expected results,
        (g) A proposed budget, including, where applicable, a description 
    of contributions to be provided by project implementors or other 
    sources,
        (h) A proposed time schedule,
        (i) The identification of the entity (ies) to be involved with the 
    project (project implementation and post-project operation and 
    management), including their qualifications for undertaking this type 
    of work,
        (j) A description of any consultation with landowners, agencies, or 
    other affected entities, to include documentation where appropriate,
        (k) An evaluation of the project in relationship to the 
    Commission's first five decision factors identified in Sec. 10005.19,
        (l) An evaluation of the anticipated need for NEPA documentation 
    and compliance with the ESA, the Clean Water Act, and other applicable 
    environmental laws, and
        (m) At the option of the applicant, other information that might 
    assist the Commission in evaluating the recommendation.
    
    
    Sec. 10005.19  Decision factors.
    
        This section identifies the principle decision factors that the 
    Commission will use to evaluate the relative merit of proposed projects 
    and the way that the Commission will apply these decision factors. The 
    Commission has selected six general decision factors that will be used 
    to evaluate the relative priority of proposed projects. ``Standards'' 
    related to each decision factor provide a means for measuring the 
    extent to which each proposed project responds to the decision factors. 
    The Commission's decision factors and standards are as follows:
        (a) Decision Factor 1: Benefits to fish, wildlife, and recreation 
    resources. The following three standards apply:
        (1) Biological integrity. Projects will contribute to the 
    productivity, integrity, and diversity of fish and wildlife resources 
    within the State of Utah. To meet the Biological Integrity standard, 
    projects should accomplish one or more of the following:
        (i) Protect, restore, or enhance the ecological functions, values, 
    and integrity of natural ecosystems supporting fish and wildlife 
    resources,
        (ii) Provide conservation benefits to both species and their 
    habitats,
        (iii) Provide benefits to multiple species,
        (iv) Promote biodiversity and/or genetic conservation,
        (v) Aid long-term survival/recovery of species, or groups of 
    species, that are of special concern, including:
        (A) Species on the Federal List of Endangered or Threatened 
    Wildlife and Plants,
        (B) Federal category 1 or 2 candidates for listing,
        (C) Species identified by the UDWR as wildlife species of special 
    concern,
        (D) UDWR Natural Heritage Program G1 and G2 plant and animal 
    species,
        (E) On lands managed by the U.S. Forest Service or the Bureau of 
    Land Management, species of special concern as recognized by the 
    appropriate agency, and
        (F) the sensitive species conservation list developed by the Utah 
    Interagency Conservation Committee,
        (vi) Provide protection to important aquatic, riparian, or upland 
    habitats, especially those that are either critical to a sensitive 
    indigenous species or useful to a variety of species over a range of 
    environmental conditions, and/or
        (vii) Restore self-sustaining, naturally functioning aquatic or 
    riparian systems, especially through the use of natural recovery 
    methods.
        (2) Recreation opportunities. Projects with recreation objectives 
    will provide opportunities for high quality outdoor recreation 
    experiences for the general public that are compatible with, and 
    support, the conservation of biological resources and natural systems. 
    To meet the Recreation Opportunities standard, projects should 
    accomplish one or more of the following:
        (i) Create opportunities for the public to enjoy fish, wildlife, 
    and native plants in their natural habitats,
        (ii) Provide permanent access to aquatic areas for recreation 
    purposes,
        (iii) Create opportunities for walking or bicycling that complement 
    protection and restoration of riparian and aquatic corridors,
        (iv) Create opportunities for fishing, boating, and other water-
    based recreation activities that complement protection and restoration 
    of aquatic areas,
        (v) Provide outdoor recreation opportunities that are lacking 
    within the watershed or State,
        (vi) Provide outdoor recreation opportunities near to or accessible 
    by urban populations,
        (vii) Provide outdoor recreation opportunities for people who are 
    physically challenged or economically disadvantaged,
        (viii) Provide opportunities for environmental education and 
    interpretation, and/or
        (ix) Do not cause a disruption to the natural environment that 
    will, itself, require mitigation.
        (3) Scientific Foundation. Projects will be based on and supported 
    by the best available scientific knowledge. To meet the Scientific 
    Foundation standard, projects should accomplish one or more of the 
    following:
        (i) Include specific and sound biological objectives,
        (ii) Be supported by appropriate population and/or habitat 
    inventories or other scientific documentation,
        (iii) Provide tangible results and, to the extent possible, 
    measurable benefits to species, habitats, and/or recreation 
    opportunities,
        (iv) Involve accepted techniques that have been demonstrated to 
    produce significant results, or, alternatively, innovative techniques 
    that hold promise for resolving significant issues and that might serve 
    as models for other initiatives,
        (v) Make a significant contribution to the scientific knowledge 
    concerning ecosystem protection and restoration, and/or
        (vi) Be recognized as scientifically valid by the American 
    Fisheries Society, the Wildlife Society, or other applicable 
    professional scientific organization.
        (b) Decision Factor 2: Fiscal responsibility. The following three 
    standards apply:
        (1) Fiscal accountability. Projects will provide a substantial 
    return on the public's investment. To meet the Fiscal Accountability 
    standard, projects should accomplish one or more of the following:
        (i) Provide significant benefit at reasonable cost,
        (ii) Where alternatives exist, utilize the least cost alternative 
    that fully meets objectives,
    
    [[Page 49459]]
    
        (iii) Continue to provide value over the long term, and/or
        (iv) Encourage and facilitate economic efficiency among agencies.
        (2) Shared funding. While not an absolute requirement, projects 
    should, when practical, be funded through cost sharing with project 
    participants or involve other contributions. To meet the Shared Funding 
    standard, projects should accomplish one or more of the following:
        (i) Have guaranteed partial funding from other sources,
        (ii) Have a high potential for leveraging additional funding by 
    others in the future,
        (iii) Be coupled with other ongoing or proposed projects that have 
    compatible objectives and secured non-Commission funding, and/or
        (iv) Involve significant in-kind contributions by the applicant and 
    participating agencies or organizations.
        (3) Protection of investment. Successful implementation of projects 
    over time will be ensured. To meet the Protection of Investment 
    standard, projects should accomplish one or more of the following:
        (i) Result in permanent, as opposed to temporary, protection to 
    fish and/or wildlife habitats,
        (ii) Have low maintenance cost and/or be self sustaining over the 
    long term,
        (iii) Have clearly assigned operations and management 
    responsibilities and assurances of long term support on the part of 
    implementors,
        (iv) For those projects likely to require substantial operations 
    and management expenditures, have in place a realistic strategy for 
    obtaining the necessary funds, including, where applicable, a 
    commitment by the applicable agency(ies) to seek necessary 
    appropriations,
        (v) Contain guarantees on the part of the applicable landowner(s) 
    or manager(s) that incompatible land uses will not be allowed, and/or
        (vi) Have a high probability that action will not be negated by 
    other activities outside of the control of the land owner/manager.
        (c) Decision Factor 3: Agency and public involvement and 
    commitment. The following three standards apply:
        (1) Partnerships. Projects should, when practical, involve a 
    partnership among Federal and State agencies, local governments, 
    private organizations, and/or landowners or other citizens. To meet the 
    Partnerships standard, projects should accomplish one or more of the 
    following:
        (i) Span multiple jurisdictions or otherwise require, or benefit 
    from, inter- organizational cooperation and involvement,
        (ii) Have been proposed through a cooperative effort among two or 
    more agencies, governments, and/or private entities, each having a 
    stake in the outcome and/or possessing complementary expertise, and/or
        (iii) Encourage, or facilitate, the establishment of complementary 
    management plans and programs among land and resource managers.
        (2) Authority and capability. The entities charged with undertaking 
    and, after completion, managing each project must have the authority to 
    be involved in the proposed activity and possess the administrative, 
    financial, technical, and logistical capability necessary for 
    successful implementation. To meet the Authority and Capability 
    standard, projects should:
        (i) Be supported by documented evidence that the entities involved 
    have previously undertaken similar work successfully, and/or
        (ii) Be supported by fully developed implementation plans.
        (3) Public support. Projects should, wherever possible, enjoy broad 
    support within the natural resource community, and/or with the public 
    at-large. To meet the Public Support standard, projects should:
        (i) Build upon previous compatible efforts that have undergone 
    public involvement and are widely supported,
        (ii) Be supported by implementation plans that have previously been 
    subjected to peer and/or public review,
        (iii) Have documented support from affected interests, and/or
        (iv) Have a high probability that agency and public support will be 
    sustained into the future. This is especially important for multi-year 
    projects and projects that are part of a larger, long-term initiative.
        (d) Decision factor 4: Consistency with laws and programs. The 
    following two standards apply:
        (1) Laws and tribal rights. Projects will be consistent with the 
    legal rights of Indian tribes and with applicable State and Federal 
    laws.
        (2) Complementary activities. Projects will complement the 
    policies, plans, and management activities of Federal and State 
    resource management agencies and appropriate Indian tribes. To meet the 
    Complementary Activities standard, projects should:
        (i) Complement, or contribute to, established, documented fish and 
    wildlife protection and/or restoration programs,
        (ii) Be a component of, or support, a recognized ecosystem or 
    watershed planning initiative where protection or restoration of fish, 
    wildlife, or recreation is a primary goal, and/or
        (iii) For projects involving Federal or state lands, be consistent 
    with, and supported by, an adopted management plan.
        (e) Decision Factor 5: Other contributions. The following two 
    standards apply:
        (1) Public benefits. Projects will, wherever practicable, provide 
    benefits in addition to those provided to fish, wildlife, and 
    recreation. To meet the Public Benefits standard, projects should:
        (i) To the extent that this is compatible with the primary 
    objective of protecting or restoring fish, wildlife, or outdoor 
    recreation, provide opportunities for multiple use of resources,
        (ii) Provide benefits to aspects of the environment beyond fish, 
    wildlife, and recreation,
        (iii) Not result in unacceptable impacts to other aspects of the 
    environment, and/or
        (iv) Contribute to the social and/or economic well-being of the 
    community, the region, and/or the State.
        (2) Unmet needs. Projects will satisfy significant needs that would 
    not otherwise be met. To meet the Unmet Needs standard, projects 
    should:
        (i) Address significant fish, wildlife, or recreation needs that 
    are unable to secure adequate funding from other sources,
        (ii) Not duplicate actions already taken or underway, and/or
        (iii) Not substitute for actions that are the responsibility of 
    another agency and that must be implemented regardless of Commission 
    involvement. This is not meant to restrict the Commission's ability to 
    be involved in projects advanced by land management or other agencies 
    that, while within the general responsibility of the agency, cannot be 
    implemented because of internal funding limitations.
        (f) Decision Factor 6: Compatibility with the Commission's overall 
    program. This decision factor is relevant to the overall project 
    portfolio rather than to individual projects. The following five 
    standards apply:
        (1) Commission obligations. Taken as a whole, the project portfolio 
    must help fulfill the Commission's obligations for mitigation of 
    Federal reclamation projects as described in Sec. 10005.8.
        (2) Project mix. The Commission's portfolio should provide an 
    appropriate mix of projects in terms of project type, geographical 
    distribution, and other appropriate factors. While the Commission 
    desires to implement a broad range of projects, and to have an effect 
    throughout the State, this alone will not determine the Commission's 
    
    [[Page 49460]]
    mix of projects. Among the factors that the Commission will consider 
    when selecting projects are the following:
        (i) The Commission will consider concentrating projects in one 
    watershed or basin if these projects are ecologically connected and are 
    likely to result in a significant cumulative effect on fish, wildlife, 
    and/or recreation that could not otherwise be realized.
        (ii) The Commission will consider implementing a major, high cost 
    project--as opposed to several smaller projects with the same total 
    cost--if that project is likely to produce net cumulative benefits to 
    fish, wildlife, and/or recreation that exceed those of the smaller 
    projects.
        (iii) The Commission will consider small projects that appear 
    unconnected to other Commission activities if these can serve to 
    demonstrate the viability of a certain type of protection and 
    restoration project, or to establish the groundwork for additional 
    fish, wildlife, and recreation initiatives.
        (3) Timing. Projects should address needs that are time sensitive. 
    To meet the Timing standard, projects should:
        (i) Target immediate, high priority needs,
        (ii) Target opportunities that are of limited duration,
        (iii) Preempt future crises, and/or
        (iv) Be consistent with identified ``critical paths'' or other 
    logical, multiple-year project phasing plans.
        (4) Project completion. Ongoing projects that are making 
    satisfactory progress will generally be approved for continued funding 
    prior to allocating funds for new projects.
        (5) Budget. The total cost of proposed projects for any given 
    fiscal year must not exceed the Commission's anticipated budget 
    allocation for that year. When the total cost of qualified projects 
    exceeds funding capability, the Commission will re-evaluate all 
    qualified projects and identify those that, in combination, produce the 
    most meaningful results. High cost projects will be subjected to 
    particular scrutiny and may be scaled back, phased over multiple years, 
    or deferred if doing otherwise would preclude other worthwhile but 
    lower cost projects.
    
    
    Sec. 10005.20  Project evaluation procedures.
    
        Projects proposed for inclusion in the plan will be subjected to a 
    systematic evaluation using the decision factors delineated in 
    Sec. 10005.19. The Commission may, at any time in the project 
    evaluation process, contact applicants to ask for clarification, to 
    propose modifications, or to otherwise cause the formulation of project 
    proposals that are in keeping with the Commission's authority and 
    mission. The result of the evaluation will be a preliminary list of 
    eligible projects, arrayed by year over the term of the plan. The 
    evaluation will adhere to the following process:
        (a) Each project will be arrayed according to location (by 
    watershed), project type, and the resource that the project seeks to 
    address.
        (b) Each project's consistency with Commission policy delineated in 
    Sec. 10005.12 will be determined.
        (c) Complementary, competing, and duplicative projects will be 
    identified. (If warranted, applicants may be asked to combine efforts 
    or otherwise modify projects.)
        (d) Projects that satisfy obligations described in Sec. 10005.8 
    will be identified.
        (e) Using best professional judgement, Commission staff will 
    evaluate each project according to the standards delineated in 
    Sec. 10005.19 with the exception of Decision Factor 6, which relates to 
    the Commission's overall portfolio and is, therefore, not applicable to 
    the evaluation of a specific project.
        (1) For each standard, a preliminary rating will be made, with the 
    project rated as:
        (i) Exceeding minimum standard,
        (ii) Meeting minimum standard,
        (iii) Minor deficiency in meeting standard,
        (iv) Deficient, or
        (v) Not applicable.
        (2) Commission ratings will be contrasted to those of applicants 
    and major discrepancies re-evaluated. Commission findings will be 
    recorded and will be available for review.
        (f) Each project will be given an overall rating based on the 
    extent to which it meets Commission criteria as defined in paragraphs 
    (b) through (e) of this section. The rating will be made on the basis 
    of best professional judgement using quantitative and/or qualitative 
    rating techniques as appropriate. A given project need not meet all 
    standards to be selected for inclusion in the Commission's plan. A 
    project may, for example, be deficient in an area that the Commission 
    determines is not important for that type of project or, alternatively, 
    deficiencies in some areas may be off-set by major assets in others. A 
    tiered rating scale will be used, with projects grouped into two or 
    more categories according to how well they meet Commission criteria.
        (g) Projects with moderate to high ratings will then be re-
    evaluated from a multiple project perspective. Decision Factor 6, 
    Compatibility with the Commission's Overall Program, will be the focus 
    of this evaluation. For those areas with a concentration of projects 
    this might involve a watershed-wide analysis. It will also involve a 
    state-wide analysis. As with the previous step, the evaluation will be 
    conducted using best professional judgement and may involve a variety 
    of applicable techniques.
    
    
    Sec. 10005.21  Amending the plan.
    
        The Commission considers the plan to be a dynamic instrument that 
    guides decisions over time and is capable of responding to changing 
    circumstances. Amendments to the plan provide the vehicle for 
    maintaining this dynamic quality.
        (a) Types of plan amendment. The Commission recognizes three 
    distinct types of plan amendment: comprehensive revisions, substantive 
    revisions, and technical revisions. The particulars regarding each is 
    as follows:
        (1) Comprehensive revision. The Act requires that the Commission 
    ``develop and adopt'' a plan every five years. At the end of each five 
    year period the Commission will undertake a comprehensive review of the 
    plan to determine its adequacy and the need for revision. The need to 
    revise, and add to, the Commission's portfolio of proposed projects 
    will be central to this review. Other elements, for example, 
    reconsideration of the Commission's objectives for the preceding five-
    year period and the Commission's standards for selecting projects, may 
    also be reconsidered. Based on this review the Commission may call for 
    the preparation of a new plan. The consultation procedures described in 
    Sec. 10005.7 will apply, as will the procedures described in 
    Sec. 10005.17, and the procedures described in Sec. 10005.18. The 
    Commission is not obligated to wait five years to undertake such 
    revision to the plan. This may be undertaken at any time that the 
    Commission deems appropriate.
        (2) Substantive revision. The Commission may, from time to time, 
    determine that changes to the plan's list of projects are in order. 
    Typically this will take the form of substituting a project in the plan 
    with a new project, changing the order for implementation, or making 
    significant modifications to previously selected projects. When the 
    Commission determines that there is a need for such substantive 
    changes, a formal announcement will be made and interested parties will 
    be given the opportunity to provide recommendations following the 
    procedures described in Sec. 10005.18. Changes of this nature will not 
    necessitate a total revision to the plan but rather involve select 
    modifications 
    
    [[Page 49461]]
    to specific portions of the plan. Changes to other specific elements of 
    the plan may also be amended in this way. Portions of the plan that are 
    proposed for modification will be released in draft form, with the 
    public given thirty days to provide comments prior to formal adoption 
    by the Commission. Substantive amendments provide a way to 
    incrementally amend the plan over time without the necessity of a major 
    rewrite and will be central to the Commission's planning process. The 
    Commission will specifically consider the need for substantive 
    amendments on at least an annual basis. Consideration of substantive 
    amendments will typically be made in concert with preparation of the 
    annual budget request.
        (3) Technical revision. Technical revisions include changes that 
    correct inadvertent errors or provide current information, other minor 
    revisions that do not substantively modify the plan, or, changes in the 
    particulars of one or more projects that do not change basic project 
    goals and objectives nor substantively modify expected environmental 
    effects. Technical revisions to projects might include, but are not 
    limited to, changes in the list of participating organizations, changes 
    in the exact location of certain project activities, and changes to 
    specific tasks. Substitution of one project for another, or aggregation 
    of projects, may also be considered a technical revision if the 
    projects possess similar qualities and the action is supported by 
    affected parties and the general public. Technical revisions do not 
    constitute a formal amendment to the plan and do not require the 
    notification and reporting procedures of a formal amendment. Affected 
    agencies and interests must, however, be consulted, and the rationale 
    for making the technical revision documented. The plan document will be 
    corrected to reflect technical revisions, and a historical record kept 
    in order to track the plan's evolution.
        (b) Public petitions. Agencies and members of the public have the 
    right to, at any time, petition the Commission to open the plan to 
    comprehensive or substantive amendments. Petitions must be made in 
    writing and should state the specific reason why the action is 
    requested. The petition may be accompanied by a specific project 
    recommendation. The Commission will, during the public session of the 
    next official Commission meeting, announce that such a petition has 
    been received. The Commission may choose to vote on the petition at 
    that time or to take the matter under advisement until the following 
    Commission meeting at which time the Commission must vote to determine 
    if the petition has merit. Following acceptance of a petition the 
    Commission will promptly establish the procedures and schedule that 
    will be followed in considering amendments. Project recommendations 
    made pursuant to a petition must be presented using the format 
    described in Sec. 10005.18 and will be evaluated in the manner 
    described in Sec. 10005.20. Proposals for technical amendments do not 
    require a formal petition. Written requests for technical amendment 
    will be acted upon by the Commission in a timely manner.
    
    Michael C. Weland,
    Executive Director.
    [FR Doc. 95-23137 Filed 9-22-95; 8:45 am]
    BILLING CODE 4310-05-P
    
    

Document Information

Effective Date:
9/25/1995
Published:
09/25/1995
Department:
Utah Reclamation Mitigation and Conservation Commission
Entry Type:
Rule
Action:
Final rule.
Document Number:
95-23137
Dates:
The rule takes effect on September 25, 1995.
Pages:
49447-49461 (15 pages)
PDF File:
95-23137.pdf
CFR: (21)
43 CFR 10005.1
43 CFR 10005.2
43 CFR 10005.3
43 CFR 10005.4
43 CFR 10005.5
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