94-24169. Amendments to the On-Time Disclosure Rule  

  • [Federal Register Volume 59, Number 189 (Friday, September 30, 1994)]
    [Unknown Section]
    [Page 0]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 94-24169]
    
    
    [[Page Unknown]]
    
    [Federal Register: September 30, 1994]
    
    
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    DEPARTMENT OF TRANSPORTATION
    Office of the Secretary
    
    14 CFR Part 234
    
    [Docket No. 48524; RIN 2137-AB94]
    
     
    
    Amendments to the On-Time Disclosure Rule
    
    AGENCY: Research and Special Programs Administration, Department of 
    Transportation.
    
    ACTION: Final rule.
    
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    SUMMARY: This rule revises the on-time flight performance reporting 
    requirements by: Eliminating the exclusion of flights delayed or 
    canceled due to mechanical problems; adding the aircraft tail number, 
    and wheels-off and wheels-on times for each flight reported; adding 
    several definitions; clarifying the reporting requirements for a new 
    flight; and deleting references to obsolete organizational offices.
    
    EFFECTIVE DATE: January 1, 1995.
    
    FOR FURTHER INFORMATION CONTACT: Bernard Stankus or Jack Calloway, 
    Office of Airline Statistics, DAI-10, Research and Special Programs 
    Administration, Department of Transportation, 400 Seventh Street, SW., 
    Washington, DC 20590-0001, (202) 366-4387 or 366-4383, respectively.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        On December 4, 1992, the Research and Special Programs 
    Administration (``RSPA'') issued a Notice of Proposed Rulemaking 
    (``NPRM'') (57 FR 58755; December 11, 1992) seeking public comments on 
    the proposal to improve the on-time flight performance reporting 
    requirements in 14 CFR Part 234 Airline Service Quality Performance 
    Reports. The Department proposed to eliminate the reporting exclusion 
    for flights delayed or canceled due to mechanical problems; to add the 
    aircraft tail number, and wheels-off and wheels-on time for each flight 
    reported; to define ``canceled flight,'' ``discontinued flight,'' 
    ``diverted flight,'' and ``extra-section flight''; to clarify the 
    reporting requirement for a new flight; and, to delete references to 
    obsolete offices.
        Part 234 requires the largest U.S. air carriers to report their on-
    time departure and arrival performances for every domestic scheduled-
    passenger flight operated to or from a reportable airport, with the 
    exception of flights that are delayed 15 minutes or more, or canceled, 
    because of mechanical problems. A flight is considered on-time if the 
    flight departs and arrives less than 15 minutes after its published 
    scheduled times. The Department publishes separate listings for 
    departure and arrival performances. The reporting system developed for 
    the administration of these reporting requirements is called the On-
    Time Flight Performance System.
        The U.S. carriers covered by the Part 234 requirements are those 
    generating at least 1 percent of the U.S. domestic scheduled-passenger 
    revenues on a yearly basis. Currently, there are ten carriers reporting 
    the data. They are Alaska Airlines, Inc. (Alaska), America West 
    Airlines, Inc. (America West), American Airlines, Inc. (American), 
    Continental Air Lines, Inc. (Continental), Delta Air Lines, Inc. 
    (Delta), Northwest Airlines, Inc. (Northwest), Southwest Airlines Co. 
    (Southwest), Trans World Airlines, Inc. (TWA), United Air Lines, Inc. 
    (United) and USAir, Inc. (USAir).
        Reportable airports are those airports in the contiguous 48 states 
    generating at least 1 percent of the domestic scheduled-passenger 
    enplanements on an annual basis. There are 29 reportable airports in 
    1994. In practice, all reporting carriers are voluntarily submitting 
    data for their entire domestic scheduled-passenger operations.
        One of the main purposes of the rule is to create a market-based 
    incentive for airlines to improve their service quality and schedule 
    reliability for consumers. The public availability of comparative data 
    on airline service quality creates this market-based carrier incentive.
        The addition of wheels-off and wheels-on times, and the 
    identification of aircraft by tail number, will enable the Federal 
    Aviation Administration (FAA) to analyze air traffic operations and 
    create system models for use in reducing enroute and ramp delays. Air 
    traffic delays cost the public and the industry an estimated $8.5 
    billion in 1990, according to the FAA.
    
    Public Comments
    
        Comments on the NPRM were received from Alaska, American, Delta, 
    Northwest, Southwest, the Air Transport Association of America (ATA), 
    The Port Authority of New York and New Jersey (Port Authority), and 
    America West which filed comments along with a motion for leave to file 
    late comments.
        The ATA is an airline trade association with 17 U.S. carrier 
    members and two Canadian air carrier associate members. Of the ten 
    carriers currently reporting on-time flight performance data, America 
    West is the only non-ATA member. The ATA stated that Alaska, Northwest 
    and Southwest did not join in ATA's comments to the NPRM.
        The comments address safety, alternative data sources, the 
    proprietary nature of aircraft tail number data, elimination of the 
    rule in its entirety, the addition of new data items and definition 
    changes. Each of these subjects is addressed under a separate caption.
    
    Safety
    
        Northwest, Southwest and America West opposed the elimination of 
    the mechanical exclusion.
        Northwest believes the existing rule balances the need for consumer 
    information with safety, and gives carriers an incentive to engage in 
    realistic scheduling. Northwest states it has placed a high priority on 
    improving its on-time performance, and has developed a comprehensive 
    system which includes employee training to assure flights are 
    dispatched on time. However, Northwest also states that it has, and 
    always will place safety ahead of on-time flight performance. 
    Consequently, it has instructed its employees to ignore on-time flight 
    performance when safety is an issue. Northwest believes the proposed 
    change will make on-time flight performance an issue that employees may 
    wrongly consider when making decisions that have major safety 
    implications. Northwest states it does not want its employees to feel 
    pressure to choose between safety and on-time flight performance. 
    Northwest believes the current rule is an unqualified success, and 
    should not be amended to include mechanical delays and mechanical 
    cancellations.
        Southwest believes the policy of each air carrier is ``safety 
    first.'' However, Southwest feels a carrier cannot guarantee that an 
    employee's commitment to safety will not be affected by a desire to see 
    the carrier do well in its on-time flight performance. Southwest 
    contends including mechanical delays in the reported flight records 
    will intensify the conflict between safety and on-time performance.
        Southwest states the Research and Special Programs Administration 
    (RSPA) did not reveal any need for the proposed change in the treatment 
    of mechanical delays, other than the Inspector General's (IG) audit 
    report which found minor discrepancies in some nonreported flights. 
    After the IG audit, RSPA issued an accounting and reporting directive 
    on the subject of nonreported mechanical delays and mechanical 
    cancellations. Southwest asserts a follow-up audit has not been 
    conducted, and concludes that there is no evidence that the problem 
    continues to exist.
        Southwest further states that in a 1990 internal DOT memorandum, 
    RSPA expressed concern with the IG's suggestion that mechanical delays 
    and mechanical cancellations should be collected with a suppression 
    code to enable DOT to continue excluding those flights from the monthly 
    consumer report. RSPA commented that collecting data on mechanical 
    delays and mechanical cancellations would duplicate FAA's collection 
    and would be counter to DOT's current policy. RSPA also questioned 
    whether the data on mechanical delays and mechanical cancellations 
    could be protected under the Freedom of Information Act (5 U.S.C. 552) 
    (FOIA).
        In response to Southwest's contention that the NPRM did not reveal 
    any need for eliminating the mechanical exclusion, other than the IG's 
    recommendation, RSPA notes that the NPRM specifically stated, ``The 
    improved modifications in the reporting system would result in improved 
    consumer information . . .'' (57 FR 58756).
        As asserted by Southwest, the Department did not conduct a follow-
    up audit on the exclusion of flights impacted by mechanical problems. 
    Southwest, therefore, concludes there is no evidence as to carrier 
    reporting compliance after RSPA issued its accounting and reporting 
    directive to clarify the reporting instructions. However, the 
    Department's decision to propose eliminating the mechanical exclusion 
    rendered a follow-up unnecessary.
        Southwest also states that RSPA even had concerns about collecting 
    data on mechanical delays and mechanical cancellations, as the 
    collection would duplicate an existing FAA collection and be counter to 
    Departmental policy. While RSPA did express concerns about the 
    suggestion to collect mechanical delays and mechanical cancellations 
    and suppress that information in the data base, RSPA's concerns were 
    with its ability to withhold the mechanical data from public release. 
    RSPA believed it would be required to release the mechanical data under 
    the FOIA even if a suppression code were used. Also, RSPA questioned 
    whether the reporting of specific mechanical data to RSPA and the FAA 
    was duplicate reporting, which would be counter to the Paperwork 
    Reduction Act (44 U.S.C. Chapter 35). This concern has been addressed 
    because carriers would not, under this rule, report specific mechanical 
    data to the Department. All flights would be reported, with no 
    distinction between flights impacted by mechanical delays and those 
    flights impacted by other delays.
        America West requests the present exclusions for mechanical delays 
    and mechanical cancellations be retained. The carrier believes DOT 
    would be ill-advised to make any changes in the existing regulations, 
    unless DOT can assure the change will not cause ``one employee at one 
    airline on one occasion to send out an aircraft in order to avoid 
    having a `late' flight and that an incident or accident occurs.''
        The Department does not believe reporting mechanical delays and 
    mechanical cancellations would cause an employee to compromise safety 
    to improve an airline's on-time performance. Under the present system, 
    an employee could easily improve its employer's on-time performance by 
    miscategorizing a delayed flight as a mechanical delay. The IG's report 
    did not find a pattern of this type of behavior at any of the reporting 
    carriers. Rather, some flights were reported as delayed flights that 
    should have been excluded as mechanical delays, while other flights 
    that were called mechanical delays were actually delayed for other 
    reasons. In no case was a carrier's monthly on-time performance ranking 
    affected by misclassification of flights. Given the fact employees did 
    not attempt to improve on-time performance by intentionally 
    misclassifying flights, the Department does not believe employees will 
    violate FAA regulations, risk their own jobs, and threaten passenger 
    safety by dispatching unairworthy aircraft to improve on-time 
    performance.
        Moreover, the Department believes the elimination of the exclusion 
    for mechanical delays and mechanical cancellations will provide better 
    consumer information since aircraft dispatch reliability will now be a 
    factor in a carrier's on-time performance. For example, two carriers 
    each ground one of their aircraft for a day because of mechanical 
    problems. Carrier A fulfills its schedule using a backup aircraft. All 
    of Carrier A's flights are on-time except for the last flight operated 
    with the backup aircraft. Carrier B does not have a backup aircraft 
    available, so it cancels eight flights that were to be operated with 
    the disabled aircraft. Carrier B fulfills the rest of its schedule in a 
    timely manner. Under the mechanical exclusion provision, Carrier B 
    would have the better on-time flight performance for that day even 
    though it was without a backup aircraft and cancelled eight flights.
        The present system, in some circumstances, penalizes the carrier 
    with the more reliable service. Elimination of the mechanical exclusion 
    would end this inequity. If the previous example were based on the new 
    rule, the carrier meeting its schedule with backup equipment would have 
    the better on-time rating. The availability of this additional 
    information would result in a more accurate portrayal of a carrier's 
    flight operation, thereby enabling the consumer to make a more informed 
    flight-selection decision. Furthermore, the elimination of the 
    exclusion should benefit the on-time rankings of carriers with more 
    effective preventive maintenance programs because such carriers would 
    experience fewer mechanical delays and mechanical cancellations.
        The Department intends for the airlines to continue to put safety 
    first, and to train their employees accordingly. As Northwest stated, 
    it too always places safety ahead of on-time performance and instructs 
    its employees to do the same when there is a conflict between 
    timeliness and safety. The Department is confident all carriers operate 
    in the same manner as Northwest. The change in the reporting 
    requirements in 14 CFR Part 234 does not affect the requirement under 
    14 CFR Secs. 121.703 and 121.705 that carriers report equipment 
    malfunctions to the FAA. It is important to remember the Department is 
    not establishing a required level of performance that each carrier must 
    meet. Rather, the Department merely discloses to the public the 
    carriers' on-time performance by month. The public will be better 
    informed when each carrier reports its complete schedule.
        ATA, American and Delta filed in support of the proposed amendment. 
    They contend the elimination of the exclusion would not compromise 
    safety.
        ATA does not believe the elimination of the exclusion will 
    adversely affect reporting air carriers or the travelling public. The 
    inclusion of mechanical-delay and mechanical-cancellation information 
    will give those interested in air carrier flight performance a better 
    picture of flight delay and cancellation activity. The safety of 
    passengers and crew is the most important responsibility of air 
    carriers. ATA states that carriers devote enormous resources and 
    attention to fulfilling that responsibility. ATA does not believe the 
    elimination of the mechanical-delay and mechanical-cancellation 
    exclusion will induce ATA members to dispatch aircraft that are 
    unairworthy, or have any other adverse effect upon aviation safety.
        American believes that carriers would not risk safety for 
    competitive reasons. Reporting all flights would ``provide consumers 
    with a more accurate picture of a carrier's overall on-time record, 
    which is the reason for the rule in the first place.''
        Delta states that it has incurred considerable unnecessary expense 
    to exclude the mechanical delays and mechanical cancellations, and 
    argues that their inclusion will not have a negative effect on the 
    safety of airline operations. Moreover, the existing rule ``has the 
    effect of punishing carriers with better dispatch reliability records 
    relative to their competitors.''
        The Port Authority also believes safety would not be compromised by 
    the inclusion of maintenance-related delays; and, the proposed changes 
    would provide consumers with more useful information to make informed 
    decisions.
    
    Alternative Data Sources--Wheels-Off/On Times
    
        While not objecting to the reporting of wheels-off and wheels-on 
    data, ATA does not believe airlines should be required to submit data 
    that the agency itself could compile.
        Delta believes the wheels-off, wheels-on and tail number data could 
    provide the FAA with valuable information for improving the air traffic 
    control system. However, Delta also believes carriers are already 
    providing much of this information to the FAA, and questions whether 
    reporting the same data in a different format is cost justified.
        The Port Authority believes the additional data items will 
    significantly benefit the study and reduction of air traffic delays. By 
    measuring wheels-off/on times against gate departure/arrival times, an 
    airport operator can better assess the efficiency of its airfield 
    layout and take action to improve traffic flow and reduce ground 
    delays, which the authority estimates account for 70 percent of the 
    total aircraft delay time at its airports.
        Alaska believes carrier submission of wheels-off and wheels-on time 
    data is unnecessary and unjustified. The proposed elements should be 
    based on DOT's on-time flight performance needs rather than on FAA's 
    air traffic control needs.
        By collecting wheels-off and wheels-on times and tail numbers, the 
    FAA will be able to use the on-time flight performance data base to 
    track flight delays. It is cost efficient to add these data items to an 
    existing data base rather than to create a new one.
        The Department agrees with Alaska that wheels-off and wheels-on 
    times are not needed for consumer information purposes, although 
    consumers would benefit directly from reduced aircraft delays.
        There is an existing company that is a potential data source for 
    aircraft tail numbers, and wheels-off and wheels-on times. Through its 
    tracking system, the company captures these data elements for all 
    scheduled domestic flights for six of the ten reporting air carriers.
        The Department would accept carrier data through any outside 
    company, if the proper arrangements can be made for data transmittal. A 
    carrier must give its permission to the outside company to provide the 
    data to the government without cost to the government.
    
    Proprietary Data--Aircraft Tail Number
    
        The collection of tail number data will benefit the FAA directly, 
    by giving the FAA the necessary information to track aircraft 
    throughout the air traffic system. This tracking will enable the FAA to 
    reduce aircraft delays, thereby benefiting the consumer.
        ATA opposes collecting aircraft tail number information because it 
    believes: (1) The information is proprietary and very sensitive; (2) 
    there is an appreciable cost burden to the carrier, especially to one 
    carrier that tracks its aircraft by nose numbers rather than tail 
    numbers; and (3) consumers would not derive any benefits from the 
    reporting of tail numbers.
        ATA believes that the availability of tail-number data would enable 
    a person to determine the way a carrier deploys its aircraft throughout 
    its route system. Thus, the reporting would reveal basic management 
    decisionmaking. ATA argues that such fundamental business decisions 
    should not be required to be disclosed in monthly reports to the 
    government.
        The claim that data are proprietary in nature does not preclude the 
    Department from collecting the data. FOIA provides safeguards from the 
    public disclosure of proprietary information. Moreover, the Department 
    has no plans for routine public release of tail-number data. A carrier 
    objecting to public disclosure of tail-number data may file a motion 
    under the Department's regulation 14 CFR Sec. 302.39 Objections to 
    public disclosure of information. Such a motion would be reviewed under 
    the requirements of FOIA.
        The adoption of the tail number requirement would not result in an 
    ``appreciable'' cost to the carriers, since most of them already track 
    their aircraft movements by tail number. While ATA states one of its 
    member carriers tracks its aircraft by nose number instead of tail 
    number, no individual carrier has stated it would have difficulty in 
    supplying data by tail number. A carrier could easily program a bridge 
    for converting its nose number to a tail number for Part 234 reporting 
    purposes. If this is not feasible, the carrier may contact the Office 
    of Airline Statistics (OAS) to make other arrangements for tracking 
    aircraft through the carrier's system. Any air carrier may request a 
    waiver under 14 CFR Sec. 234.12 from the on-time flight performance 
    reporting provisions.
    
    Eliminate On-Time Flight Performance Reporting
    
        Alaska stated the Department should initiate a rulemaking to see 
    whether the existing on-time performance requirements should be 
    eliminated, rather than imposing additional reporting requirements. 
    Alaska believes the airline industry's condition is far too dire to 
    permit the continuation of a reporting regulation which Alaska argues 
    has no appreciable influence on consumer choice or industry scheduling 
    conduct. Alaska does not adjust its schedules based on on-time 
    performance ratings. Its scheduling practices are tied to its internal 
    schedule monitoring system that uses departure times, in contrast to 
    the Department's arrival-based reporting requirement.
        Alaska believes that collection of additional data--mechanical 
    delays and mechanical cancellations, wheels-off and wheels-on times, 
    and aircraft tail numbers--is unnecessary and unjustified until the 
    current reporting requirements are shown to have improved carrier 
    scheduling conduct.
        The Department disagrees with Alaska's position that carrier on-
    time performance is unaffected by the reporting requirements. In its 
    answer to this rulemaking, Northwest stated it has made changes to its 
    schedule to improve on-time performance. On May 17, 1993, Delta 
    implemented a system-wide communication program to improve its on-time 
    performance. Given the industry's improvement in on-time flight 
    performance since the reporting requirement was instituted in 1987, the 
    Department believes most carriers have made similar changes. Before the 
    reporting regulations were in effect, a Department investigation into 
    scheduling practices of selected air carriers at four major airports 
    disclosed that 25 to 60 percent of those carriers' scheduled flights 
    were more than 15 minutes late (52 FR 34056; September 9, 1987). Today, 
    more than 80 percent of the reporting carriers' flights are on time. 
    On-time flight disclosure helps to eliminate deceptive scheduling 
    practices by carriers, to the benefit of consumers.
        Alaska believes departure times, rather than arrival times, are a 
    better indicator of a carrier's reliability. The Department disagrees. 
    Consumers are more interested in arrival times, because they have 
    meetings to attend or may have somebody meeting them at the destination 
    airport. Consumers also consider elapsed flight time when selecting an 
    air carrier. If arrival times were ignored, schedule times could be 
    shaved to make them more appealing to consumers. If the flights 
    departed on time, the carrier would have a 100 percent on-time record 
    even if every flight arrived a half-hour late. Such information would 
    be very deceptive to the consumer.
    
    New Data
    
        American suggested the Department collect aircraft-type data along 
    with the other proposed data elements, as a means of increasing the 
    utility of the data.
        The Department agrees with American that aircraft-type data are 
    useful for tracking the number of passengers affected by aircraft 
    delays. However, the Department can convert tail-number information 
    into aircraft-type data using the aircraft inventory data base 
    maintained from the carriers' Schedule B-43 Inventory of Airframes and 
    Aircraft Engines and B-7 Airframe and Aircraft Engine Acquisitions and 
    Retirements. These schedules provide aircraft type by tail number. 
    Thus, DOT does not need air carriers to supply aircraft-type 
    information with its Part 234 submission.
    
    Definitions
    
        Delta suggested minor changes or clarifications to some of the 
    definitions in the proposed rule. Delta recommended RSPA clarify 
    whether days mean calendar days or twenty-four hour periods. Delta also 
    recommended RSPA revise ``diverted flight'' to read: ``A diverted 
    flight means a flight which is not operated from the originating 
    point(s) to each of the destinations set forth in the carrier's 
    published schedule.''
        The Department agrees with Delta's comments concerning the 
    definitions, and has amended the definitions in the final rule to show 
    ``days'' mean calendar days; and ``diverted flight'' means a flight 
    operated from the scheduled origin point to a point other than the 
    scheduled destination point in accordance with the carrier's published 
    schedule. Also, since the ensuing flight segment from the nonscheduled 
    destination airport is not a scheduled departure, that flight segment 
    is not reported under Part 234.
    
    Technical Directive
    
        A Technical Directive was issued with the original rule in 1987 
    (Appendix I-Reporting Directive-Office of Aviation Information 
    Management, RSPA, 52 FR 34073, September 9, 1987), which instructed 
    carriers on the proper reporting format. Since then, the Technical 
    Directive has been updated by other accounting and reporting 
    directives, which were issued by OAS. RSPA will reissue the Technical 
    Directive to the industry concurrently with the publication of this 
    rule in the Federal Register. The reissued Technical Directive includes 
    the changes made in this rulemaking and other effective revisions made 
    in previous Accounting and Reporting Directives. The major revision in 
    the Technical Directive is in the ADP area.
    
    Rulemaking Analyses and Notices
    
    Executive Order 12866 and DOT Regulatory Policies and Procedures
    
        This final rule is considered a significant regulatory action under 
    section 3(f) of Executive Order 12866 and, therefore, was subject to 
    review by the Office of Management and Budget.
        This rule is considered significant under the regulatory policies 
    and procedures of the Department of Transportation (44 FR 11034). The 
    purpose of the rule is to improve consumer information on carrier on-
    time flight performance while, at the same time, reducing carrier costs 
    for providing such information and providing the FAA with the necessary 
    data to reduce flight delays. These objectives will be achieved by 
    amending 14 CFR Part 234. The savings would be derived from the 
    decrease in air traffic delays, resulting from FAA's more efficient 
    management of air traffic. The FAA estimated a mere 1 percent reduction 
    in delays would produce a cost savings of $85 million to the public and 
    industry. According to a study conducted by FAA's Information Systems 
    Branch, the total cost of air traffic delays for calendar year 1990 was 
    $8.5 billion. More recently, on May 27, 1993, in testimony before the 
    National Commission to Ensure a Strong Competitive Airline Industry, 
    Mr. Joseph M. Del Balzo, the FAA's Acting Administrator, stated the ATA 
    estimates that air traffic delays impose annual costs of $8 billion on 
    the nation's airlines and air travelers.
        The industry-wide cost for adding the three data items at issue 
    would be a one-time programming and testing cost of approximately 
    $34,000, ten carriers at $3,400 per carrier. Once the programming is in 
    place, the annual cost to the carriers would be approximately $1,000 
    per carrier. The economic benefits to the industry, as well as to the 
    consumer, far outweigh the cost of supplying the data. Eliminating the 
    exclusion of flights that are delayed by mechanical problems in the 
    carriers' on-time performance reports should result in a net savings to 
    the air carriers. Delta stated that the mechanical exclusion has caused 
    it to incur unnecessary expenses. While the elimination of the 
    mechanical exclusion will require carriers to report more data to DOT, 
    the carriers will not be required to identify the cause of the delays 
    and to filter out those flights delayed by mechanical problems. The end 
    result will be better consumer information and a cost savings to the 
    reporting air carriers. The NPRM estimated the elimination of the 
    mechanical exclusion should save the airline industry at least 
    $154,000. Although the Department encouraged carriers to comment on 
    this estimate, Delta was the only carrier that did; however, Delta did 
    not quantify costs. A regulatory evaluation has been prepared and 
    placed in the rulemaking docket. In the notice of proposed rulemaking, 
    the Department estimated there was a potential annual savings to the 
    airline industry and to the general public of $85 million.
        This rule is consistent with the objectives of the executive order 
    because the rule creates market based incentives for carriers to 
    improve their on-time flight performance by providing consumers with 
    superior information with which to make informed choices.
        The amendments to 14 CFR Part 234 enable the Department to readily 
    verify that the carriers are in compliance with the reporting 
    requirements. The Department will be able to match a carrier's reported 
    flights with the carrier's scheduled flights as listed in the Official 
    Airline Guide. Previously, such a matching was not possible, because 
    carriers did not report qualifying mechanical delays and mechanical 
    cancellations.
        Title 14 CFR Part 234 does not specify an on-time flight 
    performance standard which carriers must meet. Rather, the carriers' 
    reports provide consumers with information on carrier performance, 
    which the consumer may use in carrier selection.
        On-time flight performance data are pertinent information for state 
    or local airport operators. The Port Authority filed in support of the 
    amendments to 14 CFR 234.
        The amendments to 14 CFR Part 234 simplify carrier reporting by 
    eliminating the special, and sometimes complicated, treatment of 
    flights affected by mechanical delays.
        The three new data items were added at the request of the FAA, who 
    will now be able to use the existing data base as a more complete 
    source of information for airport and enroute delay studies. This 
    action negates the need for the FAA to create a data base of its own.
    
    Executive Order 12612
    
        This final rule has been analyzed in accordance with the principles 
    and criteria contained in Executive Order 12612 (``Federalism'') and 
    DOT has determined the rule does not have sufficient federalism 
    implications to warrant the preparation of a Federalism Assessment.
    
    Regulatory Flexibility Act
    
        I certify this final rule will not have a significant economic 
    impact on a substantial number of small entities. The amendments will 
    affect only large certificated U.S. air carriers accounting for at 
    least 1 percent of U.S. domestic scheduled passenger revenues (over 
    $450 million annually for the 12 months ended March 31, 1993). The 
    Department's economic regulations define ``large certificated air 
    carrier'' to include U.S. air carriers holding a certificate issued 
    under section 401 of the Federal Aviation Act of 1958, as amended, that 
    operate aircraft designed to have a maximum passenger capacity of more 
    than 60 seats or a maximum payload capacity of more than 18,000 pounds. 
    Consequently, small carriers are not affected by this final rule.
    
    Paperwork Reduction Act
    
        The reporting and recordkeeping requirements associated with this 
    rule were sent at the NPRM stage to the Office of Management and Budget 
    in accordance with 44 U.S.C. Chapter 35 under OMB NO: 2138-0041. The 
    final rule adopts those requirements. OMB has approved 14 CFR Part 234 
    through July 31, 1995. ADMINISTRATION: Research and Special Programs 
    Administration; TITLE: Airline Service Quality Performance Reports; 
    NEED FOR INFORMATION: Consumer Information and Flight Data for Air 
    Traffic Control; PROPOSED USE OF INFORMATION: Consumer Publications and 
    Modeling for Studying and Reducing Air Traffic Delays; FREQUENCY: 
    Monthly; BURDEN ESTIMATE: 1,780; AVERAGE BURDEN HOURS PER RESPONDENT 
    178. For further information contact: The Information Requirements 
    Division, M-34, Office of the Secretary of Transportation, 400 Seventh 
    Street, S.W., Washington, D.C. 20590-0001, (202) 366-4735 or 
    Transportation Desk Officer, Office of Management and Budget, New 
    Executive Office Building, Room 3228, Washington, D.C. 20503.
    
    Regulation Identifier Number
    
        A regulation identifier number (RIN) is assigned to each regulatory 
    action listed in the Unified Agenda of Federal Regulations. The 
    Regulatory Information Service Center publishes the Unified Agenda in 
    April and October of each year. The RIN number 2137-AB94 contained in 
    the heading of this document can be used to cross reference this action 
    with the Unified Agenda.
    
    List of Subjects in 14 CFR Part 234
    
        Advertising, Air carriers, Consumer protection, Reporting 
    requirements, Travel agents, Mishandled baggage reports.
    
    Final Rule
    
        Accordingly, RSPA amends 14 CFR Part 234 Airline Service Quality 
    Performance Reports as follows:
    
    PART 234--AIRLINE SERVICE QUALITY PERFORMANCE REPORTS--[AMENDED]
    
        1. The authority for Part 234 is revised to read as follows:
    
        Authority: 49 U.S.C. 40101, 40114, 41702, 41708 and 41712; 5 
    U.S.C. 553(e) and 14 CFR 302.38.
    
        2. Section 234.2 Definitions is amended by revising the definitions 
    of reportable flight and reporting carrier; removing the definitions of 
    mechanical delay and mechanical cancellation; and adding new 
    definitions in alphabetical order as follows:
    
    
    Sec. 234.2  Definitions.
    
        For the purpose of this part: Cancelled flight means a flight 
    operation that was not operated, but was listed in a carrier's computer 
    reservation system within seven calendar days of the scheduled 
    departure.
        Discontinued flight means a flight dropped from a carrier's 
    computer reservation system more than seven calendar days before its 
    scheduled departure.
        Diverted Flight means a flight which is operated from the scheduled 
    origin point to a point other than the scheduled destination point in 
    the carrier's published schedule. For example, a carrier has a 
    published schedule for a flight from A to B to C. If the carrier were 
    to actually fly an A to C operation, the A to B segment is a diverted 
    flight, and the B to C segment is a cancelled flight.
        Extra-section flight means a flight conducted as an integral part 
    of scheduled passenger service, that has not been provided for in 
    published schedules and is required for transportation of traffic that 
    cannot be accommodated on the regularly scheduled flight.
    * * * * *
        Reportable flight means any nonstop flight, including a 
    mechanically delayed flight, to or from any airport within the 
    contiguous 48 states that accounts for at least 1 percent of domestic 
    scheduled-passenger enplanements in the previous calendar year, as 
    reported to the Department pursuant to Part 241 of this title. 
    Qualifying airports will be specified periodically in accounting and 
    reporting directives issued by the Office of Airline Statistics.
        Reporting carrier means an air carrier certificated under section 
    401 of the Federal Aviation Act of 1958 that accounted for at least 1 
    percent of domestic scheduled-passenger revenues in the 12 months 
    ending March 31 of each year, as reported to the Department pursuant to 
    Part 241 of this title. Reporting carriers will be identified 
    periodically in accounting and reporting directives issued by the 
    Office of Airline Statistics.
        Wet-leased flight means a flight operated with a leased aircraft 
    and crew.
        3. Section 234.4 is amended by revising paragraphs (a) and (b), 
    redesignating paragraphs (c) and (d) as (e) and (f), respectively, and 
    adding new paragraphs (c) and (d) to read as follows:
    
    
    Sec. 234.4  Reporting of on-time performance.
    
        (a) Each reporting carrier shall file RSPA Form 234 ``On-Time 
    Flight Performance Report'' with the Office of Airline Statistics on a 
    monthly basis, setting forth the information for each of its reportable 
    flights held out in the Official Airline Guide (OAG), in the computer 
    reservations systems (CRS), or in other schedule publications. The 
    reportable flights include, but are not limited to, cancelled flights, 
    mechanically cancelled flights, diverted flights, new flights and wet-
    leased flights. The report shall be made in the form and manner set 
    forth in accounting and reporting directives issued by the Director, 
    Office of Airline Statistics, and shall contain the following 
    information:
        (1) Carrier and flight number.
        (2) Aircraft tail number.
        (3) Origin and Destination airport codes.
        (4) Published OAG departure and arrival times for each scheduled 
    operation of the flight.
        (5) CRS scheduled arrival and departure time for each scheduled 
    operation of the flight.
        (6) Actual departure and arrival time for each operation of the 
    flight.
        (7) Difference in minutes between OAG and CRS scheduled arrival 
    times.
        (8) Difference in minutes between OAG and CRS scheduled departure 
    times.
        (9) Actual wheels-off and wheels-on times for each operation of the 
    flight.
        (10) Date and day of week of scheduled flight operation.
        (11) Scheduled elapsed time, according to CRS schedule.
        (12) Actual elapsed time.
        (13) Amount of departure delay, if any.
        (14) Amount of arrival delay, if any.
        (15) Amount of elapsed time difference, if any.
        (b) When reporting the information specified in paragraph (a) of 
    this section for a diverted flight, a reporting carrier shall use the 
    original scheduled flight number and the original scheduled origin and 
    destination airport codes.
        (c) A reporting carrier shall report the information specified in 
    paragraph (a) of this section for a new flight beginning with the first 
    day of the new scheduled operation.
        (d) A reporting carrier shall not report the information specified 
    in paragraph (a) of this section for any discontinued or extra-section 
    flight.
    * * * * *
        4. Section 234.5 is be revised to read as follows:
    
    
    Sec. 234.5  Form of reports.
    
        Except where otherwise noted, all reports required by this part 
    shall be filed within 15 days of the end of the month for which data 
    are reported. The reports must be submitted to the Office of Airline 
    Statistics on ADP computer tape in the format specified in accounting 
    and reporting directives issued by the Director of that office.
        5. Section 234.6 is revised to read as follows:
    
    
    Sec. 234.6  Baggage-handling statistics.
    
        Each reporting carrier shall report monthly to the Department on a 
    domestic system basis, excluding charter flights, the total number of 
    passengers enplaned systemwide, and the total number of mishandled-
    baggage reports filed with the carrier. The information shall be 
    submitted to the Department within 15 days of the end of the month to 
    which the information applies and must be submitted with the 
    transmittal letter accompanying the data for on-time performance in the 
    form and manner set forth in accounting and reporting directives issued 
    by the Director, Office of Airline Statistics.
        6. Section 234.8 is amended by revising paragraphs (a) and (b)(1) 
    to read as follows:
    
    
    Sec. 234.8  Calculation of on-time performance codes.
    
        (a) Each reporting carrier shall calculate an on-time performance 
    code in accordance with this section and as provided in more detail in 
    accounting and reporting directives issued by the Director, Office 
    Airline Statistics. The calculations shall be performed for each 
    reportable flight, except those scheduled to operate three times or 
    less during a month. In addition, each reporting carrier shall assign 
    an on-time performance code to each of its single plane one-stop or 
    multi-stop flights, or portion thereof, that the carrier holds out to 
    the public through a CRS, the last segment of which is a reportable 
    flight.
        (b) The on-time performance code shall be calculated as follows:
        (1) Based on reportable flight data provided to the Department, 
    calculate the percentage of on-time arrivals of each nonstop flight. 
    Calculations shall not include discontinued or extra-section flights 
    for which data are not reported to the Department.
    * * * * *
        7. Section 234.12 is revised to read as follows:
    
    
    Sec. 234.12  Waivers.
    
        Any carrier may request a waiver from the reporting requirements of 
    this part. Such a request, at the discretion of the Administrator, 
    Research and Special Programs Administration, may be granted for good 
    cause shown. The requesting party shall state the basis for such a 
    waiver.
    
        Issued in Washington, D.C. on September 23, 1994.
    D.K. Sharma,
    Administrator, Research and Special Programs Administration.
    [FR Doc. 94-24169 Filed 9-29-94; 8:45 am]
    BILLING CODE 6901-05-P
    
    
    

Document Information

Published:
09/30/1994
Department:
Transportation Department
Entry Type:
Uncategorized Document
Action:
Final rule.
Document Number:
94-24169
Dates:
January 1, 1995.
Pages:
0-0 (1 pages)
Docket Numbers:
Federal Register: September 30, 1994, Docket No. 48524, RIN 2137-AB94
CFR: (6)
14 CFR 234.2
14 CFR 234.4
14 CFR 234.5
14 CFR 234.6
14 CFR 234.8
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