From: "rukeiley" rukeiley@igc.org
To: Douglas Aburano/R5/USEPA/US@EPA
Date: 10/19/2011 12:57 PM
Subject: adverse comments on No. EPA-R05-OAR-2011-0106 (Indiana) or EPA-R05-OAR-
2011-0017 (Ohio)
Dear Mr. Aburano:
I am writing to comment on EPA’s proposal to re-designate the Ohio and Indiana portion of
the Cincinnati 1997 PM2.5 NAAQS nonattainment area. EPA cannot approve this proposal
for the following reasons:
1) EPA has failed to conduct an adequate analysis under Clean Air Act Section 110(l) on
what effect redesignation will have on the 2006 24 hour PM2.5 NAAQS, the 1-hour NOx
NAAQS, the 1-hour SO2 NAAQS and the 2008 75 parts per billion ozone NAAQS.
2) EPA has not established that any of the emission reductions did not come from the NOx
SIP Call, CAIR and CSAPR. Emission reductions pursuant to these programs are not
permanent and enforceable because these programs are cap and trade programs. Any
source which reduced its actual emissions pursuant to one of these programs could at any
time in the future chose to increase their emissions by purchasing emission credits. This
problem is worsened by EPA’s recent proposal to all increased trading under CSAPR until
2014.
3) Ohio and Indiana do not have fully approved adequate SIPs. In particular:
The Ohio SIP contains general provisions governing malfunctions and scheduled
maintenance. Ohio Admin. Code 3745-15-06, available at
http://yosemite.epa.gov/r5/r5ard.nsf/SIPs%20View%20By%20State%20Main%20View!
OpenVi ew&Start=1&Count=30&Expand=5.5.6#5.5.6. Generally, air pollution control
equipment must be kept in operation whenever the source is operating. Id. 3745-15-06(A)(2).
However, “[t]he director shall authorize the shutdown of air pollution control equipment if, in
his judgment, the situation justifies continued operation of the sources.” Id. 3745-15-06(A)(3).
The malfunction provision contains an express enforcement discretion approach to excess
emissions, stating that “[t]he director shall take appropriate action …” under certain listed
circumstances. Id. 3745-15-06(C).
The SIP also contains several source category and pollutant specific exemptions. The
regulations limiting emissions from portland cement kilns contain an automatic exemption
during periods of SSM. Id. 3745-14-11(D). There are also exemptions from the visible
particulate matter limits during malfunctions. Id. 3745-17-07(A)(3)(c); see also id. 3745-17-07
(B)(11)(f) (similar exemption for fugitive dust). The SIP contains exemptions for HMIWI during
startup, shutdown and malfunction. Id. 3745-75-02(E), (J), 3745-75-03(I), 3745-75-04(K), (L).
Foregoing provisions available at http://yosemite.epa.gov/r5/r5ard.nsf/SIPs%20View%20By%
20State%20Main%20View!OpenVi ew&Start=1&Count=30&Collapse=5.5#5.5.
Analysis The effect of the director’s authorization of scheduled maintenance under rule 3745-
15-06(A)(3) is not clear. One plausible interpretation of the rule would excuse any excess
emissions during the time that the director had authorized operation without air pollution
control equipment. This interpretation is contrary to the enforcement scheme of the Act
because it allows a decision by the state to preclude EPA and citizen enforcement. 1999
Memorandum at 3; Approval and Disapproval and Promulgation of Colorado Affirmative
Defense Provisions for Startup and Shutdown, 71 Fed. Reg. 8958, 8959-60 (Feb. 22, 2006).
In addition, the director’s decision to authorize shutdown of air pollution control equipment
during scheduled maintenance is inconsistent with EPA policy, which considers excess
emissions during scheduled maintenance violations unless “a source can demonstrate that
such emissions could [not] have been avoided through better scheduling for maintenance or
through better operation and maintenance practices.” 1983 Memorandum, Attachment at 3.
The Ohio regulation does not have similar considerations.
The exemptions of Ohio Admin. Code 3745-14-11(D), 3745-17-07(A)(3)(c), 3745-17-07(B)(11)
(f), 3745-75-02(E), (J), 3745-75-03(I) and 3745-75-04(K), (L) violate the fundamental
requirement that all excess emissions be considered violations and interfere with EPA and
citizen enforcement.
Remedy Ohio should clarify that the authorization to shut down air pollution control
equipment in Ohio Admin. Code 3745-15-06(A)(3) does not exempt the source from
compliance with emission limits and standards and further amend the rule to include the
conditions on excess emissions during scheduled maintenance in the 1983 Memorandum at
3. The exemptions of Ohio Admin. Code 3745-14-11(D), 3745-17-07(A)(3)(c), 3745-17-07(B)
(11)(f), 3745-75-02(E), (J), 3745-75-03(I) and 3745-75-04(K), (L) should be removed entirely.
SIP Provisions The Indiana SIP provides an exemption for malfunctions: Emissions
temporarily exceeding the standards which are due to malfunctions of facilities or emission
control equipment shall not be considered a violation of the rules provided the source
demonstrates that:
(1) All reasonable measures were taken to correct, as expeditiously as practicable, the
conditions causing the emissions to exceed the allowable limits, including the use of off-shift
and over-time labor, if necessary.
(2) All possible steps were taken to minimize the impact of the excessive emissions on
ambient air quality which may include but not be limited to curtailment of operation and/or
shutdown of the facility. (3) Malfunctions have not exceeded five percent (5%), as a guideline,
of the normal operational time of the facility.
(4) The malfunction is not due to the negligence of the operator.
326 Ind. Admin. Code 1-6-4(a) (emphasis added), available at
http://yosemite.epa.gov/r5/r5ard.nsf/977585e33633852b862575750057311a/beee251aa8d85a
dc8 625756e007ae14f!OpenDocument.
The Indiana SIP contains several other pollutant and source category specific SSM
provisions. Id. 5-1-3 (alternative opacity limits during startup, shutdown, when removing
ashes or blowing tubes); id. 10-3-1 (exempting specific boilers from compliance during SSM).
Available at http://yosemite.epa.gov/r5/r5ard.nsf/SIPs%20View%20By%20State%20Main%
20View!OpenVi ew&Start=1&Count=30&Expand=2#2. Sierra Club SSM Petition to EPA
Page 37 of 80
Analysis The Indiana SSM provision is inconsistent with the CAA and EPA policy because
the provision states that excess emissions are not violations, contrary to the fundamental
requirement that all excess emissions be considered violations. 1982 Memorandum at 1;
1999 Memorandum at 1 & Attachment at 1-2. In any case, the regulation is ambiguous
because it lacks any procedural specifications. Depending on to whom the demonstration is
made, the regulation could be interpreted as either a qualified exemption or an affirmative
defense. One interpretation of this section is that the source must make a showing to the
State, which would then decide to consider the excess emissions not a violation.
Indiana’s SSM provision seems to confuse an enforcement discretion approach with the
affirmative defense approach. See , e.g. , Approval and Disapproval and Promulgation of
Colorado Affirmative Defense Provisions for Startup and Shutdown, 71 Fed. Reg. 8958, 8960
n.3 (Feb. 22, 2006). The provision is framed in terms susceptible to interpretation as an
affirmative defense, but uses the criteria similar to those that are supposed to guide a state’s
enforcement discretion. Compare 326 Ind. Admin. Code 1-6-4(a) with 1982 Memorandum,
Attachment at 2. Regardless of the original intent, the Indiana SSM provision is fatally
ambiguous. It could be interpreted to preclude EPA and citizen enforcement and shield
sources from injunctive relief.
Remedy Indiana should remove 326 Ind. Admin. Code 1-6-4 from its SIP. Alternatively, if the
provision is to be retained, it must be revised to clearly comply with the CAA and EPA
guidance. The provision must stipulate that all excess emissions are violations and preserve
the authority of EPA and citizens to enforce the SIP standards and limitations.
Until these problems are addressed, any emission reductions are not due to “permanent and
enforceable reductions in emissions resulting from implementation of applicable
implementation plan and Federal air pollutant control regulations and other permanent and
enforceable reductions;” and the state has not met “all requirements applicable to the area
under section 7410 of this title and part D of this subchapter.” CAA 107(d)(3)(E).
Furthermore, the maintenance plan is not approvable until these problems are fixed.
Respectfully submitted,
Robert Ukeiley
Law Office of Robert Ukeiley
435R Chestnut Street, Ste. 1
Berea, KY 40403
(859) 986-5402
Ukeily comments on the Proposed Approval of the Cincinnati, Ohio 1997 PM2.5 Annual Standard Redesignation
This is comment on Proposed Rule
Proposed Approval of the Cincinnati, Ohio 1997 PM2.5 Annual Standard redesignation
View Comment
Attachments:
2011-0017_&_0106_IN-OH_Cinci-PM25-Redes_Ukeiley-comments
Title:
2011-0017_&_0106_IN-OH_Cinci-PM25-Redes_Ukeiley-comments
Related Comments
Public Submission Posted: 11/22/2011 ID: EPA-R05-OAR-2011-0106-0005
Nov 18,2011 11:59 PM ET
Public Submission Posted: 11/22/2011 ID: EPA-R05-OAR-2011-0106-0006
Nov 18,2011 11:59 PM ET