To Whom It May Concern,
Form I-131 is usually used by adjustment of status (AOS) applicants while their
application is pending, or refugees/asylees and (conditional) lawful permanent
residents (CR/LPR) applying to obtain permission to travel abroad for a specific
period of time (maximum of one year for refugees/asylees, and two years for
CR/LPR).
So far, I-131 applicants never had to submit their biometrics (formerly:
fingerprints), and it was not necessary, as they were or would be taken during
the AOS or the asylum process. DHS seeks to introduce a new requirement that
goes far beyond a mere interpretation of the law or the publication of a
tentative policy position. Such a change of policy is subject to the
Administrative Procedure Act (APA) and its notice and comment requirement, as
well as its requirement to give proper explanation for the necessity of the
intended change of policy.
(1) The notice in the Federal Register is misleading
The allegedly "new" form I-131 does not contain any new information that would
be required from the applicant. Hence, "Form I?131, Revision of an Existing
Information Collection" is a rather misleading title for a change of
instructions that presumably intends to include a biometrics requirement.
(2) DHS violates the APA?s notice-and-comment requirement
Including such a new requirement would most definitely be a change of policy,
subject to the Administrative Procedure Act (APA), 5 USC Sec. 551, requiring the
agency to publish the substantive rule not less than 30 days before its
effective date (5 USC Sec. 553 (d).
However, DHS does not seem to be concerned which such requirements, and
immediately published the new instructions on USCIS?s website ww.uscis.gov,
without indicating that these instructions were not (yet) binding.
Quoting the OMB:
"Concern about whether agencies are properly observing the notice-and-comment
requirements of the APA has received significant attention. The courts,
Congress, and other authorities have emphasized that rules which do not merely
interpret existing law or announce tentative policy positions but which
establish new policy positions that the agency treats as binding must comply
with the APA?s notice-and-comment requirements, regardless of how they initially
are labeled". Portman, Rob: Issuance of OMB?s Final Bulletin for Agency Good
Guidance Practices, p. 4, 01/18/2007, published at:
http://www.whitehouse.gov/omb/memora...007/m07-07.pdf.
This concern should be shared by DHS and USCIS, as they similarly introduced a
biometrics requirement in Form I-751, Petition to Remove Conditions on
Residence, without giving appropriate notice. Indeed, DHS published a notice
according to the Paperwork Reduction Act of 1995 in 71 FR 3524 of January 23,
2006 and, due to lack of comments, again in 71 FR 15469 of March 28, 2006. Both
times, DHS failed to indicate which changes in policy were intended and that it
would have been required to do so in accordance with the APA.
Again this time, DHS fails to point out what changes of policy are intended and
that it is required to publish the notice according to the APA. By the face of
the current notice in the Federal Register, one would therefore not expect a
material change of policy.
DHS should therefore indicate in its notice what it intends to change, and why
it intends to do so.
(3) Violation of 5 USC Sec. 706(2)(A) and (C)
This change in policy would also be (a) in excess of statutory authority and (b)
arbitrary and capricious.
(a) New biometrics requirement and new requirement to remain physically present
after submission of I-131 application
While AOS applicants need to obtain their advance parole before leaving the
U.S., else their application would be deemed abandoned (8 CFR Sec. 245.2
(a)(4)(ii)), refugees/asylees and CR/LPR need only to be physically present in
the U.S. at the time of filing (8 CFR Sec. 223(2)(b)). These applicants are not
required to be physically present in the U.S. in order to be granted a travel
document/ reentry permit. Nowhere in the INA or the regulations is a security
check required to obtain a travel document/reentry permit. To the contrary, the
regulations even state that:
?Effect of travel before a decision is made. Departure from the United States
before a decision is made on an application for a reentry permit or refugee
travel document shall not affect the application?. 8 CFR Sec. 223.2(d).
However, the new instructions seem to indicate that the refugees/asylees and
CR/LPR will be required to have their biometrics taken in the U.S., since the
instructions specifically refer to ASC as the only place where biometrics can be
taken. ASC are only located within the U.S. Therefore, these I-131 applicants
would not only be subject to an additional biometrics requirement, but also
forced to return to the U.S. in order to have their biometrics taken, or to stay
in the U.S. after filing of the application until such time. This is a serious
burden on the applicants, which is in excess of DHS/USCIS? authority, which is
delimited by the INA and the APA and the corresponding regulations. Accordingly,
DHS/USCIS would be in excess of statutory authority if it adopted the new I-131
instructions.
(b) Failure to give any explanation for new biometrics requirement
"When an agency adopts a rule that changes the agency?s prior position, the
agency ?is
obligated to supply a reasoned analysis for the change.? Motor Vehicle Mfgs.
Ass?n v. State Farm Mutual Auto. Ins. Co., 463 U.S. 29, 42 (1983)". Am.
Federation of Labor v. Chertoff, No. C 07-04472 CRB (N.D. Cal., Oct. 10, 2007).
DHS/USCIS has failed to include any analysis in its Supporting Statement. In
fact, it has even failed to mention a single word about the new biometrics
requirement, or that the sole purpose of the new form was to include a
biometrics requirement.
? 6. The collection of this information is required to verify the status of
permanent or conditional residents, refugees or asylees, or aliens abroad who
apply for either a reentry permit, refugee travel document or advance parole,
and if the applicant is deemed eligible, to grant him or her the benefit. (?)?
USCIS 2007-0045-0003, Supporting Statement, Application for Travel Document.
This is a very accurate statement regarding the I-131 form already in use. It is
by no means an explanation why DHS/USCIS see a need to change the instructions
of form I-131. Since the change in policy is neither acknowledged nor explained,
the new instructions ? which would be included by reference into the 8 CFR (see
8 CFR 103.2(1)) ? can only be qualified as arbitrary and capricious.
(4) The new biometrics requirement lacks any definitive language
The instructions would not even be binding on applicants, as the new biometrics
requirements have not been introduced appropriately. The language in the
instructions is vague and makes the reader wonder whether applicants (and their
representatives) are purposefully left in the dark about the purported new
duties under the new I-131 instructions.
"Re-entry permit. (?) If you are in the United States as a permanent resident or
conditional permanent resident, you may apply for a reentry permit. After filing
your application for Reentry Permit, USCIS will inform you in writing when to go
to your local Application Support Center (ASC) for your biometrics appointment.
(...) Departure from the United States before a decision is made on an
application for a reentry permit does not affect the application. However,
departure from the United States should not occur before your biometrics
(fingerprints) have been taken". Proposed I-131 instructions.
The same language has been chosen for Refugee Travel Documents.
These instructions fail to indicate the risk of abandonment of the application
(see e.g. form I-485 which specifically does so, or form I-131 itself, which
explains that AOS applicants leaving the U.S. before obtaining their advance
parole would abandon their application). Furthermore, the instructions do not
include a separate biometrics fee.
SUMMARY
The new instructions for form I-131 only contain a possible introduction of a
biometric requirement for refugees/asylees and CR/LPR seeking permission to stay
abroad for a specific period of time. This change has not been clearly announced
in the Federal Register, nor has the purpose for this change in policy been
properly explained. Should the purpose be to increase the security checks on the
applicants, DHS/USCIS should be able to explain why it cannot or does not want
to retrieve the biometrics already captured during the AOS or the asylum
process. Indeed, more likely than not, most of the affected I-131 applicants
will already have undergone FBI security checks in the past, which will have
been deemed satisfactory by USCIS, as all these applicants have obtained
(conditional) lawful permanent resident status or refugee/asylee status before
applying for their reentry permit/travel document.
Additionally, these biometrics will only be taken at ASC within the U.S.,
curtailing the statutory benefits of an I-131 to be able to await adjudication
while being outside of the U.S. Should the new requirement indeed only seek to
advance the interest of security of the country, fingerprints taken at a U.S.
Consulate or local USCIS office abroad should equally be acceptable.
Finally, the biometric requirement has been included with such vague terms, that
it remains unclear whether it is indeed a new requirement or just an intent to
confuse applicants and their representatives.
For all these reasons, the proposed I-131 form and instructions should not be
adopted as published by DHS/USCIS.
Comment Submitted by Nicolas M. Reischer
This is comment on Notice
Agency Information Collection Activities: Form I-131, Revision of an Existing Information Collection; Comment Request
View Comment
Related Comments
Public Submission Posted: 10/16/2007 ID: USCIS-2007-0045-0005
Oct 15,2007 11:59 PM ET