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Rulemaking » Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants
Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants
Document ID: CFTC-2007-0072-0001
Document Type: Proposed Rule
Agency: Commodity Futures Trading Commission
Topics: Administrative Practices and Procedures, Brokers, Commodity Futures, Reporting and Recordkeeping Requirements
Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants
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