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» Statutory Exemption for Cross-Trading of Securities
Statutory Exemption for Cross-Trading of Securities
Document ID:
EBSA-2007-0004-0001
Document Type:
Rule
Agency:
Employee Benefits Security Administration
Topics:
Employee Benefit Plans, Employee Retirement Income Security Act, Employee Stock Ownership Plans, Exemptions, Fiduciaries, Investments, Investments Foreign, Party in Interest, Pension and Welfare Benefit Programs Office, Pensions, Prohibited Transactions, Real Estate, Securities, Surety Bonds, Trusts and Trustees
Federal Register Number:
E7-02290
CFR Citation:
29 CFR 2550
View Document:
Details Information
Document Subtype:
Interim Final Rule
Received Date:
February 12 2007, at 07:06 AM Eastern Standard Time
Start-End Page:
6473 - 6480
Page Count:
8
Comment Start Date:
February 12 2007, at 12:00 AM Eastern Standard Time
Comment Due Date:
April 13 2007, at 11:59 PM Eastern Standard Time
Comments
Total:
4
Investment Adviser Association Comment
Submitter:
Baruch, Valerie
Posted:
04/16/2007
ID:
EBSA-2007-0004-0002
Comment Period Closed
Apr 13,2007 11:59 PM ET
ICI Comment
Submitter:
Podesta, Mary
Posted:
04/16/2007
ID:
EBSA-2007-0004-0004
Comment Period Closed
Apr 13,2007 11:59 PM ET
AFL-CIO Comment
Submitter:
Lee, Thea
Posted:
04/16/2007
ID:
EBSA-2007-0004-0005
Comment Period Closed
Apr 13,2007 11:59 PM ET
SIFMA Comment
Submitter:
Varley, Elizabeth
Posted:
04/16/2007
ID:
EBSA-2007-0004-0003
Comment Period Closed
Apr 13,2007 11:59 PM ET
Related Documents
More
Total:
14
Investment Advice-Participants and Beneficiaries
Investment Advice-Participants and Beneficiaries
Statutory Exemption for Cross-Trading of Securities
Selection of Annuity Providers--Safe Harbor for Individual Account Plans
Investment Advice--Participants and Beneficiaries
Fiduciary Requirements for Disclosure in Participant-Directed Individual Account Plans
Default Investment Alternatives Under Participant Directed Individual Account Plans
Hearing on Reasonable Contracts or Arrangements Under Section 408(b)(2)--Fee Disclosure
Reasonable Contract or Arrangement Under Section 408(b)(2)--Fee Disclosure
Default Investment Alternatives Under Participant Directed Individual Account Plans
Selection of Annuity Providers for Individual Account Plans
Fee and Expense Disclosures to Participants in Individual Account Plans
Default Investment Alternatives Under Participant Directed Individual Account Plans
Termination of Abandoned Individual Account Plans
Statutory Exemption for Cross-Trading of Securities
Details Information
Comments
Submitter: Baruch, Valerie Posted: 04/16/2007 ID: EBSA-2007-0004-0002
Apr 13,2007 11:59 PM ET
Submitter: Podesta, Mary Posted: 04/16/2007 ID: EBSA-2007-0004-0004
Apr 13,2007 11:59 PM ET
Submitter: Lee, Thea Posted: 04/16/2007 ID: EBSA-2007-0004-0005
Apr 13,2007 11:59 PM ET
Submitter: Varley, Elizabeth Posted: 04/16/2007 ID: EBSA-2007-0004-0003
Apr 13,2007 11:59 PM ET
Related Documents
More