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Rulemaking » Financial Crimes Enforcement Network; Amendment to the Bank Secrecy Act Regulations; Defining Mutual Funds as Financial Institutions
Financial Crimes Enforcement Network; Amendment to the Bank Secrecy Act Regulations; Defining Mutual Funds as Financial Institutions
Document ID: FINCEN-2009-0004-0001
Document Type: Proposed Rule
Agency: Financial Crimes Enforcement Network
Topics: Administrative Practices and Procedures, Banks and Banking, Brokers, Currency, Investigations, Penalties, Reporting and Recordkeeping Requirements, Securities, Terrorism
FinCEN is proposing to include mutual funds within the general
definition of ``financial institution'' in rules implementing the Bank
Secrecy Act (``BSA''). The proposal would subject mutual funds to rules
under the BSA on the filing of Currency Transaction Reports (``CTRs'')
and on the creation, retention, and transmittal of records or
information for transmittals of funds.
Document Subtype:
NPRM
Received Date:
June 05 2009, at 12:42 PM Eastern Daylight Time
Start-End Page:
26996 - 27000
Comment Start Date:
June 5 2009, at 12:00 AM Eastern Standard Time
Comment Due Date:
September 3 2009, at 11:59 PM Eastern Standard Time
Financial Crimes Enforcement Network; Amendment to the Bank Secrecy Act Regulations; Defining Mutual Funds as Financial Institutions
Details Information
Comments
Posted: 08/27/2009 ID: FINCEN-2009-0004-0002
Sep 03,2009 11:59 PM ET
Submitter: Rowe, III, Robert Posted: 09/08/2009 ID: FINCEN-2009-0004-0003
Sep 03,2009 11:59 PM ET
Submitter: Mykolenko, Eva Posted: 09/08/2009 ID: FINCEN-2009-0004-0004
Sep 03,2009 11:59 PM ET
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