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Amendments to Rule 15c3-1 and Rule 17a-11 Applicable to Broker- Dealers Also Registered as Futures Commission Merchants

Document ID: SEC-2006-1329-0001
Document Type: Proposed Rule
Agency: Securities And Exchange Commission
Topics: Brokers, Reporting and Recordkeeping Requirements, Securities
Federal Register Number: E6-16956
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Details Information

Received Date: October 13 2006, at 07:06 AM Eastern Daylight Time
Comment Start Date: October 13 2006, at 12:00 AM Eastern Standard Time
Comment Due Date: November 13 2006, at 11:59 PM Eastern Standard Time

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