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Home » Rulemaking » \14\ Nothing in this exemption relieves a national securities exchange of the requirement to establish all rules, including its rules related to cross transactions, in a manner consistent with Section 19(b) of the Exchange Act, 15 U.S.C. 78s(b), and Rule 19b-4 thereunder, 17 CFR 240.19b-4, before accepting sub-penny orders in reliance on this exemption. In reviewing proposed rules relating to cros

\14\ Nothing in this exemption relieves a national securities exchange of the requirement to establish all rules, including its rules related to cross transactions, in a manner consistent with Section 19(b) of the Exchange Act, 15 U.S.C. 78s(b), and Rule 19b-4 thereunder, 17 CFR 240.19b-4, before accepting sub-penny orders in reliance on this exemption. In reviewing proposed rules relating to cros

Document ID: SEC-2006-1461-0001
Document Type: Notice
Agency: Securities And Exchange Commission
Topics: No Topics associated with this document
Federal Register Number: E6-19120
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Received Date: November 14 2006, at 07:04 AM Eastern Standard Time
Comment Start Date: November 14 2006, at 12:00 AM Eastern Standard Time

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