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Interpretive Rule Under the Advisers Act Affecting Broker-Dealers

Document ID: SEC-2007-1333-0001
Document Type: Proposed Rule
Agency: Securities And Exchange Commission
Topics: Investment Advisers, Reporting and Recordkeeping Requirements
Federal Register Number: E7-19269
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Details Information

Received Date: September 28 2007, at 07:38 AM Eastern Daylight Time
Comment Start Date: September 28 2007, at 12:00 AM Eastern Standard Time
Comment Due Date: November 2 2007, at 11:59 PM Eastern Standard Time

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