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Home » Rulemaking » Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2262 (Disclosure of Control Relationship With Issuer), 2269 (Disclosure of Participation or Interest in Primary or Secondary Distribution) and 5260 (Prohibition on Transactions, Publication of Quotations)

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2262 (Disclosure of Control Relationship With Issuer), 2269 (Disclosure of Participation or Interest in Primary or Secondary Distribution) and 5260 (Prohibition on Transactions, Publication of Quotations)

Document ID: SEC-2009-1033-0001
Document Type: Notice
Agency: Securities And Exchange Commission
Topics: No Topics associated with this document
Federal Register Number: E9-17633
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Details Information

Received Date: July 24 2009, at 10:19 AM Eastern Daylight Time
Comment Start Date: July 24 2009, at 12:00 AM Eastern Standard Time
Comment Due Date: August 14 2009, at 11:59 PM Eastern Standard Time

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