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Home » Rulemaking » Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Disciplinary Rule 476A To Add Rule 104(a)(1)(A)-NYSE Amex Equities To Its "List of Exchange Rule Violations and Fines Applicable Thereto"

Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Disciplinary Rule 476A To Add Rule 104(a)(1)(A)-NYSE Amex Equities To Its "List of Exchange Rule Violations and Fines Applicable Thereto"

Document ID: SEC-2009-1100-0001
Document Type: Notice
Agency: Securities And Exchange Commission
Topics: No Topics associated with this document
Federal Register Number: E9-18668
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Details Information

Received Date: August 05 2009, at 09:52 AM Eastern Daylight Time
Comment Start Date: August 5 2009, at 12:00 AM Eastern Standard Time
Comment Due Date: August 26 2009, at 11:59 PM Eastern Standard Time

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