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Home » Rulemaking » Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 2150 (Improper Use of Customers' Securities or Funds; Prohibition Against Guarantees and Sharing in Accounts) in the Consolidated FINRA Rulebook

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 2150 (Improper Use of Customers' Securities or Funds; Prohibition Against Guarantees and Sharing in Accounts) in the Consolidated FINRA Rulebook

Document ID: SEC-2009-1381-0001
Document Type: Notice
Agency: Securities And Exchange Commission
Topics: No Topics associated with this document
Federal Register Number: E9-23307
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Details Information

Received Date: September 28 2009, at 11:21 AM Eastern Daylight Time
Comment Start Date: September 28 2009, at 12:00 AM Eastern Standard Time

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