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Home » Rulemaking » Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2060 (Use of Information Obtained in Fiduciary Capacity) and 5290 (Order Entry and Execution Practices) in the Consolidated FINRA Rulebook

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2060 (Use of Information Obtained in Fiduciary Capacity) and 5290 (Order Entry and Execution Practices) in the Consolidated FINRA Rulebook

Document ID: SEC-2009-1523-0001
Document Type: Notice
Agency: Securities And Exchange Commission
Topics: No Topics associated with this document
Federal Register Number: E9-25872
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Details Information

Received Date: October 28 2009, at 11:50 AM Eastern Daylight Time
Comment Start Date: October 28 2009, at 12:00 AM Eastern Standard Time
Comment Due Date: November 18 2009, at 11:59 PM Eastern Standard Time

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