Code of Federal Regulations (Last Updated: July 5, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter II - Securities and Exchange Commission |
For Management Investment Companies |
§ 210.12-14 - Investments in and advances to affiliates.
Latest version.
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§ 210.12-14 Investments in and advances to affiliates.
[For management investment companies only]
Col. A Col. B Col. C Col. D Col. E Col. F Name of issuer and title of issue or nature of indebtedness1 2 3 Number of shares - principal amount of bonds, notes and other indebtedness held at close of period Net realized gain or loss for the period4 6 Net increase or decrease in unrealized appreciation or depreciation for the period4 6 Amount of dividends or interest4 6
(1) Credited to income
(2) OtherValue of each item at close of period.4 5 7 8 9 [81 FR 82018, Nov. 18, 2016, as amended at 84 FR 57234, Oct. 24, 2019]