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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 232 - Regulation S-T - General Rules and Regulations for Electronic Filings |
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Electronic Filing Requirements |
§ 232.100 - Persons and entities subject to mandated electronic filing.
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§ 232.100 Persons and entities subject to mandated electronic filing.
The following persons or entities shall be subject to the electronic filing requirements of this part 232:
(a) Registrants and other entities whose filings are subject to review by the Division of Corporation Finance;
(b) Registrants Persons or entities whose filings are subject to review by the Division of Investment Management;
(c) Persons or entities whose filings are subject to review by the Division of Market Regulation; and
(d) Any party (including natural persons) that files a document jointly with, or as a third party filer with respect to, a person or entity that is subject to mandated electronic filing requirements.
[62 FR 36456, July 8, 1997, as amended at 67 FR 36699, May 24, 2002; 72 FR 14417, Mar. 28, 2007; 73 FR 10616, Feb. 27, 2008; 87 FR 38964, June 30, 2022]