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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 249 - Forms, Securities Exchange Act of 1934 |
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Subpart D - Forms for Annual and Other Reports of Issuers Required Under Sections 13 and 15(d) of the Securities Exchange Act of 1934 |
§ 249.326T - Form SH, weekly report of short sales and positions.
Latest version.
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(a) This form shall be used by institutional investment managers to file weekly reports pursuant to § 240.10a-3T of this chapter. A weekly report on this form pursuant to § 240.10a-3T of this chapter shall be filed on the last business day of each calendar week immediately following a calendar week in which the institutional investment manager effected a short sale and shall be nonpublic to the extent permitted by law.
(b) The temporary section will expire on August 1, 2009.