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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 301 - Forms, Securities Investor Protection Corporation |
| § 301.0-1 - Availability of forms. |
| Forms for Closeout or Completion of Open Contractual Commitments |
| § 301.300a - Form 300-A, for summary of buy-ins or sell-outs of all open contractual commitments. |
| § 301.300b - Form 300-B, for report of all fails to deliver. |
| § 301.300c - Form 300-C, for report of all fails to receive. |