 |
Code of Federal Regulations (Last Updated: October 10, 2024) |
 |
Title 17 - Commodity and Securities Exchanges |
|
|
Chapter II - Securities and Exchange Commission |
|
|
Part 228 - [Reserved] |
| Subpart A - Regulation S-B |
| § 228.10 - (Item 10) General. |
| § 228.101 - (Item 101) Description of Business. |
| § 228.102 - (Item 102) Description of Property. |
| § 228.103 - (Item 103) Legal Proceedings. |
| § 228.201 - (Item 201) Market for Common Equity and Related Stockholder Matters. |
| § 228.202 - (Item 202) Description of Securities. |
| § 228.303 - (Item 303) Management's Discussion and Analysis or Plan of Operation. |
| § 228.304 - (Item 304) Changes In and Disagreements With Accountants on Accounting and Financial Disclosure. |
| § 228.305 - [Reserved] |
| § 228.306 - Item 306) Audit committee report. |
| § 228.307 - (Item 307) Disclosure controls and procedures. |
| § 228.308 - (Item 308) Internal control over financial reporting. |
| § 228.310 - (Item 310) Financial Statements. |
| § 228.401 - (Item 401) Directors, Executive Officers, Promoters and Control Persons. |
| § 228.402 - (Item 402) Executive compensation. |
| § 228.403 - (Item 403) Security Ownership of Certain Beneficial Owners and Management. |
| § 228.404 - (Item 404) Transactions with related persons, promoters and certain control persons. |
| § 228.405 - (Item 405) Compliance With Section 16(a) of the Exchange Act. |
| § 228.406 - (Item 406) Code of ethics. |
| § 228.407 - (Item 407) Corporate governance. |
| § 228.501 - (Item 501) Front of registration statement and front cover of prospectus. |
| § 228.502 - (Item 502) Inside front and outside back cover pages of prospectus. |
| § 228.503 - (Item 503) Summary information and risk factors. |
| § 228.504 - (Item 504) Use of Proceeds. |
| § 228.505 - (Item 505) Determination of Offering Price. |
| § 228.506 - (Item 506) Dilution. |
| § 228.507 - (Item 507) Selling Security Holders. |
| § 228.508 - (Item 508) Plan of Distribution. |
| § 228.509 - (Item 509) Interest of Named Experts and Counsel. |
| § 228.510 - (Item 510) Disclosure of Commission Position on Indemnification for Securities Act Liabilities. |
| § 228.511 - (Item 511) Other Expenses of Issuance and Distribution. |
| § 228.512 - (Item 512) Undertakings. |
| § 228.601 - (Item 601) Exhibits. |
| § 228.701 - (Item 701) Recent sales of unregistered securities; use of proceeds from registered securities. |
| § 228.702 - (Item 702) Indemnification of Directors and Officers. |
| § 228.703 - Purchases of equity securities by the small business issuer and affiliated purchasers. |
| Securities Act Industry Guide 6 and Exchange Act Industry Guide 4 |
| Appendix A to Item 601(c) of Regulation S-B - Commercial and Industrial Companies - Article 5 of Regulation S-X |
| Appendix B to Item 601(c) of Regulation S-B - Insurance Companies - Article 7 of Regulation S-X |
| Appendix C to Item 601(c) of Regulation S-B - Bank Holding Companies and Savings and Loan Holding Companies - Industry Guide 3 |
| Appendix D to Item 601(c) of Regulation S-B - Broker-Dealers and Broker-Dealer Holding Companies - Financial Data Schedule BD |
| Appendix E to Item 601(c) of Regulation S-B - Public Utility Companies and Public Utility Holding Companies - Financial Data Schedule UT |
| Appendix F to Item 601(c) of Regulation S-B - Consolidated Totals for Registrants Filing Multiple Financial Data Schedules - Financial Data Schedule CT |
| § 228.601T - Item 601T) Item 601T of Regulation S-B. |
| § 228.304T - Item 304T) Item 304T of Regulation S-B. |
| §§ 228.305--228.306 - [Reserved] |
| § 228.308T - (Item 308T) Internal control over financial reporting. |