Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter I - Commodity Futures Trading Commission |
Part 12 - Rules Relating to Reparations |
Subpart A - General Information and Preliminary Consideration of Pleadings |
§ 12.1 - Scope and applicability of rules of practice relating to reparations. |
§ 12.2 - Definitions. |
§ 12.3 - Business address; hours. |
§ 12.4 - Suspension, amendment, revocation and waiver of rules. |
§ 12.5 - Computation of time. |
§ 12.6 - Extensions of time; adjournments; postponements. |
§ 12.7 - Ex parte communications in reparation proceedings. |
§ 12.8 - Separation of functions. |
§ 12.9 - Practice before the Commission. |
§ 12.10 - Service. |
§ 12.11 - Formalities of filing of documents with the Proceedings Clerk. |
§ 12.12 - Signature. |
§ 12.13 - Complaint; election of procedure. |
§ 12.14 - Withdrawal of complaint. |
§ 12.15 - Notification of complaint. |
§ 12.16 - Response to complaint. |
§ 12.17 - Satisfaction of complaint. |
§ 12.18 - Answer; election of procedure. |
§ 12.19 - Counterclaim. |
§ 12.20 - Response to counterclaim; reply; election of procedure. |
§ 12.21 - Voluntary dismissal. |
§ 12.22 - Default proceedings. |
§ 12.23 - Setting aside of default. |
§ 12.24 - Parallel proceedings. |
§ 12.25 - Filing fees. |
§ 12.26 - Commencement of a reparation proceeding. |
§ 12.27 - Termination of consideration of pleadings. |
Subpart B - Discovery |
§ 12.30 - Methods of discovery. |
§ 12.31 - Production of documents and tangible items. |
§ 12.32 - Depositions on written interrogatories. |
§ 12.33 - Admissions. |
§ 12.34 - Discovery by a decisionmaking official. |
§ 12.35 - Consequences of a party's failure to comply with a discovery order. |
§ 12.36 - Subpoenas to compel discovery. |
Subpart C - Rules Applicable to Voluntary Decisional Proceedings |
§ 12.100 - Scope and applicability of rules. |
§ 12.101 - Functions and responsibilities of the Administrative Judge. |
§ 12.102 - Disqualification of Administrative Judge. |
§ 12.103 - Filing of documents; subscription; service. |
§ 12.104 - Amendments to pleadings; motions. |
§ 12.105 - Submission of proof only in documentary or tangible form. |
§ 12.106 - Final decision and order. |
Subpart D - Rules Applicable to Summary Decisional Proceedings |
§ 12.200 - Scope and applicability of this subpart. |
§ 12.201 - Functions and responsibilities of the Administrative Judge. |
§ 12.202 - Disqualification of Administrative Judge. |
§ 12.203 - Filing of documents; subscription; service. |
§ 12.204 - Amended and supplemental pleadings. |
§ 12.205 - Motions. |
§ 12.206 - Pre-decision conferences. |
§ 12.207 - Summary disposition. |
§ 12.208 - Submissions of proof. |
§ 12.209 - Oral testimony. |
§ 12.210 - Initial decision. |
Subpart E - Rules Applicable to Formal Decisional Proceedings |
§ 12.300 - Scope and applicability of rules. |
§ 12.303 - Pre-decision conferences. |
§ 12.304 - Functions and responsibilities of the Administrative Law Judge. |
§ 12.305 - Disqualification of Administrative Law Judge. |
§ 12.306 - Filing of documents; subscription; service. |
§ 12.307 - Amended and supplemental pleadings. |
§ 12.308 - Motions. |
§ 12.309 - Interlocutory review by the Commission. |
§ 12.310 - Summary disposition. |
§ 12.311 - Disposing of proceeding or issues without oral hearing. |
§ 12.312 - Oral hearing. |
§ 12.313 - Subpoenas for attendance at an oral hearing. |
§ 12.314 - Initial decision. |
§ 12.315 - Consequences of overstating damages claims not in excess of $30,000. |
§§ 12.301--12.302 - [Reserved] |
Subpart F - Commission Review of Decisions |
§ 12.400 - Scope and applicability of rules. |
§ 12.401 - Appeal to the Commission. |
§ 12.402 - Appeal of disposition of less than all claims or parties in a proceeding. |
§ 12.403 - Commission review on its own motion. |
§ 12.404 - The record of proceedings. |
§ 12.405 - Leave to adduce additional evidence. |
§ 12.406 - Final decision of the Commission. |
§ 12.407 - Satisfaction of reparation award; enforcement; sanctions. |
§ 12.408 - Delegation of authority to the General Counsel. |