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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 249 - Forms, Securities Exchange Act of 1934 |
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Subpart I - Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and Affiliated Securities Associations |
§ 249.803 - Form X-15AJ-2, for annual consolidated supplement of a national securities association or an affiliated securities association.
Latest version.
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§ 249.803 Form X-15AJ-2, for annual consolidated supplement of a national securities association or an affiliated securities association.
This form shall be filed pursuant to Rule 15Aj-1 (§ 240.15Aj-1 of this chapter) for the annual consolidated supplement to registration statement of a national securities association or an affiliated securities association.
[33 FR 18995, Dec. 20, 1968]