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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 12 - Banks and Banking |
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Chapter III - Federal Deposit Insurance Corporation |
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SubChapter A - Procedure and Rules of Practice |
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Part 308 - Rules of Practice and Procedure |
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Subpart I - Rules and Procedures for Imposition of Sanctions Upon Municipal Securities Dealers or Persons Associated With Them and Clearing Agencies or Transfer Agents |
Subpart I - Rules and Procedures for Imposition of Sanctions Upon Municipal Securities Dealers or Persons Associated With Them and Clearing Agencies or Transfer Agents
| § 308.134 - Scope. |
| § 308.135 - Grounds for imposition of sanctions. |
| § 308.136 - Notice to and consultation with the Securities and Exchange Commission. |
| § 308.137 - Effective date of order imposing sanctions. |