Appendix A to Part 38 - Form DCM, Part 38 - Designated Contract Markets, Chapter I - Commodity Futures Trading Commission, Title 17 - Commodity and Securities Exchanges, Code of Federal Regulations

2024-04938. Notice of proposed rulemaking. 2024-04938. Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions
2020-27622. Final rule. 2020-27622. Electronic Trading Risk Principles
2020-14381. Notice of proposed rulemaking. 2020-14381. Electronic Trading Risk Principles
2017-20924. Final rule. 2017-20924. Commission Delegated Authority Provisions for Designated Contract Markets' System Safeguards Requirements
2013-12250. Final rule. 2013-12250. Process for a Designated Contract Market or Swap Execution Facility To Make a Swap Available to Trade, Swap Transaction Compliance and Implementation Schedule, and Trade Execution Requirement Under the Commodity Exchange Act