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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter I - Commodity Futures Trading Commission |
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Part 23 - Swap Dealers and Major Swap Participants |
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Subpart H - Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, Including Special Entities |
Subpart H - Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, Including Special Entities
| § 23.400 - Scope. |
| § 23.401 - Definitions. |
| § 23.402 - General provisions. |
| § 23.410 - Prohibition on fraud, manipulation, and other abusive practices. |
| § 23.430 - Verification of counterparty eligibility. |
| § 23.431 - Disclosures of material information. |
| § 23.432 - Clearing disclosures. |
| § 23.433 - Communications - fair dealing. |
| § 23.434 - Recommendations to counterparties - institutional suitability. |
| § 23.440 - Requirements for swap dealers acting as advisors to Special Entities. |
| § 23.450 - Requirements for swap dealers and major swap participants acting as counterparties to Special Entities. |
| § 23.451 - Political contributions by certain swap dealers. |
| Appendix A to Subpart H of Part 23 - Guidance on the Application of §§ 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities |
| Appendix A to Subpart H to Part 23 - Guidance on the Application of §§ 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities |
| §§ 23.411--23.429 - [Reserved] |
| §§ 23.441--23.449 - [Reserved] |
| §§ 23.403--23.409 - [Reserved] |
| §§ 23.435--23.439 - [Reserved] |