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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter I - Commodity Futures Trading Commission |
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Part 37 - Swap Execution Facilities |
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Subpart C - Compliance With Rules |
| § 37.200 - Core Principle 2 - Compliance with rules. |
| § 37.201 - Operation of swap execution facility and compliance with rules. |
| § 37.202 - Access requirements. |
| § 37.203 - Rule enforcement program. |
| § 37.204 - Regulatory services provided by a third party. |
| § 37.205 - Audit trail. |
| § 37.206 - Disciplinary procedures and sanctions. |