Code of Federal Regulations (Last Updated: October 10, 2024) |
Title 31 - Money and Finance: Treasury |
Subtitle B - Regulations Relating to Money and Finance |
Chapter X - Financial Crimes Enforcement Network, Department of the Treasury |
Part 1026 - Rules for Futures Commission Merchants and Introducing Brokers in Commodities |
Subpart D - Records Required To Be Maintained By Futures Commission Merchants and Introducing Brokers in Commodities |
§ 1026.400 - General.
Latest version.
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§ 1026.400 General.
Futures commission merchants and introducing brokers in commodities are subject to the recordkeeping requirements set forth and cross referenced in this subpart. Futures commission merchants and introducing brokers in commodities should also refer to subpart D of part 1010 of this chapter for recordkeeping requirements contained in that subpart which apply to futures commission merchants and introducing brokers in commodities.