96-8361. Medical Devices; Temporary Suspension of Approval of a Premarket Approval Application  

  • [Federal Register Volume 61, Number 67 (Friday, April 5, 1996)]
    [Rules and Regulations]
    [Pages 15186-15190]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-8361]
    
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    21 CFR Part 814
    
    [Docket No. 93N-0047]
    RIN 0910-AA09
    
    
    Medical Devices; Temporary Suspension of Approval of a Premarket 
    Approval Application
    
    AGENCY: Food and Drug Administration, HHS.
    
    ACTION: Final rule.
    
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    SUMMARY: The Food and Drug Administration (FDA) is establishing 
    procedures to order the temporary suspension of approval of a premarket 
    approval application (PMA) for a medical device. This action is being 
    taken under a new authority granted to the agency by the Safe Medical 
    Devices Act of 1990 (the SMDA). Under this new authority, if, after 
    providing an opportunity for an informal hearing, FDA determines there 
    is a reasonable probability that continued distribution of a device 
    would cause serious, adverse health consequences or death, the agency 
    shall, by order, temporarily suspend approval of a PMA, and proceed 
    expeditiously, but within 60 days, to permanently withdraw approval of 
    the PMA. The final rule also clarifies that these procedures apply to 
    an original PMA, as well as any PMA supplement(s), for a medical 
    device.
    EFFECTIVE DATE: May 6, 1996.
    FOR FURTHER INFORMATION CONTACT: Lisa A. Rooney, Center for Devices and 
    Radiological Health (HFZ-84), Food and Drug Administration, 2094 
    Gaither Rd., Rockville, MD 20850, 301-594-4765, ext. 164.
    SUPPLEMENTARY INFORMATION:
    
    I. Background
    
        In the Federal Register of October 12, 1993 (58 FR 52729), FDA 
    published a proposed rule to establish procedures to order the 
    temporary suspension of approval of a PMA for a medical device. 
    Interested persons were given until December 13, 1993, to comment on 
    the proposed rule. The agency received four comments, one from a trade 
    association, and three from manufacturers.
    
    II. Summary of the Final Rule
    
        Section 9 of the SMDA (Pub. L. 101-629) amended section 515(e) of 
    the Federal Food, Drug, and Cosmetic Act (the act) (21 U.S.C. 360e(e)) 
    by adding section 515(e)(3) of the act which provides the agency with 
    the authority to temporarily suspend approval of a PMA. This authority 
    applies to the original PMA, as well as any PMA supplement(s), for a 
    medical device. Section 515(e)(3) of the act and new Sec. 814.47, the 
    implementing regulation, provide the agency with a prompt method of 
    removing dangerous devices from the market pending resolution of 
    permanent PMA or PMA supplement withdrawal proceedings.
        Under Sec. 814.47(a), FDA will issue an order temporarily 
    suspending approval of a PMA or a PMA supplement when FDA determines 
    that there is a reasonable probability that continued distribution of 
    the device would cause serious, adverse health consequences or death.
        Pursuant to Sec. 814.47(b), when FDA makes the requisite 
    determination, FDA shall provide an opportunity for an informal hearing 
    to determine whether to issue an order temporarily suspending approval 
    of a PMA or a PMA supplement. Such an informal hearing is to be 
    initiated and conducted by FDA pursuant to part 16 (21 CFR part 16). 
    Generally, under Sec. 814.47(b)(2), the person provided with notice of 
    an opportunity for an informal hearing will have not less than 3 
    working days after receipt of the notice to request a hearing. 
    Moreover, the informal hearing ordinarily will not be held less than 2 
    working days after receipt of the request for the hearing, in order to 
    provide time for preparation. However, in those rare circumstances when 
    FDA believes that immediate action to remove a dangerous device from 
    the market is necessary to protect the public health, the agency may 
    waive, suspend, or modify the above-referenced timeframes in accordance 
    with Sec. 10.19 (21 CFR 10.19) and Sec. 16.60(h).
        Under Sec. 814.47(b)(3), a PMA holder's or a PMA supplement 
    holder's failure to request a hearing within the timeframe specified by 
    FDA in the notice of opportunity for a hearing, which is generally not 
    less than 3 working days, is deemed a waiver of the hearing.
    
    [[Page 15187]]
    
        Pursuant to Sec. 814.47(c), if the PMA or PMA supplement holder 
    does not request a hearing or after an informal hearing, FDA shall, by 
    order, temporarily suspend approval of a PMA or PMA supplement if the 
    agency determines there is a reasonable probability that continued 
    distribution of the device would cause serious, adverse health 
    consequences or death. In accordance with Sec. 814.47(d), FDA shall 
    proceed expeditiously, but within 60 days, to permanently withdraw 
    approval of the PMA or PMA supplement.
    
    III. Clarification of the Proposed Rule
    
        This final rule clarifies that the procedures for ordering the 
    temporary suspension of approval of a PMA apply to both the original 
    PMA and any PMA supplement(s) for a medical device. A PMA supplement is 
    a supplemental application for approval of a change affecting the 
    safety or effectiveness of a device for which there is an approved PMA 
    (see Secs. 814.3(g) and 814.39). As discussed in the preamble to part 
    814 (21 CFR part 814) (51 FR 26342 at 26354, July 22, 1986), when an 
    applicant submits a PMA supplement for a change in an approved device, 
    the applicant has, in effect, submitted a new PMA for the ``new'' 
    (changed) device. For this reason, FDA has concluded that the authority 
    provided by section 515(e)(3) of the act applies to both PMA's and PMA 
    supplement(s).
    
    IV.- Changes from the Proposed Rule
    
        Although the agency maintained the basic framework of the proposed 
    rule, FDA modified the proposed rule in order to be consistent and 
    compatible with the medical device recall authority and to address 
    concerns raised in the comments. Several comments raised due process 
    concerns that resulted in FDA clarifying proposed Sec. 814.47(b) and 
    modifying proposed Sec. 814.47(d).
        FDA clarified that the hearing provided for in Sec. 814.47(b) will 
    be conducted, whenever possible, in accordance with the procedures set 
    out in part 16. Thus, under Sec. 814.47(b)(2), the person offered an 
    opportunity for an informal hearing ordinarily will have not less than 
    3 working days after receipt of the notice to request a hearing. 
    Moreover, the informal hearing ordinarily will not be held less than 2 
    working days after receipt of the request for the hearing. However, in 
    extraordinary cases, if FDA believes that immediate action to remove a 
    dangerous device from the market is necessary to protect the public 
    health, the agency may waive, suspend, or modify the above-referenced 
    timeframes in accordance with Sec. 10.19 and 16.60(h). -
        Furthermore, FDA amended Sec. 814.47(d) to specify a timeframe 
    within which FDA must initiate permanent withdrawal of PMA or PMA 
    supplement approval after issuing an order temporarily suspending PMA 
    or PMA supplement approval. FDA concluded that following issuance of an 
    order temporarily suspending approval of a PMA or a PMA supplement, the 
    agency will proceed expeditiously, but within 60 days, to permanently 
    withdraw approval of the PMA or the PMA supplement.
    
    V. -Relationship Between Temporary Suspension of Approval of a PMA 
    or PMA Supplement and Medical Device Recall Authority
    
        The SMDA provided FDA with, among other things, the authority to 
    issue orders to temporarily suspend the approval of a PMA or a PMA 
    supplement and to recall medical devices.
        Section 8 of the SMDA amended section 518 of the act (21 U.S.C. 
    360h) by adding a new subsection (e) entitled ``Recall Authority.'' 
    Section 518(e)(1) of the act provides that, if FDA finds that there is 
    a reasonable probability that a device intended for human use would 
    cause serious, adverse health consequences or death, FDA shall issue an 
    order requiring the appropriate person to immediately cease 
    distribution of the device, immediately notify health professionals and 
    device user facilities of the order, and instruct such professionals 
    and facilities to cease use of the device. Section 518(e)(2) of the act 
    states that, after providing an opportunity for an informal hearing, 
    FDA may amend the cease distribution and notification order to require 
    a recall of the device. FDA's medical device recall authority may be 
    invoked for any class of device.
        This recall authority may be invoked for targeted purposes, for 
    example, when FDA wants an individual to temporarily cease distribution 
    and/or recall certain lots, batches, or models of class I, class II, or 
    class III devices which are located either in-house or on the market 
    until such devices are brought into compliance; or, the recall 
    authority may be used more broadly to cease distribution and/or recall 
    all models, batches, or lots of a manufacturer's device. On the other 
    hand, the agency's authority to temporarily suspend approval of a PMA 
    or a PMA supplement is invoked only in the latter circumstance, when 
    FDA wants a manufacturer to cease marketing all models, batches, or 
    lots of a particular class III device which was approved under the 
    subject PMA or PMA supplement, pending permanent withdrawal of the 
    device's PMA or PMA supplement approval. Thus, there may be 
    circumstances in which FDA could invoke both authorities.
        The threshold criteria for invoking the medical device recall 
    authority and the authority to temporarily suspend approval of a PMA or 
    PMA supplement are identical. Under both authorities, FDA will issue 
    orders only when FDA determines there is a reasonable probability that 
    continued distribution of a device would cause serious, adverse health 
    consequences or death. Furthermore, under both authorities, FDA must 
    provide the person subject to the order and the holder of the approved 
    PMA or PMA supplement for the device with an opportunity for an 
    informal hearing. In both situations, the informal hearing is to be 
    conducted by FDA pursuant to part 16.
        If FDA determines that there is a reasonable probability that 
    continued distribution of a currently marketed class III medical device 
    would cause serious, adverse health consequences or death, the agency 
    may invoke its medical device recall authority as well as its authority 
    to temporarily suspend approval of the PMA or PMA supplement for the 
    device. If both authorities are invoked, the medical device recall 
    informal hearing will be combined with the temporary suspension of 
    approval of a PMA or PMA supplement informal hearing. This combined 
    informal hearing will occur after FDA makes the requisite finding, 
    issues a cease distribution and notification order, and issues a letter 
    of intent to temporarily suspend approval of a PMA or PMA supplement. 
    This combined informal hearing does not eliminate the PMA or PMA 
    supplement holder's opportunity for an informal hearing prior to FDA 
    permanently withdrawing approval of a PMA or PMA supplement (see 
    section 515(e)(1) of the act).
    
    VI. Summary and Analysis of Comments and FDA's Response
    
        1. -One comment noted that the proposed rule, which states that 
    ``FDA may initiate and conduct a regulatory hearing to determine 
    whether to issue an order temporarily suspending approval of the PMA'' 
    (Sec. 814.47(b)(1)), implies that FDA can use its own discretion in 
    determining whether or not to hold a hearing prior to temporarily 
    suspending PMA approval and is contrary to section 515(e)(1) and (e)(3) 
    of the act and to the preamble of the proposed rule itself (see 58 FR
    
    [[Page 15188]]
    52729). Thus, it was urged that the final rule unequivocally state that 
    FDA will provide the manufacturer with an opportunity for an informal 
    hearing prior to temporarily suspending PMA approval.
        FDA agrees with this comment. Under final Sec. 814.47(b), FDA must 
    give the PMA or PMA supplement holder notice and an opportunity for a 
    regulatory hearing under part 16 prior to temporarily suspending PMA or 
    PMA supplement approval. However, whether or not a regulatory hearing 
    is actually conducted depends on the decision of the PMA or PMA 
    supplement holder. If the PMA or PMA supplement holder does not request 
    a regulatory hearing within the timeframe specified by FDA in the 
    notice of opportunity for a hearing, then FDA may temporarily suspend 
    approval of the PMA or PMA supplement without a hearing. On the other 
    hand, if the PMA or PMA supplement holder requests the regulatory 
    hearing within the timeframe specified by FDA in the notice of 
    opportunity for a hearing, then FDA must conduct the hearing before 
    temporarily suspending approval of the holder's PMA or PMA supplement.
        2.- Under Sec. 814.47(b)(2), if FDA believes that immediate action 
    to remove a dangerous device from the market is necessary to protect 
    the public health, FDA may, pursuant to Sec. 16.60(h), waive or modify 
    any part 16 procedure in accordance with Sec. 10.19. A comment noted 
    that in this situation FDA can waive Sec. 16.24(e), which states that a 
    hearing may not be required to be held at a time less than 2 working 
    days after receipt of the request for a hearing. This comment 
    recommended that, at the very least, Sec. 16.60(h) should not apply to 
    Sec. 16.24(e). Another comment urged that the agency should not be 
    allowed, under Sec. 16.60(h), to waive the notice requirements of 
    Sec. 16.24(e), which states that a hearing may not be required to be 
    held at a time less than 2 working days after receipt of the request 
    for a hearing and Sec. 16.22(b), which gives a person at least 3 days 
    after receiving notice of an opportunity for a hearing to request one. 
    The comment urged that waiver of these sections would violate a PMA 
    holder's due process rights. Additionally, it was contended that 
    Secs. 16.22(b) and 16.24(e) cannot be waived because Secs. 10.19 and 
    16.60(h) do not permit FDA to waive notice requirements. The comment 
    requested that FDA insert language granting an informal hearing as 
    defined in section 201(x) of the act (21 U.S.C. 321(x)) and specifying 
    that notice of at least 10 calendar days is required prior to the 
    issuance of an order temporarily suspending approval of a PMA. This 
    same comment noted that, under Sec. 10.19, waiver of prehearing 
    requirements is only allowed ``if no participant will be prejudiced, 
    the ends of justice will thereby be served, and the action is in 
    accordance with the law.'' According to this comment, waiver of 
    Secs. 16.22(b) and 16.24(e) would violate section 515(e)(3) of the act, 
    which requires the opportunity for an informal hearing.
        FDA agrees that the hearing provided for in Sec. 814.47(b)(2) 
    should be conducted, whenever possible, within the timeframes set out 
    in part 16. Thus, in accordance with Sec. 16.22(b) of this chapter, 
    under Sec. 814.47(b)(2), the person offered an opportunity for an 
    informal hearing ordinarily will have not less than 3 working days 
    after receipt of the notice to request a hearing. Furthermore, pursuant 
    to Sec. 16.24(e), the informal hearing ordinarily will not be held less 
    than 2 working days after receipt of the request for the hearing. 
    However, under Sec. 16.60(h), the Commissioner or the presiding officer 
    has the power to waive any part 16 provision. According to Sec. 10.19, 
    part 16 provisions can only be suspended, modified, or waived if no 
    participant will be prejudiced, the ends of justice will thereby be 
    served, and the action is in accordance with the law. FDA can waive, 
    modify, or suspend the timeframes associated with the regulatory 
    hearings relating to suspension of PMA or PMA supplement approvals as 
    long as the PMA or PMA supplement holder is given notice and an 
    opportunity for an informal hearing as required by section 515(e)(3) of 
    the act. In extraordinary cases, FDA could give the PMA holder notice, 
    conduct a hearing, and render a decision on the same day. This would be 
    consistent with Congress' intent that, for temporary suspension action, 
    the informal hearing, when necessary, should be analogous to a 
    temporary restraining order (TRO) hearing that could result in notice, 
    a hearing, and a judicial decision in a single day if immediate action 
    to remove a dangerous device from the market is absolutely necessary to 
    protect the public health. (See H. Rept. 808, 101st Cong., 2d sess. 31 
    (1990).) Expedited hearing procedures under section 513(e) of the act, 
    therefore, would be in accordance with the law. However, FDA believes 
    that most temporary suspension hearings will be conducted within the 
    timeframes set out in part 16.
        3. Another comment stated that enacting this rule as proposed, 
    i.e., authorizing FDA to suspend, modify, or waive any part 16 
    procedures, would create a procedure whereby persons challenging recall 
    orders would have greater opportunities to defend themselves than 
    persons affected by PMA suspension orders.
        As noted above, FDA is seeking to make as consistent and parallel 
    as possible the procedures for recalling a device and temporarily 
    suspending approval of a PMA or PMA supplement. Moreover, it is 
    important to point out the additional protections that exist for PMA 
    holders. Under section 515(e)(1) of the act, FDA must provide notice 
    and an opportunity for an informal hearing before issuing an order for 
    permanent withdrawal of PMA or PMA supplement approval. Additionally, a 
    PMA or PMA supplement holder may petition for review of a section 
    515(e)(1) order pursuant to section 515(g) of the act. Section 
    515(g)(1) of the act provides ``[u]pon petition for review of * * * an 
    order * * * withdrawing approval of an [PMA] application * * * the 
    Secretary shall * * * hold a hearing * * *. The panel or panels which 
    considered the application * * * shall designate a member to appear and 
    testify at any such hearing upon request of the Secretary, the 
    petitioner, or the officer conducting the hearing * * *. Upon 
    completion of such hearing and after considering the record established 
    in such hearing, the Secretary shall issue an order either affirming 
    the order subject to the hearing or reversing such order and, as 
    appropriate, * * * reinstating the application's approval * * *.'' 
    Thus, a PMA or PMA supplement holder is provided with additional 
    opportunities for a hearing prior to permanent withdrawal of PMA or PMA 
    supplement approval.
        4. Another comment suggested that FDA's reliance upon H. Rept. 808, 
    101st Cong., 2d sess. 31 for authority to give notice, conduct a 
    hearing, and render a judicial decision within 1 day is misplaced 
    because this legislative history relates to hearings, not informal 
    hearings.
        FDA disagrees with this comment. The hearing referred to in the 
    legislative history clearly pertains to the informal hearing discussed 
    in section 515(e)(3) of the act even though Congress used the term 
    ``hearing,'' rather than ``informal hearing'' in the legislative 
    history. Moreover, FDA can give notice, conduct a hearing, and render a 
    decision in 1 day and still satisfy the informal hearing requirements 
    found in section 201(x) of the act. However, as discussed in response 
    to comment 2 of this document, FDA anticipates that temporary 
    suspension hearings will almost always be conducted in accordance with 
    the timeframes set out in part 16.
    
    [[Page 15189]]
    
        5.- A comment suggested that there is no need for this rule because 
    FDA can simply request a PMA holder to immediately stop distributing 
    the product or, if a PMA holder fails to comply with this request, FDA 
    can issue an order under FDA's recall authority to stop distribution of 
    a device which threatens the public health.
        FDA disagrees with this comment. Congress gave FDA two separate, 
    though overlapping, authorities to remove dangerous devices from the 
    market. FDA will use one or both of these mechanisms, depending upon 
    particular circumstances. As noted earlier, FDA has made the two 
    procedures as consistent and parallel as possible in order to minimize 
    confusion should both authorities be invoked.
        6. -All comments noted that proposed Sec. 814.47(d) failed to 
    define the term ``proceed expeditiously'' and requested that the final 
    rule specify a timeframe within which FDA must initiate permanent 
    withdrawal of PMA approval after issuing an order temporarily 
    suspending PMA approval. The comments suggested that FDA begin the 
    permanent withdrawal proceedings within 10 to 30 days after issuing the 
    temporary suspension order and conclude the proceedings within 30 to 60 
    days after issuing the temporary suspension order.
        FDA agrees with the goal expressed in these comments. FDA has 
    concluded that following the issuance of an order temporarily 
    suspending approval of a PMA or PMA supplement, the agency will proceed 
    expeditiously, but within 60 days, to hold a hearing on whether to 
    permanently withdraw approval of the PMA or PMA supplement. Based on 
    prior experience, FDA has determined that 60 days is sufficient time 
    for both a PMA holder and FDA to prepare for an informal hearing which 
    is required to be held prior to permanently withdrawing approval of a 
    PMA, if such a hearing is requested. Section 814.14(d) has been amended 
    accordingly.
        7.- A comment requested that the ``serious, adverse health 
    consequences'' definition found in proposed Sec. 814.3 be changed. It 
    was suggested that the words ``long range'' be replaced with ``long 
    term'' because ``long term'' is a phrase that is more precise, that 
    conforms to the legislative history, and that is more familiar to 
    medical device manufacturers. (See S. Rept. 513, 101st Cong., 2d sess. 
    19 (1990).)
        FDA agrees with this comment. The legislative history surrounding 
    section 515(e)(3) of the act states that the term ``serious, adverse 
    health consequences'' means: any significant adverse experience 
    attributable to a device, including those which may be either life-
    threatening, or involve permanent or long-term injuries, but excluding 
    those nonlife-threatening injuries which are temporary and reasonably 
    reversible. (See S. Rept. 513, 101st Cong., 2d sess. 19 (1990).) The 
    definition has been changed to reflect the legislative history 
    definition.
        FDA also has revised the definition of serious, adverse health 
    consequences in Sec. 814.3(l) by deleting the following sentence: 
    ``Injuries attributable to a device that are treatable and reversible 
    by standard medical techniques, proximate in time to the injury, are 
    not included within the term's definition.'' The legislative history 
    makes clear that the idea captured in the second sentence of the 
    proposed definition was intended only to further explain the type of 
    injury that would trigger temporary suspension Id. FDA has made the 
    same revision in the medical device recall regulation.
        8.- One comment said that the preamble to the proposed rule 
    suggested that application of section 515(e)(3) of the act turns on the 
    judgment of whether, if distribution of the devices continues, one or 
    more individual devices would be more likely than not to cause serious, 
    adverse health consequences or death. The comment stated that this 
    statement in the preamble erroneously implies that one device is enough 
    to allow FDA to order a temporary PMA suspension.
        FDA believes this comment misunderstands FDA's intent. FDA 
    emphasizes that application of section 515(e)(3) of the act does not 
    turn on whether a particular percentage of devices would cause serious, 
    adverse health consequences or death, but rather on the judgment of 
    whether it is more likely than not that serious, adverse health 
    consequences or death will result if distribution of the device 
    continues.
        9. A comment urged that the definition of ``reasonable 
    probability'' found in proposed Sec. 814.3 be made consistent with the 
    February 1988 CDRH Medical Device Reporting Questions and Answers 
    document, p. 22, for reportable malfunctions, which defines ``likely'' 
    in terms of both a qualitative and quantitative evaluation of the 
    likelihood that a recurrence of the malfunction will cause or 
    contribute to a death or serious injury.
        FDA disagrees with this comment. The legislative history of section 
    515(e)(3) of the act states that a ``reasonable probability'' is ``one 
    where it is more likely than not that the event will occur.'' (See S. 
    Rept. 513, 101st Cong., 2d sess. 19 (1990).) The same ``reasonable 
    probability'' definition has been incorporated in Sec. 814.3(k) for 
    consistency.
        10.- A comment requested that the rule allow a manufacturer to 
    voluntarily withdraw a product before FDA issues an order temporarily 
    suspending approval of the PMA.
        FDA agrees that a manufacturer can voluntarily withdraw a PMA or 
    PMA supplement before FDA issues an order temporarily suspending 
    approval of the application. In fact, FDA will ordinarily encourage the 
    manufacturer to voluntarily withdraw its application before FDA issues 
    a temporary suspension order. However, if FDA's attempts are 
    unsuccessful or if FDA chooses not to urge voluntary withdrawal 
    initially, FDA will follow the procedures for temporarily suspending 
    approval of the manufacturer's PMA or PMA supplement. Because a 
    voluntary withdrawal of the application renders moot the need for FDA 
    to suspend its approval, there is no need to include this procedure in 
    the final rule.
    
    VII. Environmental Impact
    
        The agency has determined under 21 CFR 25.24(a)(8) that this action 
    is of a type that does not individually or cumulatively have a 
    significant effect on the human environment. Therefore, neither an 
    environmental assessment nor an environmental impact statement is 
    required.
    
    VIII. Analysis of Impacts
    
        FDA has examined the impacts of the final rule under Executive 
    Order 12866 and the Regulatory Flexibility Act (Pub. L. 96-354). 
    Executive Order 12866 directs agencies to assess all costs and benefits 
    of available regulatory alternatives and, when regulation is necessary, 
    to select regulatory approaches that maximize net benefits (including 
    potential economic, environmental, public health and safety, and other 
    advantages; distributive impacts; and equity). The agency believes that 
    this final rule is consistent with the regulatory philosophy and 
    principles identified in the Executive Order. In addition, the final 
    rule is not a significant regulatory action as defined by the Executive 
    Order and so is not subject to review under the Executive Order.
        The Regulatory Flexibility Act requires agencies to analyze 
    regulatory options that would minimize any significant impact of a rule 
    on small entities. Because this rule only establishes the procedures by 
    which FDA will implement its authority for the temporary suspension of 
    approval of premarket approval applications, by
    
    [[Page 15190]]
    itself it imposes no burdens on manufacturers. Thus, the agency 
    certifies that the final rule will not have a significant economic 
    impact on a substantial number of small entities. Therefore, under the 
    Regulatory Flexibility Act, no further analysis is required.
    
    List of Subjects in 21 CFR Part 814
    
        Administrative practice and procedure, Confidential business 
    information, Medical devices, Medical research, Reporting and 
    recordkeeping requirements.
        Therefore, under the Federal Food, Drug, and Cosmetic Act and under 
    authority delegated to the Commissioner of Food and Drugs, 21 CFR part 
    814 is amended as follows:
    
    PART 814--PREMARKET APPROVAL OF MEDICAL DEVICES
    
        1.-The authority citation for 21 CFR part 814 continues to read as 
    follows:
    
        Authority: Secs. 501, 502, 503, 510, 513-520, 701, 702, 703, 
    704, 705, 708, 721, 801 of the Federal Food, Drug, and Cosmetic Act 
    (21 U.S.C. 351, 352, 353, 360, 360c-360j, 371, 372, 373, 374, 375, 
    379, 379e, 381).
    
        2.- Section 814.3 is amended by adding new paragraphs (k) and (l) 
    to read as follows:
    
    
    Sec. 814.3-  Definitions.
    
    * * * * *
        (k) Reasonable probability means that it is more likely than not 
    that an event will occur.
        (l) Serious, adverse health consequences means any significant 
    adverse experience, including those which may be either life-
    threatening or involve permanent or long term injuries, but excluding 
    injuries that are nonlife-threatening and that are temporary and 
    reasonably reversible.
        3. New Sec. 814.47 is added to subpart C to read as follows:
    
    
    Sec. 814.47-  Temporary suspension of approval of a PMA.
    
        (a) Scope. (1) This section describes the procedures that FDA will 
    follow in exercising its authority under section 515(e)(3) of the act 
    (21 U.S.C. 360e(e)(3)). This authority applies to the original PMA, as 
    well as any PMA supplement(s), for a medical device.
        (2) FDA will issue an order temporarily suspending approval of a 
    PMA if FDA determines that there is a reasonable probability that 
    continued distribution of the device would cause serious, adverse 
    health consequences or death.
        (b) Regulatory hearing. (1) If FDA believes that there is a 
    reasonable probability that the continued distribution of a device 
    subject to an approved PMA would cause serious, adverse health 
    consequences or death, FDA may initiate and conduct a regulatory 
    hearing to determine whether to issue an order temporarily suspending 
    approval of the PMA.
        (2) Any regulatory hearing to determine whether to issue an order 
    temporarily suspending approval of a PMA shall be initiated and 
    conducted by FDA pursuant to part 16 of this chapter. If FDA believes 
    that immediate action to remove a dangerous device from the market is 
    necessary to protect the public health, the agency may, in accordance 
    with Sec. 16.60(h) of this chapter, waive, suspend, or modify any part 
    16 procedure pursuant to Sec. 10.19 of this chapter.
        (3) FDA shall deem the PMA holder's failure to request a hearing 
    within the timeframe specified by FDA in the notice of opportunity for 
    hearing to be a waiver.
        (c) Temporary suspension order. If the PMA holder does not request 
    a regulatory hearing or if, after the hearing, and after consideration 
    of the administrative record of the hearing, FDA determines that there 
    is a reasonable probability that the continued distribution of a device 
    under an approved PMA would cause serious, adverse health consequences 
    or death, the agency shall, under the authority of section 515(e)(3) of 
    the act, issue an order to the PMA holder temporarily suspending 
    approval of the PMA.
        (d) Permanent withdrawal of approval of the PMA. If FDA issues an 
    order temporarily suspending approval of a PMA, the agency shall 
    proceed expeditiously, but within 60 days, to hold a hearing on whether 
    to permanently withdraw approval of the PMA in accordance with section 
    515(e)(1) of the act and the procedures set out in Sec. 814.46.
        Dated: March 28, 1996.
    William K. Hubbard,
    Associate Commissioner for Policy Coordination.
    [FR Doc. 96-8361 Filed 4-4-96; 8:45 am]
    BILLING CODE 4160-01-F
    
    

Document Information

Effective Date:
5/6/1996
Published:
04/05/1996
Department:
Health and Human Services Department
Entry Type:
Rule
Action:
Final rule.
Document Number:
96-8361
Dates:
May 6, 1996.
Pages:
15186-15190 (5 pages)
Docket Numbers:
Docket No. 93N-0047
RINs:
0910-AA09: Implementation of the Safe Medical Devices Act of 1990
RIN Links:
https://www.federalregister.gov/regulations/0910-AA09/implementation-of-the-safe-medical-devices-act-of-1990
PDF File:
96-8361.pdf
CFR: (3)
21 CFR 16.24(e)
21 CFR 814.3-
21 CFR 814.47-