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90 FR (01/21/2025) » 2024-30433. Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report
2024-30433. Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report
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Document Information
- Effective Date:
- 3/24/2025
- Published:
- 01/21/2025
- Department:
- Securities and Exchange Commission
- Entry Type:
- Rule
- Action:
- Final rule.
- Document Number:
- 2024-30433
- Dates:
- Effective date: March 24, 2025.
- Pages:
- 7250-7426 (177 pages)
- Docket Numbers:
- Release Nos. 33-11342, 34-101925, IC-35420, File No. S7-08-23
- RINs:
- 3235-AL85: Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding FOCUS Report
- RIN Links:
- https://www.federalregister.gov/regulations/3235-AL85/electronic-submission-of-certain-materials-under-the-securities-exchange-act-of-1934-amendments-rega
- Topics:
- Administrative practice and procedure, Brokers, Confidential business information, Electronic filing, Fraud, Investment companies, Reporting and recordkeeping requirements, Securities, Swaps
- PDF File:
-
2024-30433.pdf
- CFR: (4)
- 17 CFR 202
- 17 CFR 232
- 17 CFR 240
- 17 CFR 249
