99-32929. Advance Notification to Native American Tribes of Transportation of Certain Types of Nuclear Waste  

  • [Federal Register Volume 64, Number 244 (Tuesday, December 21, 1999)]
    [Proposed Rules]
    [Pages 71331-71333]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-32929]
    
    
    =======================================================================
    -----------------------------------------------------------------------
    
    NUCLEAR REGULATORY COMMISSION
    
    10 CFR Parts 71 and 73
    
    RIN 3150-AG41
    
    
    Advance Notification to Native American Tribes of Transportation 
    of Certain Types of Nuclear Waste
    
    AGENCY: Nuclear Regulatory Commission.
    
    ACTION: Advance notice of proposed rulemaking.
    
    -----------------------------------------------------------------------
    
    SUMMARY: The Nuclear Regulatory Commission (NRC) is considering an 
    amendment to its regulations that would require NRC licensees to notify 
    Native American Tribes of shipments of certain types of high-level 
    radioactive waste, including spent nuclear fuel, prior to transport to 
    or across the boundary of Tribal lands. Current NRC regulations require 
    advance notification of these shipments to States. In recognition of 
    Tribal sovereignty and the need for Tribes to be informed about 
    activities that occur on Tribal lands, the NRC seeks to extend these 
    regulations to include advance notification of these shipments to 
    Federally recognized Native American Tribes. This advance notice of 
    proposed rulemaking is issued to invite early input from affected 
    parties and the public on the issue of advance notification.
    
    DATES: The comment period expires March 22, 2000. Comments received 
    after this date will be considered if it is practical to do so, but the 
    Commission is able to assure consideration only for comments received 
    on or before this date.
    
    ADDRESSES: Mail comments to: The Secretary, U.S. Nuclear Regulatory 
    Commission, Washington, DC 20555-0001, Attention: Rulemakings and 
    Adjudications Staff.
        Hand deliver comments to: 11555 Rockville Pike, Rockville, 
    Maryland, between 7:30 am and 4:15 pm on Federal workdays.
        You may also provide comments via the NRC's interactive rulemaking 
    website (http://ruleforum.llnl). This site provides the availability to 
    upload comments as files (any format), if your web browser supports 
    that function. For information about the interactive rulemaking site, 
    contact Ms. Carol Gallagher, (301) 415-5905; e-mail [email protected]
        Certain documents related to this rulemaking, including comments 
    received, may be examined at the NRC Public Document Room, 2120 L 
    Street NW. (Lower Level), Washington, DC. These same documents also may 
    be viewed and downloaded electronically via the rulemaking website.
    
    FOR FURTHER INFORMATION CONTACT: Tony DiPalo, Office of Nuclear 
    Material Safety and Safeguards, U.S. Nuclear Regulatory Commission, 
    Washington, DC 20555-0001, telephone (301) 415-6191, e-mail [email protected] 
    or Stephanie R. Martz, Office of the General Counsel, U.S. Nuclear 
    Regulatory Commission, Washington, DC 20555-0001, telephone (301) 415-
    1520, e-mail SRM1@nrc.gov.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        Current NRC regulations require that licensees inform State 
    governors of certain radioactive waste shipments passing through or 
    across the boundary of the State.
        In particular, 10 CFR 71.97 requires advance notification to States 
    of shipments of certain types of radioactive waste and small quantities 
    of irradiated reactor fuel. The types of shipments covered by the Part 
    71 notification requirements are specified in 10 CFR 71.97(b).
        In 10 CFR 73.37, advance notification to States of shipments of 
    certain quantities of irradiated reactor fuel is required. The 
    notification requirements in Part 73 apply to most shipments of 
    irradiated reactor fuel. The types of shipments covered by the Part 73 
    notification requirements are detailed in 10 CFR 73.37(a). NRC 
    regulations (10 CFR 73.37(g)) require State officials and other 
    individuals to protect schedule information related to these fuel 
    shipments from unauthorized disclosure as specified in 10 CFR 73.21. 
    The NRC was directed to promulgate these regulations by the NRC 
    Authorization Act for Fiscal Year 1980 (Sec. 301(a), Pub. L. 96-295).
        In accordance with the notification procedures in Part 71, a 
    licensee must notify the governor of a State, or the governor's 
    designee, in writing, prior to a shipment of radioactive waste or 
    nuclear fuel. If the notification is delivered by mail, it must be 
    postmarked at least 7 days before the beginning of the 7-day period 
    during which it is estimated that the shipment will depart from its 
    point of origin. If the notification is hand-delivered, it must be 
    delivered at least 4 days before the beginning of the 7-day period 
    during which it is estimated that the shipment will depart from its 
    point of origin.
        In accordance with 10 CFR 71.97, a list of the names and mailing 
    addresses of the governor's designees receiving advance notification is 
    published in the Federal Register and is updated on a
    
    [[Page 71332]]
    
    yearly basis (see, e.g., 64 FR 35197 (June 30, 1999)).
        The notification for shipments under Part 71 must contain the 
    following information:
        (1) The name, address, and telephone number of the shipper, 
    carrier, and receiver of the irradiated reactor fuel or nuclear waste 
    shipment;
        (2) A description of the irradiated reactor fuel or nuclear waste 
    contained in the shipment;
        (3) The point of origin of the shipment and the 7-day period during 
    which the shipment is estimated to depart;
        (4) The 7-day period during which the shipment is estimated to 
    arrive at the State boundary;
        (5) The shipment's destination and the 7-day period during which 
    the shipment is estimated to arrive at its destination; and
        (6) A point of contact, with a telephone number, for current 
    shipment information.
        If the schedule of the shipment changes by more than 6 hours from 
    the information furnished, the licensee must notify the governor or the 
    governor's designee (``the responsible party'') of the schedule change 
    by telephone (or other means), and must inform the responsible party of 
    the number of hours that the schedule has changed (i.e., advanced or 
    delayed) relative to the previously furnished information.
        The notification for shipments under 10 CFR 73.37(f)(2) must 
    contain the following information:
        (1) The name, address, and telephone number of the shipper, 
    carrier, and receiver;
        (2) A description of the shipment;
        (3) A listing of the routes to be used within the State; and
        (4) A statement that certain information, which is provided as a 
    separate enclosure to the written notification, is required by NRC 
    regulations in 10 CFR 73.21 to be protected as Safeguards Information.
        The information to be provided as a separate enclosure to the 
    notification under Part 73 is as follows:
        (1) The estimated date and time of departure from the point of 
    origin of the shipment;
        (2) The estimated date and time of entry into the State;
        (3) For a single shipment whose schedule is not related to the 
    schedule of any subsequent shipment, a statement that schedule 
    information must be protected in accordance with the provisions of 10 
    CFR 73.21, as Safeguards Information, until at least 10 days after the 
    shipment has entered or originated within the State; and
        (4) For a shipment in a series of shipments whose schedules are 
    related, a statement that schedule information must be protected in 
    accordance with the provisions of 10 CFR 73.21, as Safeguards 
    Information, until at least 10 days after the last shipment in the 
    series has entered or originated within the State, and an estimate of 
    the date on which the last shipment in the series will enter or 
    originate within the State.
        To help minimize the possibility for radiological sabotage, 
    schedules and itineraries for shipments of irradiated reactor fuel 
    under Part 73 are required to be protected as Safeguards Information. 
    State officials, State employees, and other responsible parties who 
    receive schedule information are required to protect that information 
    from unauthorized disclosure under 10 CFR 73.21 and 73.37(g). Title 10 
    of the Code of Federal Regulations, 10 CFR 73.21(a), stipulates that 
    information protection procedures employed by State and local police 
    forces are deemed to meet the information protection measures specified 
    in 10 CFR 73.21(b) through (i). Title 10 of the Code of Federal 
    Regulations, 10 CFR 73.21(c), specifically limits information 
    disclosure except to persons with an established ``need to know.'' For 
    State and local governments, these persons are either the governor, the 
    governor's designated representative, or a member of a State or local 
    law enforcement authority that is responsible for responding to 
    requests for assistance during safeguards emergencies. Title 10 of the 
    Code of Federal Regulations, 10 CFR 73.21(d), prescribes protection 
    required while the information is being used or stored, and 10 CFR 
    73.21(g) specifies the protection required when the information is 
    transmitted outside an authorized place of use or storage. With respect 
    to the provision of 10 CFR 73.37(f)(4) that the governor's 
    representative be notified in the event of a change in the schedule, 
    NRC policy is that the licensee need notify only a single designated 
    individual within each State (47 FR 600; January 6, 1982).
        Further information regarding NRC's transportation requirements can 
    be found in NUREG-0725, ``Public Information Circular for Shipments of 
    Irradiated Reactor Fuel,'' Revision 13, October 1998. Single copies are 
    available for purchase from the National Technical Information Service, 
    5285 Port Royal Road, Springfield, Virginia 22161.
    
    Specific Proposal
    
        The Commission is considering amending Parts 71 and 73 to require 
    that licensees provide timely advance notification to Native American 
    Tribes prior to transport of certain types of nuclear waste, including 
    spent fuel, to or across the boundary of Tribal lands. This amendment 
    would require licensees to provide to the Native American Tribes 
    notification similar to that now required to be provided to the States.
        In 1994, the U.S. Department of Energy (DOE) notified the NRC of 
    its intent to implement its Tribal notification policy for DOE's 
    shipments of spent nuclear fuel and high-level radioactive waste. DOE 
    presently accomplishes these shipments under DOE regulations. An 
    amendment to NRC regulations would clarify how DOE, when making 
    shipments under NRC regulations, and NRC licensees would provide 
    notification to Native American Tribes of spent nuclear fuel and high-
    level radioactive waste shipments that pass to or across the boundary 
    of Tribal lands. Such an amendment would advance NRC's efforts to 
    recognize the sovereignty of Federally recognized Native American 
    Tribes in accordance with President Clinton's 1994 memorandum entitled, 
    ``Government-to-Government Relations with Native American Tribal 
    Governments.'' [59 FR 22951; May 4, 1994] This memorandum states, in 
    part,
    
        The United States Government has a unique legal relationship 
    with Native American tribal governments as set forth in the 
    Constitution of the United States, treaties, statutes, and court 
    decisions. As executive departments and agencies undertake 
    activities affecting Native American tribal rights or trust 
    resources, such activities should be implemented in a knowledgeable, 
    sensitive manner respectful of tribal sovereignty.
    
        The President's memorandum does not impose any new obligations on 
    NRC, as an independent regulatory agency, or on other Executive 
    departments and agencies. However, this memorandum encourages Federal 
    agencies, among other things, to consult with Tribal governments, 
    before engaging in activities that may affect Tribes, and to remove any 
    procedural impediments to agencies being able to work directly with 
    Tribal governments.
        To accomplish this, the memorandum encourages each Executive 
    department and agency to ``apply the requirements of Executive Order 
    Nos. 12875 (``Enhancing the Intergovernmental Partnership'') and 12866 
    (``Regulatory Planning and Review'') to design solutions and tailor 
    Federal programs, in appropriate circumstances, to address specific or 
    unique needs of tribal communities.''
    
    [[Page 71333]]
    
        The primary purpose of the rule contemplated by the Commission 
    would be to inform Native American Tribes of shipments passing to or 
    across the boundary of Tribal lands as a recognition of Tribal 
    sovereignty as well as the need for Tribes to be aware of activities 
    that occur on Tribal lands. While emergency preparedness would not be 
    the main reason for developing such a rule, Tribes that do have 
    emergency preparedness capabilities would benefit from notification.
    
    Specific Considerations
    
        Before the NRC prepares a proposed rule on the subject, the NRC is 
    seeking advice and recommendations on this matter from all interested 
    persons. Comments accompanied by supporting reasons are particularly 
    requested on the following questions arranged by topic:
    
    A. Developing a List of Native American Tribe Contacts
    
        A.1. In preparing the list of Tribal contacts, the NRC would most 
    likely look to the list of Federally recognized Native American Tribes 
    maintained by the Bureau of Indian Affairs (BIA), U.S. Department of 
    the Interior. Is this an appropriate approach? Are there any other 
    sources that the NRC should consider? (See the BIA website at http://
    www.doi.gov/bureau-indian-affairs.html).
        A.2. How can the NRC ensure that contact information is kept 
    current, particularly for smaller Tribes? In maintaining State 
    contacts, the NRC provides each State with the opportunity to update 
    its information annually. Should NRC follow the same approach for 
    Tribal contacts?
        A.3. How can licensees effectively and efficiently provide 
    notification to Native American Tribes, particularly smaller Tribes, of 
    a schedule change that would require updated notification by telephone 
    at any time of day?
    
    B. Minimizing the Licensees' Administrative Burden
    
        B.1. In what ways can licensees comply with this advance 
    notification requirement, while keeping their administrative burden at 
    a minimum?
        B.2. If a shipper is unable to make contact with a Tribe prior to 
    or during a shipment, should the shipment proceed?
    
    C. Identifying the Location of Tribes Along Shipment Routes
    
        C.1. How can licensees effectively and comprehensively identify the 
    location of Native American Tribes along a particular vehicle, rail, or 
    vessel shipment route?
        C.2. Should DOE and NRC licensees develop and maintain a central 
    data base regarding the location of Tribal lands? Should NRC look to 
    Geographic Information System (GIS) resources to provide licensees with 
    information regarding the location of Tribal lands?
        C.3. What types of Tribal lands should the rule apply to (e.g., 
    Trust Lands, Fee Lands (i.e., lands owned by Native Americans but not 
    held in trust by the Federal government), etc.)?
    
    D. Safeguards Information
    
        D.1. Should advance notification of spent fuel shipments be 
    provided to any federally recognized Native American Tribe when spent 
    fuel shipments are transported to or across tribal boundaries?
        D.2 The NRC's ``need-to-know'' requirement for advance notification 
    of spent fuel shipment information is found in 10 CFR 73.21. Should 
    this requirement be broadened to include other entities, such as 
    Federally recognized Native American Tribes?
        D.3. Does wider dissemination of shipment information increase the 
    risk to safeguarding spent fuel shipments (i.e., protecting public 
    health and safety)? How should the NRC address any increase in risk 
    compared with the benefits to be gained from Tribal notification?
        D.4. How should the rule address the point of contact for 
    Safeguards Information in the context of Tribal notification?
        D.5. A recipient of Safeguards Information must expend resources to 
    ensure the information is handled properly. Are there Tribes who may 
    not wish to be recipients of Safeguards Information?
        D.6. If a Tribal government receives Safeguards Information, should 
    the NRC review the Tribe's actions to control and protect Safeguards 
    Information?
        D.7. 10 CFR 73.21(a) states that ``information protection 
    procedures employed by State and local police forces are deemed to meet 
    the information protection requirements of Sec. 73.21(b) through (i).'' 
    Should the NRC determine the ability of Tribal governments to protect 
    Safeguards Information and, if so, how?
        D.8. Should the contemplated rule include an exemption to the 
    notification requirement if there is reason to believe that a Tribe 
    will not be able to protect the Safeguards Information from disclosure? 
    What basis would the NRC need for granting such an exemption?
        D.9. Should 10 CFR 73.37(f) be changed to a permissive form? That 
    is, should the licensee be permitted rather than required to release 
    Safeguards Information to responsible Tribal government officials?
        The preliminary views expressed in this notice may change in light 
    of comments received. If the proposed rule is developed by the 
    Commission, there will be another opportunity for additional public 
    comment in connection with that proposed rule.
    
    List of Subjects
    
    10 CFR Part 71
    
        Criminal penalties, Hazardous materials transportation, Nuclear 
    materials, Packaging and containers, Reporting and recordkeeping 
    requirements.
    
    10 CFR Part 73
    
        Criminal penalties, Hazardous materials transportation, Exports, 
    Imports, Nuclear materials, Nuclear power plants and reactors, 
    Reporting and recordkeeping requirements, and Security measures.
        The authority citation for this document is: 42 U.S.C. 2201; 42 
    U.S.C. 5841.
    
        Dated at Rockville, Maryland, this 14th day of December, 1999.
    
        For the Nuclear Regulatory Commission.
    Annette L. Vietti-Cook,
    Secretary of the Commission.
    [FR Doc. 99-32929 Filed 12-20-99; 8:45 am]
    BILLING CODE 7590-01-P
    
    
    

Document Information

Published:
12/21/1999
Department:
Nuclear Regulatory Commission
Entry Type:
Proposed Rule
Action:
Advance notice of proposed rulemaking.
Document Number:
99-32929
Dates:
The comment period expires March 22, 2000. Comments received after this date will be considered if it is practical to do so, but the Commission is able to assure consideration only for comments received on or before this date.
Pages:
71331-71333 (3 pages)
RINs:
3150-AG41: Advance Notification to Native American Tribes of Transportation of Certain Types of Nuclear Waste [NRC-1999-0005]
RIN Links:
https://www.federalregister.gov/regulations/3150-AG41/advance-notification-to-native-american-tribes-of-transportation-of-certain-types-of-nuclear-waste-n
PDF File:
99-32929.pdf
CFR: (2)
10 CFR 71
10 CFR 73