97-33500. Biotechnology Risk Assessment Research Grants Program for Fiscal Year 1998; Solicitation of Applications  

  • [Federal Register Volume 62, Number 247 (Wednesday, December 24, 1997)]
    [Notices]
    [Pages 67488-67490]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-33500]
    
    
    
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    Part IV
    
    
    
    
    
    Department of Agriculture
    
    
    
    
    
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    Agricultural Research Service
    
    
    
    Cooperative State Research, Education, and Extension Service
    
    
    
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    Biotechnology Risk Assessment Research Grants Program for Fiscal Year 
    1998; Solicitation of Applications; Notice
    
    Federal Register / Vol. 62, No. 247 / Wednesday, December 24, 1997 / 
    Notices
    
    [[Page 67488]]
    
    
    
    DEPARTMENT OF AGRICULTURE
    
    Agricultural Research Service
    Cooperative State Research, Education, and Extension Service
    
    
    Biotechnology Risk Assessment Research Grants Program for Fiscal 
    Year 1998; Solicitation of Applications
    
    AGENCY: Agricultural Research Service; Cooperative State Research, 
    Education, and Extension Service, USDA.
    
    ACTION: Notice of Biotechnology Risk Assessment Research Grants 
    Program; Fiscal Year 1998 solicitation of applications.
    
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    SUMMARY: Applications are invited for competitive grant awards under 
    the Biotechnology Risk Assessment Research Grants Program (the 
    ``Program'') for fiscal year (FY) 1998. The authority for the Program 
    is contained in section 1668 of the Food, Agriculture, Conservation, 
    and Trade Act of 1990 (7 U.S.C. 5921). The Program is administered by 
    the Cooperative State Research, Education, and Extension Service 
    (CSREES) and the Agricultural Research Service (ARS) of the U.S. 
    Department of Agriculture.
    
    DATES: Proposals are due March 24, 1998.
    
    FOR FURTHER INFORMATION CONTACT: Dr. Edward K. Kaleikau, USDA/CSREES, 
    (202) 401-1901, Dr. Daniel D. Jones, USDA/CSREES, (202) 401-6854, or 
    Dr. Robert M. Faust, USDA/ARS, (301) 504-6918.
    
    SUPPLEMENTARY INFORMATION:
    
    Table of Contents
    
    Purpose
    Applicant Eligibility
    Available Funding
    Program Description
    Proposal Evaluation
    Areas of Research to be Supported in Fiscal Year 1998
    Applicable Regulations
    Programmatic Contact
    How to Obtain Application Materials
    Proposal Format
    Compliance with the National Environmental Policy Act (NEPA)
    Proposal Submission and Due Date
    Additional Information
    
    Purpose
    
        The purpose of the Program is to assist Federal regulatory agencies 
    in making science-based decisions about the safety of introducing into 
    the environment genetically modified organisms, including plants, 
    microorganisms, fungi, bacteria, viruses, arthropods, fish, birds, 
    mammals and other animals. The Program accomplishes this purpose by 
    providing scientific information derived from the risk assessment 
    research that it funds. Research proposals submitted to the Program 
    must be applicable to the purpose of the Program to be considered.
    
    Applicant Eligibility
    
        Proposals may be submitted by any United States public or private 
    research or educational institution or organization.
    
    Available Funding
    
        Subject to the availability of funds, the anticipated amount 
    available for support of the Program in FY 1998 is $1.5 million.
        Section 712 of the Agriculture, Rural Development, Food and Drug 
    Administration, and Related Agencies Appropriations Act, 1998 (Pub. L. 
    105-86), prohibits CSREES from using the funds available for the 
    Program for FY 1998 to pay indirect costs exceeding 14 per centum of 
    the total Federal funds provided under each award on competitively 
    awarded research grants.
        Section 716 of the Agriculture, Rural Development, Food and Drug 
    Administration, and Related Agencies Appropriations Act, 1998, 
    encourages entities to use grant funds to purchase only American-made 
    equipment or products in the case of any equipment or product that may 
    be authorized to be purchased with the funds provided under this 
    program.
        CSREES and ARS will competitively award research grants to support 
    science-based biotechnology regulation and thus help address concerns 
    about the effects of introducing genetically modified organisms into 
    the environment and help regulators in developing policies regarding 
    such introduction.
        The Program's research emphasis is on risk assessment and not risk 
    management. The Program defines risk assessment research as the 
    science-based evaluation and interpretation of factual information in 
    which a given hazard, if any, is identified, and the consequences 
    associated with the hazard are explored. The Program defines risk 
    management as (1) research aimed primarily at reducing risks of 
    biotechnology-derived agents and (2) a policy and decision-making 
    process that uses risk assessment data in deciding how to avoid or 
    mitigate the consequences identified in a risk assessment. Proposals 
    must be relevant to risk assessment to be eligible for this Program.
        Proposals must include a statement describing the relevance of the 
    proposed project to one or more of the topics requested in this 
    solicitation. In addition, proposals must include detailed descriptions 
    of the experimental design and appropriate statistical analyses to be 
    done. The Program strongly encourages the inclusion of statisticians 
    and risk analysis researchers as co-principal investigators or 
    contractors.
        Awards will not be made for clinical trials, commercial product 
    development, product marketing strategies, or other research deemed not 
    appropriate to risk assessment.
    
    Proposal Evaluation
    
        Proposals will be evaluated by the Administrator assisted by a peer 
    panel of scientists for scientific merit, qualifications of project 
    personnel, adequacy of facilities, and relevance to both risk 
    assessment research and regulation of agricultural biotechnology.
    
    Areas of Research To Be Supported in Fiscal Year 1998
    
        Proposals addressing the following topics are requested:
        1. Research on the introduction into the environment (not in a 
    contained facility) of genetically engineered organisms. The data 
    collected may include: survival; reproductive fitness; genetic 
    stability; genetic recombination; horizontal gene transfer; loss of 
    genetic diversity; or enhanced competitiveness. The organisms may 
    include: fungi; bacteria; viruses; microorganisms; plants; arthropods; 
    fish; birds; mammals; and other animals.
        2. Research on large-scale deployment of genetically engineered 
    organisms; especially commercial uses of such organisms, with special 
    reference to considerations that may not be revealed through small-
    scale evaluations and tests. This may include monitoring locations 
    where transgenic virus resistant plants (expressing viral transgenes) 
    are grown on a commercial scale or in large-scale production for viral 
    strains which overcome the resistance phenotype. The analysis of 
    resistance-breaking strains should include analyzing whether the strain 
    arose via recombination between viral transgenes and the viral genome. 
    Such projects should survey the production sites for two to three 
    years.
        3. Research to develop statistical methodology and quantitative 
    measures of risks associated with field testing of genetically modified 
    organisms.
        4. The Program will, subject to resource availability, provide 
    partial funding to organize a scientific research conference that 
    brings together scientists and regulators to review the science-based 
    evidence, if any, that the
    
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    introduction of a pest resistance gene into a crop plant poses the risk 
    of increasing the fitness of weedy, sexually compatible relatives of 
    the crop plant. Data considered should include the introduction of pest 
    resistance genes by conventional breeding or by a process involving 
    recombinant DNA. The conference should provide an opportunity to 
    address how experiments could be designed to test whether a pest 
    resistance gene increases the fitness of weeds in the field. The 
    scientific steering committee for the conference should include a broad 
    representation of disciplines, including ecology, population biology, 
    plant pathology, entomology, plant breeding, and others as appropriate. 
    Evaluation criteria of submitted proposals will include: choice of 
    topics and selection of speakers; general format of the conference, 
    especially with regard to its appropriateness for fostering scientific 
    exchange; provisions for wide participation from the scientific and 
    regulatory community and others as appropriate; qualifications of the 
    organizing committee and appropriateness of invited speakers to the 
    topic areas being covered; and appropriateness of the budget requested 
    and qualifications of the project personnel.
    
    Applicable Regulations
    
        This Program is subject to the administrative provisions found in 7 
    CFR part 3415, which set forth procedures to be followed when 
    submitting grant proposals, rules governing the evaluation of 
    proposals, the awarding of grants, and post-award administration of 
    such grants. Several other Federal statutes and regulations apply to 
    grant proposals considered for review or to grants awarded under this 
    Program. These include but are not limited to:
        7 CFR Part 3019, as amended by 62 FR 45934--USDA implementation of 
    OMB Circular A-110, Uniform Administrative Requirements for Grants and 
    Agreements with Institutions of Higher Education, Hospitals and Other 
    Nonprofit Organizations.
    
    Programmatic Contact
    
        For additional information on the Program, please contact:
    
    Dr. Edward K. Kaleikau, Cooperative State Research, Education, and 
    Extension Service, U.S. Department of Agriculture, STOP 2241, 1400 
    Independence Avenue, S.W., Washington, D.C. 20250-2241, Telephone: 
    (202) 401-1901
        or
    Dr. Daniel D. Jones, Cooperative State Research, Education, and 
    Extension Service, U.S. Department of Agriculture, STOP 2220, 1400 
    Independence Avenue, S.W., Washington, D.C. 20250-2220, Telephone: 
    (202) 401-6854
        or
    Dr. Robert M. Faust, Agricultural Research Service, U.S. Department of 
    Agriculture, Room 338, Building 005, BARC-West, Beltsville, MD 20705, 
    Telephone: (301) 504-6918
    
    How To Obtain Application Materials
    
        Copies of this solicitation, the administrative provisions for the 
    Program (7 CFR Part 3415), and the Application Kit, which contains 
    required forms, certifications, and instructions for preparing and 
    submitting applications for funding, may be obtained by contacting: 
    Proposal Services Unit, Grants Management Branch, Office of Extramural 
    Programs, Cooperative State Research, Education, and Extension Service, 
    U.S. Department of Agriculture, STOP 2245, 1400 Independence Avenue, 
    S.W., Washington, D.C. 20250-2245, Telephone Number: (202) 401-5048.
        Application materials may also be requested via Internet by sending 
    a message with your name, mailing address (not e-mail) and telephone 
    number to psb@reeusda.gov which states that you wish to receive a copy 
    of the application materials for the FY 1998 Biotechnology Risk 
    Assessment Research Grants Program. The materials will then be mailed 
    to you (not e-mailed) as quickly as possible.
    
    Proposal Format
    
        The format guidelines for full research proposals, found in the 
    administrative provisions for the Program at Sec. 3415.4(d), should be 
    followed for the preparation of proposals under the Program in FY 1998. 
    (Note that the Department elects not to solicit preproposals in FY 
    1998.)
    
    Compliance With the National Environmental Policy Act (NEPA)
    
        As outlined in 7 CFR Part 3407 and 7 CFR Part 520 (the CSREES and 
    ARS regulations implementing the National Environmental Policy Act of 
    1969), environmental data for any proposed project is to be provided to 
    CSREES and ARS so that CSREES and ARS may determine whether any further 
    action is needed. Form CSREES-1234, ``NEPA Exclusions Form'' (copy in 
    Application Kit), indicating the applicant's opinion of whether or not 
    the project falls within one or more categorical exclusions, along with 
    supporting documentation, must be included in the proposal. The 
    applicant shall review the following categorical exclusions and 
    determine if the proposed project may fall within one of the 
    categories:
    
    (1) Department of Agriculture Categorical Exclusions (7 CFR 1b.3)
    
        (i) Policy development, planning and implementation which are 
    related to routine activities such as personnel, organizational 
    changes, or similar administrative functions;
        (ii) Activities which deal solely with the funding of programs, 
    such as program budget proposals, disbursements, and transfer or 
    reprogramming of funds;
        (iii) Inventories, research activities, and studies, such as 
    resource inventories and routine data collection when such actions are 
    clearly limited in context and intensity;
        (iv) Educational and informational programs and activities;
        (v) Civil and criminal law enforcement and investigative 
    activities;
        (vi) Activities which are advisory and consultative to other 
    agencies and public and private entities; and
        (vii) Activities related to trade representation and market 
    development activities abroad.
    
    (2) CSREES and ARS Categorical Exclusions (7 CFR 3407.6 and 7 CFR 
    520.5)
    
        Based on previous experience, the following categories of CSREES 
    and ARS actions are excluded because they have been found to have 
    limited scope and intensity and to have no significant individual or 
    cumulative impacts on the quality of the human environment:
        (i) The following categories of research programs or projects of 
    limited size and magnitude or with only short-term effects on the 
    environment:
        (A) Research conducted within any laboratory, greenhouse, or other 
    contained facility where research practices and safeguards prevent 
    environmental impacts;
        (B) Surveys, inventories, and similar studies that have limited 
    context and minimal intensity in terms of changes in the environment; 
    and
        (C) Testing outside of the laboratory, such as in small, isolated 
    field plots, which involves the routine use of familiar chemicals or 
    biological materials.
        (ii) Routine renovation, rehabilitation, or revitalization of 
    physical facilities, including the acquisition and installation of 
    equipment, where such activity is limited in scope and intensity.
        In order for CSREES and ARS to determine whether any further action 
    is
    
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    needed with respect to NEPA, pertinent information regarding the 
    possible environmental impacts of a particular project is necessary; 
    therefore, a separate statement must be included in the proposal 
    indicating whether the applicant is of the opinion that the project 
    falls within a categorical exclusion and the reasons therefor. If it is 
    the applicant's opinion that the project proposed falls within the 
    categorical exclusions, the specific exclusions must be identified. The 
    information submitted shall be identified as ``NEPA Considerations'' 
    and the narrative statement shall be placed after the coversheet of the 
    proposal.
        Even though a project may fall within the categorical exclusions, 
    CSREES and ARS may determine that an Environmental Assessment or an 
    Environmental Impact Statement is necessary for an activity, if 
    substantial controversy on environmental grounds exists or if other 
    extraordinary conditions or circumstances are present which may cause 
    such activity to have a significant environmental effect.
    
    Proposal Submission and Due Date
    
    What To Submit
    
        An original and 14 copies of a proposal must be submitted. 
    Proposals should be typed on one side of the page only. Each copy of 
    each proposal must be stapled securely in the upper lefthand corner (DO 
    NOT BIND). All copies of the proposal must be submitted in one package.
    
    Where and When To Submit
    
        Proposals must be postmarked by March 24, 1998 to be eligible for 
    the program. Proposals received after the deadline date of March 24, 
    1998, as indicated either by the postmark date on First Class or 
    express mail, or by the date on a courier bill of lading, will be 
    returned without review. Proposals must be sent to the following 
    address: Biotechnology Risk Assessment Research Grants Program, c/o 
    Proposal Services Unit, Grants Management Branch, Office of Extramural 
    Programs, Cooperative State Research, Education, and Extension Service, 
    U.S. Department of Agriculture, STOP 2245, 1400 Independence Avenue, 
    S.W., Washington, D.C. 20250-2245, Telephone: (202) 401-5048.
        Proposals delivered by hand must be received at the following 
    address by March 24, 1998 (note that the zip code differs from that 
    shown above): Biotechnology Risk Assessment Research Grants Program, c/
    o Proposal Services Unit, Grants Management Branch, Office of 
    Extramural Programs, Cooperative State Research, Education, and 
    Extension Service, U.S. Department of Agriculture, Room 303, Aerospace 
    Center, 901 D Street, S.W., Washington, D.C. 20024, Telephone: (202) 
    401-5048.
    
    Additional Information
    
        The Biotechnology Risk Assessment Research Grants Program is listed 
    in the Catalog of Federal Domestic Assistance under No. 10.219. For 
    reasons set forth in the final rule-related Notice to 7 CFR part 3015, 
    subpart V (48 FR 29115, June 24, 1983), this Program is excluded from 
    the scope of Executive Order No. 12372 which requires intergovernmental 
    consultation with State and local officials.
        Under the provisions of the Paperwork Reduction Act of 1995 (44 
    U.S.C. chapter 35), the collection of information requirements 
    contained in this Notice have been approved under OMB Document No. 
    0524-0022.
    
        Done at Washington, D.C., on this 15 day of December, 1997.
    Colien Hefferan,
    Associate Administrator, Cooperative State Research, Education, and 
    Extension Service.
    
    Edward B. Knipling,
    Associate Administrator, Agricultural Research Service.
    [FR Doc. 97-33500 Filed 12-23-97; 8:45 am]
    BILLING CODE 3410-22-P
    
    
    

Document Information

Published:
12/24/1997
Department:
Cooperative State Research, Education, and Extension Service
Entry Type:
Notice
Action:
Notice of Biotechnology Risk Assessment Research Grants Program; Fiscal Year 1998 solicitation of applications.
Document Number:
97-33500
Dates:
Proposals are due March 24, 1998.
Pages:
67488-67490 (3 pages)
PDF File:
97-33500.pdf