96-10744. Airworthiness Directives; Aerospatiale Model ATR-42 and ATR-72 Series Airplanes  

  • [Federal Register Volume 61, Number 89 (Tuesday, May 7, 1996)]
    [Rules and Regulations]
    [Pages 20646-20667]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-10744]
    
    
    
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    DEPARTMENT OF TRANSPORTATION
    14 CFR Part 39
    
    [Docket No. 95-NM-146-AD; Amendment 39-9604; AD 96-09-28]
    RIN 2120-AA64
    
    
    Airworthiness Directives; Aerospatiale Model ATR-42 and ATR-72 
    Series Airplanes
    
    AGENCY: Federal Aviation Administration, DOT.
    
    ACTION: Final rule.
    
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    SUMMARY: This amendment supersedes an existing airworthiness directive 
    (AD), applicable to all Aerospatiale Model ATR-42 and ATR-72 series 
    airplanes. Unless modifications are accomplished or alternative 
    procedures and training are adopted, that AD currently prohibits 
    operation of the airplane in certain icing conditions, and requires 
    restrictions on the use of the autopilot in certain conditions. That AD 
    was prompted by an FAA determination that, during flight, in certain 
    icing conditions, and with the airplane in a specific flight 
    configuration, a ridge of ice can form on the wing and cause an 
    interruption in the airflow over the ailerons, aileron deflection, and 
    resultant lateral control forces. The actions specified by that AD are 
    intended to prevent a roll upset from which the flight crew may be 
    unable to recover. This action adds requirements for modification of 
    the deicing boots on the leading edge of the wing and various follow-on 
    actions. This action also removes certain limitations and procedures.
    
    DATES: Effective June 11, 1996.
        The incorporation by reference of certain publications, as listed 
    in the regulations, is approved by the Director of the Federal Register 
    as of June 11, 1996.
        The incorporation by reference of Aerospatiale Service Bulletin 
    ATR72-27-1039, dated January 12, 1995, listed in the regulations was 
    approved previously by the Director of the Federal Register as of March 
    8, 1995 (60 FR 9616, February 21, 1995).
    
    ADDRESSES: The service information referenced in this AD may be 
    obtained from Aerospatiale, 316 Route de Bayonne, 31060 Toulouse, Cedex 
    03, France. This information may be examined at the Federal Aviation 
    Administration (FAA), Transport Airplane Directorate, Rules Docket, 
    1601 Lind Avenue, SW., Renton, Washington; or at the Office of the 
    Federal Register, 800 North Capitol Street, NW., suite 700, Washington, 
    DC.
    
    FOR FURTHER INFORMATION CONTACT: Gary Lium, Aerospace Engineer, 
    Standardization Branch, ANM-113,
    
    [[Page 20647]]
    
    FAA, Transport Airplane Directorate, 1601 Lind Avenue, SW., Renton, 
    Washington 98055-4056; telephone (206) 227-1112; fax (206) 227-1149.
    
    SUPPLEMENTARY INFORMATION: A proposal to amend part 39 of the Federal 
    Aviation Regulations (14 CFR part 39) by superseding AD 95-02-51, 
    amendment 39-9152 (60 FR 9616, February 21, 1995), which is applicable 
    to all Aerospatiale Model ATR-42 and ATR-72 series airplanes, was 
    published as a supplemental notice of proposed rulemaking (NPRM) in the 
    Federal Register on January 25, 1996 (61 FR 2147). The action proposed 
    to prohibit operation of the airplane in certain icing conditions 
    unless modifications are accomplished or alternatives procedures and 
    training are adopted, and to require restrictions on the use of the 
    autopilot in certain conditions. The action also proposed to add 
    requirements for modification of the deicing boots on the leading edge 
    of the wing and various follow-on actions. In addition, the action 
    proposed to remove certain limitations and procedures.
    
    Disposition of Comments
    
        Interested persons have been afforded an opportunity to participate 
    in the making of this amendment. Due consideration has been given to 
    the comments received.
        In addition to the proposed rule described previously, in January 
    1996, the FAA issued 17 other similar proposals that address the 
    subject unsafe condition on various airplane models (see below for a 
    listing of all 18 proposed rules). These 17 proposals also were 
    published in the Federal Register on January 25, 1996. This final rule 
    contains the FAA's responses to all public comments received for each 
    of these proposed rules.
    
    ----------------------------------------------------------------------------------------------------------------
               Docket No.                   Manufacturer/airplane model              Federal Register  citation     
    ----------------------------------------------------------------------------------------------------------------
    96-CE-01-AD-                      de Havilland DHC-6 Series-.............  61 FR 2175                           
    96-CE-02-AD-                      EMBRAER EMB-110P1/EMB-110P2-...........  61 FR 2183 -                         
    96-CE-03-AD-                      Beech 99/200/1900 Series-..............  61 FR 2180                           
    96-CE-04-AD-                      Dornier 228 Series-....................  61 FR 2172                           
    96-CE-05-AD-                      Cessna 208/208B-.......................  61 FR 2178                           
    96-CE-06-AD-                      Fairchild Aircraft SA226/SA227 Series..  61 FR 2189 -                         
    96-CE-07-AD-                      Jetstream 3101/3201-...................  61 FR 2186                           
    96-NM-13-AD-                      Jetstream BAe ATP-.....................  61 FR 2144                           
    96-NM-14-AD-                      Jetstream 4101-........................  61 FR 2142                           
    96-NM-15-AD-                      British Aerospace HS 748 Series........  61 FR 2139                           
    96-NM-16-AD-                      Saab SF340A/SAAB 340B/SAAB 2000 Series.  61 FR 2169 -                         
    96-NM-17-AD-                      CASA C-212/CN-235 Series-..............  61 FR 2166                           
    96-NM-18-AD-                      Dornier 328-100 Series-................  61 FR 2157                           
    96-NM-19-AD-                      EMBRAER EMB-120 Series-................  61 FR 2163                           
    96-NM-20-AD-                      de Havilland DHC-7/DHC-8 Series........  61 FR 2154 -                         
    96-NM-21-AD-                      Fokker F27 Mark 100/200/300/400/500/600/ 61 FR 2160 -                         
                                       700/050 Series-.                                                             
    96-NM-22-AD-                      Short Brothers SD3-30/SD3-60/SD3-SHERPA  61 FR 2151 -                         
                                       Series.                                                                      
    95-NM-146-AD-                     Aerospatiale ATR-42/ATR-72 Series......  61 FR 2147                           
    ----------------------------------------------------------------------------------------------------------------
    
    -Comment 1. Support for the Proposals
    
        Numerous commenters support the FAA's intent to minimize the 
    potential hazards associated with operating airplanes of any type 
    design in severe icing conditions. One commenter states that the 
    limitation prohibiting the use of flaps while enroute and during 
    holding in icing conditions will be a positive contribution to safety. 
    Additionally, several commenters support the requirement of the 
    proposed AD for Aerospatiale airplanes for installation of modified 
    deicing boots on the outer leading edges of the wings. One of these 
    commenters states that the incorporation of AFM procedures, in addition 
    to installation of the modified boots, provide a substantial margin of 
    safety for the Aerospatiale fleet.
    
    Comment 2. Requests Concerning References to ``Freezing Rain/Freezing 
    Drizzle''
    
        Raytheon requests that references to a class of meteorological 
    conditions in the limitations described as ``freezing rain or freezing 
    drizzle'' should be removed from the proposed rules. Raytheon contends 
    that instructions for the flight crew should be restricted to hazardous 
    conditions that are defined by the accumulation of ice. The commenter 
    states that the term ``severe icing'' has a specific meaning as defined 
    in the Aeronautical Information Manual: ``The rate of accumulation is 
    such that the icing/anti-icing equipment fails to reduce or control the 
    hazard. Immediate diversion is necessary.'' The commenter states that, 
    although freezing rain or freezing drizzle may involve drops larger 
    than those specified in Appendix C of part 25 (``Airworthiness 
    Standards: Transport Category Airplanes'') of the Federal Aviation 
    Regulations (14 CFR part 25), flight into those conditions does not 
    always result in accumulation of ice beyond the capability of the 
    aircraft nor is severe icing always the result of freezing rain or 
    freezing drizzle. Raytheon concludes that the limitation specified in 
    paragraph (a)(1) of the proposals which reads, ``Flight in 
    meteorological conditions described as freezing rain or freezing 
    drizzle, as determined by the following visual cues, is prohibited,'' 
    is an inference or conclusion that does not follow from the premises.
        The European Regional Airlines (ERA) Association states that the 
    proposals define visual cues to be used to identify ``freezing rain'' 
    and ``freezing drizzle,'' but these criteria are inconsistent with the 
    criteria defined by the International Civil Aviation Organization 
    (ICAO) and used by weather observers in aviation meteorological support 
    services. The FAA infers from this remark that ERA requests the use of 
    ICAO terminology associated with the visual cues.
        The FAA concurs partially. The FAA concurs that most of the 
    references to ``freezing rain/freezing drizzle'' can be removed from 
    the final rules. The FAA has revised the final rules to replace certain 
    references to freezing rain and freezing drizzle with the words 
    ``severe icing.'' The FAA finds that since the visual cues contained in 
    paragraph (a)(1) of these final rules indicate that icing conditions 
    have exceeded the limits of the ice protection equipment, the use of 
    the terminology ``severe icing'' is appropriate. As stated by one 
    commenter, ``severe icing'' is terminology used to describe icing 
    conditions that exceed the capabilities
    
    [[Page 20648]]
    
    of the ice protection equipment. The terminology ``severe icing'' is 
    commonly used and understood within the aviation community. 
    Additionally, there should be no confusion over the use of this term in 
    the final rules because the AFM revisions required by these AD's define 
    the terminology ``severe icing'' by specifying the visual cues that 
    indicate when the capabilities of the ice protection equipment have 
    been exceeded. However, the FAA would consider a request for approval 
    of an alternative method of compliance to use terminology other than 
    ``severe icing'' in an AFM, in accordance with the provisions of these 
    AD's, provided that adequate justification is presented to support such 
    a request.
        Any inconsistencies that may exist between the criteria used by 
    weather specialists to define ``severe icing'' and the criteria stated 
    in these final rules are not relevant for these AD's because these AD's 
    do not require the flight crew to take any action based on information 
    provided by a weather observer. For these AD's, the flight crew must 
    only take action if certain visual cues are present on the airplane.
        The FAA has determined that reference to freezing rain and freezing 
    drizzle should not be removed from the text of the ``Caution'' that 
    appears in paragraph (a)(2) of the proposals. [Note: The ``Caution'' 
    appears as the ``Warning'' in paragraph (a)(1) of the final rules. An 
    explanation of this change is contained in the disposition of Comment 
    49 of these final rules.] Reference to freezing rain and freezing 
    drizzle in that portion of text is made simply to provide a description 
    of conditions that may result in ice build-up that exceeds the 
    capabilities of the ice protection system.
    
    Comment 3. Request for Review of ``Severe Icing'' Terminology
    
        One commenter, the Civil Aviation Authority (CAA), which is the 
    airworthiness authority for the United Kingdom, requests that use of 
    the terminology ``severe icing'' be reviewed. The CAA does not believe 
    it is appropriate that this terminology becomes accepted for 
    supercooled large droplet (SLD) conditions. The CAA indicates that a 
    common interpretation for ``severe icing'' is that beyond the limit 
    specified in Appendix C of part 25 of the Federal Aviation Regulations 
    (14 CFR part 25), which is at or just over the capability of the ice 
    protection system.
        The FAA has reviewed the use of the terminology ``severe icing'' as 
    related to SLD. The FAA finds that ice resulting from SLD conditions 
    may not always meet the criterion specified in the common 
    interpretation of ``severe icing,'' as described by the commenter. The 
    FAA notes that while SLD conditions may result in the formation of 
    severe icing, severe icing also may accrue in conditions such as liquid 
    water content, temperature, or extent of cloud, when those conditions 
    exceed the limits specified in Appendix C of part 25 of the Federal 
    Aviation Regulations (14 CFR part 25). As explained previously, most 
    references to freezing rain and freezing drizzle have been replaced 
    with the terminology ``severe icing.'' Additionally, the AFM's for the 
    affected airplanes include a definition of severe icing.
    
    Comment 4. Request To Withdraw the Proposals: Significant Economic 
    Impact on Operating Community
    
        A number of commenters request that the proposals be withdrawn 
    because the effect of these proposed AD's will produce a significant 
    economic impact on the operating community. The commenters indicate 
    that many flights would need to be canceled in order to make all 
    reasonable efforts to avoid encounters with freezing rain/freezing 
    drizzle conditions--i.e., when these conditions are forecast, airplanes 
    will be prohibited from flight into those conditions. One commenter 
    remarks that, based on the actual weather in January 1996, nearly 75 
    percent of its scheduled flights would have been canceled due to 
    forecast or actual freezing rain or freezing drizzle conditions if the 
    AD's had been in effect. The commenters do not believe that the FAA has 
    considered the economic factors affected by the proposed actions, such 
    as the number of flights lost per day, crew costs, passenger 
    compensation, misconnected baggage, etc.
        If the FAA does not withdraw the proposals, one commenter states 
    that the prohibition of flight in freezing rain or freezing drizzle, as 
    specified in paragraph (a)(1) of the proposals, should be revised. The 
    commenter suggests the following: ``The aircraft should be immediately 
    flown clear of icing conditions if ice is seen forming on the upper 
    surface of the wing behind the leading edge deice boots.'' The 
    commenter believes that the current wording in the proposals would 
    cause flight crews to cancel or delay departure not only when freezing 
    rain or freezing drizzle exists, but also when those conditions are 
    forecast.
        The FAA concurs partially. The FAA finds that some misunderstanding 
    exists among the commenters concerning the intent of these AD's. Many 
    of the commenters believe that the AD's will prevent affected airplanes 
    from flight in forecast freezing rain and freezing drizzle. This is not 
    the case. The FAA agrees that certain language contained in the AD's 
    must be clarified to reflect its intent. The FAA has evaluated the 
    wording proposed by one of the commenters and agrees with it in 
    principal. However, the FAA has determined that the first limitation in 
    paragraph (a)(1) of the final rules must be revised in order to 
    accommodate visual cues other than that specified by the commenter, to 
    incorporate terminology familiar to the flight crew, and to emphasize 
    that these AD's address only in-flight icing encounters. Additionally, 
    in order to ensure that appropriate coordination with Air Traffic 
    Control is accomplished, the FAA has revised the instruction following 
    the visual cues in paragraph (a)(1), and has moved that instruction to 
    the end of the first limitation in paragraph (a)(1) of the final rules. 
    The entire limitation reads as follows: ``During flight, severe icing 
    conditions that exceed those for which the airplane is certificated 
    shall be determined by the following visual cues. If one or more of 
    these visual cues exists, immediately request priority handling from 
    Air Traffic Control to facilitate a route or an altitude change to exit 
    the icing conditions.'' (Operators should note that, in the final rule 
    for Aerospatiale airplanes, only one visual cue is specified. That cue 
    involves ice on the side window of the airplane.)
        Several commenters question certain issues related to dispatch of 
    the airplane in severe icing conditions. One commenter states that the 
    procedures specified in the proposed AD's fail to address the 
    conditions that would prohibit takeoff in freezing rain and freezing 
    drizzle. The commenter believes the visual cues provided in the 
    proposals would only appear on an airplane during flight. Thus, 
    allowable conditions for takeoff during times of forecast freezing rain 
    or freezing drizzle are left to the individual operator's 
    interpretation. Another commenter believes that the FAA has not 
    established a basis for prohibiting flight in all reported freezing 
    drizzle. The commenter contends that takeoff in freezing rain should 
    always be prevented, but takeoff in freezing drizzle should be possible 
    after applying appropriate deicing or anti-icing treatments. One 
    commenter requests that the FAA clarify how the procedures for exiting 
    freezing rain/freezing drizzle conditions would apply to takeoff and 
    landing. The commenter states that landing during those conditions 
    might,
    
    [[Page 20649]]
    
    in many cases, be the most expeditious method of avoiding a hazardous 
    condition. Another commenter suggests that the AFM for Aerospatiale 
    airplanes should be revised to reflect standard dispatch rules; 
    however, the commenter provides no justification for this request.
        The FAA concurs that visual cues that would prohibit takeoff in 
    freezing rain or freezing drizzle were not provided because the FAA's 
    intent is that these AD's address only in-flight icing encounters. 
    These AD's do not affect any existing regulations or FAA-approved 
    operating procedures related to takeoff, dispatch, or release of an 
    airplane in icing conditions. These AD's only prohibit remaining in 
    icing conditions when certain visual cues are present on the airplane; 
    these AD's do not prohibit flight into forecast or reported freezing 
    drizzle. Operators must comply with existing rules that require an 
    airplane to be free of ice prior to takeoff. Further, the FAA finds no 
    need to revise the AFM for Aerospatiale airplanes to reflect standard 
    dispatch rules. The FAA also considers that landing the airplane when 
    freezing rain/freezing drizzle conditions are encountered would, in 
    many cases, be the most expeditious method of exiting the conditions. 
    Such landing would be in compliance with the limitation that requires 
    the flight crew to exit the severe icing conditions.
        Two commenters indicate that the first note that appears in 
    paragraph (a)(1) of the proposed rules could be interpreted to mean 
    that if freezing rain or freezing drizzle is forecast anywhere along 
    the route of flight, the airplane could not be dispatched. One of the 
    commenters concludes that forecasting methodologies are inadequate and 
    would need to be improved. The other commenter suggests that the FAA 
    remove the word ``purely'' from the note. The same commenter requests 
    that the FAA clarify that the airplane may be dispatched if the 
    forecast may indicate freezing rain/freezing drizzle conditions. 
    Another commenter indicates that the wording of the same note is 
    unclear as to how the FAA defines a ``purely'' inadvertent encounter. 
    The commenter states that examples of such purely inadvertent 
    encounters would be helpful.
        One commenter asks the following questions in regard to the same 
    note:
    
    --What are ``reasonable efforts?''
    --What does ``immediately exit'' mean? Are the procedures for 
    immediately exiting listed in the Air Traffic Controller's Handbook or 
    the Airman's Information Manual? Can a pilot operating the airplane in 
    a holding pattern decide on his/her own to immediately descend below 
    the freezing level without regard to other traffic?
    
        One commenter states that the note should be placed in the Normal 
    Procedures Section of the AFM, rather than in the Limitations Section. 
    The commenter provides no justification for this request.
        The FAA concurs that clarification of this note is necessary. The 
    FAA originally included the note in the AD's to clarify the intent of 
    the rules. Since the first instruction and the limitation that follows 
    have been revised in these final rules, the FAA finds that inclusion of 
    the clarifying note is no longer necessary. In order to avoid any 
    possible misinterpretation of the intent of the limitation on flight in 
    freezing rain or freezing drizzle, the FAA has removed the first note 
    that appeared in paragraph (a)(1) of the proposals. These AD's do not 
    prohibit flight into forecast or reported freezing rain or freezing 
    drizzle. This means that the aircraft is not prohibited from takeoff, 
    dispatch, or release simply because the forecast may indicate freezing 
    rain or freezing drizzle, but is prohibited from continued flight in 
    severe icing conditions.
    
    Comment 5. Request To Withdraw the Proposals: No Unsafe Condition Has 
    Been Established
    
        Several commenters request that the proposals be withdrawn because 
    no unsafe condition has been established with respect to airplane 
    handling characteristics in severe icing conditions. One commenter 
    states that the preamble of the proposals does not provide data that 
    establish an unsafe condition; the preamble only indicates that there 
    are inadequate data to represent all possible conditions. Another 
    commenter remarks that the FAA's dismissal of the significance of the 
    test results with the specious comment, ``such airplanes could develop 
    ice shapes other than those tested,'' is wholly speculative, and is an 
    invalid basis on which to issue an AD under the provisions of part 39 
    (``Airworthiness Directives'') of the Federal Aviation Regulations (14 
    CFR part 39).
        The FAA does not concur that these AD's should be withdrawn. As 
    stated in the preamble to the proposals, the FAA has not required that 
    airplanes be shown to be capable of operating safely in icing 
    conditions outside the icing certification envelope specified in 
    Appendix C of part 25 of the Federal Aviation Regulations (14 CFR part 
    25). This means that any time an airplane is flown in icing conditions 
    for which it is not certificated, there is a potential for an unsafe 
    condition to exist or develop and the flight crew must take steps to 
    exit those conditions expeditiously. Further, the FAA has determined 
    that flight crews are not currently provided with adequate information 
    necessary to determine when an airplane is operating in icing 
    conditions for which it is not certificated or what action to take when 
    such conditions are encountered. The absence of this information 
    presents an unsafe condition because without that information, a pilot 
    may remain in icing conditions for which the airplane has not been 
    proven to be safe. These AD's correct the unsafe condition by requiring 
    AFM revisions that provide the flight crews with visual cues to 
    determine when icing conditions have been encountered for which the 
    airplane is not certificated, and by providing procedures to safely 
    exit those conditions.
        Additionally, in the preamble to the proposed rules, the FAA 
    discussed the investigation of roll control anomalies to explain that 
    this investigation was not a complete certification program. The 
    testing was designed to examine only the roll handling characteristics 
    of the airplane in certain droplets the size of freezing drizzle. The 
    testing was not a certification test to approve the airplane for flight 
    into freezing drizzle. The results of the tests were not used to 
    determine if these final rules were required, but rather to determine 
    if design changes were needed to prevent a catastrophic roll upset. The 
    roll control testing and the AD's must be viewed as two unrelated 
    actions.
    
    Comment 6. Request To Withdraw the Proposals: Unsafe Condition is 
    Outside Certification Limits
    
        One commenter states that the proposed AD's should be withdrawn 
    because the issuance of AD's to address the problems of icing 
    encounters outside of the limits for which the airplane is certificated 
    is a completely inappropriate application of part 39 of the Federal 
    Aviation Regulations (14 CFR part 39). Another commenter contends that 
    since the Aerospatiale aircraft passed all present certification 
    testing, what transpired beyond the limits of certification should not 
    be held against that aircraft.
        The FAA does not concur that the AD's should be withdrawn on the 
    basis that the unsafe condition is outside the icing certification 
    envelope. Flight in icing conditions that are outside the icing 
    certification envelope occurs during the normal service life of an 
    airplane. Apart from the visual cues provided in these final rules, 
    there is no
    
    [[Page 20650]]
    
    existing method provided to the flight crews to identify when the 
    airplane is in a condition that exceeds the icing certification 
    envelope. The appropriate vehicle for providing this method of 
    identification is through issuance of an AD. The FAA acknowledges that 
    the Aerospatiale airplane has been shown to comply with existing 
    certification rules; however, no airplane is certificated for flight in 
    icing conditions outside of Appendix C of part 25 of the Federal 
    Aviation Regulations (14 CFR part 25).
    
    Comment 7. Request To Withdraw the Proposals: Proposals Unfairly 
    Discriminate Against Turbopropeller-Powered Aircraft
    
        Several commenters state that the proposed AD's should be withdrawn 
    because the AD's unfairly discriminate against turbopropeller-powered 
    aircraft. The commenters contend that by issuing these proposed rules, 
    the FAA is creating a public perception that turbopropeller-powered 
    aircraft are less safe than other aircraft.
        Numerous commenters oppose the statement contained in the preamble 
    of the proposals which indicates that since turbopropeller-powered 
    airplanes are more likely to operate at low altitudes and to make more 
    frequent landings, they are more likely to encounter icing conditions 
    that are outside the icing envelope. One commenter states that the mere 
    fact that turbopropeller-powered airplanes make more frequent landings 
    is irrelevant for the following reasons:
    
    --Every flight encounters the same atmospheric conditions after takeoff 
    and prior to landing, whether the airplane is powered by a 
    turbopropeller or turbojet engine;
    --There are numerous airplanes powered by turbojet engines that operate 
    on segments equal in duration to those operated by many turbopropeller-
    powered aircraft; numerous airplanes powered by turbojet engines make 
    just as frequent landings; and
    --Even if turbopropeller-powered aircraft do make more frequent 
    landings, there is no negative inference to be drawn from that fact; 
    more opportunities are available to ensure that ice has not formed on 
    the aircraft if the aircraft lands more frequently.
    
        One commenter states that the altitudes where SLD conditions exist 
    are the same altitudes at which jets would encounter those conditions 
    during the departure and arrival phases of flight. Flight in SLD 
    conditions that would have a negative effect on a turbopropeller-
    powered airplane would have the same effect on a jet, since both are 
    certificated under the same rules with regard to flight into adverse 
    weather, and both fly at about the same speeds during the departure and 
    arrival phases of flight. Additionally, another commenter adds that no 
    airplane, whether it is powered by a turbopropeller, turbojet, or 
    turbofan engine, is certificated for operation in SLD conditions.
        Another commenter indicates that icing encounters take place at 
    altitudes below the cruising altitudes of most turbopropeller-powered 
    aircraft used in scheduled service; this also occurs on airplanes 
    powered by turbojet engines. Icing encounters occur during takeoff, 
    climb, descent, holding, and landing phases of flight on both types of 
    aircraft. The commenter adds that operating the airplane in a holding 
    pattern for a prolonged period in severe icing conditions is hazardous 
    for both turbojet and turbopropeller-powered aircraft. The commenter 
    explains that, although the exposure time per flight hour of a long-
    haul jet aircraft is less, the exposure on a per flight basis is 
    exactly the same. The commenter states that, like landing gear life 
    limits, the proper measure of exposure to freezing rain/freezing 
    drizzle should be the number of flights, not the number of flight 
    hours.
        Another commenter, Saab, states that Saab Model SAAB 2000 series 
    airplanes have a unique power-to-weight ratio, which makes it 
    comparable with airplanes of the same size and, in some relevant areas 
    such as climb performance and single engine ceiling, even far superior. 
    Operators of those airplanes can operate the aircraft over-the-weather 
    at flight level (FL) 310. This means that these Saab airplanes operate 
    on jet profiles and, therefore, are not exposed to the icing conditions 
    that are outside the icing envelope any more than the airplanes that 
    are excluded from the proposals.
        The FAA does not concur that the proposals should be withdrawn. The 
    FAA does not intend to imply through issuance of these AD's that 
    turbopropeller-powered airplanes are less safe than airplanes having 
    other types of propulsion systems. As stated in the preamble of the 
    proposals, the FAA addressed certain airplanes as a higher priority for 
    two reasons:
    
    --Turbopropeller-powered airplanes are more likely to operate at low 
    altitudes and to make more frequent landings; therefore, they are more 
    likely to encounter icing conditions that are outside the icing 
    envelope specified in Appendix C of part 25 of the Federal Aviation 
    Regulations (14 CFR part 25); and
    --The flight crew of an airplane having an unpowered roll control 
    system must rely solely on physical strength to counteract roll control 
    anomalies, whereas a roll control anomaly that occurs on an airplane 
    having a powered roll control system need not be offset directly by the 
    flight crew.
    
        Since the issuance of the proposed rules, the FAA has reconsidered 
    this reasoning. The FAA acknowledges that simply because an airplane is 
    turbopropeller-powered and has a particular flight profile, that 
    airplane should not be addressed as a higher priority. However, this 
    does not diminish the significance of the necessity of the flight crew 
    of an airplane having an unpowered roll control system to rely on 
    physical strength to counteract roll control anomalies. The subject 
    airplanes all have pneumatic deicing boots and unpowered aileron 
    controls, which have been common denominators in the accident and 
    incident history concerning flight in icing conditions and, in 
    particular, during conditions when SLD was believed to be present. 
    Therefore, airplanes having those design features are of immediate 
    concern to the FAA and were addressed as a higher priority. 
    Additionally, these AD's primarily address airplanes used in regularly 
    scheduled passenger service in the United States.
        The FAA finds that the comment indicating that more frequent 
    landings provides more opportunity to verify that ice has not formed is 
    irrelevant. It also could be said that more frequent landings gives 
    more opportunity for ice to form. The FAA agrees with the statement 
    that holding for prolonged periods in severe icing conditions is 
    hazardous for all aircraft types. The FAA is considering initiating an 
    assessment of the need to prohibit all aircraft from continued flight 
    in severe icing conditions as defined in these AD's.
        Although Transport Canada Aviation does not request that the 
    proposed AD's be withdrawn, the commenter indicates that roll control 
    anomalies could exist for all aircraft whether they have powered or 
    unpowered roll control systems. Transport Canada Aviation adds that 
    some jet-powered aircraft have unpowered ailerons.
        The FAA concurs that roll anomalies could exist for all aircraft 
    whether they have powered or unpowered roll control systems. However, 
    these AD's address airplanes having both deicing boots and unpowered 
    aileron controls. The FAA
    
    [[Page 20651]]
    
    acknowledges that other airplanes that have powered ailerons may be 
    subject to roll problems in severe icing conditions due to loss of 
    lift. However, the FAA is not aware of a mechanism that would allow ice 
    to produce an uncommanded control deflection on airplanes having 
    powered flight control systems. In addition, airplanes having powered 
    roll control systems do not have direct feedback of aerodynamic forces 
    to the pilot. However, the FAA is considering initiating an assessment 
    of the need to apply similar limitations to other aircraft types.
    
    Comment 8. Request To Withdraw the Proposals: Affected Airplanes Are 
    Not Same Type Design as Accident Airplane
    
        Several commenters contend that the proposals should be withdrawn 
    because the FAA has not established clearly that the airplanes 
    addressed in the proposed rules have the same type design as the 
    Aerospatiale Model ATR-72 series airplane that was involved in an 
    accident in October 1994 that occurred in severe icing conditions.
        One commenter questions the words ``same type design,'' and asks if 
    those words refer to high wing, low wing, T-tail, or aircraft of 
    another type design.
        Three commenters provide justification in support of a request that 
    certain airplanes be exempt from these AD's:
         de Havilland Model DHC-7 and DHC-8 series airplanes: De 
    Havilland states that the airplanes it manufactures share a 
    conservative aerodynamic design philosophy that yields exceptional low-
    speed handling qualities and demonstrated benign handling qualities in 
    icing conditions. De Havilland adds that two-thirds of the roll control 
    authority of these airplanes is provided by hydraulically powered roll 
    spoilers. A second commenter adds that increased testing has been 
    conducted on these airplanes.
         Fokker F27 Mark 100, 200, 300, 400, 500, 600, 700, and 050 
    series airplanes: Fokker states that the leading edge boots on Fokker 
    Model F27 series airplanes and Model F27 Mark 050 series airplanes 
    extend to a chord wise position, 12.5 percent wing chord, which 
    precludes all but the very largest droplets impinging on the 
    unprotected surfaces. Fokker adds that since the accident airplane has 
    unshielded horn balances and the affected Fokker airplanes do not have 
    these unshielded horn balances, Fokker airplanes will not experience 
    roll upset problems. Fokker indicates that aerodynamically balancing 
    the control surfaces by means of unshielded horn balances was not 
    applied because of the bad service experience of the Vickers Viking 
    aircraft in 1946.
         Beech Model 200 and 200C airplanes: Raytheon states that 
    these particular airplane models are not normally considered to be 
    commuter aircraft, and that issuance of an AD would be contrary to the 
    stated purpose of the proposals because most of these airplanes are 
    used in non-revenue service. Raytheon states that these airplanes are 
    all low wing aircraft. Aerospatiale Model ATR-72 series airplanes (the 
    accident airplane) is 50 percent larger and carries over twice the 
    number of passengers as these Beech aircraft. For these reasons, as 
    well as other differences in the geometry of the airplanes (i.e., 
    relative aileron span), Raytheon states that the supposition of an 
    icing hazard in these aircraft is purely speculative.
        The FAA does not concur that any of the addressed airplanes should 
    be exempt from these AD's. The FAA has examined the accident and 
    incident history in icing conditions and, in particular, those events 
    believed to involve SLD conditions. Results of this examination 
    revealed that the type design characteristics that appear to be common 
    in these events are pneumatic deicing boots and unpowered aileron 
    controls. Airplanes having those type design characteristics appear to 
    be more susceptible to control problems in severe icing conditions. In 
    response to Fokker's remark that its airplanes will not experience roll 
    control problems since those airplanes do not have unshielded horn 
    balances, the FAA has determined that horn balances on the accident 
    airplane were not the source of the uncommanded aileron motion. Design 
    similarities of the wing, tail, or ailerons do not appear to be a 
    common denominator among airplanes involved in accidents or incidents 
    where SLD conditions may have been present.
        Saab asks for removal of the sentence that reads, ``Since an unsafe 
    condition has been identified that is likely to exist or develop on 
    other airplanes of the same type design . * * *'' Saab states that this 
    sentence implies that Saab Model SF340A and SAAB 340B series airplanes 
    have a problem and that this problem is ``likely to develop on other 
    airplanes of the same type design.'' Yet, there have been no reported 
    problems on those airplanes, which are not of the same type design as 
    all other turbopropeller-powered airplanes. Transport Canada Aviation 
    does not request that the proposals be withdrawn; however, the 
    commenter requests that the FAA revise the same phrase discussed by 
    Saab. Transport Canada Aviation requests that the phrase be reworded as 
    follows: ``Since an unsafe condition has been identified where aircraft 
    icing certification is not adequate to address the conditions that are 
    outside of Appendix C of FAR part 25 . . . .''
        The FAA does not concur with Saab's request. The FAA acknowledges 
    that there have been no reported problems involving severe icing 
    conditions on Saab airplanes. However, Saab Model SF340A and SAAB 340B 
    series airplanes have pneumatic deicing boots and unpowered aileron 
    controls, which have been determined to be the common denominators 
    among the airplanes involved in accidents and incidents in severe icing 
    conditions. Therefore, the FAA has determined that when severe icing 
    conditions are encountered on these Saab airplanes, those conditions 
    must be exited.
        Although the FAA has no technical objection to the revised wording 
    proposed by Transport Canada Aviation, this sentence does not reappear 
    in the final rules. Therefore, no change to the final rule is 
    necessary.
    
    Comment 9. Request for Explanation of the Applicability of the AD's
    
        One commenter requests an explanation of the methodology used by 
    the FAA to determine that AD's should not be issued for Cessna and 
    Piper multi-engine aircraft. The commenter also asks if an AD similar 
    to the proposed rules exists for Boeing Model 737 series airplanes. The 
    commenter indicates that Model 737 series airplanes have demonstrated 
    abnormal and unexplained roll tendencies.
        The FAA provides the following clarification for this commenter. No 
    AD's have been issued for Piper airplanes or Boeing Model 737 series 
    airplanes. However, as reflected in the table above, the FAA has issued 
    an AD for Cessna Model 208 and 208B airplanes.
        Most of the aircraft affected by these final rules are used 
    primarily in regularly scheduled passenger service in the United 
    States. However, there are some airplanes affected by the final rules 
    that are not used in regularly scheduled passenger service. Two of 
    these are Cessna Model 208 and 208B airplanes. Those airplanes were 
    included in the final rules because of their accident and incident 
    history in icing conditions. The FAA is considering an assessment of 
    the need to prohibit all aircraft from continued flight in severe icing 
    conditions.
    
    [[Page 20652]]
    
    Comment 10. Request To Withdraw the Proposals: Service Experience of 
    Affected Airplanes is Satisfactory
    
        Several commenters indicate that the FAA should withdraw the 
    proposed AD's in light of the satisfactory service experience of the 
    airplanes addressed in the proposals. The commenters believe that the 
    FAA is singling out turbopropeller-powered aircraft without any regard 
    for the operational record of those aircraft.
        Several commenters provide justification in support of this 
    request:
         One commenter states that de Havilland airplanes have been 
    successfully operated for over 30 years without one instance of roll 
    upset or flight control problems.
         De Havilland indicates that de Havilland Model DHC-8 
    series airplanes have been in service for 11 years and have accumulated 
    6 million flights and 5 million flight hours without any incidents due 
    to icing.
         De Havilland adds that de Havilland Model DHC-7 series 
    airplanes have been in service for 18 years and have accumulated 3.7 
    million flights and 2.7 million flight hours without any incidents due 
    to icing.
         Another commenter has not experienced any icing related 
    upsets or control irregularities in its fleet of de Havilland Model 
    DHC-8 series airplanes and Beech Model 1900 series airplanes.
         One commenter operates 21 Beech Model 1900D airplanes, 32 
    EMBRAER Model EMB-120 series airplanes, and 41 Aerospatiale Model ATR-
    42 and ATR-72 series airplanes; none of these airplanes have 
    experienced any icing incidents this season.
         One commenter indicates that airplanes produced by Beech, 
    EMBRAER, and Jetstream Aircraft Limited (JAL) have no record of 
    uncommanded roll due to asymmetrical build-up of ice on surfaces beyond 
    the deicing boots.
         One commenter notes that it has not experienced any 
    unusual icing characteristics on its fleet of EMBRAER Model EMB-120 
    series airplanes and Aerospatiale Model ATR-72 series airplanes.
         Fairchild notes that in over 26 years and 15,000,000 
    flight hours in passenger service, there has never been a reported 
    incident where the controllability of Fairchild Aircraft SA226 and 
    SA227 series airplanes were in jeopardy as a result of any icing 
    encounters (including SLD icing encounters).
         The Luftfartsverket (LFV), which is the airworthiness 
    authority for Sweden, states that no ice build-up behind the wing boots 
    has ever been reported on Saab Model SF340A, SAAB 340B, or SAAB 2000 
    series airplanes. Additionally, the leading edge on these airplanes can 
    be inspected easily during flight.
         Saab remarks that no roll anomaly problems in icing 
    conditions have occurred during the extensive service experience of 
    Saab Model SF340A and SAAB 340B series airplanes.
         The FAA does not concur that the AD's should be withdrawn. 
    The fact that an airplane has a perfect safety record in icing does not 
    negate the fact that no airplane has been certificated for flight into 
    SLD. The FAA has determined that a need exists to provide the flight 
    crew with useful safety-related information regarding the limitations 
    of the airplane concerning flight in severe icing conditions. The 
    purpose of issuing these final rules is to provide the flight crew with 
    such information.
        One commenter, Transport Canada Aviation, requests that the 
    proposals apply only to those airplanes that have a demonstrated 
    history of in-service problems as a priority. The commenter states that 
    the hazards relating to operation in icing conditions exist for all 
    types of aircraft. (The commenter does not request that the proposed 
    rules be withdrawn.)
        The FAA does not concur with this request. As explained previously, 
    the FAA has issued AD's for airplanes having pneumatic deicing boots 
    and unpowered aileron controls as a priority. Airplanes having these 
    design features are of immediate concern to the FAA because these 
    features have been common denominators in the accident and incident 
    history concerning flight in icing conditions and, in particular, 
    during conditions when SLD was believed to be present. The FAA is 
    considering the need for rulemaking to impose similar limitations on 
    other aircraft.
    
    Comment 11. Request To Withdraw the Proposals: Extensive Testing 
    Revealed No Icing Problems
    
        Several commenters request that the proposals be withdrawn because 
    extensive testing revealed no icing problems on many different 
    turbopropeller-powered airplanes, even though those tests likely 
    exceeded any icing certification tests ever performed on other civil 
    aircraft types, including large jet-powered transport category 
    airplanes. Fokker states that Fokker Model F27 series airplanes do not 
    demonstrate unacceptable roll control characteristics in severe icing 
    conditions; however, Fokker submits no data to substantiate this 
    statement.
        The FAA does not concur. The FAA finds that successful completion 
    of the roll upset evaluation is not a valid reason for withdrawing the 
    AD's. On the contrary, if the evaluation had demonstrated anomalies, 
    the FAA may have concluded that action beyond that required by these 
    AD's was necessary to address the demonstrated unsafe condition. The 
    testing was designed to examine only the roll handling characteristics 
    of the airplane in certain droplets the size of freezing drizzle to 
    determine if any design changes are necessary to prevent catastrophic 
    control surface deflection. The testing was not a certification test to 
    approve the airplane for flight into freezing drizzle since many of the 
    components and their functions were not tested (e.g., pitch control, 
    engine and propeller, performance, stall warning, windshield, air data 
    sensors and fuel system vents). Further, freezing rain was not tested. 
    Satisfactory demonstration of those tests does not remove the FAA's 
    responsibility to provide a safe operating environment for the 
    passengers and crew.
        JAL comments that its airplanes are not subject to the addressed 
    unsafe condition, and that the FAA had concurred with this contention. 
    JAL states that the FAA agreed that, by the controllability evaluation 
    process, all Jetstream aircraft types had been demonstrated to be not 
    susceptible to roll control anomalies in freezing rain or freezing 
    drizzle conditions.
        The FAA does not concur with JAL's position concerning its 
    airplanes. All Jetstream airplanes affected by these AD's successfully 
    completed the roll upset evaluation. However, as stated previously, no 
    airplanes were tested in freezing rain conditions. The roll upset 
    evaluation only addressed conditions that were believed to have existed 
    during an accident involving a transport category airplane that 
    occurred in October 1994. Therefore, since no airplane has been tested 
    in all freezing rain and freezing drizzle conditions, no airplane has 
    been demonstrated to be safe for continued flight in these conditions.
    
    Comment 12. Request To Withdraw the Proposals: Publish Advisory 
    Materials and Require Training
    
        Several commenters request that, in lieu of issuing the proposed 
    rules, the FAA publish appropriate advisory materials and require 
    training for recognition, avoidance, and exit from severe icing 
    encounters as part of the required severe weather training for pilots 
    and dispatchers. Two commenters suggest that the FAA include such
    
    [[Page 20653]]
    
    requirements in the operating rules specified in part 121 
    (``Certification and Operations: Domestic, Flag, and Supplemental Air 
    Carriers and Commercial Operators of Large Aircraft'') of the Federal 
    Aviation Regulations (14 CFR part 121). Another commenter indicates 
    that, since jets and piston-engine aircraft also could develop ice 
    shapes other than those tested, training should not be provided only to 
    pilots of turbopropeller-powered airplanes, but to pilots of all 
    aircraft. Some commenters also suggest that the FAA has successfully 
    addressed other issues through increased awareness and training 
    requirements, rather than by issuing AD's against every airplane type 
    design to require revising the Limitations Section of the AFM. The 
    commenters cite windshear, ground deicing, and clear air turbulence as 
    examples of such issues. The commenters contend that, except where 
    configuration changes are needed, such as in the case of windshear 
    detection devices, improved awareness and training programs--not AD's--
    have been highly effective in achieving needed safety improvements.
        The FAA does not concur. The FAA considers that substituting 
    advisory material and mandatory training for issuance of an AD is not 
    appropriate, nor would this adequately address the unsafe condition. 
    The FAA fully supports the development of advisory materials and 
    training. Part 121 (``Certification and Operations: Domestic, Flag, and 
    Supplemental Air Carriers and Commercial Operators of Large Aircraft'') 
    and part 135 (``Air Taxi Operators and Commercial Operators'') of the 
    Federal Aviation Regulations (14 CFR parts 121 and 135) require that 
    appropriate training concerning limitations such as those contained in 
    these AD's be incorporated into air carriers' training programs. 
    However, the FAA's position is that the development and use of such 
    advisory materials and training alone are not adequate to address the 
    subject unsafe condition. Currently, the AFM's specify that the 
    affected airplanes are certificated for flight in icing conditions; 
    however, the AFM's do not specify a method of determining whether the 
    certification limits for those conditions have been exceeded. 
    Consequently, the FAA finds that these AFM's must be revised to provide 
    limitations for flight in icing conditions and to provide the flight 
    crew with a method of determining when those limitations have been 
    exceeded.
        The FAA does not concur that amending part 121 of the Federal 
    Aviation Regulations (14 CFR part 121) in lieu of issuing these AD's is 
    appropriate. The FAA's position is that the appropriate place to inform 
    the flight crew of the limitations of the airplane is in the AFM. The 
    appropriate vehicle for mandating such AFM revisions is through 
    issuance of an AD. In addition, an AD will ensure that the 
    incorporation of such AFM revisions is not left to each operator's 
    individual discretion and that flight crews receive pertinent 
    information. The FAA may consider an assessment of the need to provide 
    training to pilots of all aircraft types for flight in severe icing 
    conditions.
        The commenters reference windshear as an example of an issue that 
    was handled successfully without issuance of an AD to revise the AFM's. 
    In this case, the AFM's for all airplanes having an onboard windshear 
    system were revised to provide the flight crew with procedures for 
    responding when the system gives an alert. Although no AD was issued to 
    mandate these AFM revisions, without revising the AFM, operators could 
    not comply with the section of part 121 of the Federal Aviation 
    Regulations (14 CFR part 121) that requires installation of the 
    windshear detection devices. In conclusion, although AFM revisions were 
    not required by an AD, AFM changes were mandated indirectly by a new 
    part 121 regulation.
        The commenters also reference ground deicing. Part 91 (``General 
    Operating and Flight Rules'') of the Federal Aviation Regulations (14 
    CFR part 91) prohibits takeoff of an airplane unless the airframe is 
    clear of ice; therefore, there is no need to provide additional 
    limitations concerning the amount of ice that would be acceptable for 
    takeoff. However, in the case of severe icing conditions addressed by 
    these final rules, the AFM's currently allow flight in icing, but the 
    AFM does not define when the limits of the certificated icing operation 
    envelope have been exceeded.
        Concerning the issue of clear air turbulence, issuance of an AD was 
    not required because an airspeed limitation associated with turbulent 
    air penetration was already in the AFM's. Therefore, in this case, the 
    issue was addressed in the AFM as well as through awareness and 
    training.
    
    Comment 13. Request To Withdraw the Proposals: Incorporate Operational 
    Issues into a Training Curriculum
    
        Two commenters request that the proposals be withdrawn because the 
    proposed AD's address an operational issue that should be incorporated 
    into an operator's training curriculum. One commenter states that 
    pilots must be made aware of the hazards of icing and that extended 
    operation of an airplane in any icing encounter that results in 
    significant airframe accretion of ice is unacceptable.
        The FAA does not concur that the AD's should be withdrawn based on 
    the commenters' request. The FAA acknowledges that these AD's address 
    an operational issue. When the requirements of these AD's are 
    accomplished and the AFM limitations are revised, this material will be 
    incorporated necessarily, as explained previously, into the training 
    curriculum for the flight crews and dispatchers, if applicable, in the 
    operator's approved training program. In this manner, pilots and 
    dispatchers, if applicable, will be informed of the hazards of icing 
    and that continued operation of an airplane in certain icing conditions 
    is prohibited.
    
    Comment 14. Request To Withdraw the Proposals: Require Training for Air 
    Traffic Controllers and Weather Specialists
    
        Two commenters request that the FAA implement additional policy to 
    require training for air traffic controllers and weather specialists in 
    the recognition, avoidance, and procedures to exit severe icing 
    conditions.
        The FAA does not concur that these AD's should be withdrawn. 
    However, the FAA acknowledges that implementation of these AD's may 
    necessitate additional training beyond that which is already required 
    for air traffic controllers and weather specialists. The FAA may 
    consider the need to provide training concerning recognition, 
    avoidance, and procedures for exiting severe icing conditions. However, 
    the intent of these AD's is to provide the flight crew with recognition 
    cues for, and procedures for exiting from, severe icing conditions. The 
    appropriate vehicle for requiring that such information be included in 
    the AFM's is through issuance of an AD.
    
    Comment 15. Request To Withdraw the Proposals: Add a Caution to the AFM
    
        One commenter requests that, in lieu of issuing the proposed AD's, 
    a ``Caution'' should be added to the AFM to inform pilots to exit icing 
    conditions if ice was observed to be forming aft of the protected 
    surfaces of the wings. The commenter states that information regarding 
    the use of flaps and the autopilot in icing conditions could also be 
    incorporated into the AFM. The commenter does not indicate which 
    section of the AFM should include this material.
    
    [[Page 20654]]
    
        The FAA does not concur. The FAA finds that the requirement to exit 
    severe icing conditions and information concerning use of the autopilot 
    during flight in those conditions must be included in the Limitations 
    Section of the AFM. Additionally, information concerning use of the 
    flaps during those conditions should be included in the Procedures 
    Section of the AFM. The appropriate vehicle for requiring these changes 
    to the AFM is through issuance of an AD.
    
    Comment 16. Request To Withdraw the Proposals: Require Alternative AFM 
    Limitation
    
        One commenter requests that, in lieu of an AD, the FAA require an 
    alternative AFM limitation that reads as follows: ``This aircraft is 
    certified for flight into icing conditions as specified by Appendix C 
    of Part 25. Actual icing encountered may be greater than Appendix C 
    requirements.''
        The FAA does not concur. The suggested limitation does not provide 
    guidance as to how a pilot can identify and safely exit icing 
    conditions that have exceeded those specified in the icing envelope in 
    Appendix C of part 25 of the Federal Aviation Regulations (14 CFR part 
    25). These AD's are intended to provide the flight crew with visual 
    cues which indicate that icing conditions have exceeded the 
    capabilities of the ice protection equipment, and with procedures to 
    safely exit those conditions. No change to the AD's is necessary.
    
    Comment 17. Request To Withdraw the Proposals: AFM Revisions Already 
    Are Required
    
        One commenter requests that the proposals be withdrawn because 
    section 121.133 (``Manual Requirements: `Preparation' '') of the 
    Federal Aviation Regulations (14 CFR 121.133) already requires that 
    operators incorporate revisions into the AFM's; therefore, issuance of 
    the proposed AD's is unnecessary.
        The FAA does not concur. Section 121.133 of the Federal Aviation 
    Regulations (14 CFR 121.133) does not specifically require that AFM's 
    be updated to current revisions. Section 121.141 (``Airplane or 
    Rotorcraft Flight Manual'') of the Federal Aviation Regulations (14 CFR 
    121.141) requires that the current AFM be carried on the aircraft, but 
    does not require incorporation of the most current revisions. 
    Additionally, the commenter does not address the need to change the 
    AFM's for airplanes that operate under parts 135 (``Air Taxi Operators 
    and Commercial Operators'') and 91 (``General Operating and Flight 
    Rules'') of the Federal Aviation Regulations (14 CFR parts 135 and 91). 
    The appropriate vehicle for ensuring that the Limitations Section of 
    the AFM's is changed is through issuance of an AD.
    
    Comment 18. Request To Withdraw the Proposals: Use Existing AFM 
    Revisions
    
        The General Aviation Manufacturers Association (GAMA), on behalf of 
    its members, states that some of the affected manufacturers have 
    prepared FAA-approved revisions for the AFM's for their products. GAMA 
    indicates that those revisions incorporate specific information 
    regarding cues for recognizing severe icing conditions and procedures 
    for exiting such conditions, if encountered. Therefore, if the proposed 
    AD's are adopted, the requirements of the AD's would supersede the 
    information operators have already incorporated into the AFM's with 
    less appropriate information that is not type design specific.
        One commenter, JAL, requests that certain existing AFM revisions 
    for the affected Jetstream airplanes be cited in the proposed AD's for 
    those airplanes in lieu of the content of the proposed AD's. (However, 
    JAL does not request that the proposals be withdrawn for this 
    particular reason.) JAL indicates that the existing AFM revisions have 
    already been FAA-approved.
        The FAA does not concur with the commenters' requests. The FAA 
    acknowledges that the AFM revisions required by these final rules will 
    supersede previously approved AFM revisions. However, the FAA is 
    unaware of any AFM that addresses all of the provisions specified in 
    these final rules, nor of any AFM that contains specific visual cues 
    that the FAA has not included in the final rules. Even if AFM material 
    currently exists that does contain all of the provisions of the final 
    rules, the FAA finds that issuance of an AD would still be necessary to 
    mandate the provisions of the AFM revisions. However, the FAA would 
    consider a request for approval of an alternative method of compliance, 
    in accordance with the provisions of this AD, for those operators 
    having AFM's that already contain all of the provisions of the final 
    rules.
        Another commenter requests that the FAA withdraw the proposal that 
    applies to Fairchild Model SA226 and SA227 series airplanes. The 
    commenter states that the AFM for those airplanes currently contains 
    visual cues to aid the flight crew in recognition of weather conditions 
    conducive to SLD. This AFM also provides procedures for avoidance of 
    such conditions. The commenter adds that these AFM procedures result in 
    additional operating limitations on the aircraft with regard to severe 
    weather conditions. The commenter believes these AFM procedures address 
    all current FAA requirements.
        The FAA does not concur that the AFM for Fairchild Model SA226 and 
    SA227 series airplanes addresses all of the proposed requirements of 
    the proposed rule. For example, the Limitations section of the AFM for 
    those airplanes does not require the flight crew to exit severe icing 
    conditions. For this reason, the FAA does not consider the AFM for 
    Fairchild Model SA226 and SA227 series airplanes to be equivalent to 
    the information specified in these AD's.
    
    Comment 19. Request To Withdraw the Proposals: Develop Rulemaking to 
    Address Airplane Certification Outside of Appendix C
    
        Three commenters suggest that instead of arbitrarily prohibiting 
    operation of the airplane, the FAA should undertake a well-designed 
    research program and, if warranted, devise a rulemaking plan for 
    certification of airplanes outside of Appendix C of part 25 of the 
    Federal Aviation Regulations (14 CFR part 25). One commenter also 
    suggests possible retroactive implementation of a new Appendix C.
        The FAA does not concur because of the length of time that would be 
    required to implement the commenters' suggestion. The FAA finds that 
    action is required prior to the commencement of the next icing season 
    to prohibit the continued flight of airplanes in icing conditions that 
    have been shown to be unsafe and for which the airplanes have not been 
    certificated. However, the FAA is currently considering initiating an 
    assessment of the need to revise Appendix C and the possibility of its 
    retroactive implementation.
        Transport Canada Aviation states that the FAA has determined that 
    there may be a problem with the certification requirements for icing on 
    de Havilland Model DHC-6, DHC-7, and DHC-8 series airplanes, but not 
    the specific approval or design features of those airplanes. However, 
    the commenter does not specifically request that the proposals be 
    withdrawn.
        The FAA does not concur with the commenter's statement. The FAA has 
    only determined that no adequate means exists for the flight crew to 
    determine when the icing certification limits have been exceeded. The 
    purpose of these AD's is to provide more clearly defined procedures and 
    limitations
    
    [[Page 20655]]
    
    associated with severe icing conditions. This does not imply that the 
    certification requirements for icing are inadequate.
    
    Comment 20. Request To Withdraw the Proposals: Issue a ``General AD'' 
    for All Airplane Types
    
        One commenter requests that a ``general AD'' be issued to prohibit 
    all airplane types from inadvertent flight into hazardous SLD 
    conditions. Another commenter adds that if encounters with freezing 
    rain/freezing drizzle conditions must be reported to Air Traffic 
    Control, such reporting also should apply to flight crews of all 
    airplane types.
        The FAA does not concur with the commenter's request. For the 
    reasons discussed earlier in the preamble of this AD, the FAA has 
    determined that airplanes having pneumatic deicing boots and unpowered 
    aileron controls are of immediate concern and have been addressed as a 
    higher priority. The FAA finds that action is required prior to the 
    commencement of the next icing season to prohibit the operation of 
    these airplanes in icing conditions that have been shown to be unsafe 
    and for which the airplanes have not been certificated. However, the 
    FAA is currently considering initiating an assessment of the potential 
    adverse effects of SLD on all airplane types.
    
    Comment 21. Request To Withdraw the Proposals: Establish a Detailed 
    Reporting System
    
        One commenter requests that the FAA establish a detailed reporting 
    system for inadvertent encounters with severe SLD. The commenter 
    envisions a system that would provide a database for better 
    identification of controllability issues and visual indications related 
    to these encounters.
        The FAA does not concur with the commenter's request. The FAA has 
    been advised that the Regional Airline Association (RAA) has already 
    established an ``Unusual Icing Reporting Program'' for the purpose 
    described by the commenter; therefore, establishing another reporting 
    program would duplicate this benefit.
    
    Comment 22. Request To Withdraw the Proposals: Revise the Master 
    Minimum Equipment List (MMEL)
    
        Two commenters request that, instead of addressing an MMEL item in 
    an AD [i.e., the icing detection lights referenced in paragraph (a)(1) 
    of the proposals], the FAA should require that the MMEL be revised. A 
    third commenter adds that the decision to change the MMEL should be 
    made by FAA Operations Inspectors based on local conditions. One 
    commenter states that the prohibition of dispatch with any inoperative 
    ice detection lights would preclude any efforts by an operator to 
    enhance safety by installing a second set of bulbs. The commenter adds 
    that under this proposed rule, this type of action would be penalized 
    by simply doubling the chances of a burned out bulb grounding the 
    aircraft. In practice, if one were to add a fully redundant set of 
    bulbs, it would enhance safety by allowing the equivalent of the 
    current illumination level even with a bulb burned out.
        The FAA does not concur with these requests. FAA Operations 
    Inspectors are not authorized to make MMEL revisions. The FAA has 
    determined that it is prudent to address the icing detection lights in 
    these final rules to ensure uniform and immediate application of the 
    requirements of the AD's. Concerning the example provided by one of the 
    commenters, if an operator chooses to add a fully redundant set of 
    bulbs, that operator should request approval of an alternative method 
    of compliance in accordance with the provisions of this final rule.
        Although Transport Canada Aviation does not request that the 
    proposals be withdrawn, it requests a revision to the requirement that 
    all icing detection lights must be operative. For de Havilland Model 
    DHC-7 and DHC-8 series airplanes, the commenter requests that the 
    requirement be changed to mandate that at least one outboard and one 
    inboard inspection light be operative prior to flight into known or 
    forecast icing conditions at night. Since the MMEL contains a provision 
    that a suitable lamp/light of adequate capacity be available, this is 
    considered acceptable in conjunction with other indications of freezing 
    rain or freezing drizzle. Similarly, for de Havilland Model DHC-6 
    series airplanes, the requirement should be revised to require a 
    suitable lamp/light for dispatch at night with one wing inspection 
    light inoperative.
        The FAA does not concur. The FAA has determined that the 
    justification provided by the commenter is not adequate to enable the 
    FAA to determine if the proposed changes are acceptable. During severe 
    icing conditions, the flight crew's workload may be high, and there may 
    be no opportunity to use the portable lamp/light, which, in itself, may 
    create disorientation in the cockpit due to adverse reflections from 
    the glass. The FAA's intent in having all inspection lights be 
    operative at night is to provide the flight crew the best possible 
    visibility of the airframe. However, the FAA would consider a request 
    for approval of an alternative method of compliance, in accordance with 
    the provisions of these AD's, provided that adequate justification is 
    presented to support such a request.
    
    Comment 23. Request To Withdraw the Proposals: Certify Airplanes for 
    Flight in Conditions Outside Appendix C
    
        One commenter implies that the airplanes affected by the proposed 
    rules must be rectified to a level beyond the present certification 
    requirements for flight in icing.
        The FAA does not concur. The final rules do not require 
    certification of the airplane beyond the current certification 
    requirements for flight in icing specified in Appendix C. These AD's 
    simply provide the flight crew with visual cues which indicate that 
    icing conditions have exceeded the capabilities of the ice protection 
    equipment, and with procedures to safely exit those conditions.
        One commenter requests that the proposal for de Havilland Model 
    DHC-6 series airplanes be withdrawn because this airplane model is type 
    certificated in Canada, which is a country with a higher standard than 
    the United States for operating in icing conditions.
        The FAA does not concur. This commenter did not submit data to the 
    FAA to substantiate that the airplane has been shown to be safe for 
    flight outside the icing certification envelope specified in Appendix 
    C. Additionally, the FAA is unaware of any foreign civil aviation 
    authority having certification requirements for icing conditions that 
    are outside of the icing certification envelope used in the United 
    States.
    
    Comment 24. Request To Withdraw the Proposals: Proposals Prohibit 
    Takeoff or Approach in ``Light Freezing Drizzle'' Conditions
    
        One commenter requests the proposals be withdrawn because the 
    proposed limitation would prohibit takeoff or approach when ``light 
    freezing drizzle'' conditions that are caused by light precipitation 
    falling through a thin layer of cold surface air below warmer air above 
    are reported on the surface. The commenter maintains that with 
    accomplishment of the appropriate ground deicing precautions prior to 
    takeoff, no hazard to the operation of the airplane is posed.
        The FAA does not concur that the AD's should be withdrawn for this 
    reason. These AD's do not affect any existing regulations or FAA-
    approved operating procedures related to takeoff, dispatch, or release 
    of an airplane in icing conditions, nor do these AD's
    
    [[Page 20656]]
    
    prohibit operation in specific meteorological conditions. These AD's 
    only prohibit remaining in icing conditions when certain visual cues 
    are present on the airplane. Operators must comply with existing rules 
    that require an airplane to be free of ice prior to takeoff. Therefore, 
    takeoff in ``light freezing drizzle'' would only be prohibited by 
    existing regulations or FAA-approved operating procedures, not by these 
    AD's. As explained previously, the FAA considers that landing the 
    airplane when freezing rain/freezing drizzle conditions are encountered 
    would, in many cases, be the most expeditious method of exiting the 
    conditions. Such landing would be in compliance with the limitation 
    that requires the flight crew to exit the severe icing conditions.
    
    Comment 25. Request To Withdraw the Proposals: Proposals Leave 
    Unanswered Questions
    
        One commenter contends that the proposals leave unanswered 
    questions. The commenter alleges that without the answers to those 
    questions, affected parties are deprived of the ability to provide 
    informed comments and, thereby, are ``denied their rights under the 
    Administrative Procedures Act (APA) to comment on the proposed rules.'' 
    Specifically, the commenter asks:
    
    --What is unusual icing?
    --Does the pilot, Air Traffic Control, dispatch, or the FAA determine 
    when the conditions exist?
    --What is splatter effect?
    --Where are the operating instructions incorporated--in the AFM, 
    training manuals, or some other document?
    
    The FAA infers from the commenter's remarks that the commenter requests 
    the proposed AD's be withdrawn because informed comments could not be 
    provided.
        The FAA does not concur that the AD's should be withdrawn on this 
    basis. The FAA does not agree that the public has been deprived of the 
    ability to provide informed comments, as required by the APA. In 
    general, the APA requires that notice of the terms or substance of a 
    proposed rule be published in the Federal Register. The purpose of this 
    requirement is to ensure that federal agencies thoroughly consider all 
    information and opinions submitted by the public before any 
    requirements are imposed. Notice is intended to improve both the 
    quality of the regulations and their acceptability to the public. The 
    FAA finds that none of the questions raised by the commenter identify 
    areas in which the commenter has not been provided a reasonable 
    opportunity to comment. The fact that the commenter raises questions 
    suggests that the commenter considers a need for further clarification. 
    Even if the commenter is correct in that these questions require 
    clarification, that fact in itself is a comment that can be addressed 
    properly by simply clarifying terms. The fact that clarification is 
    necessary does not mean that the public has been denied reasonable 
    opportunity to comment.
        In response to the commenter's questions, the FAA provides the 
    following clarification. The term ``unusual icing'' did not appear in 
    the proposed rules. However, the phrase ``unusually extensive ice'' is 
    referenced in paragraph (a)(1) of the final rules. [This reference 
    appears in paragraph (a)(2) of the final rule for Aerospatiale 
    airplanes.] ``Unusually extensive ice'' accrued on the airframe in 
    areas not normally observed to collect ice is a visual cue that is 
    subject to interpretation by the flight crew; therefore, a specific 
    definition of ``unusually extensive ice'' cannot be provided.
        These AD's address changes to AFM limitations, which pertain to the 
    pilot since the pilot is responsible to look for the visual cues 
    defined in the AD's. Therefore, the pilot determines when severe icing 
    conditions exist.
        The terminology ``splatter effect'' did not appear in the proposed 
    rules. The FAA infers from the commenter's question that the commenter 
    is referencing terminology used in paragraph (a)(2) of the proposed 
    AD's. ``Droplets that splash or splatter on impact at temperatures 
    below +5 degrees Celsius OAT'' is a visual cue that was included in the 
    proposed AD's as a method of identifying severe icing conditions.
        Concerning incorporation of operating instructions, these final 
    rules specify that the AFM's be revised. The AD's do not specify that 
    any other manuals or documents be revised. However, information that is 
    included in the AFM as a limitation is necessarily included in the 
    training program.
    
    Comment 26. Request To Clarify Scope of Icing Conditions Addressed
    
        Transport Canada Aviation suggests that the proposals, which 
    address only freezing rain/freezing drizzle conditions, are not 
    adequate to cover all hazards related to operation of aircraft in icing 
    conditions. The commenter makes no specific request.
        The FAA concurs that these AD's do not address all icing related 
    hazards. The FAA's intent is to minimize the potential hazards 
    associated with operating the airplane in severe icing conditions by 
    providing the flight crews with more clearly defined procedures and 
    limitations associated with such conditions. However, no change to the 
    final rules is necessary.
    
    Comment 27. Request To Expand the Applicability of the AD's
    
        One commenter, the CAA, suggests that the ``coverage'' of the 
    proposals should be stated clearly. The CAA believes that a restriction 
    to those operations in ``regularly scheduled passenger service'' is not 
    warranted for a safety issue as it does not cover cargo, charter, or 
    private operations. The commenter does not specify which airplane 
    models should be addressed. The FAA infers from the commenter's remarks 
    that it requests that the proposed AD's be applicable to other airplane 
    models that are used in cargo, charter, or private operations that may 
    have been excluded from the applicability of these AD's.
        The FAA does not concur that the applicability of these AD's should 
    be expanded to include additional airplane models used primarily in 
    cargo, charter, or private operation. The FAA is currently considering 
    the need for additional rulemaking to address other airplane models 
    having pneumatic deicing boots and unpowered aileron controls that are 
    used in these types of service that were not addressed by these AD's. 
    Additionally, the applicability of these final rules indicates that the 
    AD's apply to ``all'' of the airplane models identified, certificated 
    in any category. This means that the AD's apply to all of the affected 
    airplanes, regardless of how those airplanes are operated (including 
    passenger service, cargo, charter, or private operation).
    
    Comment 28. Request for Design Changes to the Airplanes
    
        One commenter requests that the FAA require design changes to the 
    airplanes, which, when accomplished, will allow elimination of the AFM 
    limitations. The commenter states that abnormal roll control anomalies 
    could be eliminated by design changes that prevent any ice shapes from 
    forming by using supplemental ice protection added to existing 
    pneumatic boots or other ice protection installations. The commenter 
    concludes that, given this added protection, restricting flight in 
    freezing drizzle could be reduced to allow exposure to these 
    atmospheric conditions for a reasonable time and would not require 
    immediately exiting these conditions when encountered as presently 
    stipulated.
    
    [[Page 20657]]
    
        The FAA does not concur that it should require design changes to 
    airplanes in these AD's. Currently, the FAA is unaware of any design 
    changes that would allow elimination or reduction of the AFM 
    limitations specified in these AD's. However, if such design changes 
    are developed, approved, and become available, the FAA would consider 
    additional rulemaking to require such changes. The FAA finds that even 
    if the ice protection system prevented the formation of ice shapes in 
    front of the ailerons when the airframe is exposed to certain freezing 
    drizzle conditions, other meteorological conditions still exist (e.g., 
    freezing rain) for which the airplane would not be certificated.
    
    Comment 29. Request for More Specific Visual Cues
    
        One commenter requests that the FAA provide more specific visual 
    cues for identification of freezing rain or freezing drizzle 
    conditions. The commenter states that the generic visual cues provided 
    in the proposed AD's are not adequate for aircraft types that 
    frequently operate in and encounter SLD conditions. For example, ice 
    could be forming on the upper wing and not the lower wing; therefore, 
    looking at the lower wing would not be a reliable visual cue. Two 
    commenters suggest that specific visual cues be provided for each 
    airplane model. One of these commenters states that subjective cues may 
    be of limited benefit if the pilot's experience with icing is 
    inadequate. The other commenter adds that subjective visual cues will 
    result in varying interpretations (i.e., some unnecessary course 
    changes in altitudes or service interruptions caused by overly 
    conservative interpretations). Transport Canada Aviation does not 
    request more specific visual cues; but states that ``unusually 
    extensive ice,'' ``normally observed,'' and ``farther back than 
    normally observed'' are all variable terms that are largely dependent 
    on flight crew experience. The commenter contends that limitations and 
    procedures described using these terms will not be consistently 
    interpreted. In addition, Transport Canada Aviation states that ice on 
    the lower wing surface aft of the protected area, by itself, is 
    unlikely to cause a hazard. Moreover, the presence or absence of such 
    ice cannot be used as an indication of any hazardous accumulation on 
    the upper wing surface or on the horizontal stabilizer.
        The FAA does not concur with the commenters' request to provide 
    more specific (or airplane-specific) visual cues. The FAA agrees with 
    the commenters' assertion that, under certain circumstances, 
    examination of the undersurface of a high wing may not be reliable. The 
    FAA also agrees that other cues, such as unusually extensive ice 
    accrued on the airframe in areas not normally observed to collect ice 
    and accumulation of ice on the propeller spinner farther aft then 
    normally observed, are subjective and that reliance on pilot judgment 
    and experience is necessary in such cases. Additionally, the FAA fully 
    supports the development and use of airplane-specific cues by operators 
    and manufacturers. Unfortunately, no commenter provided airplane-
    specific cues during this comment period.
        In summary, the FAA finds that the combined use of the generic cues 
    provided and the effect of the final rules in increasing the awareness 
    of pilots concerning the hazard of operating outside of the 
    certification icing envelope will provide an acceptable level of 
    safety. However, for those operators that elect to identify airplane-
    specific visual cues, the FAA would consider a request for approval of 
    an alternative method of compliance, in accordance with the provisions 
    of this AD.
        Transport Canada Aviation states that the term ``protected area'' 
    may not be readily recognizable by the flight crew; for example, not 
    all of a deicing boot surface is ``protected area.'' [This terminology 
    appears in the second visual cue (in the proposals for airplanes other 
    than Aerospatiale airplanes) and in the autopilot limitation in 
    paragraph (a)(1) of the proposals. For Aerospatiale airplanes, this 
    terminology appears in the secondary indications in paragraph (a)(1) of 
    the proposal.] The FAA infers that the commenter requests that more 
    specific language than ``protected area'' be used.
        The FAA does not concur that this terminology should be revised. 
    The FAA considers that a pilot understands that a portion of the 
    deicing boot would be considered to be unprotected. Therefore, no 
    additional clarification or definition of the term ``protected area'' 
    is necessary.
    
    Comment 30. Request to Reference Clear Icing Conditions and Clear 
    Component of Mixed Icing Conditions
    
        One commenter also asks that all references to freezing rain and 
    freezing drizzle environments and visual cue identification reference 
    clear icing conditions and the clear component of mixed icing 
    conditions. According to the commenter, mixed icing conditions can 
    contain areas of freezing rain and/or freezing drizzle. The commenter 
    notes that mixed icing has taken on two different definitions within 
    the aviation community--the ``engineering'' definition (which is 
    defined in an FAA icing handbook) and the definition pilots use (which 
    includes areas of clear and rime ice). The commenter states that a 
    clear definition of these conditions is needed. The commenter adds that 
    only pilot reports can show that freezing rain/freezing drizzle exists 
    because forecasting of these conditions is inadequate. The commenter 
    indicates that while the Aerospatiale airplanes have side window cues 
    that will accurately identify freezing rain or freezing drizzle, pilots 
    of other airplanes without such a sophisticated cue may erroneously 
    report mixed icing.
        The FAA does not concur. The FAA acknowledges that freezing rain 
    and freezing drizzle may be reported as clear/mixed icing conditions. 
    However, the flight crew must exit icing conditions that produce the 
    visual cues specified in the final rules. Exiting the icing conditions 
    is not dependent upon the terminology used to describe the conditions. 
    Therefore, the FAA has determined that it is not necessary to include 
    references to clear icing conditions and the clear component of mixed 
    icing conditions. In addition, the FAA has determined that including a 
    discussion in these AD's of the phenomenon of mixed icing conditions as 
    it relates to the current state-of-the-art weather forecasting would be 
    premature because no clear definition of this phenomenon has been 
    agreed upon among the aviation community. The FAA is currently 
    considering an assessment during which various icing-related subjects, 
    including mixed icing conditions, would be addressed.
    
    Comment 31. Request for Research and Use of Wing-Mounted Ice Detectors
    
        One commenter requests that wing-mounted ice detectors, which 
    provide real-time icing severity information (or immediate feedback) to 
    flight crews, continue to be researched and used throughout the fleet. 
    The FAA infers from this commenter's request that the commenter asks 
    that installation of these ice detectors be mandated by the FAA.
        While the FAA supports the development of such ice detectors, the 
    FAA does not concur that installation of these ice detectors should be 
    required. The specifications for automatic detectors having the 
    capabilities to differentiate among freezing rain, freezing drizzle, 
    and other icing conditions have not been determined. However, if such 
    ice detectors are
    
    [[Page 20658]]
    
    developed, approved, and become available, the FAA may consider further 
    rulemaking action to require installation of such equipment.
    
    Comment 32. Request to Limit the Applicability of the AD's
    
        One commenter requests that the applicability of the proposals be 
    limited to airplanes having NACA 430xx airfoils. The commenter asserts 
    that the unusual pressure peak on the NACA 430xx airfoils at 9 percent 
    chord caused the ice ridge to form at that point, which resulted in the 
    accident involving a Aerospatiale Model ATR-72 series airplane. The 
    commenter states that ``the accident was caused by the poorly designed, 
    unusual, and fortunately rarely used NACA 430xx airfoils used on this 
    airplane.''
        The FAA does not concur with the commenter's request to limit the 
    applicability of the AD's. First, the National Transportation Safety 
    Board (NTSB) has not yet made an official finding of the probable cause 
    of the accident referenced by the commenter. Therefore, the FAA cannot 
    assume that airplanes having NACA 430xx airfoils are more susceptible 
    to the addressed unsafe condition than those airplanes that do not have 
    this type of airfoil. Second, the FAA has examined the data submitted 
    by the commenter, and disagrees with the commenter's assertion 
    concerning the formation of ice ridges. The formation of ice ridges 
    depends on many factors. Ice ridges have been observed to form in areas 
    where there is no pressure (commonly, ``suction'') peak. However, the 
    impingement location of large droplets is more relevant to the 
    development of ice ridges than the particular pressure distribution. 
    The commenter does not address the fact that, regardless of the type of 
    airfoil on an airplane, a substantial sharp edge protuberance in the 
    vicinity of the suction peak can have adverse consequences to the 
    aerodynamic performance of the airfoil. Regardless of the cause of 
    location of ice formations, prevention or removal of the ice is 
    certainly an acceptable remedy for such conditions, should those 
    conditions occur. For example, Aerospatiale extended the deicing boots 
    to prevent the formation of adverse ice ridges.
    
    Comment 33. Request for Approval of Improved Deicing Equipment for 
    Aerospatiale Airplanes
    
        ATR requests that paragraph (b) of the proposed rule for 
    Aerospatiale airplanes be revised to indicate that installation of any 
    improved version of deicing equipment that is approved by the FAA is 
    acceptable for compliance with the requirements of that paragraph. The 
    commenter provides no justification for its request.
        The FAA does not concur with the commenter's request to revise the 
    AD. However, if an improved version of deicing equipment is developed, 
    approved, and available, the FAA would consider a request for approval 
    of an alternative method of compliance, in accordance with the 
    provisions of the AD.
    
    Comment 34. Request for Re-Evaluation of Modified Deicing Boots on 
    Aerospatiale Airplanes
    
        In response to the proposal for Aerospatiale airplanes, one 
    commenter requests that the new, enlarged deicing boots that are 
    required to be installed on these airplanes must be re-evaluated before 
    total confidence in the modified boots is warranted. The commenter 
    asserts that no test data exist to show that the modified boots will 
    preclude the problem of large droplets outside of Appendix C. The area 
    of exposure outside of Appendix C is essentially open-ended, and only 
    limited testing within a narrow range of droplet diameters was 
    conducted. Additionally, the test conditions that existed during the 
    tanker testing conducted at Edwards Air Force Base, which was intended 
    to be a ``before modification/after modification'' validation program, 
    were not identical. The commenter adds that no modification will ensure 
    that any airplane is safe while flying in icing conditions outside 
    those specified in Appendix C.
        The FAA does not concur with the commenter's request for a re-
    evaluation of the modified deicing boots. The modified deicing boots 
    for these airplanes were subjected to an extensive certification 
    program by both the FAA and the Direction Generale de l'Aviation Civile 
    (DGAC), which is the airworthiness authority for France. FAA approval 
    of the modified boots was based on engineering analyses, wind tunnel 
    testing, flight testing in natural icing conditions, and a validation 
    program involving a United States Air Force icing tanker. This testing 
    verified that the modified boots continue to perform the intended 
    function within the Appendix C icing envelope. In addition, the 
    extended deicing boots were shown to adequately protect the airplane 
    from the larger, supercooled water droplets that are believed to have 
    existed in the area at the time of the accident in October 1994.
        It should be noted, however, that it is not intended that the 
    modified boots provide protection in all possible icing conditions, 
    including freezing rain/freezing drizzle. However, the FAA considers 
    that the combination of the enlarged deicing boots, the AFM operational 
    procedures and restrictions, and the visual cues which indicate entry 
    into freezing rain/freezing drizzle conditions provides for an enhanced 
    level of safety during inadvertent flight in these conditions.
    
    Comment 35. Request for Formal Weather Forecasting System for Freezing 
    Rain/Freezing Drizzle
    
        One commenter supports a requirement to establish a formal system 
    to provide forecasts of freezing rain/freezing drizzle conditions, as 
    proposed in paragraphs (b) and (c) of the original proposed rule for 
    Aerospatiale airplanes. [This proposed requirement was removed from the 
    subsequent supplemental notice of proposed rulemaking (NPRM) issued for 
    these airplanes in January 1996.] The commenter states that such a 
    requirement should remain in effect until forecasting tools are 
    developed or detection methods are established to prevent dispatch or 
    operations in conditions outside those specified in Appendix C. The 
    commenter states that the efficacy of the deicing boots has not been 
    shown completely nor documented; therefore, avoidance of freezing rain/
    freezing drizzle is paramount to safety of flight.
        The FAA does not concur that such a requirement is necessary. The 
    FAA agrees that such a system would enhance the safety of flight 
    operations. However, there is no evidence that lack of a system with 
    such specialized features would lead to an unsafe condition. Forecasts 
    of freezing rain/freezing drizzle are a normal part of pre-flight 
    weather briefings. The FAA is aware, however, of serious limitations 
    for such a system to provide accurate and timely forecasts of these 
    conditions during flight in areas that are removed from weather 
    reporting stations. Quite often, the only indication of the existence 
    of severe icing conditions is from pilot reports or other direct 
    observations.
        Research is underway currently in industry and the academic 
    community to address shortcomings in the forecasting of severe icing 
    conditions. The FAA may consider further rulemaking if advancements in 
    weather forecasting provide for a reliable method to predict the 
    occurrence of freezing rain/freezing drizzle conditions during flight 
    or in areas removed from direct observations.
    
    [[Page 20659]]
    
    Comment 36. Request To Approve Earlier Service Bulletin Revisions
    
        One commenter to the proposed rule for Aerospatiale airplanes 
    requests that the proposed AD be revised to specify that earlier 
    revisions of service bulletins are acceptable for compliance with the 
    requirements of the proposed rule. The commenter makes this request so 
    as to eliminate the need to apply for approval of alternative methods 
    of compliance when accomplishing service bulletin revisions other than 
    those specified in the proposed rule.
        The FAA does not concur that earlier revisions of the referenced 
    service bulletins should be cited in the final rule for Aerospatiale 
    airplanes. However, the FAA would consider a request for approval of an 
    alternative method of compliance, in accordance with the provisions of 
    the AD, provided that adequate justification is presented to support 
    such a request.
        Additionally, the FAA has revised the revision levels specified for 
    certain service bulletins because those revision levels were omitted 
    inadvertently from paragraph (b) of the proposed rule for Aerospatiale 
    airplanes. That final rule has been revised to indicate that certain 
    modifications are to be accomplished in accordance with Revision 1 of 
    Aerospatiale Service Bulletins ATR42-57-0043, ATR72-57-1015, and ATR72-
    57-1016. The correct date for Revision 1 of those service bulletins 
    (April 10, 1995) was specified in the proposal for the affected 
    airplanes.
    
    Comment 37. Request To Revise Referenced Service Bulletins
    
        One commenter to the proposal for Aerospatiale airplanes suggests 
    that service bulletin revisions should contain a statement indicating 
    that the revision has no effect on previously modified airplanes. The 
    commenter provides no justification for this request.
        The FAA acknowledges that many service bulletins do contain the 
    suggested phrase as an aid to operators that may already have 
    accomplished an earlier service bulletin revision. In fact, if a 
    particular service bulletin is specified in an AD and that service 
    bulletin is revised, the FAA routinely determines whether the service 
    bulletin revision adequately addresses the unsafe condition specified 
    in the AD; if necessary, the FAA amends the AD to cite the later 
    service bulletin revision.
    
    Comment 38. Request To Revise Visual Cue: Ice on Side Window
    
        One commenter suggests revised wording for the first visual cue 
    specified in paragraph (a)(1) of the proposed rule for Aerospatiale 
    airplanes, as follows: ``Freezing rain and freezing drizzle are 
    characterized by ice covering all or a substantial part of the unheated 
    portion of either forward side window and/or water splashing or 
    streaming on the windshield or the side window when in freezing or near 
    freezing temperatures.'' The commenter states that the present wording 
    implies that ice will always appear on the side window; however, this 
    is not the case.
        The FAA does not concur with the commenter's request. The 
    commenter's revised wording suggests that water splashing or streaming 
    on the windshield or the side window would be a primary cue used to 
    determine when severe icing conditions are present. The FAA does not 
    concur that water splashing or streaming on the windshield or the side 
    window would be a reliable cue in itself. However, this cue may be used 
    as a supplemental cue to the primary cue of ice accruing on the side 
    window. No change to the final rule for Aerospatiale airplanes is 
    necessary.
    
    Comment 39. Request To Remove Visual Cue: Unusually Extensive Ice 
    Accretion
    
        One commenter, Saab, requests that if the FAA does not withdraw the 
    proposed AD's, paragraph (a)(1) of the proposal for Saab SF340A and 
    SAAB 340B series airplanes should be revised. The commenter suggests 
    that the first visual cue that appears in that paragraph, which relates 
    to unusually extensive ice accretion, be removed from the proposal for 
    those airplanes. Saab indicates that critical ice is believed to be ice 
    that builds up beyond the protected surfaces on the wing. On Saab Model 
    SF340A and SAAB 340B series airplanes, the pilot has a good view of the 
    outer wing and the propeller spinner. Unusually extensive ice in other 
    areas may or may not be significant in determining whether freezing 
    rain or freezing drizzle is present; however, the primary visual cue 
    for these airplanes is ice on the spinner/outer wing.
        In light of Saab's remarks, the FAA concurs that the visual cue 
    addressed by the commenter should be removed from the final rule for 
    Saab Model SF340A and SAAB 340B series airplanes. (That visual cue 
    remains in place for Saab Model SAAB 2000 series airplanes.) Paragraph 
    (a)(1) of that final rule has been revised accordingly.
        A second commenter, Raytheon, requests that the same visual cue be 
    removed from the proposal for Beech airplanes. Raytheon indicates that 
    it does not believe that observation of this visual cue indicates that 
    the airplane has exceeded the Appendix C icing envelope with respect to 
    Beech airplanes. Therefore, the cue specified in the proposal would be 
    irrelevant in an AFM for these airplanes.
        The FAA does not concur with Raytheon's request. The commenter has 
    not submitted data to warrant removal of the visual cue. No change to 
    the final rule for Beech airplanes has been made.
    
    Comment 40. Request To Remove Visual Cue: Accumulation of Ice on Wing 
    Surfaces
    
        JAL requests that the FAA remove the generic information contained 
    in the visual cue concerning accumulation of ice on the wing surfaces 
    from the proposals for Jetstream airplanes. JAL indicates that, for its 
    airplanes, the appropriate visual cue is the accretion of ice behind 
    the protected area of the wing upper surface (not the wing lower 
    surface).
        The FAA concurs. The FAA finds that this particular visual cue 
    should be airplane-specific. Therefore, the FAA has customized 
    paragraph (a)(1) of the final rules for all affected airplanes to 
    specify whether accumulation of ice is observed on the upper or lower 
    surface of the wing, depending upon whether the airplane is a high- or 
    low-wing airplane. [Operators should note that, for Aerospatiale 
    airplanes, the cue was customized in paragraph (a)(2) of the final 
    rule.]
    
    Comment 41. Request To Revise Visual Cue: Accumulation of Ice on 
    Propeller Spinner
    
        One commenter requests that the FAA revise the visual cue 
    concerning accumulation of ice on the propeller spinner, as specified 
    in paragraph (a)(1) of the proposals. For consistency, the commenter 
    requests that the word ``back'' be replaced with ``aft.''
        The FAA concurs with the commenter's request. The final rules have 
    been revised to change the visual cue to read as follows: 
    ``Accumulation of ice on the propeller spinner farther aft than 
    normally observed.'' [Operators should note that, for Aerospatiale 
    airplanes, this change appears in paragraph (a)(2) of the final rule.]
    
    Comment 42. Request To Remove Visual Cue: Accumulation of Ice on 
    Propeller Spinner
    
        One commenter, JAL, requests that the FAA remove the visual cue 
    concerning accumulation of ice on the propeller spinner from the 
    proposals for Jetstream airplanes. JAL indicates that on Jetstream 
    Model ATP airplanes and Model 748 series airplanes, the propeller 
    spinner is not visible from the
    
    [[Page 20660]]
    
    flight deck. On Jetstream Model 3101, 3201, and 4101 airplanes, the 
    propeller spinner is visible from the flight deck, but flight test 
    experience indicates that there is no unique correlation between the 
    extent of spinner ice accretion and the existence of freezing rain/
    freezing drizzle conditions.
        The FAA concurs partially. The FAA concurs that since the propeller 
    spinner is not visible from the flight deck on Jetstream Model ATP 
    airplanes and Model 748 series airplanes, the visual cue can be removed 
    from paragraph (a)(1) of the final rules for these models. The FAA does 
    not concur that this visual cue should be removed from the AD's for 
    Jetstream Model 3101, 3201, and 4101 airplanes. The commenter did not 
    submit data to substantiate its assertion that flight test experience 
    indicates there is no unique correlation between the extent of spinner 
    ice accretion and the existence of freezing rain/freezing drizzle 
    conditions. Therefore, it is uncertain if the commenter's flight test 
    airplane was equipped with instrumentation that would allow the 
    detection and/or measurement of droplets outside the Appendix C 
    conditions, and if the airplane had flown into icing conditions 
    containing freezing rain or freezing drizzle.
    
    Comment 43. Request To Remove Limitation to Immediately Exit Freezing 
    Rain/Freezing Drizzle
    
        Saab requests that the FAA remove a sentence from paragraph (a)(1) 
    of the proposals that requires the pilot to immediately exit freezing 
    rain or freezing drizzle conditions by changing altitude or course. 
    This commenter points out that the first limitation contained in the 
    proposal for Saab airplanes (``Flight in meteorological conditions 
    described as freezing rain or freezing drizzle, as determined by the 
    following visual cues, is prohibited * * *'') already prohibits flight 
    in these conditions, and the pilot should respond accordingly. Raytheon 
    believes a conflict exists between using observations of ice accretion, 
    as required by paragraph (a)(1) of the proposed rules, and the 
    ``determination'' of certain meteorological conditions.
        The FAA concurs partially. The FAA does not agree that the sentence 
    discussed by Saab should be removed from paragraph (a)(1) of the final 
    rules. As explained previously, the first limitation in paragraph 
    (a)(1) of the final rules has been revised to read: ``During flight, 
    severe icing conditions that exceed those for which the airplane is 
    certificated shall be determined by the following visual cues. If one 
    or more of these visual cues exist, immediately request priority 
    handling from Air Traffic Control to facilitate a route or an altitude 
    change to exit the icing conditions.'' (This wording is slightly 
    different in the final rule for Aerospatiale airplanes because only one 
    visual cue is provided.) The FAA finds that this revision to the final 
    rules addresses the commenters' concerns with regard to the proposed 
    limitations.
        One commenter poses various questions concerning the last sentence 
    of the first instruction listed in the procedures for exiting the 
    freezing rain/freezing drizzle environment in paragraph (a)(2) of the 
    proposals. (That sentence reads as follows: ``Asking for priority to 
    leave the area is fully justified under these conditions.'')
    
    --What does the term ``priority'' provide a pilot when asking for 
    priority to leave icing conditions?
    --What if there were three simultaneous requests for ``priority?''
    --What Air Traffic Control procedures exist for treating an immediate 
    request for ``priority?''
    --Where is the term ``priority'' defined?
    
    The commenter states that confusion over terms that have not been 
    defined clearly by the FAA has partially resulted in accidents and 
    incidents. However, the commenter does not cite a specific case in 
    which this occurred.
        The FAA has re-examined the last sentence of the first instruction 
    listed in the procedures for exiting the freezing rain/freezing drizzle 
    environment in paragraph (a)(2) of the proposals. The FAA has 
    reconsidered use of the term ``priority.'' The FAA finds that more 
    appropriate language that would be understood clearly by the flight 
    crew and Air Traffic Controllers should be used in that instruction. 
    Existing training for flight crews and Air Traffic Controllers 
    addresses priority handling of airplanes. However, the FAA will issue 
    additional information for Air Traffic Controllers to further clarify 
    priority handling of airplanes in severe icing conditions. The FAA 
    finds that the limitations specified in paragraph (a)(1) of the final 
    rules will result in the pilot taking appropriate steps to exit the 
    icing conditions. Therefore, the FAA finds that the sentence questioned 
    by the commenter may be removed from the final rules without affecting 
    safety. Accordingly, the FAA has removed that sentence from the final 
    rules.
        Additionally, in order to use terminology in the procedures for 
    exiting the severe icing environment that is consistent with the 
    terminology used in the revised limitation and to simplify certain 
    language, the FAA has revised the first instruction of the procedures. 
    The revised instruction reads as follows: ``Immediately request 
    priority handling from Air Traffic Control to facilitate a route or an 
    altitude change to exit the icing conditions in order to avoid extended 
    exposure to flight conditions more severe than those for which the 
    airplane has been certificated.''
    
    Comment 44. Request To Change the Note Concerning the Autopilot
    
        One commenter, ATR, requests that the FAA revise the second note in 
    paragraph (a)(1) of the proposal for Aerospatiale airplanes. As 
    proposed, ATR believes the last sentence of the note is too 
    restrictive. ATR proposes the following: ``The autopilot may mask 
    tactile cues * * * characteristics. Therefore, when any ice is visible 
    on the airplane, the pilot should consider flying manually for short 
    periods in order to check the absence of any anomaly.''
        Two commenters request that the FAA remove a similar note 
    concerning the autopilot from the proposals for airplanes other than 
    Aerospatiale models. One of the commenters, JAL, states that the note 
    contains advisory information and should not appear in the Limitations 
    Section of an AFM.
        The FAA concurs with ATR's comment that the last sentence of the 
    note is too restrictive; that sentence has been removed from the final 
    rules for all airplanes. However, the FAA does not agree with JAL's 
    contention that the explanation of the relationship between the 
    autopilot and the masking of tactile cues is inappropriate for 
    insertion in the Limitations Section of an AFM. On the contrary, the 
    FAA finds that inclusion of such information will increase the level of 
    understanding and, consequently, will increase the level of safety.
        In light of this, the FAA finds that the note may be removed from 
    paragraph (a)(1) of the final rules for all airplanes; however, the 
    information contained in the first sentence of that note has been 
    combined with the autopilot limitation in paragraph (a)(1) of the final 
    rules. The final rules have been revised accordingly.
    
    Comment 45. Requests to Remove Autopilot Limitation
    
        Saab requests that the FAA revise the second limitation that 
    appears in paragraph (a)(1) of the proposal for Saab airplanes. As 
    proposed, this limitation indicates that use of the autopilot is 
    prohibited when any ice is observed forming aft of the protected 
    surfaces of
    
    [[Page 20661]]
    
    the wing, or when unusual lateral trim requirements or autopilot trim 
    warnings are encountered. Saab asks that this autopilot limitation be 
    modified to take into consideration the autopilot system design on 
    these airplanes, which provides out-of-trim warnings; therefore, the 
    autopilot can be used up to the point where a warning is triggered. 
    Saab adds that the triggering point is early enough for the warning to 
    be taken, should the reason be ice build-up beyond the protected 
    surfaces. Additionally, there is no automatic disconnect if the 
    autopilot servo reaches its limit torque, which would prevent any 
    surprise to the pilot during an out-of-trim condition.
        Another commenter, EMBRAER, requests that use of the autopilot not 
    be limited for EMBRAER Model EMB-120 series airplanes. The commenter 
    states that flight tests have demonstrated the safe ability of these 
    airplanes to depart a freezing rain/freezing drizzle condition with the 
    autopilot on.
        Raytheon also objects to the autopilot limitation. Raytheon 
    suggests that a better approach is to inform the pilots of the nature 
    of ice accretion, and then let the pilots decide when to use the 
    autopilot. The commenter believes that prohibiting use of the autopilot 
    when any ice is observed aft of the protected surfaces of the wing is a 
    rigid requirement that takes away a valuable aid to the flight crew 
    when it may be needed most. Raytheon states that there is no evidence 
    that the autopilots on Beech aircraft would mask an icing related 
    control problem. The commenter points out that tests on those aircraft 
    disclosed no icing related control problem to mask. The commenter adds 
    that trying to anticipate every situation with an absolute prohibition 
    may lead to other unsafe conditions.
        The FAA does not concur that the autopilot limitation should be 
    modified or removed from the AD's for any of the affected airplanes. 
    The limited amount of time the pilot is using manual controls instead 
    of the autopilot would not result in an unsafe condition. In normal 
    operational environments and conditions, the autopilot is a valuable 
    aid that reduces the workload of the flight crew. However, under 
    abnormal conditions (ice aft of the protected surfaces, unusual lateral 
    trim, or autopilot trim warnings), the autopilot will mask the build-up 
    of large or unusual control forces in one or more axes. Therefore, for 
    the short period of time necessary to exit severe icing conditions, the 
    safest course of action would be manual pilot control. Even if an 
    autopilot does not automatically disconnect, the pilot may choose to 
    disconnect the autopilot and could then be faced unexpectedly with 
    unusual control forces. These reasons also still hold true with 
    airplanes that have been flight tested with the ice shapes.
        Since the issuance of the proposed rules, the FAA has re-examined 
    the autopilot limitation specified in paragraph (a)(1) of the 
    proposals. The FAA recognizes that clarification is necessary with 
    regard to its intent concerning that limitation. That limitation, as 
    specified in the proposals, states that use of the autopilot is 
    prohibited when any ice is observed forming aft of the protected 
    surfaces of the wing, or when unusual lateral trim requirements or 
    autopilot trim warnings are encountered. However, the FAA's intent 
    concerning that limitation is that the autopilot be disconnected when 
    the flight crew observes any of the visual cues identified in paragraph 
    (a)(1) of the AD's. The need to disconnect the autopilot arises when an 
    amount of ice accumulates that indicates the limits of the ice 
    protection equipment have been exceeded, regardless of the means by 
    which the flight crew becomes aware of the accumulation of ice.
        Additionally, the FAA acknowledges that the autopilot limitation, 
    as proposed, could be misinterpreted to mean that the autopilot must be 
    disengaged when unusual lateral trim or autopilot trim warnings are 
    encountered, regardless of whether the airplane is in icing conditions. 
    However, the FAA only intended that the autopilot limitation apply 
    while the airplane is in icing conditions.
        In light of this, the FAA has determined that the autopilot 
    limitation contained in paragraph (a)(1) of the final rules must be 
    revised. The FAA has changed that limitation to read as follows: 
    ``Since the autopilot may mask tactile cues that indicate adverse 
    changes in handling characteristics, use of the autopilot is prohibited 
    when any of the visual cues specified above exist, or when unusual 
    lateral trim requirements or autopilot trim warnings are encountered 
    while the airplane is in icing conditions.'' (This wording is slightly 
    different in the final rule for Aerospatiale airplanes because only one 
    visual cue is provided.) This revision more accurately reflects the 
    FAA's intent and is, therefore, a logical outgrowth of the proposed 
    rules.
    
    Comment 46. Request To Insert Procedures in Limitations or Abnormal 
    Procedures Section of AFM
    
        One commenter suggests that operations in icing conditions that 
    exceed the capability of the airplane should be described in the 
    Limitations or Abnormal Procedures Section of the AFM, rather than in 
    the Normal Procedures Section, as specified in paragraph (a)(2) of the 
    proposals.
        The FAA concurs partially. The FAA agrees that the Abnormal 
    Procedures Section may be an appropriate location for the procedures 
    for exiting severe icing conditions. However, the FAA does not agree 
    that such operational procedures should appear in the Limitations 
    Section of the AFM since such procedures are not limitations. 
    Additionally, upon further review, the FAA finds that AFM's may have 
    neither an Abnormal Procedures nor a Normal Procedures Section. 
    Consequently, to provide operators with flexibility as to where the 
    procedures specified in paragraph (a)(2) should be incorporated in the 
    AFM, that paragraph has been revised to require that the ``Procedures'' 
    Section of the AFM be revised. This means that the procedures may be 
    inserted in the ``Normal Procedures,'' ``Abnormal Procedures,'' or 
    other ``Procedures'' Section of the AFM, as appropriate.
    
    Comment 47. Request To Remove Duplicate Visual Cues
    
        Two commenters indicate that certain visual cues specified in 
    paragraph (a)(2) of the proposals are duplicated in the ``Warning'' 
    that is also contained in that paragraph. One commenter states that the 
    duplication of text reduces the impact of the message. Another 
    commenter questions whether the visual cues and procedures for exiting 
    the icing environment are intended to be part of the AFM material. The 
    FAA infers from these remarks that the commenters request that 
    duplicate text be removed.
        Transport Canada Aviation requests that the ``Warning'' be removed 
    because indications of the possible hazard are progressive and may not 
    necessarily require immediate action from the pilot. The commenter 
    suggests that renaming this as a ``Caution'' may be more appropriate.
        The FAA concurs partially. The FAA agrees that duplicate text 
    should be removed from the ``Warning'' section that appeared in the 
    proposals. The FAA finds that only one unique instruction appears in 
    the ``Warning'' in paragraph (a)(2) of the proposals: ``If the flaps 
    are extended, do not retract them until the airframe is clear of ice.'' 
    Therefore, the FAA has added that instruction to the procedures for 
    exiting the severe icing environment in paragraph (a)(2) of the AD's. 
    The remainder of the ``Warning'' section that appeared in the proposals 
    has been removed from the final rules.
    
    [[Page 20662]]
    
    Comment 48. Request for Revision to Instruction for Flaps Extension
    
        Saab requests that the FAA revise an instruction contained in the 
    procedures for exiting the freezing rain/freezing drizzle environment 
    in paragraph (a)(2) of the proposals. That instruction indicates to 
    ``Avoid extending flaps during extended operation in icing conditions * 
    * *.'' Saab suggests the following: ``Do not extend flaps when holding 
    in conditions where ice is accreting on the airframe.'' Further, the 
    commenter asks that this instruction be inserted as a ``caution'' in 
    the Limitations Section of the AFM, rather than into the Normal 
    Procedures Section, as specified in the proposed rule. Saab believes 
    that it is imperative that the flaps not be extended in such cases. 
    Inserting the instruction into the Limitations Section, rather than the 
    Normal Procedures Section, would add strength to the requirement.
        Another commenter states that this same instruction appears to be 
    in conflict with previously approved AFM revisions which state, 
    ``Sustained flight in icing conditions is prohibited with flaps 
    extended.'' However, the commenter does not provide a suggestion for 
    rewording this instruction.
        The FAA concurs that the procedures related to extension of the 
    flaps can be reworded somewhat. For clarification purposes, the FAA has 
    replaced the word ``avoid'' with ``do not'' in that procedure in 
    paragraph (a)(2) of the final rules. This revision eliminates the 
    conflict discussed by the second commenter. However, the FAA does not 
    agree that revising the remainder of the instruction, as suggested by 
    Saab, provides any additional clarification.
        The FAA agrees that inserting the revised wording in the 
    Limitations Section of the AFM, rather than in the Normal Procedures 
    Section, would be acceptable; however, this would expand the scope of 
    the originally proposed rules and would necessitate reopening the 
    comment period to provide additional opportunity for public comment. In 
    light of the time required to complete the rulemaking process in 
    advance of the upcoming icing season and in consideration of the safety 
    issues addressed by these final rules, the FAA finds that the AD's 
    should be issued without additional delay. However, the FAA would 
    consider a request for approval of an alternative method of compliance, 
    in accordance with the provisions of this AD, to include this 
    information in the Limitations Section of an operator's AFM.
        Transport Canada Aviation requests that this instruction be revised 
    to read as follows: ``Do not extend flaps during operation in icing 
    conditions, except for approach and landing. Operation with flaps 
    extended will result in a reduced wing angle-of-attack with the 
    possibility of ice forming on the upper surface further aft on the wing 
    than normal, possibly aft of the protected area.''
        The FAA concurs partially. The FAA does not concur with the 
    commenter's suggested rewording to limit use of the flaps in all 
    operation in icing conditions except approach and landing. The wording 
    proposed in the AD's would affect use of the flaps only during extended 
    operation in icing conditions. The FAA finds that an amount of ice 
    sufficient to cause control problems is more likely to accumulate 
    during prolonged operations in icing conditions. Further, the FAA does 
    not concur that the words ``operation of the flaps can result in a 
    reduced angle-of-attack * * *'' should be changed to ``operation of the 
    flaps will result in a reduced angle-of-attack * * *'' in this 
    instruction. Operation with flaps extended does not always result in a 
    reduced angle-of-attack. For instance, during extension of the flaps 
    while the airplane is slowing, the angle-of-attack will increase.
        The FAA concurs with the suggestion to include the words ``the 
    possibility of ice forming on the upper surface further aft * * * .'' 
    The FAA acknowledges that under certain conditions the droplets will 
    not impinge further aft with a reduced angle-of-attack. The final rules 
    have been revised to add the words suggested by the commenter to the 
    sixth instruction specified in the procedures for exiting the severe 
    icing environment contained in paragraph (a)(2) of the AD's. That 
    revised instruction reads as follows: ``Do not extend flaps . . . with 
    the possibility of ice forming on the upper surface * * * .''
    
    Comment 49. Requests To Revise ``Caution'' Paragraph
    
        One commenter asks that the heading, ``Caution,'' which appears in 
    paragraph (a)(2) of the proposals, be renamed ``Warning'' because this 
    section is intended to prevent loss of life or injury. Transport Canada 
    Aviation requests that the ``Caution'' section be changed to a note. 
    The commenter provides no justification.
        The FAA concurs partially. The FAA does not concur that the 
    ``Caution'' should be changed to a note because this section is 
    intended to prevent loss of life or injury. In light of this, the FAA 
    concurs with the commenter's request to rename the ``Caution'' section 
    ``Warning.'' The FAA finds that ``Warning'' is a stronger term and 
    would be a more appropriate heading for the paragraph in question. 
    Additionally, the FAA finds that the ``Warning'' provides advisory 
    information that should precede the first limitation in paragraph 
    (a)(1) of the AD's. Accordingly, the FAA has revised the heading 
    ``Caution'' to ``Warning'' in the final rules. In addition, the 
    ``Warning'' has been placed at the beginning of paragraph (a)(1) of the 
    final rules. The FAA has determined that including this information in 
    the Limitations Section of the AFM will not impose an additional burden 
    on any operator, since it is informational only and does not 
    necessitate providing an additional opportunity for public comment.
        Additionally, the commenter notes that an undefined term, 
    ``extreme,'' is used in a sentence in the ``Caution'' paragraph of the 
    proposals, as follows: ``Flight in freezing rain, freezing drizzle, or 
    mixed icing conditions (supercooled liquid water and ice crystals) may 
    result in extreme ice build-up on protected surfaces * * * .'' The FAA 
    infers from this remark that the commenter asks that the word 
    ``extreme'' be removed from the ``Caution'' paragraph.
        The FAA concurs. The FAA finds that removing the word ``extreme'' 
    would not change the intent of the sentence and may eliminate 
    confusion. The word ``extreme'' has been removed from this section of 
    the final rule. In addition, for clarification purposes, the FAA has 
    revised the first sentence of the proposed ``Caution'' from ``Severe 
    icing comprises environmental conditions . . .'' to ``Severe icing may 
    result from environmental conditions * * * .''
    
    Comment 50. Request To Remove Visual Cues: Identification of Freezing 
    Rain/Freezing Drizzle
    
        One commenter indicates that the cues provided in paragraph (a)(2) 
    of the proposals for identifying freezing rain/freezing drizzle 
    conditions are duplicated in material that appears in paragraph (a)(1) 
    of the proposals. The FAA infers from this remark that the commenter 
    requests that duplicative wording be removed from paragraph (a)(2) of 
    the proposed rules.
        The FAA concurs. The FAA finds that the section entitled ``The 
    following shall be used to identify freezing rain/freezing drizzle 
    icing conditions'' is duplicated in material that appears in paragraph 
    (a)(1), and does not enhance the effectiveness of the AD's. Therefore, 
    that section has been removed from paragraph (a)(2) of the final rules 
    for all airplanes other than Aerospatiale Model ATR-42 and ATR-72 
    series airplanes.
    
    [[Page 20663]]
    
        Paragraph (a)(1) of the proposals for Aerospatiale airplanes 
    specified secondary indications for identifying possible freezing rain/
    freezing drizzle conditions. The FAA recognizes that the flight crew 
    could have interpreted that paragraph to mean that if the secondary 
    indicators were observed, the airplane must be flown clear of the 
    severe icing conditions. However, the FAA's intent is that the flight 
    crew must immediately request priority handling to exit the icing 
    conditions only when the visual cue (ice on the side window) specified 
    in paragraph (a)(1) of the AD is observed.
        Accordingly, the FAA has deleted the secondary indications of 
    possible severe icing conditions from paragraph (a)(1) of the final 
    rule for Aerospatiale airplanes. In addition, the FAA has removed the 
    visual cue (ice on the side window) from paragraph (a)(2) of the final 
    rule. The FAA has retitled the section containing the secondary 
    indications of possible severe icing as follows: ``The following may be 
    used as secondary indications of severe icing conditions.'' Further, 
    the last two secondary indicators contained in that section are 
    specified in the final rule in a section titled: ``The following 
    weather conditions may be conducive to severe in-flight icing.'' (This 
    change is explained further in Comment 51 below.)
    
    Comment 51. Request To Remove Visual Cues: Identification of Possible 
    Freezing Rain/Freezing Drizzle
    
        One commenter states that the word ``may'' in the following title, 
    which appears in paragraph (a)(2) of the proposals, is confusing: ``The 
    following may be used to identify possible freezing rain/freezing 
    drizzle conditions.'' The commenter indicates that AFM procedures 
    should provide a clear sequence of steps that must be followed and that 
    such procedures should be explicit; general advice, regardless of how 
    prudent, should be published elsewhere. The FAA infers from this remark 
    that the commenter asks that the cues that appear under this section be 
    deleted.
        The FAA does not concur that this section should be removed. The 
    cues provided for identification of possible severe icing conditions 
    will alert the pilot to the possibility that unusual ice accretion may 
    develop. The FAA finds that the level of detail provided in the final 
    rules will increase the level of pilot awareness and, consequently, 
    will increase the level of safety over that which exists currently. 
    Therefore, the FAA has determined that it is appropriate to incorporate 
    this section in the AFM.
        However, the FAA finds that clarification is necessary with regard 
    to the title of this section. The FAA finds that operators may 
    misinterpret that title, as proposed, to mean that this section 
    contains visual cues that should be used to identify possible severe 
    icing conditions prior to takeoff, dispatch, or release while the 
    airplane is on the ground. Additionally, the FAA finds that confusion 
    could result in differentiating between the weather conditions 
    specified in this section and the visual cues provided in paragraph 
    (a)(1) of the AD's. For clarification purposes, the FAA has revised the 
    title of this section to read as follows: ``The following weather 
    conditions may be conducive to severe in-flight icing.''
    
    Comment 52. Request To Revise Air Temperature References
    
        Transport Canada Aviation states that ambient temperature is 
    indicated as static air temperature (SAT), rather than outside air 
    temperature (OAT), for de Havilland Model DHC-8 series airplanes. The 
    FAA infers from this remark the commenter requests that the ambient 
    temperature that appears in the weather conditions specified in 
    paragraph (a)(2) of the proposals be expressed as SAT for those 
    airplanes.
        The FAA does not concur. The FAA does not intend to specify which 
    specific indicator in the cockpit a pilot should use to determine the 
    ambient air temperature. The FAA intends that the pilot use whatever 
    means necessary to determine ambient air temperature.
        However, since airplanes may have indicators other than OAT, the 
    FAA has replaced the words ``outside air temperature'' with ``ambient 
    air temperature'' in the weather conditions, and in the procedures for 
    exiting the severe icing environment, specified in paragraph (a)(2) of 
    these final rules to eliminate confusion concerning the need for a 
    specific type of indicator.
        In addition, the FAA has re-examined the ambient temperature of +5 
    degrees Celsius that is specified in paragraph (a)(2) of the proposals. 
    The FAA has determined that this temperature is too high to be used as 
    a reliable indication of whether severe icing conditions may exist 
    during flight. The FAA finds that 0 degrees Celsius is a more 
    appropriate indication. The FAA has revised paragraph (a)(2) of the 
    final rules for all airplanes accordingly.
    
    Comment 53. Request To Replace Reference to Droplets that Splash or 
    Splatter
    
        JAL requests that the weather condition that pertains to ``droplets 
    that splash or splatter'' be removed from paragraph (a)(2) of the 
    proposals. JAL believes that this weather condition places too much 
    emphasis on subjective judgment. JAL states that normal rain conditions 
    will contain droplets that splash or splatter upon impact with the 
    windshield. JAL indicates that information included in its existing AFM 
    revisions, specified as follows, adequately addresses the issue: 
    ``Prolonged operation in altitude bands where temperatures are near 
    freezing and heavy moisture is visible on the windscreen should be 
    avoided.''
        The FAA does not concur that this weather condition should be 
    removed from the AD's. This weather condition must be used in 
    conjunction with the temperature specified as a means of identifying 
    severe in-flight icing conditions. The weather condition also will 
    alert the pilot to the possibility that unusual ice accretion may 
    develop. The FAA finds that the AFM information submitted by JAL does 
    not provide an equivalent alert to the pilot.
    
    Comment 54. Request To Revise Procedures for Exiting Freezing Rain/
    Freezing Drizzle
    
        JAL requests that the procedures for exiting freezing rain/freezing 
    drizzle specified in paragraph (a)(2) of the proposals be restricted to 
    essential instructions that the flight crew must follow. JAL contends 
    that the procedures contained in the proposals are not written in the 
    appropriate format for AFM procedures, but are more representative of 
    advisory material. JAL also states that the current FAA-approved AFM 
    procedures for exiting freezing rain/freezing drizzle already provide 
    this essential information and conform to the existing style of the 
    AFM's. Transport Canada Aviation requests that the first instruction in 
    these procedures be revised to state only: ``Exit the freezing rain or 
    freezing drizzle conditions immediately.'' The commenter also requests 
    clarification of the terms ``extended exposure,'' as used in that 
    instruction.
        The FAA concurs partially. The FAA has reviewed the procedures for 
    exiting the severe icing environment and finds that two of the 
    instructions contained in those procedures do not require the level of 
    detail provided in the proposed rules. The FAA finds that the 
    information concerning masking of control system forces is already
    
    [[Page 20664]]
    
    provided in the Limitations Section of the AFM. Therefore, the FAA has 
    revised the third instruction of those procedures to read as follows: 
    ``Do not engage the autopilot.'' Additionally, the FAA has determined 
    that the flight crew need not be provided with instructions for 
    reducing the angle-of-attack because instructions such as this are 
    considered to be basic airmanship. Accordingly, the FAA has revised the 
    fifth instruction in the procedures for exiting the severe icing 
    environment to specify only information that is essential for the 
    flight crew. The revised instruction reads as follows: ``If an unusual 
    roll response * * * reduce the angle-of-attack.'' The FAA finds that, 
    for the remainder of the procedures for exiting, the additional level 
    of details provided in the final rules will increase the level of 
    understanding and, consequently, will increase the level of safety over 
    that which exists currently. The FAA finds that these procedures are 
    appropriate for insertion in the AFM's.
        Regarding the terms ``extended exposure,'' the intent of that 
    instruction is to advise the flight crew that exiting the severe icing 
    conditions will minimize the exposure to flight conditions outside 
    those for which the airplane has been certificated. The FAA finds that 
    remaining in such conditions for a prolonged period may result in 
    accumulating an amount of ice sufficient to cause control problems. The 
    phrase ``to avoid extended exposure'' is only intended to explain to 
    the flight crew why severe icing conditions should be exited 
    immediately.
        Raytheon questions the necessity to tell a commercial pilot not to 
    make any abrupt or excessive maneuvers if the aircraft is in the 
    position of having control difficulties. This instruction appears under 
    the heading ``Procedures for exiting the freezing rain/freezing drizzle 
    environment,'' which appears in paragraph (a)(2) of the proposals. The 
    commenter contends that this is a training issue and is not appropriate 
    for AFM procedures. The FAA infers from the commenter's remark that the 
    commenter requests that these instructions be eliminated from the 
    proposed rules.
        The FAA does not concur. The FAA has determined that such 
    instructions provide beneficial guidance to the flight crew, which will 
    enhance the safety of the aircraft.
        Saab requests that the FAA revise one of the instructions specified 
    in the procedures for exiting freezing rain/freezing drizzle specified 
    in the proposals. The instruction states that if an unusual roll 
    response or uncommanded control movement is observed, the angle-of-
    attack should be reduced by increasing the airspeed or rolling the 
    wings level (if in a turn), and applying additional power, if needed. 
    Saab suggests that this instruction be revised to include the word 
    ``aileron'' in the reference to uncommanded control movement. Saab 
    states further that in the case of wing ice beyond the protected 
    surfaces, the application of power may be appropriate to increase 
    airspeed/improve airflow. However, if ice has accrued on the wings 
    beyond the protected surfaces, there is a possibility that there also 
    is ice on the horizontal stabilizers. In this case, a sudden burst of 
    power may be detrimental. An uncommanded pitch control movement is 
    indicative of tail ice, which normally calls for a different action, 
    both concerning power as well as the handling of flaps, if extended. 
    Another commenter, Transport Canada Aviation, requests that the same 
    instruction be revised to include the word ``lateral'' in reference to 
    ``uncommanded control movement,'' and to change the phrase ``or rolling 
    wings level'' to ``and rolling wings level.''
        The FAA concurs partially. The FAA agrees that the correct 
    procedures for reducing the angle-of-attack is to increase the airspeed 
    and roll the wings level, if in a turn. However, as explained 
    previously, this portion of the procedure has been removed from the 
    final rules. The FAA does not agree that either ``lateral'' or 
    ``aileron'' should be used to specify the type of uncommanded control 
    movement. The FAA finds that use of the term ``lateral'' may not be 
    understood by the flight crew. The FAA finds that including the word 
    ``aileron'' may clarify which control surface is of concern; however, 
    the FAA has determined that use of a more general term, ``roll'' will 
    correctly specify the type of uncommanded control movement that is of 
    concern. The FAA has revised the fifth instruction in the procedures 
    for exiting the severe icing environment in paragraph (a)(2) of the 
    final rules accordingly. The revised instruction reads as follows: ``If 
    an unusual roll response or uncommanded roll control movement is 
    observed, reduce the angle-of-attack.''
        In addition, the procedures for exiting the freezing rain/freezing 
    drizzle environment contained in the proposals did not specify to use 
    ``a sudden burst of power'' when reducing the angle-of-attack. Rather, 
    the proposed procedure indicates to apply additional power, if needed, 
    to provide the desired flight path. However, as discussed previously, 
    the FAA has removed this reference from the final rules. In addition, 
    as explained previously, the FAA has revised the final rules to add the 
    word ``roll'' to describe the type of uncommanded control movement. 
    This revised wording addresses Saab's concern regarding increasing 
    power for a pitch anomaly.
        Saab also notes that this instruction recommends a reduction in the 
    angle-of-attack and application of power, if needed. However, the next 
    instruction of the procedures indicates that reducing the angle-of-
    attack may cause ice to build up beyond the protected areas of the 
    wing. Saab concludes that there is a conflict in that the proposed AD 
    would require that the angle-of-attack not be reduced or ice will 
    collect beyond the protected surfaces; however, the angle-of-attack 
    must be reduced if there is an unusual roll response or uncommanded 
    control movement.
        The FAA does not concur with the commenter's contention that there 
    is a conflict in the AD's. Reducing the angle-of-attack by increasing 
    airspeed or rolling the wings level (if in a turn), and applying 
    additional power, if needed, is a procedure used to exit severe icing 
    conditions following an unusual roll response or uncommanded roll 
    control movement; whereas the instruction that involves not extending 
    the flaps during extended operation in icing conditions is intended to 
    prevent ice build-up beyond the unprotected surfaces.
        Raytheon asks for removal of the instruction to reduce the angle-
    of-attack and apply additional power, if needed, in response to an 
    unusual roll response or uncommanded control movement. The commenter 
    states that these are normal instructions with respect to wing stall 
    and are inappropriate for inclusion in an AFM.
        The FAA concurs partially. There may not be a stall warning 
    associated with uncommanded control movements in the case of encounters 
    with severe icing conditions. Since this is not a ``normal'' stall, the 
    flight crew may not recognize that normal stall recovery procedures 
    should be used. However, as stated previously, the instruction 
    referenced by the commenter has been deleted, in part, from the final 
    rules.
        Raytheon also states that it is not appropriate to require contact 
    with Air Traffic Control as part of an AFM procedure since this is 
    already addressed in the Aeronautical Information Manual and in section 
    91.183 of the Federal Aviation Regulations (14 CFR 91.183). The FAA 
    infers from this statement that the commenter requests that the 
    instruction to contact Air Traffic Control should be removed from the 
    procedures for exiting severe icing conditions.
    
    [[Page 20665]]
    
        The FAA does not concur. The FAA is aware that this instruction is 
    contained in the references provided by the commenter. However, the FAA 
    finds that the importance of timely dissemination of this instruction 
    warrants its inclusion in the final rules. Inclusion of instructions of 
    this type is not without precedent; for example, similar information 
    also is specified in certain AFM's where the forward look windshear 
    system is addressed.
    
    Comment 55. Request To Revise Procedures for Exiting the Severe Icing 
    Environment: Include Airplane-Specific Instructions
    
        One commenter suggests that any action that might be necessary to 
    optimize aircraft performance and control in conditions of exceptional 
    icing, and exit from those conditions, should be determined separately 
    with each manufacturer; such procedures should be contained in the AFM 
    for each airplane model. The FAA infers from this remark that the 
    commenter requests that the FAA revise the procedures for exiting the 
    severe icing environment in each final rule to include airplane-
    specific instructions.
        The FAA agrees that procedures obtained from each individual 
    manufacturer should be considered and included in the final rules, if 
    appropriate. All manufacturers have been provided with an opportunity 
    to submit such procedures in response to the proposed rules. Some 
    manufacturers requested changes to the final rules. The FAA has revised 
    the final rules for those requests that were substantiated adequately. 
    Following issuance of the final rules, the FAA would consider a request 
    to include additional changes to the AFM revisions, in accordance with 
    the provisions of these AD's, provided that adequate justification is 
    presented to support such a request.
    
    Comment 56. Revision of Procedures for Exiting the Severe Icing 
    Environment
    
        The FAA has re-examined the section titled ``Procedures for exiting 
    the severe icing environment'' in paragraph (a)(2) of the proposals. As 
    proposed, that section states that if the visual cues used for 
    identifying ``possible'' freezing rain or freezing drizzle conditions 
    are observed, the flight crew should follow the procedures specified 
    for exiting those conditions. The FAA did not intend that the flight 
    crew use the procedures for exiting the severe icing environment when 
    the weather conditions specified in paragraph (a)(2) of these AD's are 
    observed. The FAA's intent is that the flight crew use those procedures 
    only when the visual cues identified in the Limitations Section of the 
    AFM are observed.
        In order to eliminate any confusion, the FAA has revised the last 
    sentence of the first paragraph in the procedures for exiting the 
    severe icing environment. The FAA has removed the word ``possible'' 
    from that sentence, and has added clarification that the visual cues 
    are specified in the Limitations Section of the AFM. The revised 
    sentence reads as follows: ``If the visual cues specified in the 
    Limitations Section of the AFM for identifying severe icing conditions 
    are observed, accomplish the following.'' (Operators should note that, 
    for Aerospatiale airplanes, the final rule specifies only one visual 
    cue, which involves ice on the side window.)
    
    Comment 57. Request To Revise Cost Estimate
    
        Transport Canada requests that the FAA provide an operational cost 
    estimate in the proposed AD's.
        The FAA acknowledges the concern of the commenter. The FAA 
    recognizes that, in accomplishing the requirements of any AD, operators 
    may incur other costs in addition to the ``direct'' costs that are 
    reflected in the cost analysis presented in the AD preamble. However, 
    the cost analysis in AD rulemaking actions typically only includes such 
    direct costs. In the case of these AD's, for example, the requirements 
    are to revise the AFM to include certain information. How operators 
    actually ``implement'' that information thereafter (once it is placed 
    in the AFM) may vary greatly among them.
        Further, because AD's require specific actions to address specific 
    unsafe conditions, they appear to impose costs that would not otherwise 
    be borne by operators. However, because of the general obligation of 
    operators to maintain and operate aircraft in an airworthy condition, 
    this appearance is deceptive. Attributing those costs solely to the 
    issuance of this AD is unrealistic because, in the interest of 
    maintaining and operating safe aircraft, prudent operators would 
    accomplish the required actions even if they were not required to do so 
    by the AD. In any case, the FAA has determined that direct and 
    incidental costs are still outweighed by the safety benefits of the AD.
        The FAA points out that it is not required to do a full cost-
    benefit analysis for each AD. AD's were explicitly exempted from the 
    Office of Management and Budget (OMB) coordination process described in 
    Section 6 of that Executive Order. As a matter of law, in order to be 
    airworthy, an aircraft must conform to its type design and be in a 
    condition for safe operation. The type design is approved only after 
    the FAA makes a determination that it complies with all applicable 
    airworthiness requirements. In adopting and maintaining those 
    requirements, the FAA has already made the determination that they 
    establish a level of safety that is cost-beneficial. When the FAA later 
    makes a finding of an unsafe condition in an aircraft and issues an AD, 
    it means that the original cost beneficial level of safety is no longer 
    being achieved and that the required actions are necessary to restore 
    that level of safety. Because this level of safety has already been 
    determined to be cost beneficial, and because the AD does not add an 
    additional regulatory requirement that increases the level of safety 
    beyond what has been established by the type design, a full cost-
    benefit analysis for each AD would be redundant and unnecessary.
    
    Comment 58. Requests To Delay Issuance of the Final Rules
    
        Three commenters request that the FAA extend the comment period for 
    the proposed rules by 90 days. Each of the commenters request the 
    extension in order to complete a comprehensive analysis of this issue. 
    The commenters state their involvement in focusing on ``* * * other 
    recent rulemaking activity, including the Commuter Rule, flight 
    crewmember training requirements, and proposed rules covering flight 
    crew flight, duty and test requirements * * *'' as a reason that did 
    not allow complete analysis of the proposed AD's.
        One commenter requests that implementation of the AD's be deferred 
    until further discussion with industry has been undertaken.
        The FAA has reviewed these requests and, in consideration of the 
    importance and need for dissemination of this important information to 
    the aviation community, does not concur that the comment period should 
    be extended or issuance of the final rules be deferred until a later 
    date. Issuing the final rules will ensure that the information is 
    available, understood, and implemented by the aviation community before 
    the next icing season. For these reasons, the FAA has determined that 
    it is imperative that the information and actions contained in these 
    final rules be incorporated into the operators' AFM's immediately.
    
    Conclusion
    
        After careful review of the available data, including the comments 
    noted above, the FAA has determined that air safety and the public 
    interest require the
    
    [[Page 20666]]
    
    adoption of the rule with the changes previously described. The FAA has 
    determined that these changes will neither increase the economic burden 
    on any operator nor increase the scope of the AD.
    
    Cost Impact
    
        The FAA estimates that 158 Aerospatiale Model ATR-42 and ATR-72 
    series airplanes of U.S. registry will be affected by this AD, that it 
    will take approximately 1 work hour per airplane to accomplish the 
    required actions, and that the average labor rate is $60 per work hour. 
    Based on these figures, the cost impact of the AD on U.S. operators is 
    estimated to be $9,480, or $60 per airplane.
        For Model ATR-42 series airplanes, Modification 4216 (or 4222), as 
    required in this AD, will take approximately 52 work hours per airplane 
    to accomplish, at an average labor rate of $60 per work hour. Required 
    parts will be supplied by the manufacturer at no cost to operators. 
    Based on these figures, the cost impact on U.S. operators for this 
    modification is estimated to be $492,960, or $3,120 per airplane.
        For Model ATR-72 series airplanes, Modification 4215 (or 4221), as 
    required in this AD, will take approximately 96 work hours per airplane 
    to accomplish. Required parts for this modification will be supplied by 
    the manufacturer at no cost to operators. Modification 4213, as 
    required in this AD, would take approximately 4 work hours to 
    accomplish. Required parts will cost approximately $200 per airplane. 
    The average labor rate for accomplishment of both modifications is $60 
    per work hour. Based on these figures, the cost impact on U.S. 
    operators for these modifications is estimated to be $979,600, or 
    $6,200 per airplane.
        The cost impact figures discussed above are based on assumptions 
    that no operator has yet accomplished any of the requirements of this 
    AD action, and that no operator would accomplish those actions in the 
    future if this AD were not adopted.
        In addition, the FAA recognizes that this AD may impose operational 
    costs. However, those costs are incalculable because the frequency of 
    occurrence of the specified conditions and the associated additional 
    flight time are indeterminable. Nevertheless, because of the severity 
    of the unsafe condition addressed, the FAA has determined that 
    continued operational safety necessitates the imposition of these 
    costs.
    
    Regulatory Impact
    
        The regulations adopted herein will not have substantial direct 
    effects on the States, on the relationship between the national 
    government and the States, or on the distribution of power and 
    responsibilities among the various levels of government. Therefore, in 
    accordance with Executive Order 12612, it is determined that this final 
    rule does not have sufficient federalism implications to warrant the 
    preparation of a Federalism Assessment.
        For the reasons discussed above, I certify that this action (1) is 
    not a ``significant regulatory action'' under Executive Order 12866; 
    (2) is not a ``significant rule'' under DOT Regulatory Policies and 
    Procedures (44 FR 11034, February 26, 1979); and (3) will not have a 
    significant economic impact, positive or negative, on a substantial 
    number of small entities under the criteria of the Regulatory 
    Flexibility Act. A final evaluation has been prepared for this action 
    and it is contained in the Rules Docket. A copy of it may be obtained 
    from the Rules Docket at the location provided under the caption 
    ADDRESSES.
    
    List of Subjects in 14 CFR Part 39
    
        Air transportation, Aircraft, Aviation safety, Incorporation by 
    reference, Safety.
    
    Adoption of the Amendment
    
        Accordingly, pursuant to the authority delegated to me by the 
    Administrator, the Federal Aviation Administration amends part 39 of 
    the Federal Aviation Regulations (14 CFR part 39) as follows:
    
    PART 39--AIRWORTHINESS DIRECTIVES
    
        1. The authority citation for part 39 continues to read as follows:
    
        Authority: 49 USC 106(g), 40113, 44701.
    
    
    Sec. 39.13  [Amended]
    
        2. Section 39.13 is amended by removing amendment 39-9152 (60 FR 
    9616, February 21, 1995), and by adding a new airworthiness directive 
    (AD), amendment 39-9604, to read as follows:
    
    96-09-28  Aerospatiale: Amendment 39-9604. Docket 95-NM-146-AD. 
    Supersedes AD 95-02-51, Amendment 39-9152.
    
        Applicability: All Model ATR-42 and ATR-72 series airplanes, 
    certificated in any category.
    
        Note 1: This AD applies to each airplane identified in the 
    preceding applicability provision, regardless of whether it has been 
    otherwise modified, altered, or repaired in the area subject to the 
    requirements of this AD. For airplanes that have been modified, 
    altered, or repaired so that the performance of the requirements of 
    this AD is affected, the owner/operator must request approval for an 
    alternative method of compliance in accordance with paragraph (d) of 
    this AD. The request should include an assessment of the effect of 
    the modification, alteration, or repair on the unsafe condition 
    addressed by this AD; and, if the unsafe condition has not been 
    eliminated, the request should include specific proposed actions to 
    address it.
    
        Compliance: Required as indicated, unless accomplished 
    previously.
        To minimize the potential hazards associated with operating the 
    airplane in severe icing conditions by providing more clearly 
    defined procedures and limitations associated with such conditions, 
    accomplish the following:
        (a) Within 30 days after the effective date of this AD, 
    accomplish the requirements of paragraphs (a)(1) and (a)(2) of this 
    AD.
    
        Note 2: Operators must initiate action to notify and ensure that 
    flight crewmembers are apprised of this change.
    
        (1) Revise the FAA-approved Airplane Flight Manual (AFM) by 
    incorporating the following into the Limitations Section of the AFM. 
    This may be accomplished by inserting a copy of this AD in the AFM.
    
    ``WARNING
    
        Severe icing may result from environmental conditions outside of 
    those for which the airplane is certificated. Flight in freezing 
    rain, freezing drizzle, or mixed icing conditions (supercooled 
    liquid water and ice crystals) may result in ice build-up on 
    protected surfaces exceeding the capability of the ice protection 
    system, or may result in ice forming aft of the protected surfaces. 
    This ice may not be shed using the ice protection systems, and may 
    seriously degrade the performance and controllability of the 
    airplane.
         During flight, severe icing conditions that exceed 
    those for which the airplane is certificated shall be determined by 
    the following visual cue. If the following visual cue exists, 
    immediately request priority handling from Air Traffic Control to 
    facilitate a route or an altitude change to exit the icing 
    conditions.
    
    --Severe icing is characterized by ice covering all or a substantial 
    part of the unheated portion of either forward side window, possibly 
    associated with water splashing and streaming on the windshield.
    
         Since the autopilot may mask tactile cues that indicate 
    adverse changes in handling characteristics, use of the autopilot is 
    prohibited when the visual cue specified above exists, or when 
    unusual lateral trim requirements or autopilot trim warnings are 
    encountered while the airplane is in icing conditions.
         All icing detection lights must be operative prior to 
    flight into icing conditions at night. [NOTE: This supersedes any 
    relief provided by the Master Minimum Equipment List (MMEL).]''
         The ice detector must be operative for flight into 
    icing conditions.
    
    [[Page 20667]]
    
        (2) Revise the FAA-approved AFM by incorporating the following 
    into the Procedures Section of the AFM. This may be accomplished by 
    inserting a copy of this AD in the AFM.
    
    ``THE FOLLOWING MAY BE USED AS SECONDARY INDICATIONS OF SEVERE ICING 
    CONDITIONS:
    
         Unusually extensive ice accreted on the airframe in 
    areas not normally observed to collect ice.
         Accumulation of ice on the lower surface of the wing 
    aft of the protected area.
         Accumulation of ice on the propeller spinner farther 
    aft than normally observed.
    
    THE FOLLOWING WEATHER CONDITIONS MAY BE CONDUCIVE TO SEVERE IN-FLIGHT 
    ICING:
    
         Visible rain at temperatures below 0 degrees Celsius 
    ambient air temperature.
         Droplets that splash or splatter on impact at 
    temperatures below 0 degrees Celsius ambient air temperature.
    
    PROCEDURES FOR EXITING THE SEVERE ICING ENVIRONMENT:
    
        These procedures are applicable to all flight phases from 
    takeoff to landing. Monitor the ambient air temperature. While 
    severe icing may form at temperatures as cold as -18 degrees 
    Celsius, increased vigilance is warranted at temperatures around 
    freezing with visible moisture present. If the visual cue specified 
    in the Limitations Section of the AFM for identifying severe icing 
    conditions is observed, accomplish the following:
         Immediately request priority handling from Air Traffic 
    Control to facilitate a route or an altitude change to exit the 
    severe icing conditions in order to avoid extended exposure to 
    flight conditions more severe than those for which the airplane has 
    been certificated.
         Avoid abrupt and excessive maneuvering that may 
    exacerbate control difficulties.
         Do not engage the autopilot.
         If the autopilot is engaged, hold the control wheel 
    firmly and disengage the autopilot.
         If an unusual roll response or uncommanded roll control 
    movement is observed, reduce the angle-of-attack.
         Do not extend flaps during extended operation in icing 
    conditions. Operation with flaps extended can result in a reduced 
    wing angle-of-attack, with the possibility of ice forming on the 
    upper surface further aft on the wing than normal, possibly aft of 
    the protected area.
         If the flaps are extended, do not retract them until 
    the airframe is clear of ice.
         Report these weather conditions to Air Traffic 
    Control.'' -
        (b) Within 6 months after the effective date of this AD, modify 
    the deicing boots on the leading edges of the wing by accomplishing 
    either paragraph (b)(1) or (b)(2) of this AD, as applicable. -
        (1) For Model ATR-42 series airplanes: Accomplish Aerospatiale 
    Modification 4216 (during retrofit) or 4222 (during production), as 
    applicable. Modification 4216 shall be accomplished in accordance 
    with Aerospatiale Service Bulletin ATR42-30-0059, Revision 1, dated 
    April 10, 1995; and ATR42-57-0043, Revision 1, dated April 10, 1995. 
    Modification 4222 shall be accomplished in accordance with 
    Aerospatiale Service Bulletin ATR42-57-0043, Revision 1, dated April 
    10, 1995. -
        (2) For Model ATR-72 series airplanes: Accomplish Aerospatiale 
    Modification 4215 (during retrofit) or 4221 (during production), as 
    applicable. Modification 4215 shall be accomplished in accordance 
    with Aerospatiale Service Bulletin ATR72-30-1023, Revision 1, dated 
    April 10, 1995; ATR72-57-1015, Revision 1, dated April 10, 1995; and 
    ATR72-57-1016, Revision 1, dated April 10, 1995. Modification 4221 
    shall be accomplished in accordance with Aerospatiale Service 
    Bulletin ATR72-57-1015, Revision 1, dated April 10, 1995; and ATR72-
    57-1016, Revision 1, dated April 10, 1995. -
        (c) For Model ATR-72 series airplanes: Within 6 months after the 
    effective date of this AD, install Aerospatiale Modification 4213, 
    ``Flaps Extension Inhibition above VFE 15 deg.,'' in accordance with 
    Aerospatiale Service Bulletin ATR72-27-1039, dated January 12, 1995. 
    -
        (d) An alternative method of compliance or adjustment of the 
    compliance time that provides an acceptable level of safety may be 
    used if approved by the Manager, Standardization Branch, ANM-113, 
    FAA, Transport Airplane Directorate. Operators shall submit their 
    requests through an appropriate FAA Principal Operations Inspector, 
    who may add comments and then send it to the Manager, 
    Standardization Branch, ANM-113.
    
        Note 3: Information concerning the existence of approved 
    alternative methods of compliance with this AD, if any, may be 
    obtained from the Standardization Branch, ANM-113.
    
         -(e) Special flight permits may be issued in accordance with 
    sections 21.197 and 21.199 of the Federal Aviation Regulations (14 
    CFR 21.197 and 21.199) to operate the airplane to a location where 
    the requirements of this AD can be accomplished. -
        (f) The modifications shall be done in accordance with the 
    following Aerospatiale service bulletins, which contain the 
    specified effective pages:
    
    ----------------------------------------------------------------------------------------------------------------
     Service bulletin referenced                                    Revision level shown                            
               and date                        Page No.                    on page            Date shown on page    
    ----------------------------------------------------------------------------------------------------------------
    ATR42-30-0059, Revision 1,     1-3, 12-17, 31, 32               1-                    April 10, 1995.           
     April 10, 1995.                                                                                                
                                   4-11, 18-30, 33-36               Original              March 20, 1995.           
    ATR42-57-0043, Revision 1,     1-4, 6, 8                        1-                    April 10, 1995.           
     April 10, 1995.                                                                                                
                                   5, 7, 9-18                       Original              March 20, 1995.           
    ATR72-30-1023, Revision 1,     1, 2, 12-17, 33, 34-             1-                    April 10, 1995.           
     April 10, 1995.                                                                                                
      -                            3-11, 18-32, 35-38-              Original-             March 20, 1995.           
    ATR72-57-1015, Revision 1,     1, 2, 5, 6, 8, 11, 15-           1-                    April 10, 1995.           
     April 10, 1995.                                                                                                
      -                            3, 4, 7, 9, 10, 12-14, 16        Original              March 20, 1995.           
    ATR72-57-1016, Revision 1,     1, 2, 5, 6, 8, 11, 15-           1-                    April 10, 1995.           
     April 10, 1995.                                                                                                
                                   3, 4, 7, 9, 10, 12-14-           Original-             March 20, 1995.           
    ----------------------------------------------------------------------------------------------------------------
    
        The incorporation by reference of these documents was approved 
    by the Director of the Federal Register in accordance with 5 U.S.C. 
    552(a) and 1 CFR part 51. The installation shall be done in 
    accordance with Aerospatiale Service Bulletin ATR72-27-1039, dated 
    January 12, 1995. The incorporation by reference of these documents 
    was approved previously by the Director of the Federal Register, in 
    accordance with 5 U.S.C. 552(a) and 1 CFR part 51, as of March 8, 
    1995 (60 FR 9616, February 21, 1995). Copies may be obtained from 
    Aerospatiale, 316 Route de Bayonne, 31060 Toulouse, Cedex 03, 
    France. Copies may be inspected at the FAA, Transport Airplane 
    Directorate, 1601 Lind Avenue, SW., Renton, Washington; or at the 
    Office of the Federal Register, 800 North Capitol Street, NW., suite 
    700, Washington, DC.
        (g) This amendment becomes effective on June 11, 1996.
    
        Issued in Renton, Washington, on April 24, 1996.
    Ronald T. Wojnar,
    Manager, Transport Airplane Directorate, Aircraft Certification 
    Service.
        Certified to be a true copy of the original.
    Lori Aliment,
    Certifying Officer.
    [FR Doc. 96-10744 Filed 5-1-96; 3:25 pm]
    BILLING CODE 4910-13-P
    
    

Document Information

Effective Date:
6/11/1996
Published:
05/01/1996
Department:
Transportation Department
Entry Type:
Rule
Action:
Final rule.
Document Number:
96-10744
Dates:
Effective June 11, 1996.
Pages:
20646-20667 (22 pages)
Docket Numbers:
Docket No. 95-NM-146-AD, Amendment 39-9604, AD 96-09-28
RINs:
2120-AA64: Airworthiness Directives
RIN Links:
https://www.federalregister.gov/regulations/2120-AA64/airworthiness-directives
PDF File:
96-10744.pdf
CFR: (1)
14 CFR 39.13