95-12789. Importation of Logs, Lumber, and Other Unmanufactured Wood Articles  

  • [Federal Register Volume 60, Number 101 (Thursday, May 25, 1995)]
    [Rules and Regulations]
    [Pages 27665-27682]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-12789]
    
    
    
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    Federal Register / Vol. 60, No. 101 / Thursday, May 25, 1995 / Rules 
    and Regulations
    
    [[Page 27665]]
    
    DEPARTMENT OF AGRICULTURE
    
    Animal and Plant Health Inspection Service
    
    7 CFR Parts 300 and 319
    
    [Docket No. 91-074-6]
    RIN 0579-AA47
    
    
    Importation of Logs, Lumber, and Other Unmanufactured Wood 
    Articles
    
    AGENCY: Animal and Plant Health Inspection Service, USDA.
    
    ACTION: Final rule.
    
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    SUMMARY: We are establishing comprehensive regulations concerning 
    imported unmanufactured wood articles. The new regulations will affect 
    persons importing logs, lumber, bark chips, wood chips, certain wood 
    packing materials, and other unmanufactured wood articles. We are also 
    amending several existing regulations to remove provisions concerning 
    the importation of certain wood articles, and to state that such 
    articles will instead be covered under the new regulations. We are also 
    incorporating by reference Agriculture Handbook 188, the ``Dry Kiln 
    Operator's Manual,'' which contains treatments authorized by this final 
    rule. We are taking these actions because there is increased interest 
    in importing large volumes of unmanufactured wood articles into the 
    United States, and prohibitions and restrictions are necessary to 
    eliminate any significant plant pest risk associated with importing 
    these articles.
    
    DATES: Final rule effective August 23, 1995. The Director of the Office 
    of the Federal Register approved the incorporation by reference in 
    accordance with 5 U.S.C. 552(a) and 1 CFR part 51 on August 23, 1995.
    
    FOR FURTHER INFORMATION CONTACT: Mr. Richard L. Orr, Senior 
    Entomologist, APHIS, Policy and Program Development, Planning and Risk 
    Analysis Systems, 4700 River Road Unit 117, Riverdale, MD 20737-1238, 
    301-734-8939.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        The Animal and Plant Health Inspection Service (APHIS) is 
    establishing comprehensive regulations to eliminate any significant 
    plant pest risks presented by the importation 1 of logs, lumber, 
    and other unmanufactured wood articles.
    
        \1\ Throughout this document, the words ``import'' and 
    ``importation'' are used to mean moving or bringing articles into 
    the territorial limits of the United States.
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        A changing national and world economy has recently increased the 
    incentives to import wood that may present a significant increase in 
    the risk of plant pest introduction into the United States. An example 
    of this change is the interest of sawmills and other wood processors in 
    utilizing foreign sources of wood to offset expected harvest reductions 
    in the United States, or to provide raw materials for their facilities 
    at prices competitive with or better than domestic prices.
        Trees produced in many foreign locations are attacked by a wide 
    variety of exotic plant pests and pathogens that do not occur in this 
    country. Logs and other unmanufactured wood articles imported into the 
    United States could pose a significant hazard of introducing plant 
    pests and pathogens detrimental to agriculture and to natural, 
    cultivated, and urban forest resources. Plant pests and pathogens 
    introduced into the United States in the past, such as the gypsy moth 
    and the agents of Dutch elm disease and chestnut blight, have caused 
    billions of dollars of damage to United States forest and plant 
    resources.
        Until recently, the quantity and variety of unmanufactured wood 
    imported were very limited, and there was little need to develop 
    regulations specifically to address such imports. With few exceptions 
    (see the discussion below of interim regulations allowing importation 
    of certain logs from Chile and New Zealand), APHIS has been dealing 
    with such imports only by detaining shipments at ports of first arrival 
    for inspection, and ordering further action if warranted pursuant to 
    the Federal Plant Pest Act and regulations issued under that Act (7 CFR 
    part 330). In addition, APHIS has prohibited the entry into the United 
    States of logs from the former Soviet Far East and Siberia because a 
    detailed plant pest risk assessment found that dangerous plant pests 
    could occur in such logs and may be introduced with them.
        However, when large volumes of wood imports are involved, 
    inspection at the port of first arrival without other conditions 
    relating to the wood imports is not practical or adequate for 
    preventing the introduction of plant pests associated with imported 
    wood. Interest in importing logs and other unmanufactured wood articles 
    from various countries is increasing rapidly toward a point where 
    inspection and control activities solely at the port of first arrival 
    will not be feasible. There is currently an intense commercial interest 
    in developing a long-term industry in the Pacific Northwest for 
    importing and processing logs from foreign countries. There is also 
    potential for increased log and other unmanufactured wood article 
    imports into other areas of the United States.
    
    Interim Rules Affecting Certain Logs From Chile and New Zealand
    
        An interim rule published in the Federal Register on February 16, 
    1993, and effective January 19, 1993 (58 FR 8524-8533, Docket No. 91-
    074-4), established importation requirements for Monterey pine and 
    Douglas-fir logs from New Zealand. Plant pest risks associated with 
    importing these articles, and import requirements that would reduce 
    these risks to insignificant levels, were identified early in the 
    course of developing comprehensive wood import regulations. Therefore, 
    to reduce these plant pest risks as soon as possible, we established 
    regulatory requirements in 7 CFR 319.40-1 through 319.40-8 for certain 
    logs from New Zealand.
        A second interim rule published in the Federal Register on November 
    9, 1993 (58 FR 59348-59353, Docket No. 91-074-5), and effective 
    November 2, 1993, established importation requirements for Monterey 
    pine logs from Chile. This interim rule applied the same requirements 
    to Monterey pine logs from Chile that the first interim rule applied to 
    Monterey pine and Douglas-fir logs from New Zealand. [[Page 27666]] 
        This final rule replaces the regulations established by the interim 
    rules with comprehensive regulations affecting importation of 
    unmanufactured wood articles from all places, including Chile and New 
    Zealand. The provisions contained in this rule for Monterey pine logs 
    from Chile, and for Monterey pine and Douglas-fir logs from New Zealand 
    are essentially the same as the requirements imposed by the interim 
    rule, except that the interim rule used slightly different definitions 
    due to its limited scope.
    Proposed Rule
    
        On January 20, 1994, we published a document in the Federal 
    Register (59 FR 3002-3029, Docket No. 91-074-3) proposing to replace 
    the interim regulations, ``Subpart--Logs from Chile and New Zealand,'' 
    with a new ``Subpart--Logs, Lumber, and Other Unmanufactured Wood 
    Articles'' containing prohibitions and restrictions concerning imported 
    unmanufactured wood articles.
        The proposed rule, and this final rule, are based on an approach 
    that gives importers three complementary options for importing 
    regulated articles. These are:
        (1) If the regulations contain specific requirements for importing 
    a specific article from a specific country or area, you may import the 
    article by complying with those requirements. Examples of this option 
    include the importation of Monterey pine logs and raw lumber from Chile 
    and New Zealand in accordance with the requirements of Sec. 319.40-5, 
    ``Importation and entry requirements for specified articles.'' We 
    intend to add more articles, countries or areas from which articles may 
    be imported, and importation requirements to this section as new 
    requests to import various articles are evaluated and approved.
        (2) If the regulations do not contain specific requirements for 
    importing the article you wish to import, or if you believe the article 
    may be safely imported under less stringent conditions than the 
    regulations require, you may submit an application for a permit to 
    import the article, and describe in the application information about 
    the article's origin, processing, treatment, and handling. We will 
    evaluate the permit request, conducting plant pest risk assessments as 
    necessary, and if we determine that the article may be safely imported 
    under conditions not already in the regulations, we will institute 
    rulemaking to add the appropriate articles and conditions to 
    Sec. 319.40-5, ``Importation and entry requirements for specified 
    articles.''
        (3) If the regulations do not contain specific requirements for 
    importing the article you wish to import, you may wish to import the 
    article before there is time to complete plant pest risk assessments 
    and add the article and the necessary specific importation requirements 
    to the regulations. In this case, you may import the article by 
    complying with one of the universal importation options in Sec. 319.40-
    6. These universal options employ heat treatment and other conditions 
    for importing logs and lumber not otherwise enterable. These universal 
    options are relatively stringent, because they must eliminate the 
    spectrum of potential plant pests and address risks that have not been 
    characterized. The universal options are designed to give importers a 
    way to import articles that would otherwise be prohibited until 
    detailed plant pest risk assessments are completed. Whenever feasible, 
    importers may choose to employ universal options while plant pest risk 
    assessments and rulemaking are underway to establish less stringent 
    requirements for the articles they wish to import. Importers of some 
    articles may find that complying with a universal option is the most 
    feasible and cost-effective way to import their articles.
    
    Comments on the Proposed Rule
    
        We solicited comments concerning our proposal for a 90-day comment 
    period ending April 20, 1994. We received 56 comments by that date. 
    Eleven were from companies and industrial associations involved in the 
    harvesting and importation of logs and other wood products, or the 
    manufacturing of wood products that could be derived from such imports, 
    or the sale of products or processes used in such manufacturing. Eleven 
    comments were from environmental organizations. Six comments were from 
    universities. Four comments were from State agencies involved in 
    forestry or agriculture. Four comments were from agencies of the 
    Canadian government, and one from the Delegation of the Commission of 
    the European Communities. National associations representing Federal 
    and State employees involved in forestry, American growers of nursery 
    stock, and interested members of the public also submitted comments.
        We carefully evaluated these comments. While most supported 
    implementing regulations addressing the importation of wood, many 
    raised questions about how to do so in an optimally effective manner. 
    These comments are discussed below in detail.
        In response to the comments, APHIS is making eight changes to the 
    proposed requirements. These changes are:
        1. Change the standard for heat treatment and heat treatment with 
    moisture reduction from 56  deg.C for 30 minutes to 71.1  deg.C for 75 
    minutes. This change is in response to several commenters who 
    recommended that APHIS use 71.1  deg.C for 75 minutes as reported in 
    the Forest Service's Scientific Panel Review of January 10, 1992--
    Proposed Test Shipment Protocol for Importing Siberian Larch Logs. Upon 
    reviewing this research and our data from the proposal supporting a 
    lesser temperature-time combination, we believe we were in error in 
    believing that the proposed heat treatment would effectively eliminate 
    all plant pests of concern. Specifically, a heat treatment of 56  deg.C 
    for 30 minutes could allow various harmful fungi to survive. Research 
    reports show that various fungi in wood can survive 1 to several hours 
    of heat treatment at temperatures ranging from 56  deg.C to 70  deg.C, 
    but are destroyed by a treatment of 71.1  deg.C for 75 minutes. The 
    heat treatment required by the regulations must be able to effectively 
    destroy all potentially dangerous fungi. Therefore, we are changing the 
    requirements for heat treatment and heat treatment with moisture 
    reduction in Sec. 319.40-7 (c) and (d) to specify 71.1  deg.C for 75 
    minutes. We will allow heat treatment at lower temperatures only in 
    specific kiln drying processes where the fungicidal action of the heat 
    is extended over a long period of time and is complemented by moisture 
    reduction (see below).
        2. Allow kiln drying conducted in accordance with acceptable 
    industry practices to qualify as heat treatment with moisture 
    reduction, in lieu of a specific temperature-time combination. As 
    proposed, heat treatment with moisture reduction had to raise the 
    temperature at the center of the treated article to 56  deg.C for 30 
    minutes. If we changed this provision consistent with the above change 
    in the temperature and time of heat treatments (i.e., 71.1  deg.C for 
    75 minutes), then most articles kiln dried according to industry 
    practices would not qualify as heat treated with moisture reduction, 
    even though they meet the dryness standard of the regulations (a 
    moisture content of 20 percent or less, as specified in Sec. 319.40-
    7(d)).
        In fact, research shows that while some fungi survive temperatures 
    between 56  deg.C and 70  deg.C for relatively short periods, all 
    harmful fungi are destroyed by kiln drying that is conducted according 
    to standard [[Page 27667]] industry practice, which often dries wood at 
    lower temperatures over a period of 1 to many days, reducing the 
    moisture content eventually to 20 percent or less.
        In summary, heat treatment with moisture reduction is an effective 
    treatment if it is employed in either of two ways. It may reduce the 
    moisture content of the article quickly, by employing a temperature of 
    71.1  deg.C for 75 minutes or more; or, it may reduce the moisture 
    content more slowly by employing standard industrial dry kiln practices 
    using a lower temperature.
        Several commenters suggested that to allow industry to use commonly 
    employed kiln drying techniques to the extent they are effective, we 
    should modify the requirement for heat treatment with moisture 
    reduction. They cited a publication of the Forest Service which the 
    wood industry relies on to specify acceptable kiln drying practices. 
    This publication is the Dry Kiln Operator's Manual, Agriculture 
    Handbook 188.
        We agree with these comments, and are changing the requirement for 
    heat treatment with moisture reduction in Sec. 319.40-7(d) to provide 
    that heat treatment with moisture reduction may employ:
        1. Kiln drying conducted in accordance with the schedules 
    prescribed for the regulated article in the Dry Kiln Operator's Manual, 
    Agriculture Handbook 188, which is incorporated by reference at 
    Sec. 300.1 of this chapter; or,
        2. Dry heat, exposure to microwave energy, or any other method that 
    raises the temperature of the center of each treated regulated article 
    to at least 71.1  deg.C, maintains the regulated articles at that 
    center temperature for at least 75 minutes, and reduces the moisture 
    content of the regulated article to 20 percent or less as measured by 
    an electrical conductivity meter.
        We are also incorporating by reference, in 7 CFR 300.1, the Dry 
    Kiln Operator's Manual.
        3. Allow noncontainerized wood chips to be imported under certain 
    conditions. Many industry commenters cited a substantial economic 
    burden if they had to import wood chips only in sealed containers, 
    rather than on deck or in open containers. Several suggested allowing 
    some wood chips to be imported on barges or other vessels, covered by 
    tarpaulins, if the wood chips come from a relatively low-risk source 
    (live healthy trees from a managed tropical plantation) and are alone 
    on a vessel (no other regulated articles) that is moved directly to the 
    United States.
        We agree with this suggestion. Wood chips derived from live healthy 
    trees from a managed tropical plantation are not likely to present 
    plant pest risks that would not be controlled by the limits imposed by 
    the regulations on the use of the chips. This is because there are few 
    forest pests present in tropical climates that can survive winters in 
    temperate climates. The few tropical plant pests that can survive 
    temperate winters would likely be excluded from managed tropical 
    plantations by the plant pest control practices employed at such 
    plantations. If such chips are imported alone on a vessel and covered 
    by a tarpaulin, there is little risk that the chips will be infested 
    during transit by plant pests from higher-risk wood products. On the 
    other hand, wood chips from unmanaged trees and trees in temperate 
    areas are more likely to present serious plant pest risks. These chips 
    should be subject to the full restrictions proposed for wood chips in 
    the proposed rule, i.e., they should be imported in sealed containers, 
    and subject to fumigation or heat treatment, to prevent the 
    introduction of plant pests they may harbor.
        Therefore, we are changing Sec. 319.40-6(c)(2), the universal 
    importation requirement for wood chips and bark chips, by adding the 
    following sentence: ``If the wood chips or bark chips are derived from 
    live, healthy, plantation-grown trees in tropical areas, they may be 
    shipped on deck if no other regulated articles are present on the 
    vessel, and the wood chips or bark chips are completely covered by a 
    tarpaulin during the entire journey directly to the United States.''
        4. Allow pallets to be imported in accordance with the requirements 
    for solid wood packing materials, even if the pallets are imported as 
    cargo. Several commenters noted that pallets should be allowed to be 
    imported as cargo under no greater restrictions than if they are 
    imported in actual use as packing. They pointed out that in normal 
    shipping practice, large amounts of pallets are used to ship articles 
    to a port, and then may be shipped as cargo from ports with a pallet 
    surplus to ports with a pallet shortage. Commenters felt that pallets 
    that have been in use, and have met the regulatory requirements for 
    importation in use, do not present significant risks and should not 
    have to meet additional requirements if they are subsequently moved as 
    cargo.
        We agree. We are changing Sec. 319.40-3(b) to allow pallets that 
    are imported as cargo to be imported under the same requirements that 
    apply to pallets that are in use as packing materials at the time of 
    importation. Briefly, these requirements are that if the pallets are 
    free from bark and are used for articles that are not regulated 
    articles, they must be accompanied by an importer document stating that 
    they are totally free from bark, and apparently free from live plant 
    pests. If the pallets are free from bark and are used for regulated 
    articles, they must be accompanied by an importer document stating that 
    they are totally free from bark, apparently free from live plant pests, 
    and have been heat treated, fumigated, or treated with preservatives in 
    accordance with Sec. 319.40-7, or meet all the importation and entry 
    conditions required for the regulated article the solid wood packing 
    material is used to move. If the pallets are not free from bark, they 
    must be accompanied by an importer document stating that the pallets 
    have been heat treated, fumigated, or treated with preservatives in 
    accordance with Sec. 319.40-7. In all cases, the pallets are also 
    subject to the inspection and other port of arrival requirements of 
    Sec. 319.40-9.
        5. Exclude European Russia from the group of Asian countries to 
    which more severe prohibitions and restrictions apply. Several 
    commenters noted that the apparent intent to exclude European Russia 
    from these more severe requirements was not carried out by the precise 
    language, allowing many importations to occur from all places ``except 
    countries in Asia that are wholly or in part east of 60 deg. East 
    Longitude and north of the Tropic of Cancer.'' Russia does extend east 
    of 60 deg. East Longitude. It was not our intent to include European 
    Russia in this area, as can be seen from the context of the language in 
    the preamble of the proposed rule. Therefore, we are changing this 
    geographic description each time it appears to read ``except places in 
    Asia that are east of 60 deg. East Longitude and north of the Tropic of 
    Cancer.''
        6. Continue to allow the ongoing importation of railroad ties from 
    countries outside Asia, for subsequent pressure treatment and use in 
    the United States, which APHIS has allowed to occur for some time. 
    Commenters noted that these articles are normally treated within 30 
    days, and have been considered low risk. We agree that the regulations 
    should continue to allow the importation of these railroad ties. We are 
    adding the following new paragraph (f) to Sec. 319.40-5, the section 
    concerning importation requirements for specified articles: ``Cross-
    ties (railroad ties) from all countries except places in Asia that are 
    east of 60 deg. East Longitude and north of the Tropic of Cancer may be 
    imported if completely [[Page 27668]] free of bark and accompanied by 
    an importer document stating that the cross-ties will be pressure 
    treated within 30 days following the date of importation.''
        7. Amend the definition of ``Log'' so that it includes cants sawn 
    from logs. One commenter pointed out that by his reading of the 
    regulations, it seemed likely that cants (partly trimmed logs) were 
    subject to the same requirements as logs, but the regulations did not 
    make this point absolutely clear. We did in fact intend that the 
    regulations treat logs and cants the same. To make this clear, we are 
    revising the proposed definition of ``Log,'' which read ``The bole of a 
    tree; trimmed timber that has not been further sawn,'' to read ``The 
    bole of a tree; trimmed timber that has not been sawn further than to 
    form cants.''
        8. Amend the requirements for completing an application for an 
    import permit to require that the applicant specify not only any 
    chemical treatments that will be employed prior to or after 
    importation, but also the dosage of the chemicals that is employed. One 
    commenter pointed out that the permit application procedure in proposed 
    Sec. 319.40-4(a) required the applicant to provide, among other 
    information, the names of any chemicals employed in treatments prior to 
    or after importation (proposed Sec. 319.40-4(a) (4) and (5)). He 
    suggested that the application should also include the dosage used for 
    such treatments, so that APHIS and the public can judge whether the 
    treatments are effectively applied. We agree, and are adding a 
    requirement for dosage information to the affected sections.
        With the exception of the changes just discussed, and minor 
    editorial changes, we are adopting the provisions of the proposed rule 
    as a final rule. Additional comments are discussed below.
    
    Goals and Mission of APHIS as They Relate to the Proposed Rule
    
        Comment: APHIS should not consider the needs of international trade 
    but should focus exclusively on pest exclusion as worded in the Federal 
    Plant Pest Act of 1957.
        Response: It is important to recognize that APHIS has a number of 
    responsibilities and legal mandates beyond the Federal Plant Pest Act. 
    These include international trade agreements such as the General 
    Agreement on Tariffs and Trade and the North American Free Trade 
    Agreement, statutes such as the Regulatory Flexibility Act and the 
    Paperwork Reduction Act, Executive Orders, and additional legal and 
    policy guides. One of APHIS's basic responsibilities is plant pest 
    exclusion, but this has to be conducted in balance with other national 
    needs and goals.
        The majority of comments which specifically addressed the issue of 
    balancing the needs of international commerce with prevention of pest 
    introduction clearly favored such a balancing. However, some commenters 
    believed that APHIS should reduce or terminate raw wood exports, so 
    that wood could be used to meet domestic needs, removing the need for 
    the importation of raw wood. APHIS does not have statutory authority to 
    stop or reduce the export of raw logs by U.S. private land owners and 
    companies so that the wood can be used for domestic needs.
    
    Opposition to the Importation of Unmanufactured Wood
    
        Comment: APHIS should restrict imports to manufactured and/or 
    finished wood products only.
        Response: APHIS believes that this approach is too extreme. With 
    proper mitigation and monitoring, the importation of some raw wood 
    material from certain locations presents an insignificant plant pest 
    risk.
    
    Limitations of the Pest Risk Assessment Process
    
        Comment: Some comments were directed toward the risk assessment 
    process. A few were concerned that the process did not fully address 
    the unknowns, did not address enough pests, or did not incorporate the 
    full scope of experts needed.
        Response: The risk assessments conducted by the Forest Service were 
    the most resource extensive risk assessments ever utilized by APHIS to 
    determine the plant pest risk associated with an imported commodity. 
    Great care was taken to choose which assessments needed to be completed 
    before the rule was written. The first assessment focused on raw timber 
    from Siberia, which was identified as extremely high risk. From this 
    assessment, some universal requirements for the rule were derived. Two 
    additional risk assessments were conducted on those timber commodities 
    which were identified as lower risk (specific species of plantation 
    grown trees from New Zealand and Chile). The specific requirements for 
    these commodities were developed from these assessments.
        APHIS recognizes both the need for future assessments and the need 
    to improve the risk assessment process. The risk assessment process 
    used for the various assessments was derived from the National Research 
    Council's section on ecological risk assessment as published in its 
    1993 ``Issues in Risk Assessment'' and represents the state of the art 
    as it now stands for conducting ecological risk assessments.
        APHIS recognizes that the process is not perfect and that evolution 
    will continue to be necessary. The risk assessment process is being, 
    and will continue to be, modified and improved to make sure that it is 
    the best that the science of ecological risk assessment can provide.
        One of the most difficult issues is how to assess the risk 
    associated with unknown organisms, or with known organisms that do not 
    have well-described characteristics or survival and spread 
    capabilities. The regulations are designed to ensure that there is an 
    insignificant risk that importing regulated articles will result in the 
    entry and establishment of either known or unknown dangerous plant 
    pests.
    
    Need for More Assessments of Additional Log Species
    
        Comment: APHIS needs to complete additional assessments for various 
    timber products considered for importation.
        Response: APHIS agrees, and with the cooperation of the Forest 
    Service, will continue to conduct risk assessments and amend 
    regulations based on them, as appropriate.
    
    Packing Material
    
        Comment: The regulations proposed for solid wood packing materials 
    are too restrictive.
        Response: We also received comments stating that the regulations 
    proposed for solid wood packing materials are necessary and 
    appropriate. We believe that the requirements in this final rulemaking 
    document for the importation of solid wood packing materials are 
    necessary to prevent the introduction of plant pests into the United 
    States.
    
    Temperate Hardwoods, Tropical Hardwoods, and Chips
    
        Comment: Temperate and tropical hardwoods should be subject to 
    entry requirements that are as strict as those for temperate softwoods.
        Response: The volume of imported temperate and tropical hardwoods 
    has remained at a low sustained level. These small shipments of high 
    priced logs and lumber can be monitored and controlled much more easily 
    than the proposed large shipments of softwood logs.
        Comment: The proposed regulations for wood chip importations are 
    too restrictive and it would not be feasible for importers to meet the 
    requirements. The 30-day time limit for processing [[Page 27669]] wood 
    chips after importation is too short, and the proposed requirement for 
    containerized transportation of wood chips is unnecessary and costly.
        Response: APHIS believes that the 30-day limit for processing the 
    chips is reasonable. The extension to 60 days requested by several 
    commenters would present additional concerns with monitoring and 
    increased plant pest risk. One commenter was under the incorrect 
    assumption that the chips still had to be processed within the 30-day 
    period if they had been subjected to an approved fumigation. This is 
    not the case. The 30-day limitation is directed toward raw, untreated 
    chips.
        The changes we are making to the proposed requirement for 
    containerized transportation of wood chips are discussed above.
    
    Methyl Bromide
    
        Comment: In view of the negative effects of methyl bromide (MB) on 
    the ozone layer, APHIS should not rely upon use of MB. Also, the 
    regulations do not include plans for how APHIS will deal with articles 
    requiring MB fumigation after MB is removed from regulatory use around 
    the year 2001.
        Response: APHIS is concerned about the effects of MB on the ozone 
    layer and will abide by the Environmental Protection Agency's phase-out 
    schedule. However, present reliance by commerce on MB is such that 
    immediately terminating all regulatory use of MB is not realistic.
        The regulations were written with the phase out of MB in mind. All 
    MB requirements presented in the regulations have alternative 
    treatments. It is APHIS's hope that industry will develop and implement 
    alternative mitigation schedules (e.g. irradiation, heat, borate, etc.) 
    to replace its reliance on methyl bromide for the importation of 
    regulated articles.
    
    Bark Removal on Temperate Softwood Logs
    
        Comment: Temperate softwood logs should be required to have 100 
    percent of the bark removed before importation, since even small 
    patches of bark can harbor insect pests.
        Response: APHIS recognizes that 100 percent debarking of logs is 
    not realistic. It is important to remember that APHIS requires either a 
    heat treatment or fumigation to complement the debarking of temperate 
    softwood logs. This combination of debarking with other mitigation 
    requirements is sufficient to destroy plant pests of concern in the 
    bark or directly under the bark.
    
    Other Comments and Responses
    
        Comment: APHIS should add other treatments, such as irradiation and 
    borates, to the universal importation requirements.
        Response: APHIS recognizes the potential value of irradiation, 
    borates, and other treatments for use as universal or specific 
    treatments. Ongoing research into the use of irradiation and borates on 
    timber products looks promising. However, the data is not yet complete 
    to the extent necessary for APHIS to propose specific treatments. 
    Irradiation treatments as well as other alternatives will be added to 
    the regulations as they are developed and proven both effective and 
    operationally feasible.
        Comment: For logs imported from Chile and New Zealand, APHIS should 
    change the regulations to facilitate on-deck fumigation and transport 
    of logs, and extend the time period for processing such imported logs 
    after they are imported (currently 60 days).
        Response: The restrictions associated with the movement of logs 
    from Chile and New Zealand prompted a number of responses from 
    industry. Extending the time allowed to process the logs once they 
    enter the United States and allowing the fumigation and movement of 
    logs on the deck of ships were the two most stated requests.
        APHIS believes that allowing additional time beyond 60 days for 
    processing the logs would make monitoring difficult and increase the 
    plant pest risk. Therefore, APHIS will maintain the 60-day requirement.
        APHIS has prohibited the movement of logs on the open deck of ships 
    because of the possibility of infestation of the logs while at the port 
    of origin and/or other foreign ports visited while the ship is in 
    transit. APHIS believes that until the issue of infestation during 
    shipment to the United States is satisfactorily answered, the movement 
    of logs on the open deck of ships must continue to be prohibited.
        Comment: The regulations should specify strong penalties that will 
    be imposed on persons who do not comply with the regulations. The 
    regulations should also make importers financially responsible for 
    damages and control costs resulting from pests introduced through their 
    shipments.
        Response: For an importer, the primary practical consequence for 
    non-compliance is future ineligibility to import additional shipments.
        USDA has no authority to require importers to post bonds or 
    otherwise stipulate their financial responsibility for costs that may 
    result from introduced plant pests. However, individual shipments will 
    be refused entry unless the shipments comply with regulatory 
    requirements.
        APHIS can also respond to violations by canceling compliance 
    agreements. Because domestic processing facilities must hold a current 
    compliance agreement to import and process many types of regulated 
    articles in the regulations, APHIS can stop violators from importing 
    articles by canceling or refusing to sign a compliance agreement.
        In addition, statutory authority allows us to impose civil and 
    criminal penalties on violators. Individuals also have recourse through 
    the courts; persons who believe they suffered harm due to an importer 
    who did not comply with regulatory requirements may file a civil suit 
    against that importer.
        Comment: APHIS must allocate additional resources and personnel, 
    especially inspectors at ports and sawmills processing imported wood, 
    if the regulations are to be successfully enforced and monitored.
        Response: We agree that adequate resources and personnel, 
    especially inspectors, must be devoted to prevent the introduction of 
    plant pests into the United States. Adjustments in the level of 
    personnel and resources devoted to APHIS programs are a normal part of 
    management in the agency. Duties and staffing levels will be adjusted, 
    at ports and elsewhere, to take the needs of the new wood import 
    program into account.
        While APHIS will assign some personnel to major ports to work 
    specifically with wood imports, and will assign some personnel to work 
    specifically with monitoring compliance both overseas and in domestic 
    processing facilities, we believe much of the resources needed for this 
    program are already in place, in the form of existing APHIS port 
    personnel and cooperating personnel from State plant protection 
    agencies.
        Funding levels and agency personnel may vary from year to year. 
    Import authorizations will not be provided if the level of resources 
    decreases below the level needed to ensure that all imported regulated 
    articles are subject to the level of inspection and monitoring 
    necessary to prevent the introduction of plant pests into the United 
    States.
        Regarding APHIS resources needed to ensure compliance with the 
    regulations, commenters should be aware that user fees we collect for 
    some program operations will help to ensure that the needed resources 
    are available.
        Comment: The regulations would allow importers to self-certify, in 
    the ``importer document,'' information [[Page 27670]] about the type, 
    quantity, and origin of imported articles and any treatments that have 
    been applied to them. This self-certification is not an adequate 
    substitute for a certificate issued by a plant protection organization 
    recording the required information. You cannot rely on importers to 
    honestly and completely record the necessary information in an informal 
    importer document. In particular, exports from the former Soviet Union 
    are subject to rampant corruption, forgery of documents, and smuggling.
        Response: Questions about enforcement of regulations and how to 
    deter violators who may present inaccurate information and documents 
    opens up a complex nest of issues much larger than any single 
    regulation. The general position of APHIS on these issues is as 
    follows:
        1. Violations are most likely when the profit for the violator is 
    high and the risk is low. APHIS plans its enforcement activities 
    accordingly. We tend to scrutinize carefully large shipments of 
    regulated articles, especially those of particularly valuable species. 
    We employ various means to independently verify the accuracy of 
    documents associated with these shipments--whether the documents are 
    issued by an importer or by a government agency. We keep importers 
    aware of the risks they face if they file inaccurate documents or fail 
    to meet regulatory requirements. These risks include civil penalties, 
    criminal fines and jail sentences, and loss of business due to APHIS 
    rejection of permit applications and compliance agreement applications. 
    Generally, wood commodities are not so lucrative that an importer would 
    risk these penalties, especially long-term loss of business, for the 
    sake of fraudulently importing any one shipment. We intend to 
    vigorously publicize our enforcement activities related to this final 
    rule during the initial implementation period, to make potential 
    violators aware of the risks they face.
        2. Self-certification has worked in other programs. Many APHIS and 
    other Federal agencies have programs that rely in part on regulated 
    individuals providing accurate certifications to the agency. Experience 
    has shown that these programs can work when the interests of both the 
    regulated party and the agency are served by accurate self-
    certification. Examples of APHIS programs that have successfully 
    employed self-certification include the domestic Gypsy Moth quarantine 
    under 7 CFR 301.45 through 301.45-12 (in which businesses operating 
    under compliance agreements may issue certificates), and the 
    importation program for greenhouse-grown potted plants from Canada 
    under 7 CFR 319.37-4(c) (in which greenhouse growers apply labels which 
    certify that their plants meet certain growing requirements). Such 
    programs work, in part, because our inspectors learn to evaluate the 
    accuracy of self-certifications through visual examination of the 
    materials and through independent sources of information. The programs 
    also work because they are generally employed where the regulated 
    parties have a financial reason to desire a continuing relationship of 
    trust with the regulating agency, so they can continue to do business. 
    This is the case with importer documents employed in this final rule.
        3. The accuracy of self-certifications is often empirically tested 
    at the port of first arrival. Much of the information in importer 
    documents can be independently checked, sometimes by direct inspection 
    and testing. Inspectors can discover a great deal about the accuracy of 
    documents concerning a shipment by looking for plant pests and evidence 
    of treatments in the articles. Moisture content can be directly 
    measured at ports to determine whether kiln drying has occurred. 
    Fraudulent importer documents will often conflict with waybills, valid 
    importer documents from earlier shipments, and other records. We intend 
    to use all of these opportunities to enhance enforcement and create a 
    culture in which importers see that issuing inaccurate documents is not 
    worth the risk.
        4. Individual ``high-crime'' areas of international trade must be 
    addressed in a larger forum than just the wood regulations. We agree 
    that doing business in the former Soviet Union presents severe problems 
    for honest businesspersons and the customs services of many countries. 
    There is widespread smuggling, forgery of documents, and coercion of 
    officials related to exports from this area. While we are not aware of 
    significant criminal activities affecting unmanufactured wood exports 
    from the former Soviet Union, this may be because such exports to the 
    United States have not been allowed to occur in significant quantities 
    until now.
        For these reasons, we will take particular care in enforcing 
    regulatory requirements with regard to the importation of regulated 
    articles from the former Soviet Union. As discussed above, there are 
    numerous methods available to APHIS to confirm that the importation of 
    regulated articles meets the regulatory requirements. We intend to 
    employ them vigorously.
        There is an ongoing, international effort to reduce the level of 
    smuggling, fraud, and other criminal activity associated with exports 
    from the former Soviet Union. The State Department and the Federal 
    Bureau of Investigation are working with their counterparts in other 
    countries and in the former Soviet republics to try to stabilize the 
    situation, and APHIS will monitor the results of these efforts to 
    determine what level of enforcement activity needs to be directed 
    toward shipments of regulated articles from the former Soviet Union.
        Comment: The regulations should minimize the costs associated with 
    importing wood by imposing requirements that are both effective in pest 
    control and cost efficient. To keep costs under control, the 
    regulations should not include additional controls beyond those needed 
    to control pest risk.
        Response: We agree, and believe we have designed the regulations to 
    effectively exclude plant pests at minimal cost. Wherever we had two or 
    more alternative, equally effective control methods, we wrote the 
    regulations to allow importers to choose whichever method was less 
    costly and disruptive to commerce in their particular cases. Whenever 
    control methods with significant costs were necessary, such as heat 
    treatment, we avoided using detailed ``design standards'' that can add 
    to costs by requiring treatment facilities to be built and operated in 
    particular ways. Instead, we have employed ``performance standards'' 
    that allow maximum freedom for innovation and cost savings to regulated 
    parties.
        Comment: In developing the proposed rule, APHIS failed to 
    adequately communicate with the affected parties and the public. Only 
    10 representatives of environmental public interest organizations were 
    on the distribution list for National Environmental Policy Act (NEPA) 
    materials associated with the rule, and Indian Tribes with extensive 
    forest holdings were not contacted.
        Response: We disagree. APHIS had numerous contacts with potentially 
    affected groups prior to rulemaking. We actively sought information 
    from academic, environmental, and industry organizations and encouraged 
    them to involve their constituents in contributing to APHIS development 
    of a proposed rule. We sent representatives to forestry conferences to 
    explain APHIS perspectives early in the process. We developed a mailing 
    list of persons and organizations interested in potential rulemaking 
    for wood imports, which grew to over 500 members by the time 
    [[Page 27671]] the proposal was drafted. Persons on this list were 
    informed of each significant step that preceded the proposal, for 
    example, public meetings, plant pest risk analyses, and interim APHIS 
    requirements at ports. We published an advance notice of proposed 
    rulemaking prior to the proposed rule. We also established an 
    electronic bulletin board, accessible by direct dial and through the 
    Internet, to distribute copies of the proposed rule and associated 
    documents and to accept public comments on the proposal. These 
    activities resulted in far greater early public involvement than is 
    usual for a Federal informal rulemaking proceeding.
        Also, publication of the proposed rule in the Federal Register 
    meets the minimum procedural standard for adequate public notice. We 
    believe our outreach activities far exceeded this minimum standard. 
    Certainly, any individual or group that was interested in the wood 
    imports issue and was involved with the media and forums where wood and 
    forestry issues are normally discussed had ample notice of, and 
    opportunity to participate in, APHIS decisionmaking prior to the 
    issuance of the proposed rule.
        Comment: To ensure consistent nationwide requirements for importing 
    wood, and to facilitate interstate and international commerce, the 
    APHIS regulations should preempt all State and local requirements for 
    wood imports. Officials in various States appear to have very different 
    understandings of what authority they have over imports and how they 
    are to interact with APHIS personnel.
        Response: Executive Order 12612, ``Federalism,'' instructs Federal 
    agencies not to take actions that exceed the powers enumerated for the 
    Federal government in the Constitution, and not to unnecessarily 
    preempt State law or preclude States from developing policies and 
    taking actions at their discretion. We do not believe the proposed 
    changes to the regulations raise Federalism implications in terms of 
    the Executive Order. The regulations address how a Federal agency will 
    conduct operations of a Federal program, and do not preclude States 
    from developing policies or exercising their authority to involve their 
    employees in any plant protection programs developed by a State. States 
    are free to pass laws or implement regulations for State plant 
    protection programs. However, State programs may not add requirements 
    for importing regulated articles that are inconsistent or in conflict 
    with the requirements established by the Federal regulations. States 
    may not cite their participation in the enforcement of the Federal 
    regulations as the basis for also enforcing additional requirements 
    that are not contained in the Federal regulations.
        In the ``Executive Order 12778'' section of the proposed rule, we 
    stated ``If this proposed rule is adopted: (1) All State and local laws 
    and regulations that are inconsistent with this rule will be preempted 
    * * *.'' We believe State and local laws and regulations would be 
    inconsistent with our rule if they prohibit imports allowed by our 
    regulations, or if they impose conditions on importation that are in 
    addition to the conditions set forth in this final rule. States may 
    impose requirements in accordance with State law that are not 
    inconsistent with our regulations.
    
    Executive Order 12866 and Regulatory Flexibility Act
    
        We are issuing this final rule in conformance with Executive Order 
    12866. This rule has been determined to be significant and has been 
    reviewed by the Office of Management and Budget under Executive Order 
    12866.
        We have prepared an economic analysis concerning this final rule. 
    This analysis indicates that this rule will not have significant annual 
    effects on the economy. Copies of the economic analysis may be obtained 
    by sending a written request to APHIS, Policy and Program Development, 
    Regulatory Analysis and Development, 4700 River Road Unit 118, 
    Riverdale, MD 20737-1238. Copies of the economic analysis are also 
    available for inspection at USDA, room 1141, South Building, 14th 
    Street and Independence Avenue SW., Washington, DC, between 8 a.m. and 
    4:30 p.m., Monday through Friday, except holidays. Persons wishing to 
    inspect the analysis are requested to call ahead on (202) 690-2817 to 
    facilitate entry at the reading room.
        The United States has become the world's leading importer of 
    unmanufactured wood. In 1990, the United States imported the equivalent 
    of 34.4 million cubic meters (CBM) of logs, lumber, and other 
    unmanufactured wood valued at about $5.1 billion. Total imports nearly 
    tripled between 1950 and 1990, with most of this increase occurring 
    after 1970. Historically, Canada has supplied the United States with 
    virtually all of its unmanufactured wood imports.
        Domestic production of logs, lumber, and other unmanufactured wood 
    has increased steadily since 1950. In roundwood equivalents, production 
    in 1990 was 1.6 times greater than in 1950. Most timber production 
    occurs in southern and western States. In 1990, Oregon and Washington 
    accounted for about 16 percent of the total U.S. tree harvest.
        Domestic logging companies are facing increasing challenges from 
    conservation groups. Conservationists are opposed to many tree 
    harvesting practices, especially clear cutting. In addition, concern 
    over habitats for wildlife has raised questions about replacement of 
    old growth/diversified forests with monoculture. Conservation issues 
    are likely to limit future tree harvests in several northwestern 
    States.
        Nationally, commercial forest lands are projected to decrease by 
    about 4 percent over the next 50 years. Production is likely to decline 
    in the Pacific Northwest and increase in the South and Rocky Mountain 
    States.\2\ A slightly limited domestic harvest combined with higher 
    consumer demand would likely result in an increased demand for imported 
    wood and wood products. Alternative supplies of logs and other wood 
    products have been located in the former Soviet Union, New Zealand, 
    Chile, Brazil, and other countries. Wood imports from alternative 
    sources have the potential to introduce and disseminate exotic plant 
    pests and diseases throughout the United States.
    
        \2\ Over the next 50 years, new technologies may allow wood 
    products companies to remove larger amounts of wood products from 
    each tree.
    ---------------------------------------------------------------------------
    
        This final rule regulates the importation of logs and other 
    unmanufactured wood products from all areas. There are exemptions from 
    some requirements for imports from Canada and Mexican border states 
    because most insects and other wood pests in these areas are also 
    indigenous to the United States, or will become so through natural 
    migration. Therefore, wood imports from Canada and Mexican border 
    states do not pose a significant risk of exotic plant pest 
    introduction.
        The regulations will reduce to an insignificant level the risk of 
    entry and dissemination of plant pests associated with unmanufactured 
    wood imports. Some regulated wood products are prohibited importation 
    based on plant pest risk assessments that reveal more than an 
    insignificant risk of the introduction of plant pests. Unrestricted 
    trade in unmanufactured wood would likely result in losses to domestic 
    agriculture from plant pest damage. Without governmental regulation, 
    private entities might engage in trading activities that would result 
    in the introduction of plant pests into the United States. 
    [[Page 27672]] 
        The following items are subject to the regulations: logs; wood 
    chips; lumber; whole trees; portions of trees not consisting solely of 
    leaves, flowers, fruits, buds, or seeds; bark; cork; laths; hog fuel; 
    sawdust; painted raw wood products; excelsior; wood mulch; wood 
    shavings; pickets; stakes; shingles; solid wood packing materials; 
    humus; compost; and litter. Manufactured wood products are not 
    regulated by the rule. The regulations require that certain specified 
    imported unmanufactured wood products be treated prior to arrival in 
    the United States.
        In 1990 the United States imported about 255,800 CBM of 
    unmanufactured wood that would require treatment under the final 
    regulations. These unmanufactured wood imports accounted for less than 
    one percent of total 1990 domestic supplies. Imported shipments of kiln 
    dried lumber are not required to be treated.
        About 4.1 million newly manufactured units of wood dunnage were 
    imported as cargo from regulated areas in 1990. Dunnage imported as 
    cargo can be manufactured from rough untreated lumber that has not been 
    stripped of all tree bark.\3\ Imports comprised about 27 percent of the 
    newly manufactured dunnage products available in the United States 
    during 1990.
    
        \3\ For the purpose of this economic analysis, dunnage imported 
    as cargo includes dunnage produced for first time use, and does not 
    include dunnage manufactured from used or scrap lumber.
    ---------------------------------------------------------------------------
    
        Imports of regulated articles that will now require treatment 
    totaled about $27.4 million in 1990. Total domestic supplies of these 
    articles exceeded $80 billion during the same year. Therefore, the 
    value of imports that will require treatment under the final 
    regulations represented less than one percent of total domestic 
    supplies in 1990.
        Our economic analysis estimates that this action would increase 
    economic welfare for domestic producers of logs, lumber, and other 
    regulated wood products by about $35.2 million. However, U.S. consumers 
    of these products will incur a welfare loss of about $171.9 million.
        About 98.8 percent of total estimated losses are attributable to 
    treatment costs for dunnage (including scrap lumber) used to pack 
    various commodities that are imported into the United States. APHIS 
    anticipates that this loss will be mitigated as shipping companies 
    switch to bark free dunnage materials to avoid Q-40 related treatment 
    costs. Shippers will take precautions to ensure that dunnage is bark 
    free before commodities are loaded at the foreign port of origin. The 
    Agency maintains that bark free dunnage material is readily available 
    throughout the world and can be substituted at little or no cost. 
    Therefore, APHIS estimates that the required use of bark free dunnage 
    will result in a negligible cost increase to shippers in the long run.
        Complying with the rule's requirements may cost U.S. society up to 
    $136.7 million; this represents the cost of plant pest exclusion. This 
    cost estimate does not include the opportunity cost associated with 
    importation of timber products like Siberian larch that might be 
    imported in the absence of this rule. Data are not available to make 
    this estimate. Additionally, this cost figure does not take into 
    account either the benefits that would be accrued by excluding pests, 
    or the probability that businesses would be able to reduce cost by 
    switching to less costly options such as bark free dunnage.
        If the United States does not expend resources to exclude plant 
    pests through regulation or other means, such pests could become 
    established and cause significant damage to domestic agriculture. For 
    example, in the past few years plant pests including the Asian gypsy 
    moth and pine shoot beetle have recently been introduced into the U.S., 
    and several million dollars have been spent on efforts to control and 
    prevent further spread to noninfested areas of the country. A recent 
    USDA Forest Service pest risk assessment concerning potential Siberian 
    timber imports evaluated the potential costs to U.S. society of several 
    nonindigenous plant pests. The risk assessment estimated that 
    introduction of a single pest, larch canker, could cause direct timber 
    losses of $129.0 million annually. The same study estimated that a 
    worst-case scenario involving heavy establishment of exotic defoliators 
    in the United States could cost $58 billion (about $4.1 billion 
    annually). This is a damage estimate of resources that would be lost to 
    established defoliators.
        The benefits that would accrue from pest exclusion may be less 
    because control efforts would be put in place to regulate the spread of 
    exotic pests. Total benefits should be calculated as the avoided cost 
    of such control efforts and avoided damages to agricultural and forest 
    resources. However, past experiences with introduced exotic defoliators 
    indicate that control measures would not likely prevent further spread 
    and thus make eradication extremely unlikely.
        The initial estimated losses will be offset over time as businesses 
    adapt to new international wood marketing channels. If resource 
    constraints remain constant after this rule is implemented, consumers 
    will purchase a slightly higher volume of domestic wood products at 
    prices that are slightly higher than those that currently prevail in 
    the U.S. market. However, domestic consumers will continue to 
    supplement their wood and wood product purchases with imports whenever 
    the imported price is lower than the domestic price.
        Each year about 6 to 7.5 million non-bulk shipments of various 
    commodities are imported into the United States. APHIS estimates that 
    between 3.6 and 4.5 million (60 percent) of annual imported non-bulk 
    shipments arrive in the United States packed in dunnage made of rough 
    untreated wood with bark. The regulations will prohibit untreated 
    dunnage with bark from entering the United States.
        APHIS does not expect the economic impact on U.S. producers of 
    regulated articles to be uniform across the country. Producers in 
    southern and Rocky Mountain States will likely gain more than producers 
    in the Pacific Northwest. Conservation issues and resource constraints 
    will likely limit the amount of welfare gain acquired by loggers and 
    sawmills in Oregon and Washington.
        Pursuant to Title II of the Unfunded Mandates Reform Act of 1995 
    (``the Act''), which the President signed into law on March 22, 1995, 
    USDA has assessed the effects of this rulemaking action on State, 
    local, and tribal governments, and the private sector. This action does 
    not compel the expenditure of $100 million or more by any State, local 
    or tribal governments, or by anyone in the private sector, and 
    therefore a statement under section 202 of the Act is not required.
        The Regulatory Flexibility Act requires that APHIS specifically 
    consider the economic impact of regulations on small entities. Small 
    Business Administration (SBA) data indicates that about 25,998 domestic 
    entities could be impacted by the restrictions on regulated articles. 
    About 25,769 (99 percent) of these entities are classified as small 
    according to SBA criteria. These consist of approximately 14,662 small 
    logging companies or sawmills that produce domestic wood articles, and 
    approximately 15,642 entities that could import foreign wood for 
    processing or resale. (These two figures total more than 25,769 because 
    some firms process or resell both domestic and imported wood.) These 
    small entities should experience most of the anticipated $35.2 million 
    increase in domestic welfare. This increase will be a small average 
    economic benefit for [[Page 27673]] affected small entities, as it 
    represents less than one percent of combined average annual sales for 
    impacted small entities. A few small entities will undoubtedly accrue a 
    disproportionate share of the domestic welfare increase due to their 
    individual positions in their markets and variations in business 
    strategies for dealing with new opportunities. The overall impact on 
    small businesses is expected to be minor.
        Under these circumstances, the Acting Administrator of the Animal 
    and Plant Health Inspection Service has determined that this action 
    will not have a significant economic impact on a substantial number of 
    small entities.
    
    Executive Order 12778
    
        This rule has been reviewed under Executive Order 12778, Civil 
    Justice Reform. This rule: (1) Preempts all State and local laws and 
    regulations that are inconsistent with this rule; (2) has no 
    retroactive effect; and (3) does not require administrative proceedings 
    before parties may file suit in court challenging this rule.
    
    National Environmental Policy Act
    
        In accordance with the National Environmental Policy Act of 1969 
    (NEPA) (42 U.S.C. 4321 et seq.), APHIS has prepared an environmental 
    impact statement (EIS) addressing the importation of logs, lumber, and 
    other unmanufactured wood in accordance with this rule. On August 12, 
    1994, a notice was published in the Federal Register (59 FR 41441) 
    informing the public of the availability of the final EIS.
        The final EIS considered and evaluated the six following 
    alternatives:
    
    Alternative 1--No Action (No Regulations)
    Alternative 2--Final Regulations (Preferred Alternative)
    Alternative 3--Prohibit Untreated Wood Except Packing Material
    Alternative 4--Prohibit Untreated Wood
    Alternative 5--Prohibit Unmanufactured Wood Except Packing Material
    Alternative 6--Prohibit Unmanufactured Wood
    
        The final EIS addressed the potential impacts to the human 
    environment, including possible risks to human health, impacts to 
    forest resources, impacts to biodiversity, impacts from the use of 
    methyl bromide, and impacts to global climate change, cultural 
    resources, and endangered and threatened species. A detailed analysis 
    of potential impacts from the use of methyl bromide was prepared 
    because of the classification of methyl bromide as an ozone depletor.
        The analysis of the environmental impacts to all aspects of the 
    human environment revealed that impacts attributable to the six 
    alternatives are virtually identical, but are entirely dependent upon 
    the degree to which plant pests are able to be excluded. Each 
    alternative demonstrated a different likelihood of success.
        Alternative 6 is the most protective, that is, the most likely to 
    minimize the risk of plant pest introduction. However, it is also the 
    most restrictive with regard to importation of unmanufactured wood 
    articles. Alternative 1, the No Action Alternative, is believed to be 
    the least protective, and more likely than the other alternatives to 
    result in inadvertent plant pest introductions.
        Alternative 4 is similar to Alternative 6 in that it is protective 
    but may unnecessarily interfere with trade. The protective capacity of 
    Alternatives 3 and 5 is diminished by the exclusion of packing 
    materials from treatment requirements.
        Alternative 2, the Preferred Alternative, offers a balanced 
    approach to the importation of logs, lumber, and other unmanufactured 
    wood articles that requires plant pest treatments in all cases in which 
    APHIS has identified a risk of plant pest introductions. This 
    alternative was selected by the agency and is reflected by this final 
    rule.
    
    Paperwork Reduction Act
    
        In accordance with the Paperwork Reduction Act of 1980 (44 U.S.C. 
    3501 et seq.), the information collection or recordkeeping requirements 
    included in this rule have been submitted for approval to the Office of 
    Management and Budget.
    
    List of Subjects
    
    7 CFR Part 300
    
        Incorporation by reference, Plant diseases and pests, Quarantine.
    
    7 CFR Part 319
    
        Bees, Coffee, Cotton, Fruits, Honey, Imports, Incorporation by 
    reference, Nursery stock, Plant diseases and pests, Quarantine, 
    Reporting and recordkeeping requirements, Rice, Vegetables.
    
        Accordingly, 7 CFR parts 300 and 319 are amended to read as 
    follows:
    
    PART 300--INCORPORATION BY REFERENCE
    
        1. Part 300 is revised to read as follows:
    
        Authority: 7 U.S.C. 150ee, 154, 161, 162, and 167; 7 CFR 2.17, 
    2.51, and 371.2(c).
    
    
    Sec. 300.1  Materials incorporated by reference; availability.
    
        (a) Plant Protection and Quarantine Treatment Manual. The Plant 
    Protection and Quarantine Treatment Manual, which was reprinted on 
    November 30, 1992, and includes all revisions through March 1995, has 
    been approved for incorporation by reference in 7 CFR chapter III by 
    the Director of the Office of the Federal Register in accordance with 5 
    U.S.C. 552(a) and 1 CFR part 51.
        (1) The treatments specified in the Plant Protection and Quarantine 
    Treatment Manual and its revisions are required to authorize the 
    movement of certain articles regulated by domestic quarantines (7 CFR 
    parts 301 and 318) and foreign quarantines (7 CFR part 319).
        (2) Availability. Copies of the Plant Protection and Quarantine 
    Treatment Manual:
        (i) Are available for inspection at the Office of the Federal 
    Register Library, 800 North Capitol Street NW, Suite 700, Washington, 
    DC; or,
        (ii) May be obtained by writing or calling the Animal and Plant 
    Health Inspection Service, Documents Management Branch, Printing 
    Distribution and Mail Section, 4700 River Road Unit 1, Riverdale, MD 
    20737-1229, (301) 734-5524; or
        (iii) May be obtained from field offices of the Animal and Plant 
    Health Inspection Service, Plant Protection and Quarantine. Addresses 
    of these offices may be found in local telephone directories.
        (b) Dry Kiln Operator's Manual. The Dry Kiln Operator's Manual, 
    which was published in August 1991 as Agriculture Handbook No. 188 by 
    the United States Department of Agriculture, Forest Service, has been 
    approved for incorporation by reference in 7 CFR chapter III by the 
    Director of the Office of the Federal Register in accordance with 5 
    U.S.C. 552(a) and 1 CFR part 51.
        (1) The kiln drying schedules specified in the Dry Kiln Operator's 
    Manual provide a method by which certain articles regulated by 
    ``Subpart--Logs, Lumber, and Other Unmanufactured Wood Articles'' (7 
    CFR 319.40-1 through 319.40-11) may be imported into the United States.
        (2) Availability. Copies of the Dry Kiln Operator's Manual are 
    available for inspection at the Office of the Federal Register Library, 
    800 North Capitol Street NW, Suite 700, Washington, DC, or are for sale 
    as ISBN 0-16-035819-1 by the U.S. Government Printing Office, 
    Superintendent of Documents, Mail Stop: SSOP, Washington, DC 20402-
    9328. [[Page 27674]] 
    
    PART 319--FOREIGN QUARANTINE NOTICES
        2. The authority citation for part 319 is revised to read as 
    follows:
    
        Authority: 7 U.S.C. 150dd, 150ee, 150ff, 151-167, 450, 2803, and 
    2809; 21 U.S.C. 136 and 136a; 7 CFR 2.17, 2.51, and 371.2(c).
    
    Subpart--Citrus Canker and Other Citrus Diseases
    
        3. In Sec. 319.19, paragraphs (a), (b), (c), and (d) are revised to 
    read as follows:
    
    
    Sec. 319.19  Notice of quarantine.
    
        (a) In order to prevent the introduction into the United States of 
    the citrus canker disease (Xanthomonas citri (Hasse) Dowson) and other 
    citrus diseases, the importation into the United States of plants or 
    any plant part, except fruit and seeds, of all genera, species, and 
    varieties of the subfamilies Aurantioideae, Rutoideae, and 
    Toddalioideae of the botanical family Rutaceae is prohibited, except as 
    provided in paragraphs (b), (c), and (d) of this section.
        (b) Plants or plant parts of all genera, species, and varieties of 
    the subfamilies Aurantioideae, Rutoideae, and Toddalioideae of the 
    botanical family Rutaceae may be imported into the United States for 
    experimental or scientific purposes in accordance with conditions 
    prescribed by the Administrator, Animal and Plant Health Inspection 
    Service, United States Department of Agriculture.
        (c) Plants or plant parts of all genera, species, and varieties of 
    the subfamilies Aurantioideae, Rutoideae, and Toddalioideae of the 
    botanical family Rutaceae may be imported into Guam in accordance with 
    Sec. 319.37-6.
        (d) Plants or plant parts of all genera, species, and varieties of 
    the subfamilies Aurantioideae, Rutoideae, and Toddalioideae of the 
    botanical family Rutaceae that are regulated articles under 
    Secs. 319.40-1 through 319.40-11 may be imported into the United States 
    in accordance with Secs. 319.40-1 through 319.40-11 and without 
    restriction by this subpart.
    * * * * *
    
    Subpart--Bamboo
    
        4. The title ``Subpart--Bamboo'' is revised to read ``Subpart--
    Bamboo Capable of Propagation''.
        5. In Sec. 319.34, paragraphs (a) and (c) are removed; paragraphs 
    (b) and (d) are redesignated as paragraphs (a) and (b); and newly 
    designated paragraph (a) is revised to read as follows:
    
    
    Sec. 319.34  Notice of quarantine.
    
        (a) In order to prevent the introduction into the United States of 
    dangerous plant diseases, including bamboo smut (Ustilago shiraiana), 
    the importation into the United States of any variety of bamboo seed, 
    bamboo plants, or bamboo cuttings capable of propagation,1 
    including all genera and species of Bambuseae, is prohibited unless 
    imported:
    
        \1\ Regulations concerning the importation into the United 
    States of bamboo not capable of propagation are set forth in 
    Secs. 319.40-1 through 319.40-11.
        \1\ The Plant Protection and Quarantine Program also enforces 
    regulations promulgated under the Endangered Species Act of 1973 
    (P.L. 93-205, as amended) which contains additional prohibitions and 
    restrictions on importation into the United States of articles 
    subject to this subpart (See 50 CFR parts 17 and 23).
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        (1) For experimental or scientific purposes by the United States 
    Department of Agriculture;
        (2) For export, or for transportation and exportation in bond, in 
    accordance with Secs. 352.2 through 352.15 of this chapter; or,
        (3) Into Guam in accordance with Sec. 319.37-4(b).
    * * * * *
    
    Subpart--Nursery Stock, Plants, Roots, Bulbs, Seeds, and Other 
    Plant Products 1 2
    
        \2\ One or more common names of articles are given in 
    parentheses after most scientific names (when common names are 
    known) for the purpose of helping to identify the articles 
    represented by such scientific names; however, unless otherwise 
    specified, a reference to a scientific name includes all articles 
    within the category represented by the scientific name regardless of 
    whether the common name or names are as comprehensive in scope as 
    the scientific name.
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        6. In Sec. 319.37-1, the definition of ``Prohibited article'' is 
    revised to read as follows:
    
    
    Sec. 319.37-1  Definitions
    
    * * * * *
        Prohibited article. Any nursery stock, plant, root, bulb, seed, or 
    other plant product designated in Sec. 319.37-2 (a) or (b), except wood 
    articles regulated under Secs. 319.40-1 through 319.40-11, ``Subpart--
    Logs, Lumber, and Other Unmanufactured Wood Articles.''
    * * * * *
        7. ``Subpart--Logs from Chile and New Zealand'' of this part is 
    revised to read as follows:
    
    Subpart--Logs, Lumber, and Other Unmanufactured Wood Articles
    
    Sec.
    319.40-1  Definitions.
    319.40-2  General prohibitions and restrictions; relation to other 
    regulations.
    319.40-3  General permits; articles that may be imported without a 
    specific permit; articles that may be imported without either a 
    specific permit or an importer document.
    319.40-4  Application for a permit to import regulated articles; 
    issuance and withdrawal of permits.
    319.40-5  Importation and entry requirements for specified articles.
    319.40-6  Universal importation options.
    319.40-7  Treatments and safeguards.
    319.40-8  Processing at facilities operating under compliance 
    agreements.
    319.40-9  Inspection and other requirements at port of first 
    arrival.
    319.40-10  Costs and charges.
    319.40-11  Plant pest risk assessment standards.
    
    Subpart--Logs, Lumber, and Other Unmanufactured Wood Articles
    
    
    Sec. 319.40-1  Definitions.
    
        Administrator. The Administrator of the Animal and Plant Health 
    Inspection Service, United States Department of Agriculture, or any 
    employee of the United States Department of Agriculture delegated to 
    act in his or her stead.
        APHIS. The Animal and Plant Health Inspection Service, United 
    States Department of Agriculture.
        Bark chips. Bark fragments broken or shredded from log or branch 
    surfaces.
        Certificate. A certificate of inspection relating to a regulated 
    article, which is issued by an official authorized by the national 
    government of the country in which the regulated article was produced 
    or grown, which contains a description of the regulated article, which 
    certifies that the regulated article has been inspected, is believed to 
    be free of plant pests, and is believed to be eligible for importation 
    pursuant to the laws and regulations of the United States, and which 
    may contain any specific additional declarations required under this 
    subpart.
        Compliance agreement. A written agreement between APHIS and a 
    person engaged in processing, handling, or moving regulated articles, 
    in which the person agrees to comply with requirements contained in the 
    agreement.
        Departmental permit. A document issued by the Administrator 
    authorizing the importation of a regulated article for experimental, 
    scientific, or educational purposes.
        Free from rot. No more than two percent by weight of the regulated 
    articles in a lot show visual evidence of fructification of fungi or 
    growth of other microorganisms that cause decay and the breakdown of 
    cell walls in the regulated articles.
        General permit. A written authorization contained in Sec. 319.40-3 
    [[Page 27675]] for any person to import the articles named by the 
    general permit, in accordance with the requirements specified by the 
    general permit, without being issued a specific permit.
        Humus, compost, and litter. Partially or wholly decayed plant 
    matter.
        Import (imported, importation). To bring or move into the 
    territorial limits of the United States.
        Importer document. A written declaration signed by the importer of 
    regulated articles, which must accompany the regulated articles at the 
    time of importation, in which the importer accurately declares 
    information about the regulated articles required to be disclosed by 
    Sec. 319.40-2(b).
        Inspector. Any individual authorized by the Administrator to 
    enforce this subpart.
        Log. The bole of a tree; trimmed timber that has not been sawn 
    further than to form cants.
        Loose wood packing material. Excelsior (wood wool), sawdust, and 
    wood shavings, produced as a result of sawing or shaving wood into 
    small, slender, and curved pieces.
        Lot. All the regulated articles on a single means of conveyance 
    that are derived from the same species of tree and were subjected to 
    the same treatments prior to importation, and that are consigned to the 
    same person.
        Lumber. Logs that have been sawn into boards, planks, or structural 
    members such as beams.
        Permit. A specific permit to import a regulated article issued in 
    accordance with Sec. 319.40-4, or a general permit promulgated in 
    Sec. 319.40-3.
        Plant pest. Any living stage of any insects, mites, nematodes, 
    slugs, snails, protozoa, or other invertebrate animals, bacteria, 
    fungi, other parasitic plants or reproductive parts of parasitic 
    plants, noxious weeds, viruses, or any organism similar to or allied 
    with any of the foregoing, or any infectious substances, which can 
    injure or cause disease or damage in any plants, parts of plants, or 
    any products of plants.
        Port of first arrival. The area (such as a seaport, airport, or 
    land border station) where a person or a means of conveyance first 
    arrives in the United States, and where inspection of regulated 
    articles is carried out by inspectors.
        Primary processing. Any of the following processes: cleaning 
    (removal of soil, limbs, and foliage), debarking, rough sawing (bucking 
    or squaring), rough shaping, spraying with fungicide or insecticide 
    sprays, and fumigation.
        Regulated article. The following articles, if they are unprocessed 
    or have received only primary processing: logs; lumber; any whole tree; 
    any cut tree or any portion of a tree, not solely consisting of leaves, 
    flowers, fruits, buds, or seeds; bark; cork; laths; hog fuel; sawdust; 
    painted raw wood products; excelsior (wood wool); wood chips; wood 
    mulch; wood shavings; pickets; stakes; shingles; solid wood packing 
    materials; humus; compost; and litter.
        Sealed container; sealable container. A completely enclosed 
    container designed for the storage or transportation of cargo, and 
    constructed of metal or fiberglass, or other rigid material, providing 
    an enclosure which prevents the entrance or exit of plant pests and is 
    accessed through doors that can be closed and secured with a lock or 
    seal. Sealed (sealable) containers are distinct and separable from the 
    means of conveyance carrying them.
        Solid wood packing material. Wood packing materials other than 
    loose wood packing materials, used or for use with cargo to prevent 
    damage, including, but not limited to, dunnage, crating, pallets, 
    packing blocks, drums, cases, and skids.
        Specific permit. A written document issued by APHIS to the 
    applicant in accordance with Sec. 319.40-4 that authorizes importation 
    of articles in accordance with this subpart and specifies or refers to 
    the regulations applicable to the particular importation.
        Treatment Manual. The Plant Protection and Quarantine Treatment 
    Manual, which is incorporated by reference at Sec. 300.1 of this 
    chapter in accordance with 5 U.S.C. 552(a) and 1 CFR part 51.
        Tropical hardwoods. Hardwood timber species which grow only in 
    tropical climates.
        United States. All of the States of the United States, the District 
    of Columbia, Guam, the Northern Mariana Islands, Puerto Rico, the 
    Virgin Islands of the United States, and all other territories and 
    possessions of the United States.
        Wood chips. Wood fragments broken or shredded from any wood.
        Wood mulch. Bark chips, wood chips, wood shavings, or sawdust 
    intended for use as a protective or decorative ground cover.
    
    
    Sec. 319.40-2  General prohibitions and restrictions; relation to other 
    regulations.
    
        (a) Permit required. Except for regulated articles exempted from 
    this requirement by paragraph (c) of this section or Sec. 319.40-3, no 
    regulated article may be imported unless a specific permit has been 
    issued for importation of the regulated article in accordance with 
    Sec. 319.40-4, and unless the regulated article meets all other 
    applicable requirements of this subpart and any requirements specified 
    by APHIS in the specific permit.
        (b) Importer document; documentation of type, quantity, and origin 
    of regulated articles. Except for regulated articles exempted from this 
    requirement by paragraph (c) of this section or Sec. 319.40-3, no 
    regulated article may be imported unless it is accompanied by an 
    importer document stating the following information. A certificate that 
    contains this information may be used in lieu of an importer document 
    at the option of the importer:
        (1) The genus and species of the tree from which the regulated 
    article was derived;
        (2) The country, and locality if known, where the tree from which 
    the regulated article was derived was harvested;
        (3) The quantity of the regulated article to be imported;
        (4) The use for which the regulated article is imported; and
        (5) Any treatments or handling of the regulated article required by 
    this subpart that were performed prior to arrival at the port of first 
    arrival.
        (c) Regulation of articles imported for propagation or human 
    consumption. The requirements of this subpart do not apply to regulated 
    articles that are allowed importation in accordance with Sec. 319.19, 
    ``Subpart--Citrus Canker and Other Citrus Diseases''; Sec. 319.34, 
    ``Subpart--Bamboo Capable of Propagation''; or Secs. 319.37 through 
    319.37-14, ``Subpart--Nursery Stock, Plants, Roots, Bulbs, Seeds, and 
    Other Plant Products''; or to regulated articles imported for human 
    consumption that are allowed importation in accordance with 
    Secs. 319.56 through 319.56-8, ``Subpart--Fruits and Vegetables.''
        (d) Regulated articles imported for experimental, scientific or 
    educational purposes. Any regulated article may be imported without 
    further restriction under this subpart if:
        (1) Imported by the United States Department of Agriculture for 
    experimental, scientific, or educational purposes;
        (2) Imported pursuant to a Departmental permit issued by APHIS for 
    the regulated article prior to its importation and kept on file at the 
    port of first arrival; and
        (3) Imported under conditions specified on the Departmental permit 
    and found by the Administrator to be adequate to prevent the 
    introduction into the United States of plant pests.
        (e) Designation of additional regulated articles. An inspector may 
    designate any article as a regulated article by giving written notice 
    of the [[Page 27676]] designation to the owner or person in possession 
    or control of the article. APHIS will implement rulemaking to add 
    articles designated as regulated articles to the definition of 
    regulated article in Sec. 319.40-1 if importation of the article 
    appears to present a recurring significant risk of introducing plant 
    pests. Inspectors may designate an article as a regulated article after 
    determining that:
        (1) The article was imported in the same container or hold as a 
    regulated article;
        (2) Other articles of the same type imported from the same country 
    have been found to carry plant pests; or
        (3) The article appears to be contaminated with regulated articles 
    or soil.
    
    
    Sec. 319.40-3  General permits; articles that may be imported without a 
    specific permit; articles that may be imported without either a 
    specific permit or an importer document.
        (a) Canada and Mexico. APHIS hereby issues a general permit to 
    import articles authorized by this paragraph. Regulated articles from 
    Canada and from states in Mexico adjacent to the United States border, 
    other than regulated articles of the subfamilies Aurantioideae, 
    Rutoideae, and Toddalioideae of the botanical family Rutaceae, may be 
    imported without restriction under this subpart, except that they must 
    be accompanied by an importer document stating that the regulated 
    articles are derived from trees harvested in, and have never been moved 
    outside, Canada or states in Mexico adjacent to the United States 
    border, and except that they are subject to the inspection and other 
    requirements in Sec. 319.40-9.
        (b) Solid wood packing materials--(1) Free of bark; used with non-
    regulated articles. APHIS hereby issues a general permit to import 
    regulated articles authorized by this paragraph. Solid wood packing 
    materials that are completely free of bark and are in actual use at the 
    time of importation as packing materials for articles which are not 
    regulated articles may be imported without restriction under this 
    subpart, except that:
        (i) The solid wood packing materials are subject to the inspection 
    and other requirements in Sec. 319.40-9; and
        (ii) The solid wood packing materials must be accompanied at the 
    time of importation by an importer document, stating that the solid 
    wood packing materials are totally free from bark, and apparently free 
    from live plant pests.
        (2) Free of bark; used with regulated articles. APHIS hereby issues 
    a general permit to import regulated articles authorized by this 
    paragraph. Solid wood packing materials that are completely free of 
    bark and are in actual use at the time of importation as packing 
    materials for regulated articles may be imported without restriction 
    under this subpart, except that:
        (i) The solid wood packing materials are subject to the inspection 
    and other requirements in Sec. 319.40-9;
        (ii) The solid wood packing materials must be accompanied at the 
    time of importation by an importer document, stating that the solid 
    wood packing materials are totally free from bark, and apparently free 
    from live plant pests; and
        (iii) The solid wood packing materials must be accompanied at the 
    time of importation by an importer document, stating that the solid 
    wood packing materials have been heat treated, fumigated, or treated 
    with preservatives in accordance with Sec. 319.40-7, or meet all the 
    importation and entry conditions required for the regulated article the 
    solid wood packing material is used to move.
        (3) Not free of bark; used with regulated or nonregulated articles. 
    APHIS hereby issues a general permit to import regulated articles 
    authorized by this paragraph. Solid wood packing materials that are not 
    completely free of bark and are in actual use as packing at the time of 
    importation may be imported without restriction under this subpart, 
    except that:
        (i) The solid wood packing materials are subject to the inspection 
    and other requirements in Sec. 319.40-9;
        (ii) The solid wood packing materials must be accompanied at the 
    time of importation by an importer document, stating that the solid 
    wood packing materials have been heat treated, fumigated, or treated 
    with preservatives in accordance with Sec. 319.40-7.
        (4) Pallets moved as cargo. APHIS hereby issues a general permit to 
    import regulated articles authorized by this paragraph. Pallets that 
    are completely free of bark and that are not in actual use as packing 
    at the time of importation (i.e., pallets moved as cargo) may be 
    imported without restriction under this subpart, except that:
        (i) The pallets are subject to the inspection and other 
    requirements in Sec. 319.40-9; and
        (ii) The pallets are accompanied by an importer document stating 
    that the pallets were previously eligible for importation in accordance 
    with paragraph (b) of this section and have not had wood added to them 
    since that use. Solid wood packing materials other than pallets that 
    are imported as cargo must be imported in accordance with the 
    requirements of this subpart for raw lumber.
        (c) Loose wood packing materials. APHIS hereby issues a general 
    permit to import regulated articles authorized by this paragraph. Loose 
    wood packing materials (whether in use as packing or imported as cargo) 
    that are dry may be imported subject to the inspection and other 
    requirements in Sec. 319.40-9 and without further restriction under 
    this subpart.
        (d) Bamboo timber. APHIS hereby issues a general permit to import 
    regulated articles authorized by this paragraph. Bamboo timber which is 
    free of leaves and seeds and has been sawn or split lengthwise and 
    dried may be imported subject to the inspection and other requirements 
    in Sec. 319.40-9 and without further restriction under this subpart.
        (e) Regulated articles the permit process has determined to present 
    no plant pest risk. Regulated articles for which a specific permit has 
    been issued in accordance with Sec. 319.40-4(b)(2)(i) may be imported 
    without other restriction under this subpart, except that they are 
    subject to the inspection and other requirements in Sec. 319.40-9.
    
    
    Sec. 319.40-4  Application for a permit to import regulated articles; 
    issuance and withdrawal of permits.
    
        (a) Application procedure. A written application for a permit 
    1 must be submitted to the Animal and Plant Health Inspection 
    Service, Plant Protection and Quarantine, Port Operations Permit Unit, 
    4700 River Road Unit 136, Riverdale, MD 20737-1236. The completed 
    application must include the following information:
    
        \1\ Application forms for permits are available without charge 
    from the Administrator, c/o the Permit Unit, Plant Protection and 
    Quarantine, Animal and Plant Health Inspection Service, U.S. 
    Department of Agriculture, 4700 River Road, Riverdale, MD 20737, or 
    local offices of Plant Protection and Quarantine, which are listed 
    in telephone directories.
        (1) The specific type of regulated article to be imported, 
    including the genus and species name of the tree from which the 
    regulated article was derived;
        (2) Country, and locality if known, where the tree from which the 
    regulated article was derived was harvested;
        (3) The quantity of the regulated article to be imported;
        (4) A description of any processing, treatment or handling of the 
    regulated article to be performed prior to importation, including the 
    location where any processing or treatment was or will be performed and 
    the names and dosage of any chemicals employed in treatments; 
    [[Page 27677]] 
        (5) A description of any processing, treatment, or handling of the 
    regulated article intended to be performed following importation, 
    including the location where any processing or treatment will be 
    performed and the names and dosage of any chemicals employed in 
    treatments;
        (6) Whether the regulated article will or will not be imported in a 
    sealed container or in a hold;
        (7) The means of conveyance to be used to import the regulated 
    article;
        (8) The intended port of first arrival in the United States of the 
    regulated article, and any subsequent ports in the United States at 
    which regulated articles may be unloaded;
        (9) The destination and general intended use of the regulated 
    article;
        (10) The name and address of the applicant and, if the applicant's 
    address is not within the United States, the name and address of an 
    agent in the United States whom the applicant names for acceptance of 
    service of process; and
        (11) A statement certifying the applicant as the importer of 
    record.
        (b) Review of application and issuance of permit. After receipt and 
    review of the application, APHIS shall determine whether it appears 
    that the regulated article at the time of importation will meet either 
    the specific importation requirements in Sec. 319.40-5 or the universal 
    importation requirements in Sec. 319.40-6.
        (1) If it appears that the regulated article proposed for 
    importation will meet the requirements of either Sec. 319.40-5 or 
    Sec. 319.40-6, a permit stating the applicable conditions for 
    importation under this subpart shall be issued for the importation of 
    the regulated article identified in the application.
        (2) If it appears that the regulated article proposed for 
    importation will not meet the requirements of either Sec. 319.40-5 or 
    Sec. 319.40-6 because these sections do not address the particular 
    regulated article identified in the application, APHIS shall review the 
    application by applying the plant pest risk assessment standards 
    specified in Sec. 319.40-11.
        (i) If this review reveals that importation of the regulated 
    article under a permit and subject to the inspection and other 
    requirements in Sec. 319.40-9, but without any further conditions, will 
    not result in the introduction of plant pests into the United States, a 
    permit for importation of the regulated article shall be issued. The 
    permit may only be issued in unique and unforeseen circumstances when 
    the importation of the regulated article is not expected to recur.
        (ii) If this review reveals that the regulated article may be 
    imported under conditions that would reduce the plant pest risk to an 
    insignificant level, APHIS may implement rulemaking to add the 
    additional conditions to this subpart, and after the regulations are 
    effective, may issue a permit for importation of the regulated article.
        (3) No permit will be issued to an applicant who has had a permit 
    withdrawn under paragraph (d) of this section during the 12 months 
    prior to receipt of the permit application by APHIS, unless the 
    withdrawn permit has been reinstated upon appeal.
        (c) Permit does not guarantee eligibility for import. Even if a 
    permit has been issued for the importation of a regulated article, the 
    regulated article may be imported only if all applicable requirements 
    of this subpart are met and only if an inspector at the port of first 
    arrival determines that no emergency measures pursuant to the Federal 
    Plant Pest Act or other measures pursuant to the Plant Quarantine Act 
    are necessary with respect to the regulated article.2
    
        \2\ Section 105(a) of the Federal Plant Pest Act (7 U.S.C. 
    150dd(a)) provides, among other things, that the Secretary of 
    Agriculture may, whenever he deems it necessary as an emergency 
    measure in order to prevent the dissemination of any plant pest new 
    to or not theretofore known to be widely prevalent or distributed 
    within and throughout the United States, seize, quarantine, treat, 
    apply other remedial measures to, destroy, or dispose of, in such 
    manner as he deems appropriate, subject to section 105(d) of the 
    Federal Plant Pest Act (7 U.S.C. 150dd(d)), any product or article, 
    including any article subject to this subpart, which is moving into 
    or through the United States, and which he has reason to believe is 
    infested with any such plant pest at the time of the movement, or 
    which has moved into the United States, and which he has reason to 
    believe was infested with any such plant pest at the time of the 
    movement. Section 10 of the Plant Quarantine Act (7 U.S.C. 164a) and 
    section 107 of the Federal Plant Pest Act (7 U.S.C. 150ff) also 
    authorize measures against regulated articles which are not in 
    compliance with this subpart.
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        (d) Denial and withdrawal of permits. Any permit which has been 
    issued may be withdrawn by an inspector or the Administrator if he or 
    she determines that the person to whom the permit was issued has 
    violated any requirement of this subpart. If the withdrawal is oral, 
    the decision to withdraw the permit and the reasons for the withdrawal 
    of the permit shall be confirmed in writing as promptly as 
    circumstances permit. Any person whose permit has been denied or 
    withdrawn may appeal the decision in writing to the Administrator 
    within 10 days after receiving the written notification of the 
    withdrawal. The appeal shall state all of the facts and reasons upon 
    which the person relies to show that the permit was wrongfully denied 
    or withdrawn. The Administrator shall grant or deny the appeal, in 
    writing, stating the reasons for granting or denying the appeal as 
    promptly as circumstances permit. If there is a conflict as to any 
    material fact and the person from whom the permit is withdrawn requests 
    a hearing, a hearing shall be held to resolve the conflict. Rules of 
    practice concerning the hearing shall be adopted by the Administrator.
    
    
    Sec. 319.40-5  Importation and entry requirements for specified 
    articles.
    
        (a) Bamboo timber. Bamboo timber consisting of whole culms or canes 
    may be imported into Guam or the Northern Mariana Islands subject to 
    inspection and other requirements of Sec. 319.40-9. Bamboo timber 
    consisting of whole culms or canes that are completely dry as evidenced 
    by lack of moisture in node tissue may be imported into any part of the 
    United States subject to inspection and other requirements of 
    Sec. 319.40-9.
        (b) Monterey pine logs and lumber from Chile and New Zealand; 
    Douglas-fir logs and lumber from New Zealand--(1) Logs. (i) 
    Requirements prior to importation. Monterey or Radiata pine (Pinus 
    radiata) logs from Chile or New Zealand and Douglas-fir (Pseudotsuga 
    menziesii) logs from New Zealand that are accompanied by a certificate 
    stating that the logs meet the requirements of paragraph (b)(1)(i) (A) 
    through (D) of this section, and that are consigned to a facility in 
    the United States that operates in accordance with Sec. 319.40-8, may 
    be imported in accordance with paragraphs (b)(1)(i)(A) through 
    (b)(1)(iii) of this section.
        (A) The logs must be from live healthy trees which are apparently 
    free of plant pests, plant pest damage, and decay organisms.
        (B) The logs must be debarked in accordance with Sec. 319.40-7(b) 
    prior to fumigation.
        (C) The logs and any solid wood packing materials to be used with 
    the logs during shipment to the United States must be fumigated in 
    accordance with Sec. 319.40-7(f)(1), within 45 days following the date 
    the trees are felled and prior to arrival of the logs in the United 
    States, in the holds or in sealable containers. Fumigation must be 
    conducted in the same sealable container or hold in which the logs and 
    solid wood packing materials are exported to the United States.
        (D) During shipment to the United States, no other regulated 
    article is permitted on the means of conveyance with the logs, unless 
    the logs and the other regulated articles are in separate 
    [[Page 27678]] holds or separate sealed containers, or, if the logs and 
    other regulated articles are mixed in a hold or sealed container, the 
    other regulated articles either have been heat treated with moisture 
    reduction in accordance with Sec. 319.40-7(d), or have been fumigated 
    in the hold or sealable container in accordance with paragraph 
    (b)(1)(i)(C) of this section.
        (ii) Requirements upon arrival in the United States. The following 
    requirements apply upon arrival of the logs in the United States.
        (A) The logs must be kept segregated from other regulated articles 
    from the time of discharge from the means of conveyance until the logs 
    are completely processed at a facility in the United States that 
    operates under a compliance agreement in accordance with Sec. 319.40-8.
        (B) The logs must be moved from the port of first arrival to the 
    facility that operates under a compliance agreement in accordance with 
    Sec. 319.40-8 by as direct a route as reasonably possible.
        (iii) Requirements at the processing facility. The logs must be 
    consigned to a facility operating under a compliance agreement in 
    accordance with Sec. 319.40-8 that includes the following requirements:
        (A) Logs or any products generated from logs, including lumber, 
    must be heat treated in accordance with Sec. 319.40-7(c), or heat 
    treated with moisture reduction in accordance with Sec. 319.40-7(d).
        (B) The logs, including sawdust, wood chips, or other products 
    generated from the logs in the United States, must be processed in 
    accordance with paragraph (b)(1)(iii) of this section within 60 days 
    from the time the logs are released from the port of first arrival.
        (C) Sawdust, wood chips, and waste generated by sawing or 
    processing the logs must be disposed of by burning, heat treatment in 
    accordance with Sec. 319.40-7(c), heat treatment with moisture 
    reduction in accordance with Sec. 319.40-7(d), or other processing that 
    will destroy any plant pests associated with the sawdust, wood chips, 
    and waste. Composting and use of the sawdust, wood chips, and waste as 
    mulch are prohibited unless composting and use as mulch are preceded by 
    fumigation in accordance with Sec. 319.40-7(f)(3), heat treatment in 
    accordance with Sec. 319.40-7(c), or heat treatment with moisture 
    reduction in accordance with Sec. 319.40-7(d). Wood chips, sawdust, and 
    waste may be moved in enclosed trucks for processing at another 
    facility operating under a compliance agreement in accordance with 
    Sec. 319.40-8.
        (2) Raw lumber. Raw lumber, including solid wood packing materials 
    imported as cargo, from Chile or New Zealand derived from Monterey or 
    Radiata pine (Pinus radiata) logs and raw lumber from New Zealand 
    derived from Douglas-fir (Pseudotsuga menziesii) logs may be imported 
    in accordance with paragraphs (b)(2) (i) and (ii) of this section.
        (i) During shipment to the United States, no other regulated 
    article (other than solid wood packing materials) is permitted on the 
    means of conveyance with the raw lumber, unless the raw lumber and the 
    other regulated articles are in separate holds or separate sealed 
    containers; Except for mixed shipments of logs and raw lumber fumigated 
    in accordance with Sec. 319.40-7(f)(2) and moved in accordance with 
    paragraph (b)(1)(i)(D) of this section. Raw lumber on the vessel's deck 
    must be in a sealed container.
        (ii) The raw lumber must be consigned to a facility operating under 
    a compliance agreement in accordance with Sec. 319.40-8 that requires 
    the raw lumber to be heat treated in accordance with Sec. 319.40-7(c) 
    or heat treated with moisture reduction in accordance with Sec. 319.40-
    7(d) before any cutting, planing, or sawing of the raw lumber, and 
    within 30 days from the time the lumber is released from the port of 
    first arrival.
        (c) Tropical hardwoods.--(1) Debarked. Tropical hardwood logs and 
    lumber that have been debarked in accordance with Sec. 319.40-7(b) may 
    be imported subject to the inspection and other requirements of 
    Sec. 319.40-9.
        (2) Not debarked. Tropical hardwood logs that have not been 
    debarked may be imported if fumigated in accordance with Sec. 319.40-
    7(f)(1) prior to arrival in the United States.
        (3) Not debarked; small lots. Tropical hardwood logs that have not 
    been debarked may be imported into the United States, other than into 
    Hawaii, Puerto Rico, or the Virgin Islands of the United States, if 
    imported in a lot of 15 or fewer logs and subject to the inspection and 
    other requirements of Sec. 319.40-9.
        (d) Temperate hardwoods. Temperate hardwood logs and lumber (with 
    or without bark) from all places except places in Asia that are east of 
    60 deg. East Longitude and north of the Tropic of Cancer may be 
    imported if fumigated in accordance with Sec. 319.40-7(f) prior to 
    arrival in the United States and subject to the inspection and other 
    requirements of Sec. 319.40-9.
        (e) Regulated articles associated with exclusively tropical climate 
    pests. Regulated articles that have been identified by a plant pest 
    risk assessment as associated solely with plant pests that can 
    successfully become established only in tropical or subtropical 
    climates may be imported if:
        (1) The regulated article is imported only to a destination in the 
    continental United States; and,
        (2) the regulated article is not imported into any tropical or 
    subtropical areas of the United States specified in the permit.
        (f) Cross-ties (railroad ties) from all places except places in 
    Asia that are east of 60 deg. East Longitude and north of the Tropic of 
    Cancer may be imported if completely free of bark and accompanied by an 
    importer document stating that the cross-ties will be pressure treated 
    within 30 days following the date of importation.
    
    
    Sec. 319.40-6  Universal importation options.
    
        (a) Logs. Logs may be imported if prior to importation the logs 
    have been debarked in accordance with Sec. 319.40-7(b) and heat treated 
    in accordance with Sec. 319.40-7(c). During the entire interval between 
    treatment and export, the logs must be stored and handled in a manner 
    which excludes any access to the logs by plant pests.
        (b) Lumber.--(1) Heat treated or heat treated with moisture 
    reduction. Lumber that prior to importation has been heat treated in 
    accordance with Sec. 319.40-7(c), or heat treated with moisture 
    reduction in accordance with Sec. 319.40-7(d), may be imported in 
    accordance with paragraphs (b)(1) (i) and (ii) of this section.
        (i) During shipment to the United States, no other regulated 
    article (other than solid wood packing materials) is permitted on the 
    means of conveyance with the lumber, unless the lumber and the other 
    regulated articles are in separate holds or separate sealed containers, 
    or, if the lumber and other regulated articles are mixed in a hold or 
    sealed container, all the regulated articles have been heat treated in 
    accordance with Sec. 319.40-7(c), or heat treated with moisture 
    reduction in accordance with Sec. 319.40-7(d). Lumber on the vessel's 
    deck must be in a sealed container, unless it has been heat treated 
    with moisture reduction in accordance with Sec. 319.40-7(d).
        (ii) If lumber has been heat treated in accordance with 
    Sec. 319.40-7(c), that fact must be stated on the importer document, or 
    by a permanent marking on each piece of lumber in the form of the 
    letters ``HT'' or the words ``Heat Treated.'' If lumber has been heat 
    treated with moisture reduction in accordance with Sec. 319.40-7(d), 
    that fact must be stated on the importer [[Page 27679]] document, or by 
    a permanent marking, on each piece of lumber or on the cover of bundles 
    of lumber, in the form of the letters ``KD'' or the words ``Kiln 
    Dried.''
        (2) Raw lumber. Raw lumber, including solid wood packing materials 
    imported as cargo, from all places except places in Asia that are 
    wholly east of 60 deg. East Longitude and north of the Tropic of Cancer 
    may be imported in accordance with paragraphs (b)(2) (i) and (ii) of 
    this section.
        (i) During shipment to the United States, no other regulated 
    article (other than solid wood packing materials) is permitted on the 
    means of conveyance with the raw lumber, unless the raw lumber and the 
    other regulated articles are in separate holds or separate sealed 
    containers. Raw lumber on the vessel's deck must be in a sealed 
    container.
        (ii) The raw lumber must be consigned to a facility operating under 
    a compliance agreement in accordance with Sec. 319.40-8 that requires 
    the raw lumber to be heat treated in accordance with Sec. 319.40-7(c) 
    or heat treated with moisture reduction in accordance with Sec. 319.40-
    7(d), within 30 days from the time the lumber is released from the port 
    of first arrival. Heat treatment must be completed before any cutting, 
    planing, or sawing of the raw lumber.
        (c) Wood chips and bark chips. Wood chips and bark chips from any 
    place except countries in Asia that are wholly east of 60 deg. East 
    Longitude and wholly or in part north of the Tropic of Cancer may be 
    imported in accordance with this paragraph.
        (1) The wood chips or bark chips must be accompanied by an importer 
    document stating that the wood chips or bark chips were either:
        (i) Derived from live, healthy, tropical species of plantation-
    grown trees grown in tropical areas; or
        (ii) Fumigated with methyl bromide in accordance with Sec. 319.40-
    7(f)(3), heat treated in accordance with Sec. 319.40-7(c), or heat 
    treated with moisture reduction in accordance with Sec. 319.40-7(d).
        (2) During shipment to the United States, no other regulated 
    articles (other than solid wood packing materials) are permitted in the 
    holds or sealed containers carrying the wood chips or bark chips. Wood 
    chips or bark chips on the vessel's deck must be in a sealed container; 
    Except that; If the wood chips or bark chips are derived from live, 
    healthy, plantation-grown trees in tropical areas, they may be shipped 
    on deck if no other regulated articles are present on the vessel, and 
    the wood chips or bark chips are completely covered by a tarpaulin 
    during the entire journey directly to the United States.
        (3) The wood chips or bark chips must be free from rot at the time 
    of importation, unless accompanied by an importer document stating that 
    the entire lot was fumigated with methyl bromide in accordance with 
    Sec. 319.40-7(f)(3), heat treated in accordance with Sec. 319.40-7(c), 
    or heat treated with moisture reduction in accordance with Sec. 319.40-
    7(d).
        (4) Wood chips or bark chips imported in accordance with this 
    paragraph must be consigned to a facility operating under a compliance 
    agreement in accordance with Sec. 319.40-8. The wood chips or bark 
    chips must be burned, heat treated in accordance with Sec. 319.40-7(c), 
    heat treated with moisture reduction in accordance with Sec. 319.40-
    7(d), or otherwise processed in a manner that will destroy any plant 
    pests associated with the wood chips or bark chips, within 30 days of 
    arrival at the facility. If the wood chips or bark chips are to be used 
    for mulching or composting, they must first be fumigated in accordance 
    with Sec. 319.40-7(f)(3), heat treated in accordance with Sec. 319.40-
    7(c), or heat treated with moisture reduction in accordance with 
    Sec. 319.40-7(d).
        (d) Wood mulch, humus, compost, and litter. Wood mulch, humus, 
    compost, and litter may be imported if accompanied by an importer 
    document stating that the wood mulch, humus, compost, or litter was 
    fumigated in accordance with Sec. 319.40-7(f)(3), heat treated in 
    accordance with Sec. 319.40-7(c), or heat treated with moisture 
    reduction in accordance with Sec. 319.40-7(d).
        (e) Cork and bark. Cork and cork bark, cinnamon bark, and other 
    bark to be used for food, manufacture of medicine, or chemical 
    extraction may be imported if free from rot at the time of importation 
    and subject to the inspection and other requirements of Sec. 319.40-9.
    
    
    Sec. 319.40-7  Treatments and safeguards.
    
        (a) Certification of treatments or safeguards. If APHIS determines 
    that a document required for the importation of regulated articles is 
    inaccurate, the regulated articles which are the subject of the 
    certificate or other document shall be refused entry into the United 
    States. In addition, APHIS may determine not to accept any further 
    certificates for the importation of regulated articles in accordance 
    with this subpart from a country in which an inaccurate certificate is 
    issued, and APHIS may determine not to allow the importation of any or 
    all regulated articles from any such country, until corrective action 
    acceptable to APHIS establishes that certificates issued in that 
    country will be accurate.
        (b) Debarking. Except for raw lumber, no more than 2 percent of the 
    surface of all regulated articles in a lot may retain bark, with no 
    single regulated article retaining bark on more than 5 percent of its 
    surface. For raw lumber, debarking must remove 100 percent of the bark.
        (c) Heat treatment. Heat treatment must be performed only at a 
    facility where APHIS or an inspector authorized by the Administrator 
    and the national government of the country in which the facility is 
    located has inspected the facility and determined that its operation 
    complies with the standards of this paragraph. Heat treatment 
    procedures may employ steam, hot water, kilns, exposure to microwave 
    energy, or any other method (e.g., the hot water and steam techniques 
    used in veneer production) that raises the temperature of the center of 
    each treated regulated article to at least 71.1  deg.C and maintains 
    the regulated article at that center temperature for at least 75 
    minutes. For regulated articles heat treated prior to arrival in the 
    United States, during the entire interval between treatment and export 
    the regulated article must be stored, handled, or safeguarded in a 
    manner which excludes any infestation of the regulated article by plant 
    pests.
        (d) Heat treatment with moisture reduction. (1) Heat treatment with 
    moisture reduction may employ:
        (i) Kiln drying conducted in accordance with the schedules 
    prescribed for the regulated article in the Dry Kiln Operator's Manual, 
    Agriculture Handbook 188, which is incorporated by reference at 
    Sec. 300.1 of this chapter; or,
        (ii) Dry heat, exposure to microwave energy, or any other method 
    that raises the temperature of the center of each treated regulated 
    article to at least 71.1  deg.C, maintains the regulated articles at 
    that center temperature for at least 75 minutes, and reduces the 
    moisture content of the regulated article to 20 percent or less as 
    measured by an electrical conductivity meter.
        (2) For regulated articles heat treated with moisture reduction 
    prior to arrival in the United States, during the entire interval 
    between treatment and export the regulated article must be stored, 
    handled, or safeguarded in a manner which excludes any infestation of 
    the regulated article by plant pests.
        (e) Surface pesticide treatments. All United States Environmental 
    Protection Agency registered surface pesticide treatments are 
    authorized for regulated articles imported in accordance with this 
    subpart. Surface pesticide [[Page 27680]] treatments must be conducted 
    in accordance with label directions approved by the United States 
    Environmental Protection Agency. When used on heat treated logs, a 
    surface pesticide treatment must be first applied within 48 hours 
    following heat treatment. The surface pesticide treatment must be 
    repeated at least every 30 days during storage of the regulated 
    article, with the final treatment occurring no more than 30 days prior 
    to departure of the means of conveyance that carries the regulated 
    articles to the United States.
        (f) Methyl bromide fumigation. The following minimum standards for 
    methyl bromide fumigation treatment are authorized for the regulated 
    articles listed in paragraphs (f)(1) through (f)(3) of this section. 
    Any method of fumigation that meets or exceeds the specified 
    temperature/time/concentration products is acceptable.
        (1) Logs. (i) T-312 schedule. The entire log and the ambient air 
    must be at a temperature of 5  deg.C or above throughout fumigation. 
    The fumigation must be conducted using schedule T-312 contained in the 
    Treatment Manual. In lieu of the schedule T-312 methyl bromide 
    concentration, fumigation may be conducted with an initial methyl 
    bromide concentration of at least 240 g/m3 with exposure and 
    concentration levels adequate to provide a concentration-time product 
    of at least 17,280 gram-hours calculated on the initial methyl bromide 
    concentration.
        (ii) T-404 schedule. The entire log and the ambient air must be at 
    a temperature of 5  deg.C or above throughout fumigation. The 
    fumigation must be conducted using schedule T-404 contained in the 
    Treatment Manual. In lieu of the schedule T-404 methyl bromide 
    concentration, fumigation may be conducted with an initial methyl 
    bromide concentration of at least 120 g/m3 with exposure and 
    concentration levels adequate to provide a concentration-time product 
    of at least 1920 gram-hours calculated on the initial methyl bromide 
    concentration.
        (2) Lumber. The lumber and the ambient air must be at a temperature 
    of 5  deg.C or above throughout fumigation. The fumigation must be 
    conducted using schedule T-404 contained in the Treatment Manual. In 
    lieu of the schedule T-404 methyl bromide concentration, fumigation may 
    be conducted with an initial methyl bromide concentration of at least 
    120 g/m3 with exposure and concentration levels adequate to 
    provide a concentration-time product of at least 1920 gram-hours 
    calculated on the initial methyl bromide concentration.
        (3) Regulated articles other than logs or lumber. (i) If the 
    ambient air and the regulated articles other than logs or lumber are at 
    a temperature of 21  deg.C or above throughout fumigation, the 
    fumigation must be conducted using schedule T-404 contained in the 
    Treatment Manual. In lieu of the schedule T-404 methyl bromide 
    concentration, fumigation may be conducted with an initial methyl 
    bromide concentration of at least 48 g/m3 with exposure and 
    concentration levels adequate to provide a concentration-time product 
    of at least 760 gram-hours calculated on the initial methyl bromide 
    concentration.
        (ii) If the ambient air and the regulated articles other than logs 
    or lumber are at a temperature of 4.5-20.5  deg.C throughout 
    fumigation, the fumigation must be conducted using schedule T-404 
    contained in the Treatment Manual. In lieu of the schedule T-404 methyl 
    bromide concentration, fumigation may be conducted with an initial 
    methyl bromide concentration of at least 120 g/m3 with exposure 
    and concentration levels adequate to provide a concentration-time 
    product of at least 1920 gram-hours calculated on the initial methyl 
    bromide concentration.
        (g) Preservatives. All preservative treatments that use a 
    preservative product that is registered by the United States 
    Environmental Protection Agency are authorized for treatment of 
    regulated articles imported in accordance with this subpart. 
    Preservative treatments must be performed in accordance with label 
    directions approved by the United States Environmental Protection 
    Agency.
    Sec. 319.40-8  Processing at facilities operating under compliance 
    agreements.
    
        (a) Any person who operates a facility in which imported regulated 
    articles are processed may enter into a compliance agreement to 
    facilitate the importation of regulated articles under this subpart. 
    The compliance agreement shall specify the requirements necessary to 
    prevent spread of plant pests from the facility, requirements to ensure 
    the processing method effectively destroys plant pests, and the 
    requirements for the application of chemical materials in accordance 
    with the Treatment Manual. The compliance agreement shall also state 
    that inspectors must be allowed access to the facility to monitor 
    compliance with the requirements of the compliance agreement and of 
    this subpart. Compliance agreement forms may be obtained from the 
    Administrator or an inspector.
        (b) Any compliance agreement may be canceled by the inspector who 
    is supervising its enforcement, orally or in writing, whenever the 
    inspector finds that the person who entered into the compliance 
    agreement has failed to comply with the conditions of the compliance 
    agreement. If the cancellation is oral, the decision to cancel the 
    compliance agreement and the reasons for cancellation of the compliance 
    agreement shall be confirmed in writing, as promptly as circumstances 
    permit. Any person whose compliance agreement has been canceled may 
    appeal the decision in writing to the Administrator within 10 days 
    after receiving written notification of the cancellation. The appeal 
    shall state all of the facts and reasons upon which the person relies 
    to show that the compliance agreement was wrongfully canceled. The 
    Administrator shall grant or deny the appeal, in writing, stating the 
    reasons for granting or denying the appeal, as promptly as 
    circumstances permit. If there is a conflict as to any material fact 
    and the person whose compliance agreement has been canceled requests a 
    hearing, a hearing shall be held to resolve the conflict. Rules of 
    practice concerning the hearing will be adopted by the Administrator.
    
    
    Sec. 319.40-9  Inspection and other requirements at port of first 
    arrival.
    
        (a) Procedures for all regulated articles. (1) All imported 
    regulated articles shall be inspected at the port of first arrival. If 
    the inspector finds signs of plant pests on or in the regulated 
    article, or finds that the regulated article may have been associated 
    with other articles infested with plant pests, the regulated article 
    shall be cleaned or treated as required by an inspector, and the 
    regulated article and any products of the regulated article shall also 
    be subject to reinspection, cleaning, and treatment at the option of an 
    inspector at any time and place before all applicable requirements of 
    this subpart have been accomplished.
        (2) Regulated articles shall be assembled for inspection at the 
    port of first arrival, or at any other place prescribed by an 
    inspector, at a place and time and in a manner designated by an 
    inspector.
        (3) If an inspector finds that an imported regulated article is so 
    infested with a plant pest that, in the judgment of the inspector, the 
    regulated article cannot be cleaned or treated, or contains soil or 
    other prohibited contaminants, the entire lot may be refused entry into 
    the United States.
        (4) No person shall move any imported regulated article from the 
    port [[Page 27681]] of first arrival unless and until an inspector 
    notifies the person, in writing or through an electronic database, that 
    the regulated article:
        (i) Is in compliance with all applicable regulations and has been 
    inspected and found to be apparently free of plant pests; \3\ or,
    
        \3\ Certain regulated articles may also be subject to 
    Secs. 319.56 through 319.56-8, ``Subpart--Fruits and Vegetables,'' 
    or to Noxious Weed Act regulations under part 360 of this chapter, 
    or to Endangered Species Act regulations under parts 355 and 356 of 
    this chapter and 50 CFR parts 17 and 23.
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        (ii) Has been inspected and the inspector requires reinspection, 
    cleaning, or treatment of the regulated article at a place other than 
    the port of first arrival.
        (b) Notice of arrival; visual examination of regulated articles at 
    port of first arrival. (1) At least 7 days prior to the expected date 
    of arrival in the United States of a shipment of regulated articles 
    imported in accordance with this subpart, the permittee or his or her 
    agent must notify the APHIS Officer in Charge at the port of arrival of 
    the date of expected arrival. The address and telephone number of the 
    APHIS Officer in Charge will be specified in any specific permit issued 
    by APHIS \4\. This notice may be in writing or by telephone. The notice 
    must include the number of any specific permit issued for the regulated 
    articles; the name, if any, of the means of conveyance carrying the 
    regulated articles; the type and quantity of the regulated articles; 
    the expected date of arrival; the country of origin of the regulated 
    articles; the name and the number, if any, of the dock or area where 
    the regulated articles are to be unloaded; and the name of the importer 
    or broker at the port of arrival.
    
        \4\ A list of APHIS Officers in Charge may be obtained from the 
    Administrator, c/o Port Operations, Plant Protection and Quarantine, 
    Animal and Plant Health Inspection Service, 4700 River Road, 
    Riverdale, MD 20737.
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        (2) Imported regulated articles which have been debarked in 
    accordance with Sec. 319.40-7(b) and can be safely and practically 
    inspected will be visually examined for plant pests by an inspector at 
    the port of first arrival. If plant pests are found on or in the 
    regulated articles or if the regulated article cannot be safely and 
    practically inspected, the regulated articles must be treated in 
    accordance with the Treatment Manual.
        (c) Marking and identity of regulated articles. Any regulated 
    article, at the time of importation shall bear on the outer container 
    (if in a container), on the regulated article (if not in a container), 
    or on a document accompanying the regulated article the following 
    information:
        (1) General nature and quantity of the regulated articles;
        (2) Country and locality, if known, where the tree from which the 
    regulated article was derived was harvested;
        (3) Name and address of the person importing the regulated article;
        (4) Name and address of consignee of the regulated article;
        (5) Identifying shipper's mark and number; and
        (6) Number of the permit (if one was issued) authorizing the 
    importation of the regulated article into the United States.
        (d) Sampling for plant pests at port of first arrival. Any imported 
    regulated article may be sampled for plant pests at the port of first 
    arrival. If an inspector finds it necessary to order treatment of a 
    regulated article at the port of first arrival, any sampling will be 
    done prior to treatment.
    Sec. 319.40-10  Costs and charges.
    
        The services of an inspector during regularly assigned hours of 
    duty and at the usual places of duty shall be furnished without cost to 
    the importer.\5\ The inspector may require the importer to furnish any 
    labor, chemicals, packing materials, or other supplies required in 
    handling regulated articles under this subpart. APHIS will not be 
    responsible for any costs or charges, other than those identified in 
    this section.
    
        \5\ Provisions relating to costs for other services of an 
    inspector are contained in part 354 of this chapter.
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    Sec. 319.40-11  Plant pest risk assessment standards.
    
        When evaluating a request to import a regulated article not allowed 
    importation under this subpart, or a request to import a regulated 
    article under conditions other than those prescribed by this subpart, 
    APHIS will conduct the following analysis to determine the plant pest 
    risks associated with each requested importation in order to determine 
    whether or not to issue a permit under this subpart or to propose 
    regulations establishing conditions for the importation into the United 
    States of the regulated article.
        (a) Collecting commodity information. (1) APHIS will evaluate the 
    application for information describing the regulated article and the 
    origin, processing, treatment, and handling of the regulated article; 
    and
        (2) APHIS will evaluate history of past plant pest interceptions or 
    introductions (including data from foreign countries) associated with 
    the regulated article.
        (b) Cataloging quarantine pests. For the regulated article 
    specified in an application, APHIS will determine what plant pests or 
    potential plant pests are associated with the type of tree from which 
    the regulated article was derived, in the country and locality from 
    which the regulated article is to be exported. A plant pest that meets 
    one of the following criteria is a quarantine pest and will be further 
    evaluated in accordance with paragraph (c) of this section:
        (1) Non-indigenous plant pest not present in the United States;
        (2) Non-indigenous plant pest, present in the United States and 
    capable of further dissemination in the United States;
        (3) Non-indigenous plant pest that is present in the United States 
    and has reached probable limits of its ecological range, but differs 
    genetically from the plant pest in the United States in a way that 
    demonstrates a potential for greater damage potential in the United 
    States;
        (4) Native species of the United States that has reached probable 
    limits of its ecological range, but differs genetically from the plant 
    pest in the United States in a way that demonstrates a potential for 
    greater damage potential in the United States; or
        (5) Non-indigenous or native plant pest that may be able to vector 
    another plant pest that meets one of the criteria in paragraphs (b)(1) 
    through (4) of this section.
        (c) Determining which quarantine pests to assess. (1) APHIS will 
    divide quarantine pests identified in paragraph (b) of this section 
    into groups depending upon where the plant pest is most likely to be 
    found. The plant pests would be grouped as follows:
        (i) Plant pests found on the bark;
        (ii) Plant pests found under the bark; and
        (iii) Plant pests found in the wood.
        (2) APHIS will subdivide each of the groups in paragraph (c)(1) of 
    this section into associated taxa.
        (3) APHIS will rank the plant pests in each group in paragraph 
    (c)(2) of this section according to plant pest risk, based on the 
    available biological information and demonstrated plant pest 
    importance.
        (4) APHIS will identify any plant pests ranked in paragraph (c)(3) 
    of this section for which plant pest risk assessments have previously 
    been performed in accordance with this section. APHIS will conduct 
    individual plant pest risk assessments for the remaining plant pests, 
    starting with the highest ranked plant pest(s) in each group.
        (5) The number of plant pests in each group to be evaluated through 
    individual plant pest risk assessment will be based on biological 
    similarities [[Page 27682]] of members of the group as they relate to 
    measures taken in connection with the importation of the regulated 
    article to mitigate the plant pest risk associated with the regulated 
    article. For example, if the plant pest risk assessment for the highest 
    ranked plant pest indicates a need for a mitigation measure that would 
    result in the same reduction of risk for other plant pests ranked in 
    the group, the other members need not be subjected to individual plant 
    pest risk assessment.
        (d) Conducting individual plant pest risk assessments. APHIS will 
    evaluate each of the plant pests identified in paragraph (c)(4) of this 
    section by:
        (1) Estimation of the probability of the plant pest being on, with, 
    or in the regulated article at the time of importation;
        (2) Estimation of the probability of the plant pest surviving in 
    transit on the regulated article and entering the United States 
    undetected;
        (3) Estimation of the probability of the plant pest colonizing once 
    it has entered into the United States;
        (4) Estimation of the probability of the plant pest spreading 
    beyond any colonized area; and
        (5) Estimation of the damage to plants that could be expected upon 
    introduction and dissemination within the United States of the plant 
    pest.
        (e) Estimating unmitigated overall plant pest risk. APHIS will 
    develop an estimation of the overall plant pest risk associated with 
    importing the regulated article based on compilation of individual 
    plant pest risk assessments performed in accordance with paragraph (d) 
    of this section.
        (f) Evaluating available requirements to determine whether they 
    would allow safe importation of the regulated article. The requirements 
    of this subpart, and any other requirements relevant to the regulated 
    article and plant pests involved, will be compared with the individual 
    plant pest risk assessments in order to determine whether particular 
    conditions on the importation of the regulated article would reduce the 
    plant pest risk to an insignificant level. If APHIS determines that the 
    imposition of particular conditions on the importation of the regulated 
    article could reduce the plant pest risk to an insignificant level, and 
    determines that sufficient APHIS resources are available to implement 
    or ensure implementation of the conditions, APHIS will implement 
    rulemaking to allow importation of the requested regulated article 
    under the conditions identified by the plant pest risk assessment 
    process.
    
    Subpart--Packing Materials
    
    
    Sec. 319.69  [Amended]
    
        8. The introductory text to Sec. 319.69 is removed.
        9. In Sec. 319.69, paragraph (a), the phrase ``On and after July 1, 
    1933, the'' is removed and the word ``The'' is added in its place.
        10. In Sec. 319.69, paragraph (b), the phrase ``On and after June 
    8, 1953, the'' is removed and the word ``The'' is added in its place.
        11. In Sec. 319.69, paragraph (b)(3) is removed, and paragraphs 
    (b)(4) and (b)(5) are redesignated as paragraphs (b)(3) and (b)(4), 
    respectively.
    
    
    Sec. 319.69a  [Amended]
    
        12. In Sec. 319.69a, paragraph (a) is amended by removing the 
    reference ``(b)(1), (3), and (4)'' and adding the reference ``(b)(1) 
    and (3)'' in its place.
    
        Done in Washington, DC, this 19th day of May 1995.
    Terry L. Medley,
    Acting Administrator, Animal and Plant Health Inspection Service.
    [FR Doc. 95-12789 Filed 5-24-95; 8:45 am]
    BILLING CODE 3410-34-P
    
    

Document Information

Effective Date:
8/23/1995
Published:
05/25/1995
Department:
Animal and Plant Health Inspection Service
Entry Type:
Rule
Action:
Final rule.
Document Number:
95-12789
Dates:
Final rule effective August 23, 1995. The Director of the Office of the Federal Register approved the incorporation by reference in accordance with 5 U.S.C. 552(a) and 1 CFR part 51 on August 23, 1995.
Pages:
27665-27682 (18 pages)
Docket Numbers:
Docket No. 91-074-6
RINs:
0579-AA47
PDF File:
95-12789.pdf
CFR: (28)
7 CFR 319.40-4(a)
7 CFR 319.40-2(b)
7 CFR 319.40-7(c)
7 CFR 319.40-7(d)
7 CFR 319.40-7(f)(3)
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