99-14788. Disaster Assistance for Northeast Multispecies Fishery Failure  

  • [Federal Register Volume 64, Number 112 (Friday, June 11, 1999)]
    [Notices]
    [Pages 31542-31548]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-14788]
    
    
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    DEPARTMENT OF COMMERCE
    
    National Oceanic and Atmospheric Administration
    [Docket No. 990520139-9139-01; I.D. 050799A]
    RIN 0648-AM68
    
    
    Disaster Assistance for Northeast Multispecies Fishery Failure
    
    AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
    Atmospheric Administration (NOAA), Commerce.
    
    ACTION: Notice; request for comments.
    
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    SUMMARY: NMFS requests comments on a proposed plan for disbursing funds 
    to assist persons who have incurred losses from a commercial fishery 
    failure due to the declining stocks of groundfish which has caused harm 
    to the Northeast multispecies fishery. This proposed plan contains 
    criteria for eligibility, limitations and conditions for receiving 
    disaster assistance.
    
    DATES: Comments must be received by June 28, 1999.
    
    ADDRESSES: Comments should be sent to: Kevin Chu, NMFS, 166 Water St., 
    Woods Hole, MA 02543. Direct all written comments regarding Paperwork 
    Reduction Act and collection of information burden estimates to Linda 
    Engelmeier, Departmental Forms Clearance Officer, Department of 
    Commerce, Room 5327, 14th and Constitution Avenue, NW, Washington, DC 
    20230, and to the Office of Management and Budget (OMB) at the Office 
    of Information and Regulatory Affairs, Office of Management and Budget, 
    Washington, DC 20503 (Attention: NOAA Desk Officer).
    
    FOR FURTHER INFORMATION CONTACT: Kevin Chu, NMFS, Northeast Region 
    ((508) 495-2367).
    
    SUPPLEMENTARY INFORMATION: In the Emergency Supplemental Appropriations 
    section of the FY 1999 Appropriations Act (Public Law No. 105-277), 
    Congress appropriated $5,000,000 to NOAA to provide emergency disaster 
    assistance to persons or entities in the Northeast multispecies fishery 
    who have incurred economic losses from a commercial fishing failure 
    under a fishery resource disaster declaration made in 1994 pursuant to 
    section 308(b) of the Interjurisdictional Fisheries Act (IFA) of 1986. 
    Although the funds are available until used, NMFS is not obligated to 
    compensate every individual affected by the Northeast multispecies 
    collapse or to expend all the funding on assistance.
        Pursuant to his authority under this section of the IFA, former 
    Secretary of Commerce Ron Brown declared a fishery resource disaster on 
    March 18, 1994, for the Northeast multispecies fishery. This disaster 
    has extended through this year and is expected to continue, causing a 
    number of additional fishery closures in New England and economic 
    hardship in the fishery.
        The Gulf of Maine stocks of groundfish have declined drastically 
    over the past three decades. Since the first declaration of a fishery 
    disaster in 1994, recovery measures for Northeastern groundfish have 
    improved the prospects for commercially important cod, haddock, and 
    yellowtail flounder stocks on Georges Bank, but measures intended to 
    protect Gulf of Maine cod have not been as successful. Gulf of Maine 
    stocks of cod, white hake, American plaice, and yellowtail flounder 
    remain overfished. The spawning biomass continues to decline, reducing 
    the probability that sizable groups of new fish will be produced. As a 
    result of the continued crisis in the Northeast multispecies fishery, a 
    number of areas in the Gulf of Maine have been closed to many types of 
    fishing gear for up to 3 months during the period of February through 
    June 1999, resulting in lost fishing opportunities.
        There have been many meetings of fishermen discussing the best use 
    of these disaster assistance funds, including a number of meetings of a 
    group called the Tri-state Conference, composed of fishermen from 
    Massachusetts, New Hampshire and
    
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    Maine. NMFS' proposed plan was developed based on comments received 
    from numerous fishermen and other interested persons, including but not 
    limited to, a public hearing on March 19, 1999, in Portsmouth, NH.
        The proposed plan has two components. First, there is a program to 
    provide direct assistance by compensating Federal permit holders and 
    crew for economic harm based on reductions in used Days-at-Sea (DAS) 
    under the authority of Section 308(d) of the IFA. In exchange for this 
    compensation, permit holders would commit to operating their vessels 
    for research on fishery-related subjects and would provide personal 
    economic and social data important for evaluating the effects of 
    fishery management decisions. Second, NMFS intends to set aside a 
    portion of the funds for the training and deployment of affected 
    persons as at-sea data collectors aboard scallop fishing vessels. This 
    document explains the proposed direct assistance program. It does not 
    discuss the training and deployment part of the plan, which will be 
    done under contract.
        The proposed direct assistance plan has two goals: (1) To provide a 
    mechanism to get financial assistance as quickly as possible to 
    fishermen most affected by the groundfish collapse, and (2) to involve 
    the industry in fisheries and gear research, thereby providing 
    additional data for the long-term management of the fishery. This 
    program would use a formula for calculating lost fishing opportunities 
    as an indicator of the economic harm caused by the declining groundfish 
    stocks.
        NMFS seeks comments on the proposed disaster assistance program.
    
    Definitions
    
        Charter or party boat means any vessel that carries passengers for 
    hire to engage in recreational fishing.
        Commercial fishing or fishing commercially means fishing that is 
    intended to, or results in, the barter, trade, transfer, or sale of 
    fish.
        Day(s)-at-Sea (DAS) means the 24-hour periods of time during which 
    a fishing vessel is absent from port in which the vessel intends to 
    fish for, possess or land, or fishes for, possesses, or lands regulated 
    species.
        Dealer means any person who receives, for a commercial purpose 
    (other than solely for transport on land), from the owner or operator 
    of a vessel issued a valid multispecies permit, any species of fish, 
    the harvest of which is managed by 50 CFR part 648.
        Fishing year means for the NE multispecies fishery, from May 1 
    through April 30 of the following year.
        Northeast multispecies or multispecies finfish or multispecies 
    means the following species:
        American plaice--Hippoglossoides platessoides.
        Atlantic cod--Gadus morhua.
        Haddock--Melanogrammus aeglefinus.
        Ocean Pout--Macrozoarces americanus.
        Pollock--Pollachius virens.
        Redfish--Sebastes fasciatus.
        Red hake--Urophycis chuss.
        Silver hake (whiting)--Merluccius bilinearis.
        White hake--Urophycis tenuis.
        Windowpane flounder--Scophthalmus aquosus.
        Winter flounder--Pleuronectes americanus.
        Witch flounder--Glyptocephalus cynoglossus.
        Yellowtail flounder--Pleuronectes ferrugineus.
        Multispecies permit means a permit issued by NMFS to fish for, 
    possess, or land multispecies finfish in or from the Exclusive Economic 
    Zone.
        Regulated species means the subset of NE multispecies that includes 
    Atlantic cod, witch flounder, American plaice, yellowtail flounder, 
    haddock, pollock, winter flounder, windowpane flounder, redfish, and 
    white hake.
    
    Compensation for Economic Harm as Measured by Unused Multispecies 
    DAS
    
        The proposed plan is to compensate fishermen for economic harm 
    caused by the fishery collapse, using a calculation of unused 
    multispecies DAS as a proxy for economic harm. Permit holders and crew 
    members would be compensated based on any decrease in multispecies 
    fishing activity in 1999 due to the area closures. The decrease would 
    be calculated by comparing the multispecies days the vessel fished in 
    February through June 1998 and the multispecies days the vessel fished 
    in 1999 during the same closure months. The details of the compensation 
    plan are provided here.
    
    Eligibility
    
        Permit holders would be eligible to participate in this program if 
    they hold a currently valid Federal multispecies permit and landed and 
    sold at least 10,000 lb (4535 kg) of multispecies finfish to federally 
    permitted dealers between May 1, 1997, and April 30, 1998. Verification 
    of the sale would be based only on dealer weigh-out reports submitted 
    to NMFS prior to April 1, 1999.
        Party/Charter vessels are not eligible for this program, because 
    they were not technically excluded from fishing in the closed areas 
    under Framework Adjustments 26 and 27.
        By law, persons with net annual revenues from commercial fishing of 
    $2 million or more are also not eligible to receive funds through this 
    program. However, NMFS proposes a different maximum limit of $75,000 
    (or $150,000 if filing a joint tax return) on the net income from 
    commercial fishing that an affected person could have received in 1998 
    to be eligible for compensation. Comments are requested on whether this 
    limit is appropriate.
        Any permit holder whose permit was sanctioned during the February 
    through June 1999 closures cannot qualify for compensation from the 
    period of the sanction.
        Permit holders otherwise eligible for compensation who sold their 
    vessels on or after February 1, 1999, would not be eligible to 
    participate in this program. Persons who owned a vessel that held a 
    valid multispecies permit during the 1998-99 fishing year and who 
    purchased a new vessel after February 1, 1999, would be eligible based 
    on the history of the vessel used during 1998.
    
    Calculation of Historical Activity
    
        A. For the purposes of this program, NMFS would define ``historical 
    activity'' as fishing activity during 1998 (or, in some cases, 1997) in 
    the areas listed here that were closed in 1999, excluding the Western 
    Gulf of Maine closed area. NMFS would calculate the historical activity 
    based on the number of DAS fished by each eligible vessel during 1998 
    in the following months and areas:
    
    February--blocks 124-125
    March--blocks 124-125
    April--blocks 123-125, 130-133
    May--blocks 129-133, 136-140
    June--blocks 139-147, 152
    
        Figure 1 shows the areas of these blocks.
    
    BILLING CODE 3510-22-P
    
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    [GRAPHIC] [TIFF OMITTED] TN11JN99.007
    
    
    
    BILLING CODE 3510-22-C
    
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        Note that in no case would DAS fished in the Western Gulf of Maine 
    Closed Area be considered as historical activity, since that is 
    considered a long-term, year-round closure.
        B. There were some closures in March, May and June of 1998. 
    Therefore, if a vessel used no DAS in May or June 1998, NMFS would 
    calculate the number of DAS fished by that vessel in the appropriate 
    areas during the same months of 1997. Some areas were closed from March 
    1 through March 30, 1998, but not closed on March 31 of that year. 
    Therefore, if a vessel used either no DAS during March 1998 or only 
    fished on March 31 of that year, NMFS would calculate the number of DAS 
    fished by that vessel in the appropriate areas during the same months 
    of 1997.
        C. Some persons may have been prevented from fishing in 1998 due to 
    illness or problems with their vessels. NMFS assumes that vessel owners 
    have chosen fishing as their primary activity by virtue of their 
    investment in their boats. Therefore, if there are two consecutive 
    calendar months from February through June 1998 for which a vessel had 
    no record of any fishing activity (e.g., negative reports were 
    submitted for March and April 1998), NMFS would assume that the vessel 
    was prevented from fishing by circumstances beyond the control of the 
    vessel owner. In this circumstance, NMFS would calculate the number of 
    multispecies DAS during those same months in 1997. If the 2-month gap 
    in 1998 fishing activity was due to a permit sanction, however, NMFS 
    would not consider 1997 fishing activity.
        D. Calculation of multispecies DAS fished would be made to the 
    nearest hour of fishing time and would then be rounded down to the 
    nearest half day. A permit holder can receive no more compensation for 
    economic harm than the level represented by the number of days of 
    historical activity as calculated using this method.
        E. The number of multispecies DAS fished during a fishing year plus 
    the number of unused multispecies DAS for which a vessel receives 
    compensation in that year cannot exceed the total number of 
    multispecies DAS allocated to that vessel for that year.
    
    Documentation Used To Determine Historical Activity
    
        A. For vessels greater than 30 ft (9.14 m), NMFS would use vessel 
    call-in system reports and vessel trip reports received by NMFS prior 
    to April 1, 1999, to determine when a vessel fished in a 1999 closure 
    area. If a trip was called in but no log report was submitted, or vice 
    versa, the trip would not be included.
        Some vessel trip reports have been submitted with insufficient 
    information to determine whether the vessel fished in the closed areas, 
    although this information is required. Under this proposed plan, the 
    permit holder would not get credit for historical activity on any trips 
    for which the logbooks were not filled out as required. NMFS 
    specifically seeks comments on this provision.
        B. For vessels 30 ft (9.14 m) or less, NMFS would base historical 
    activity on vessel trip reports received by NMFS prior to April 1, 
    1999. (These vessels do not participate in the call in system.) The 
    same problem of logbooks submitted without sufficient geographic 
    information pertains to vessels under 30 ft (9.14 m) as for larger 
    vessels. NMFS proposes to use the same solution for this category as it 
    uses for vessels over 30 ft (9.14 m).
    
    Documentation Used To Determine 1999 Activity
    
        A. For vessels greater than 30 ft (9.14 m), NMFS would base 
    activity on vessel call-in system reports.
        B. For vessels 30 ft (9.14 m) or less, NMFS would base activity on 
    vessel trip reports submitted as of the publication date of this 
    document or, for May and June 1999, by the 15th day following each 
    month. As required by regulations, every vessel trip report, including 
    negative reports, must be submitted within 15 days of the end of each 
    month. Vessels that have not submitted timely reports will not be 
    eligible for compensation for that month. NMFS may compare dealer 
    weigh-out reports and logbooks for May and June to confirm claims that 
    no landings were made when no trip is reported.
    
    Calculation of Economic Harm
    
        A. For each month in which a vessel has historical activity, NMFS 
    would tally the number of multispecies DAS fished in 1999 in areas that 
    have not been closed. Economic harm would be calculated on a monthly 
    basis as the historical DAS (multispecies DAS fished in the closed 
    areas as described earlier) used that month minus the multispecies DAS 
    used that month in 1999. For example, if a vessel has 10 DAS of 
    historical activity in April 1998 and fished 5 DAS in April 1999, the 
    permit holder and crew would be eligible for compensation for the 
    equivalent of up to 5 DAS. If a vessel has 10 DAS of historical 
    activity in April 1998 and fished 15 DAS outside the closed area in 
    1999, the permit holder and crew would not be eligible for compensation 
    for economic harm for that month.
        B. Compensation for economic harm would be at a rate of $1500 for 
    each 24-hour DAS and $750 for each half DAS. This amount would be 
    decreased to $900 per DAS if the permit holder does not designate crew 
    to receive compensation. However, persons fishing alone may designate 
    themselves as crew and receive the full compensation. (See Compensation 
    for Crew) These amounts are consistent with NMFS estimates of the 
    average net revenue and crew costs per multispecies DAS per vessel in 
    the areas closed by Framework Adjustment 26.
        C. A DAS for which a permit holder receives compensation would be 
    considered a DAS used. For compensation received based on economic harm 
    during the 1998-1999 fishing year (i.e., during the February, March and 
    April 1999 closures), DAS for which a permit holder receives 
    compensation cannot be carried over to the 1999-2000 fishing year. For 
    compensation received based on economic harm during the 1999-2000 
    fishing year (i.e., during the May and June 1999 closures), DAS for 
    which a permit holder receives compensation would be subtracted from 
    the total allowable DAS for the year. For example, if a permit holder 
    in the fleet DAS category is compensated for 10 DAS not used in June 
    1999, the total 1999-2000 DAS for the vessel s/he currently owns would 
    be reduced from 88 to 78.
        D. The number of DAS for which persons would receive compensation 
    would be based on the total number of requests received by NMFS. No 
    compensation would be paid until all requests are received and 
    processed. Because compensation cannot be released until the universe 
    of applicants is known, and because eligibility and unused DAS are 
    calculated from official records held by NMFS and based on information 
    required to be submitted to NMFS, there would be no appeals of NMFS 
    determinations of eligibility or unused DAS.
        E. If the total requests for compensation for economic harm exceed 
    the funds available, the number of DAS for which each person is 
    compensated would be reduced by the same proportion. If reduced, the 
    proportional DAS for which each person is compensated would be rounded 
    down to the nearest half day.
        F. If the total requests for compensation for economic harm total 
    less than the funds available, the excess funds would be used to defray 
    costs in
    
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    the following cooperative research program.
        G. The agreement to participate in research in exchange for 
    compensation through this program is binding. If a permit holder 
    decides to withdraw from the program, he or she must return any 
    compensation to NMFS, which will then be used to defray costs in the 
    cooperative research program.
    
    Compensation for Crew Members
    
        NMFS would ask permit holders to identify crew members that have 
    also been harmed by the groundfish collapse and to specify in the 
    application the vessel's share system. Crew members will be compensated 
    a portion of the vessel's total compensation, based on the vessel's 
    share system. An eligible crew member is expected to have worked for 
    the permit holder for at least 6 out of the last 10 months. NMFS will 
    make a direct payment to each identified crew member based on the 
    percentage share specified by the permit holder. It will pay the 
    remainder of the vessel's compensation to the permit holder. Permit 
    holders that do not specify any crew members for compensation would be 
    compensated at a reduced rate of $900 per DAS. A permit holder fishing 
    alone would designate him/herself as the captain of the vessel, thereby 
    receiving the full $1500 per DAS discussed above.
    
    Research Requirement
    
        Vessels and crew members that receive compensation under this 
    program would be required to participate in research projects for the 
    number of days they were compensated. If NMFS cannot compensate persons 
    at the full level requested, a permit holder's obligation for research 
    would be only for the number of DAS for which compensation is received. 
    Permit holders would not be required to use their allotted fishing DAS 
    for this research. However, if a permit holder intended to land 
    multispecies fish caught during the course of a research day, the 
    permit holder would use a DAS, which would also count as a research 
    day.
        The cost of personnel (captain and crew) required to operate the 
    vessel during this research would be borne by the permit holder. This 
    would be a condition of receiving compensation. All other operation 
    costs would be borne by the researcher.
        If a permit holder is not asked to provide his/her vessel for 
    research by September 30, 2000, this obligation will cease. Instead, 
    the permit holder would be required to submit the last 5 years of 
    Federal tax returns and complete a survey of economic and social data 
    needed to better evaluate the impacts of fishery management measures. 
    If this information it not received, the permit holder's DAS for the 
    2001-2002 fishing year would be reduced by the number of DAS for which 
    he/she was compensated under this program. Note that this provision 
    requires approval from OMB for this collection of information and could 
    not come into effect until NMFS receives such approval.
        If the vessel is sold while still under a research obligation, the 
    commitment would transfer with the permit, which automatically 
    transfers with the vessel upon sale, unless there is a purchase and 
    sale agreement stating otherwise. The research requirement would not be 
    voided by the sale of a vessel, unless the permit holder permanently 
    retires the vessel's multispecies permit.
        The research would be undertaken at a mutually agreed date before 
    May 1, 2001. If a vessel is requested for research by September 30, 
    2000, and the research is not conducted before May 1, 2001, the 
    vessel's allowed DAS for fishing year 2001-2002 will be reduced by the 
    number of DAS for which it was committed for research. If crew members 
    are compensated as part of this program and are still with the vessel, 
    they would be expected to serve during the requested research period.
    
    Application Process
    
        A. NMFS would determine who is eligible to participate in the 
    program based on dealer weigh-out reports and would calculate the 
    maximum level of direct assistance for which the permit holder would be 
    eligible.
        B. NMFS would send letters and a copy of the final Federal Register 
    document to all multispecies permit holders explaining the program, 
    informing them whether they qualify to participate and, if so, the 
    maximum amount of economic harm they can claim based on unused DAS. The 
    letter would contain an application form that asks the permit holder to 
    identify the number of eligible DAS for which the holder would seek 
    compensation in exchange for a commitment from the permit holder to 
    make his or her vessel available for research in the future, if 
    requested. The permit holder would be required to identify crew members 
    that should share in the compensation and to inform NMFS of the 
    percentage of available compensation each crew member should get, based 
    on the usual share system of the vessel. Permit holders would have 30 
    days from the date of mailing to respond to the invitation to 
    participate. A date by which all responses must be postmarked would be 
    included in the invitation to participate.
        C. NMFS will tally the total eligible compensation requested for 
    all applications received by the deadline. If the total eligible 
    compensation requested is less than the funds available, NMFS will 
    approve payment of the requested amounts. If the eligible compensation 
    requested exceeds the funds available, NMFS will approve payment for 
    each permit holder based on a prorated reduction in the number of DAS. 
    The value of a DAS will remain the same, but fewer unused DAS will be 
    compensated in this case. Partial DAS will be rounded downward to the 
    nearest half DAS. Because the total DAS requested cannot be evaluated 
    until the logbooks from the vessels under 30 ft (9.14 m) (which can be 
    submitted up to July 15) have been entered in the NMFS database, 
    compensation under this program should not be expected before September 
    1999.
        D. NMFS will report payments disbursed under this program to the 
    Internal Revenue Service and will issue IRS Form 1099-G to each 
    recipient of compensation for economic harm.
    
    Classification
    
    Catalogue of Federal Domestic Assistance
    
        This program will be listed in the Catalogue of Federal Domestic 
    Assistance under number 11.452 (Unallied Industry Projects).
    
    National Environmental Policy Act
    
        NMFS will conduct an Environmental Assessment of this program prior 
    to publication of the final rule. Comments on the potential impacts of 
    this program on the quality of the human environment are requested.
    
    Regulatory Flexibility Act
    
        NMFS has conducted an initial regulatory flexibility review for 
    this action, which is included here. The action is being taken as a 
    result of concern about the economic impact of the declining groundfish 
    stocks in the Gulf of Maine. The objective of the program is to 
    compensate persons in the Northeast multispecies fishery who have 
    incurred losses from a commercial fishing failure. The program to 
    compensate fishermen for economic harm would be open to permit holders 
    of a currently valid Northeast multispecies permit who landed 10,000 lb 
    (4535 kg) of multispecies fish between May 1, 1997, and April 30, 1998, 
    as recorded by dealer weigh-out reports. NMFS estimates fewer than 500
    
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    permit holders would qualify for compensation by having landed 10,000 
    lb (4535 kg) of multispecies fish and having historical activity in the 
    areas closed in 1999. Assuming that on average, each permit holder 
    employed one other crew member, there might be 1000 persons able to 
    participate in this program.
        The reporting or record-keeping requirements for this program 
    include an initial form to indicate willingness to participate in the 
    program. The form would also allow permit holders to identify crew 
    members that should share in the compensation. The program would also 
    require permit holders to provide the services of their vessels, if 
    asked, for future research at a mutually agreed date and time, not to 
    exceed 2 years in the future. The permit holders would be expected to 
    cover the costs of captain and crew needed to operate the vessel during 
    this research, which is estimated to be $700 on average. The other 
    costs of operating the vessel would be covered by the researcher. 
    Participation in the compensation program would be voluntary, and 
    persons would not be expected to participate unless it was economically 
    beneficial to do so. Permit holders would be expected to keep a record 
    of the number of days they engaged in cooperative research. In 
    addition, if a permit holder is not asked to engage in research by 
    September 30, 2000, the proposed program calls for permit holders to 
    submit 5 years of Federal income tax forms and to complete a survey of 
    economic and social concerns instead, provided OMB approves this 
    collection of information. Fishermen who have not kept copies of their 
    tax returns would need to request copies from the IRS at a cost of 
    $23.00 per return.
        There are no Federal rules that duplicate, overlap, or conflict 
    with the proposed action.
        In providing assistance to alleviate the economic harm caused by 
    the fishery decline, any significant economic impacts of this program 
    are expected to be positive and are intentional. Therefore, NMFS has 
    not considered alternatives that would minimize any significant 
    economic impacts.
    
    E.O. 12866
    
        This proposed program has been determined to be significant for the 
    purposes of E.O. 12866.
    
    Paperwork Reduction Act (PRA)
    
        This proposed program contains a collection-of-information 
    requirement subject to review and approval by OMB under the PRA. An 
    emergency clearance for the collection of information required to 
    disburse these funds is being sought from OMB. This is a one-time 
    collection of information. There would be no annual information 
    collection burden. If NMFS continues this program, it will seek 
    additional clearance for any required collection of information.
        Notwithstanding any other provision of law, no person is required 
    to respond to nor shall a person be subject to a penalty for failure to 
    comply with a collection of information subject to the requirements of 
    the Paperwork Reduction Act unless that collection of information 
    displays a currently valid OMB control number.
        Public reporting burden for this collection of information is 
    estimated at 1.5 hours per response, to submit a form indicating 
    willingness to participate in the program. This estimate includes the 
    time for reviewing instructions, searching existing data sources, 
    gathering and maintaining the data needed, and completing and reviewing 
    the collection of information.
        Public comment is sought regarding: whether this proposed 
    collection of information is necessary for the proper performance of 
    the functions of the agency, including whether the information shall 
    have practical utility; the accuracy of the burden estimate; ways to 
    enhance the quality, utility, and clarity of the information to be 
    collected; and ways to minimize the burden of the collection of 
    information, including through the use of automated collection 
    techniques or other forms of information technology. Send comments on 
    these or any other aspects of the collection of information to NMFS and 
    OMB (see ADDRESSES).
    
    Federal Policies and Procedures
    
        Recipients of Federal assistance through this program are subject 
    to all Federal laws and Federal and Department of Commerce (Commerce) 
    policies, regulations, and procedures applicable to Federal financial 
    assistance awards and must comply with general provisions that apply to 
    all recipients under Commerce Federal assistance programs.
    
    False Statements
    
        A false statement on the application or any document submitted for 
    consideration of financial assistance is grounds for denial or 
    termination of funds and grounds for possible punishment by a fine or 
    imprisonment (18 U.S.C. 1001).
    
    Delinquent Federal Debts
    
        No award of Federal funds shall be made if the would-be recipient 
    has an outstanding delinquent Federal debt or fine until either: (a) 
    the delinquent account is paid in full; (b) a negotiated repayment 
    schedule is established and at least one payment is received; or, (c) 
    other arrangements satisfactory to Commerce are made.
    
    Internal Revenue Service (IRS) Information
    
        An applicant classified for tax purposes as an individual, 
    partnership, proprietorship, corporation, or medical corporation is 
    required to submit a taxpayer identification number (TIN) (either 
    social security number, employer identification number as applicable, 
    or registered foreign organization number) on Form W-9, ``Payer's 
    Request for Taxpayer Identification Number.'' Tax-exempt organizations 
    and corporations (with the exception of medical corporations) are 
    excluded from this requirement. Form W-9 shall be submitted to NOAA 
    upon application for assistance. The TIN will be provided to the IRS by 
    Commerce on Form 1099-G, ``Statement for Recipients of Certain 
    Government Payments.''
        Disclosure of a recipient's TIN is mandatory for Federal income tax 
    reporting purposes under the authority of 26 U.S.C., section 6011 and 
    6109(d), and 26 CFR, 301.6109-1. This is to ensure the accuracy of 
    income computation by the IRS. This information will be used to 
    identify an individual who is compensated with Commerce funds or paid 
    interest under the Prompt Payment Act.
    
    Name Check
    
        Recipients may be subject to a name check review process. Name 
    checks are intended to reveal if they or any key individuals associated 
    with an application for award have been convicted of, or are presently 
    facing, criminal charges such as fraud, theft, perjury, or other 
    matters that significantly reflect on their management, honesty, or 
    financial integrity. In the name check process, Commerce performs a 
    credit check on businesses and individuals. A criminal background check 
    on an individual's name is performed by the Federal Bureau of 
    Investigation. There is no charge to recipients for the name check.
    
    Audits
    
        Under the Inspector General Act of 1978, as amended, 5 U.S.C. App. 
    3, section 1 et seq., an audit of the award of assistance may be 
    conducted at any time. The Inspector General of
    
    [[Page 31548]]
    
    Commerce, or any of his or her duly authorized representatives, shall 
    have access to any pertinent books, documents, papers and records of 
    the recipient, whether written, printed, recorded, produced or 
    reproduced by any mechanical, magnetic or other process or medium, in 
    order to make audits, inspections, excerpts, transcripts or other 
    examinations as authorized by law. When the Office of the Inspector 
    General (OIG) requires an audit on a Commerce award, the OIG will 
    usually make the arrangements to audit the award, whether the audit is 
    performed by OIG personnel, an independent accountant under contract 
    with Commerce, or any other Federal, state or local audit entity.
    
    Government-Wide Debarment and Suspension
    
        You must submit a completed Form CD-511, ``Certification Regarding 
    Debarment, Suspension and Other Responsibility Matters; Drug-Free 
    Workplace Requirements and Lobbying.'' Prospective participants (as 
    defined at 15 CFR 26.105) are subject to 15 CFR part 26, ``Non-
    procurement Debarment and Suspension'' and the related section of the 
    certification form prescribed here applies.
    
        Dated: June 4, 1999.
    Andrew J. Kemmerer,
    Acting Assistant Administrator, National Marine Fisheries Service.
    [FR Doc. 99-14788 Filed 6-10-99; 8:45 am]
    BILLING CODE 3510-22-P
    
    
    

Document Information

Published:
06/11/1999
Department:
National Oceanic and Atmospheric Administration
Entry Type:
Notice
Action:
Notice; request for comments.
Document Number:
99-14788
Dates:
Comments must be received by June 28, 1999.
Pages:
31542-31548 (7 pages)
Docket Numbers:
Docket No. 990520139-9139-01, I.D. 050799A
RINs:
0648-AM68: Disaster Assistance Program for the Northeast Multispecies Fishery
RIN Links:
https://www.federalregister.gov/regulations/0648-AM68/disaster-assistance-program-for-the-northeast-multispecies-fishery
PDF File:
99-14788.pdf