99-14902. Small Takes of Marine Mammals Incidental to Specified Activities; Seismic Hazards Investigation in Southern California  

  • [Federal Register Volume 64, Number 112 (Friday, June 11, 1999)]
    [Notices]
    [Pages 31548-31553]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-14902]
    
    
    -----------------------------------------------------------------------
    
    DEPARTMENT OF COMMERCE
    
    National Oceanic and Atmospheric Administration
    [I.D. 021699A]
    
    
    Small Takes of Marine Mammals Incidental to Specified Activities; 
    Seismic Hazards Investigation in Southern California
    
    AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
    Atmospheric Administration (NOAA), Commerce.
    
    ACTION: Notice of issuance of an incidental harassment authorization.
    
    -----------------------------------------------------------------------
    
    SUMMARY: In accordance with provisions of the Marine Mammal Protection 
    Act (MMPA) as amended, notification is hereby given that an Incidental 
    Harassment Authorization (IHA) to take small numbers of marine mammals 
    by harassment incidental to collecting marine seismic-reflection data 
    offshore from southern California has been issued to the U.S. 
    Geological Survey (USGS).
    
    DATES: This authorization is effective from June 3, 1999, through July 
    31, 1999.
    
    ADDRESSES: A copy of the application may be obtained by writing to 
    Donna Wieting, Acting Chief, Marine Mammal Division, Office of 
    Protected Resources, National Marine Fisheries Service, 1315 East-West 
    Highway, Silver Spring, MD 20910-3225, or by telephoning one of the 
    contacts listed here.
    
    FOR FURTHER INFORMATION CONTACT: Kenneth R. Hollingshead, NMFS, (301) 
    713-2055, or Christina Fahy, NMFS, 562-980-4023.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.) 
    directs the Secretary of Commerce to allow, upon request, the 
    incidental, but not intentional, taking of marine mammals by U.S. 
    citizens who engage in a specified activity (other than commercial 
    fishing) within a specified geographical region if certain findings are 
    made and either regulations are issued or, if the taking is limited to 
    harassment, a notice of a proposed authorization is provided to the 
    public for review.
        Permission may be granted if NMFS finds that the taking will have a 
    negligible impact on the species or stock(s) and will not have an 
    unmitigable adverse impact on the availability of the species or 
    stock(s) for subsistence uses and that the permissible methods of 
    taking and requirements pertaining to the monitoring and reporting of 
    such takings are set forth. NMFS has defined ``negligible impact'' in 
    50 CFR 216.103 as ``...an impact resulting from the specified activity 
    that cannot be reasonably expected to, and is not reasonably likely to, 
    adversely affect the species or stock through effects on annual rates 
    of recruitment or survival.''
        Subsection 101(a)(5)(D) of the MMPA established an expedited 
    process by which citizens of the United States can apply for an 
    authorization to incidentally take small numbers of marine mammals by 
    harassment. The MMPA now defines ``harassment'' as:
    
         ...any act of pursuit, torment, or annoyance which
        (a) has the potential to injure a marine mammal or
        marine mammal stock in the wild; or (b) has the
        potential to disturb a marine mammal or marine mammal
        stock in the wild by causing disruption of behavioral
        patterns, including, but not limited to, migration,
        breathing, nursing, breeding, feeding, or sheltering.
    
        Subsection 101(a)(5)(D) establishes a 45-day time limit for NMFS 
    review of an application followed by a 30-day public notice and comment 
    period on any proposed authorizations for the incidental harassment of 
    small numbers of marine mammals. Within 45 days of the close of the 
    comment period, NMFS must either issue or deny issuance of the 
    authorization.
    
    Summary of Request
    
        On January 15, 1999, NMFS received a request from the USGSfor 
    authorization to take small numbers of several species of marine 
    mammals by harassment incidental to collecting marine seismic-
    reflection data offshore from southern California. Seismic data was 
    planned to be collected during a 2-week period between May and July 
    1999 to support studies of the regional landslide and earthquake 
    hazards and to understand how saltwater invades coastal aquifers. A 
    revised request was received on February 11, 1999.
    
    Background
    
        The USGS proposes to conduct a high-resolution seismic survey 
    offshore from Southern California to investigate (1) the hazards posed 
    by landslides and potential earthquake faults in the nearshore region 
    from Santa Barbara to San Diego and (2) the invasion of seawater into 
    freshwater aquifers that are critical to the water supply for people 
    within the Los Angeles-San Pedro area. Both of these tasks are multi-
    year efforts that require using a small airgun.
        Coastal Southern California is the most highly populated urban area 
    along the U.S. Pacific coast. The primary objective of the USGS 
    research is to provide information to help mitigate the earthquake 
    threat to this area. The USGS emphasizes that the goal is not 
    earthquake prediction but rather an assistance in determining what 
    steps might be taken to minimize the devastation should a large quake 
    occur. The regional earthquake threat is known to be high, and a major 
    earthquake could adversely affect the well being of a large number of 
    people.
        Important geologic information that the USGS will derive from this 
    project's seismic-reflection data concerns how earthquake deformation 
    is distributed offshore; that is, where the active faults are and what 
    the history of movement along them has been. This should improve 
    understanding of the shifting pattern of deformation that occurred
    
    [[Page 31549]]
    
    over both the long term (approximately the last 100,000 years) and 
    short term (the last few thousand years). The USGS seeks to identify 
    actively deforming structures that may constitute significant 
    earthquake threats. The USGS also proposes to locate offshore 
    landslides that might affect coastal areas. Not only major subsea 
    landslides might affect the footings of coastal buildings, but also 
    very large slides can generate local tsunamis. These large sea waves 
    can be generated by seafloor movement that is produced either by 
    landslides or by earthquakes. Knowing where large slides have occurred 
    offshore will help locate areas susceptible to wave inundation.
        Some faults that have produced earthquakes lie entirely offshore or 
    extend into offshore areas where they can be studied using high-
    resolution seismic-reflection techniques. An example is the Rose Canyon 
    fault, which, extending through the San Diego area, is considered to be 
    the primary earthquake threat. This fault extends northward from La 
    Jolla, beneath the inner continental shelf, and appears again onshore 
    in the Los Angeles area. This fault and others like it near shore could 
    generate moderate (M5-6) to large (M6-7) earthquakes.
        Knowing the location and geometry of fault systems is critical to 
    estimating the location and severity of ground shaking. Therefore, the 
    results of this project will contribute to decisions involving land 
    use, hazard zonation, insurance premiums, and building codes.
        The proposed work is in collaboration with scientists at the 
    Southern California Earthquake Center, which analyzes faults and 
    earthquakes in onshore regions, and with scientists at the Scripps 
    Institute of Oceanography, who measure strain (incremental movement) on 
    offshore faults.
        The USGS also wants to collect high-resolution seismic- reflection 
    data to locate the sources and pathways of seawater that intrudes into 
    freshwater aquifers below San Pedro. Ground water usage in the Los 
    Angeles basin began in the mid-1800s. Today, more than 44,000 acre-feet 
    of freshwater each year are extracted from the aquifers that underlie 
    just the city of San Pedro. Extracting freshwater from coastal aquifers 
    causes offshore salt water to flow toward areas of active pumping. To 
    limit this salt-water intrusion, the Water Replenishment District and 
    water purveyors in San Pedro are investing $2.7 million per year to 
    inject freshwater underground to establish a zone of high water 
    pressure in the aquifer. The resulting zone of high pressure will form 
    a barrier between the invasive saltwater and the productive coastal 
    aquifers.
        USGS scientists in San Diego are working with the Los Angeles 
    County Department of Public Works and the Water Replenishment District 
    to develop a ground-water simulation model to predict fluid flow below 
    San Pedro and nearby parts of the Los Angeles Basin. This model will 
    eventually be used in managing water resources. The accuracy of the 
    present model, however, is compromised by a paucity of information 
    about aquifer geometry and about other geologic factors that might 
    affect fluid flow. Data the USGS collects will be used to improve 
    three-dimensional, fluid-flow models to aid in the management of water 
    resources.
        Because noise from seismic airguns and other acoustic instruments 
    may result in the harassment or injury of marine mammals incidental to 
    conducting the activity, an IHA under section 101(a)(5)(D) of the MMPA 
    is warranted.
        Fieldwork described here will be the third airgun survey that the 
    USGS has conducted under close supervision by marine-mammal biologists. 
    In March 1998, the USGS used a large (6500 in3; 106 liters) 
    airgun array in and around Puget Sound to study the regional earthquake 
    hazard. The USGS employed 12 biologists, who worked on two ships 
    continuously to oversee airgun operations. On several occasions, the 
    USGS shut off the airguns when marine mammals entered safety zones that 
    had been stipulated by NMFS under an IHA, and, when mammals left these 
    zones, the USGS gradually ramped up the array as required to avoid 
    harming wildlife. Marine mammal biologists reported that, during the 
    survey, no overt distress was evident among the dense marine mammal 
    populations, and, afterward, no unexplained marine mammal strandings 
    occurred. In August 1998, the USGS surveyed offshore from Southern 
    California, using a small airgun (40 in3; 655 
    cm3). Marine mammal biologists oversaw this activity, and 
    the survey the USGS proposes here will be conducted with similar 
    oversight.
    
    Experimental Design
    
        Marine studies conducted by the USGS focus on areas where natural 
    hazards have their greatest potential impact on society. In Southern 
    California, USGS studies will concern four areas. The first area in 
    priority is the coastal zone and continental shelf between Los Angeles 
    and San Diego, where much of the hazard appears to be associated with 
    strike-slip faults, such as the Newport-Inglewood and Palos Verdes 
    faults. The second study area lies offshore, in the Santa Monica, San 
    Pedro, and San Diego Trough deeps, where rapid sedimentation has left a 
    more complete record, relative to shallow-water areas, that the USGS 
    can use to decipher earthquake history. The third area is the extension 
    into the Santa Barbara Channel of major elements of onshore geology, 
    including some large faults. The fourth area is the geologic boundary, 
    marked generally by the Channel Islands, between the inner California 
    Borderland (dominated by strike-slip faults) and the Santa Barbara 
    Channel (dominated by compressional faults). The study proposed here 
    focuses on the highest priority area, which lies near shore between Los 
    Angeles and San Diego.
        The seismic-reflection survey will last 14 days. From its 
    experience collecting seismic-reflection data in this general area 
    during 1998, the USGS proposed to conduct the 1999 survey sometime 
    within the May through July window. The basis for this decision is its 
    desire to avoid the gray whale migrations and the peak arrival of other 
    mysticete whales during late summer.
        The USGS has not yet determined the exact tracklines for the 
    survey, but the USGS does know the areas where airgun use will be 
    concentrated. Two of these areas are southwest and southeast of Los 
    Angeles, and the third and largest one is west and northwest of San 
    Diego. In these areas seismic-reflection data will be collected along a 
    grid of lines that are about 2 km (1.2 mi) apart.
        The USGS proposes to use a small airgun and 200-m (656-ft) long 
    streamer to collect seismic-reflection data. The potential effect on 
    marine mammals is from the airgun; mammals cannot become entangled in 
    the streamer. The USGS will also use a low-powered, high-resolution 
    seismic system to obtain detailed information about the very shallow 
    geology. The seismic- reflection system will be onboard a vessel owned 
    by a private contractor. Ocean-bottom seismometers will be deployed to 
    measure the velocity of sound in shallow rocks to help unravel the 
    recent history of fault motion. These seismometers are passive 
    recorders and pose no threat to the environment.
        Ship navigation will be accomplished using satellites of the Global 
    Positioning System. The survey ship will be able to report accurate 
    positions, which is important to mitigating the airgun's effect on 
    marine mammals and to analyzing what impact, if any, airgun operations 
    had on the environment.
    
    [[Page 31550]]
    
    The Seismic Sound Sources
    
        During this survey, the USGS will operate two sound sources--an 
    airgun and a high-resolution Huntec(TM) system. The main 
    sound source will be a single small airgun of special type called a 
    generator-injector, or GI-gun (trademark of Seismic Systems, Inc., 
    Houston, TX). This type of airgun consists of two small airguns within 
    a single steel body. The two small airguns are fired sequentially, with 
    the precise timing required to stifle the bubble oscillations that 
    typify sound pulses from a single airgun of common type. These 
    oscillations impede detailed analysis of fault and aquifer structure. 
    For arrays consisting of many airguns, bubble oscillations are canceled 
    by careful selection of airgun sizes. The GI-gun is a mini-array that 
    is carefully adjusted to achieve the desired bubble cancellation. 
    Airguns and GI-guns with similar chamber sizes have similar peak output 
    pressures.
        The GI-gun for this survey has two equal-sized chambers of 35 
    in3 (57 mm3), and the gun will be fired every 12 
    seconds. Compressed air delivered to the GI-gun will have a pressure of 
    about 3000 psi. The gun will be towed 12 meters (39.4 ft) behind the 
    vessel and suspended from a float to maintain a depth of about 1 m (3.3 
    ft).
        The manufacturer's literature indicates that a GI-gun of the size 
    the USGS will use has a sound-pressure level (SPL) of about 220 dB re 1 
    Pa-m. In comparison, a 40-in3 (65 mm3) 
    airgun has an SPL of 216 dB re 1 Pa-m (Richardson et al., 
    1995). The GI-gun's output sound pulse has a duration of about 10 ms. 
    The amplitude spectrum of this pulse, as shown by the manufacturer's 
    data, indicates that most of the sound energy is at frequencies below 
    500 Hz. Field measurements by USGS personnel indicate that the GI-gun's 
    emits low sound amplitudes at frequencies above 500 Hz. Thus, high-
    amplitude sound from this source is at frequencies that are outside the 
    main hearing band of odontocetes and pinnipeds (Richardson et al., 
    1995).
        The high-resolution Huntec(TM) system uses an 
    electrically powered sound source. In operation, the sound producing 
    and recording hardware are towed behind the ship near the seabottom. 
    The unit emits sound about every 0.5 seconds. This system provides 
    highly detailed information about stratified sediment, so that dates 
    obtained from fossils in sediment samples can be correlated with 
    episodes of fault offset. The SPL for this unit is 210 dB re 1 
    Pa-m. The output-sound bandwidth is 0.5 kHz to 8 kHz, with the 
    main peak at 4.5 kHz.
    
    Description of Habitat and Marine Mammals Affected by the Activity
    
        The Southern California Bight supports a diverse assemblage of 29 
    species of cetaceans (whales, dolphins, and porpoises) and 6 species of 
    pinnipeds (seals and sea lions). The species of marine mammals that are 
    likely to be present in the seismic research area during the year 
    include the bottlenose dolphin (Tursiops truncatus), common dolphin 
    (Delphinus delphis), killer whale (Orcinus orca), Pacific white-sided 
    dolphin (Lagenorhynchus obliquidens), northern right whale dolphin 
    (Lissodelphis borealis), Risso's dolphin (Grampus griseus), pilot whale 
    (Globicephala macrorhynchus), Dall's porpoise (Phocoenoides dalli), 
    sperm whale (Physeter macrocephalus), humpback whale (Megaptera 
    novaengliae), gray whale (Eschrichtius robustus), blue whale 
    (Balaenoptera musculus), minke whale (Balaenoptera acutorostrata), fin 
    whale (Balaenoptera physalus), harbor seal (Phoca vitulina), elephant 
    seal (Mirounga angustirostris), northern sea lion (Eumetopias jubatus), 
    and California sea lion (Zalophus californianus), northern fur seal 
    (Callorhinus ursinus) and sea otters (Enhydra lutris). General 
    information on these species can be found in the USGS application and 
    in Barlow et al. (1997). Please refer to those documents for 
    information on the biology, distribution, and abundance of these 
    species.
    
    Potential Effects of Seismic Surveys on Marine Mammals
    
    General Discussion
    
         Seismic surveys are used to obtain data about rock formations up 
    to several thousands of feet deep. These surveys are accomplished by 
    transmitting sound waves into the earth, which are reflected off 
    subsurface formations and recorded with detectors in the water column. 
    A typical marine seismic source is an airgun array, which releases 
    compressed air into the water creating an acoustical energy pulse that 
    is directed downward toward the seabed. Hydrophones spaced along a 
    streamer cable just below the surface of the water receive the 
    reflected energy from the subsurface formations and transmit data to 
    the seismic vessel. Onboard the vessel, the signals are amplified, 
    digitized, and recorded on magnetic tape.
        Disturbance by seismic noise is the principal means of taking by 
    this activity. Vessel noise may provide a secondary source. Also, the 
    physical presence of vessel(s) could lead to some non-acoustic effects 
    involving visual or other cues.
        Depending upon ambient conditions and the sensitivity of the 
    receptor, underwater sounds produced by open-water seismic operations 
    may be detectable some distance away from the activity. Any sound that 
    is detectable is (at least in theory) capable of eliciting a 
    disturbance reaction by a marine mammal or by masking a signal of 
    comparable frequency. An incidental harassment take is presumed to 
    occur when marine mammals in the vicinity of the seismic source (or 
    vessel) react to the generated sounds or to visual cues.
        Seismic pulses are known to cause some species of whales, including 
    gray whales, to behaviorally respond within a distance of several 
    kilometers (Richardson et al., 1995). Although some limited masking of 
    low-frequency sounds is a possibility for those species of whales using 
    low frequencies for communication, the intermittent nature of seismic 
    source pulses will limit the extent of masking. Bowhead whales, for 
    example, are known to continue calling in the presence of seismic 
    survey sounds, and their calls can be heard between seismic pulses 
    (Richardson et al., 1986).
        When the received levels of noise exceed some behavioral reaction 
    threshold, cetaceans will show disturbance reactions. The levels, 
    frequencies, and types of noise that will elicit a response vary 
    between and within species, individuals, locations and seasons. 
    Behavioral changes may be subtle alterations in surface-dive-
    respiration cycles. More conspicuous responses include changes in 
    activity or aerial displays, movement away from the sound source, or 
    complete avoidance of the area. The reaction threshold and degree of 
    response are related to the activity of the animal at the time of the 
    disturbance. Whales engaged in active behaviors, such as feeding, 
    socializing, or mating, are less likely than resting animals to show 
    overt behavioral reactions, unless the disturbance is directly 
    threatening.
        Hearing damage is not expected to occur during the project. While 
    it is not known whether a marine mammal very close to the airgun would 
    be at risk of permanent hearing impairment, temporary threshold shift 
    (TTS) is a theoretical possibility for animals very close to an airgun. 
    However, planned monitoring and mitigation measures (described later in 
    this document) are designed to detect marine mammals occurring near the 
    seismic source(s) and to avoid, to the greatest extent practicable, 
    exposing them to sound
    
    [[Page 31551]]
    
    pulses that have any possibility of causing hearing damage, including 
    TTS.
    
    Maximum Sound-Exposure Levels for Marine Mammals
    
        Loud continuous sounds can damage the hearing of marine mammals. 
    However, the adverse effects of sound on mammals have been documented 
    for exposure times that last for tens of seconds or minutes, but 
    effects have not been documented for the brief pulses typical of the 
    GI-gun (10 ms) and the Huntec(TM) system (0.3 ms). NMFS has 
    long considered that the maximum SPLs to which marine mammals should be 
    exposed from impulse sounds are 180 dB re 1 PaRMS 
    for mysticetes and sperm whales, and 190 dB re 1 
    PaRMS for odontocetes and pinnipeds. More recently, 
    scientists at two workshops on acoustic noise and marine mammals 
    supported NMFS' determination.
        At the time of its application, the USGS lacked detailed 
    measurement of sound-transmission loss for the southern California 
    offshore, so, based upon the best science available, the USGS estimated 
    how SPL varies with distance from the airgun by assuming that sound 
    decays according to 25Log(R). The coefficient 25 accounts approximately 
    for the attenuation that is caused by the sound interacting with the 
    seabottom. The USGS used this procedure to derive safety zone estimates 
    based on the 220 dB SPL produced by the GI-gun, the larger of the two 
    sound sources the USGS plans to use.
        Assuming that the 25Log(R) decay that the USGS used to estimate 
    safe distances from the airgun is correct, this indicates that an SPL 
    of 190 dB re 1 Pa is attained about 16 m (52.5 ft) away from 
    the airgun, and an SPL of 180 dB re 1 Pa is attained at about 
    40 m (131 ft) away. However, for precautionary reasons during field 
    operations, the USGS proposes that, at all times, the safe distance for 
    odontocetes and pinnipeds be 50 m (164 ft) and for mysticetes, 100 m 
    (328 ft).
    
    Comments and Responses
    
        A notice of receipt of the application and proposed authorization 
    was published on March 5, 1999 (64 FR 10644), and a 30-day public 
    comment period was provided on the application and proposed 
    authorization. Comments were received from the Marine Mammal Commission 
    (MMC), the California Coastal Commission (CCC), and one individual. The 
    CCC asked a number of questions; those relevant to the application for 
    an IHA are included here. Information on the authorization request and 
    expected impact on marine mammal species, not subject to reviewer 
    comments, can be found in the proposed authorization notice and is not 
    repeated here, but is considered part of the record of decision, except 
    as modified by this notice.
        On May 11, 1999, the CCC objected to the USGS project and its 
    consistency determination, even though the CCC staff had recommended 
    approval (see CD-32-99). During the May 11, 1999, public hearing, the 
    USGS modified its project to avoid operating within the 3-mile limit of 
    State waters and to expand the marine mammal safety radius for 
    odontocetes to be the same as mysticetes (i.e., 100 m (328 ft) safety 
    zone) in order to ensure that marine mammals would be exposed to no 
    greater than 180 dB sound levels. Nevertheless, even with these 
    modifications, the CCC found the project was not consistent to the 
    maximum extent practicable with the California Coastal Management Plan 
    (CCMP).
        The CCC further determined that alternative measures exist that 
    would enable the project to be conducted in a manner consistent to the 
    maximum extent practicable with the CCMP. One alternative measure 
    identified by the CCC would require no night-time seismic activities. 
    The CCC requirements are discussed later in this document. On May 28, 
    1999, the USGS submitted a letter to NMFS, requesting the CCC suggested 
    modifications be made to their application for an IHA.
         Comment 1: The MMC questions the statement in the USGS application 
    that NMFS considers that the maximum sound pressure levels (SPLs) to 
    which marine mammals can be exposed are 180 dB re 1 
    PaRMS * * * for mysticetes and sperm whales, and 
    190 dB re 1 PaRMS for odontocetes and pinnipeds. No 
    citation was provided for this statement and, while the MMC is aware 
    that the referenced sound levels were judged to be appropriate by the 
    panel of experts convened by NMFS last September, the MMC was not aware 
    that NMFS had accepted or made known the panel's findings in this 
    regard. The MMC requests NMFS' rationale for these determinations.
         Response: NMFS notes that the mentioned SPLs have been adopted by 
    NMFS as the lower bound for Level A harassment authorizations for 
    impulse sounds, such as from seismic airguns (please refer to 50 CFR 
    216.3 for a definition of Level A and Level B harassment), and have 
    relatively long usage in establishing safety zones for marine mammals 
    in such areas as the U.S. Beaufort Sea (see 61 FR 26501, May 28, 1996; 
    61 FR 38715, July 25, 1996; 62 FR 38263, July 17, 1997; and 63 FR 
    40505, July 29, 1998) and Puget Sound (see 62 FR 488817, September 17, 
    1997, and 63 FR 2213, January 14, 1998). The rationale for using these 
    levels was provided first in an authorization to the Exxon Corporation 
    for seismic work in southern California in 1995 (see 60 FR 53753, 
    October 17, 1995). Because of the length of that discussion, it is not 
    repeated here. However, since the time of that authorization, NMFS has 
    questioned the reliability of using data on humans as surrogates for 
    marine mammal impacts. As a result, until better scientific data on 
    marine mammals are collected, NMFS has adopted a more precautionary 
    level of 190 dB as the lower bound for Level A harassment for 
    odontocetes and pinnipeds, and not the higher levels noted in the Exxon 
    authorization.
        NMFS wishes to clarify that, under section 101(a)(5)(D) of the 
    MMPA, applicants may apply for a take by acoustic injury (Level A 
    harassment); however, NMFS limits the use of authorizations for 
    harassment involving the ``potential to injure'' to takings that may 
    involve non-serious injury, such as TTS. Serious injury for marine 
    mammals, such as permanent hearing loss within the species' primary 
    hearing range, may lead fairly quickly to the animal's death. For 
    example, if an application indicates that the short-term use of an 
    acoustic source at its maximum output level has the potential to cause 
    TTS in a marine mammal's hearing ability, that taking would constitute 
    a Level A ``harassment'' take, since the animal's hearing ability would 
    be expected to recover and, therefore, the section 101(a)(5)(D) 
    application would be appropriate. However, if the acoustic source at 
    its maximum level has the potential to cause a permanent threshold 
    shift in a marine mammal's hearing ability or potentially could cause 
    TTS over a significant period of time on the same animals, that 
    activity will be considered by NMFS to be capable of causing serious 
    injury to a marine mammal and, therefore, might not be appropriate for 
    an IHA, unless effective mitigation was implemented to prevent more 
    than non-serious injury.
        It should also be understood that, while NMFS considers that the 
    maximum SPLs to which marine mammals should be exposed from impulse 
    sounds are 180 dB re 1 PaRMS for mysticetes and 
    sperm whales and 190 dB re 1 PaRMS for odontocetes 
    and pinnipeds, the definition of ``harassment'' in section 3 of the 
    MMPA authorizes takes by harassment to include injury (Level A 
    harassment). As mentioned previously, 180 dB/190 dB SPLs are considered 
    by NMFS to be the
    
    [[Page 31552]]
    
    lowest level of Level A harassment. This means that safety zones are 
    established as a mitigation measure to reduce takings to the lowest 
    level practicable as required by section 101(a)(5)(D)(ii)(I). 
    Therefore, in accordance with section 101(a)(5)(D)(v), provided the 
    applicant requested takes that included Level A harassment, the fact 
    that a marine mammal entered the designated safety zone undetected is 
    not considered a violation of the MMPA or of the IHA.
        In any case, in order to obtain a certificate of compliance 
    (required of the USGS by the Coastal Zone Management Act) from the CCC, 
    the USGS must observe the more restrictive 180-dB criterion for both 
    mysticetes and odontocetes. Accordingly, the USGS, in a letter to NMFS, 
    amended its application to indicate that a safety zone of 100 m (328 
    ft) should be established, which is equivalent to 180 dB using 20Log(R) 
    SPL.
         Comment 2: The CCC asked, if the operation includes shallow water, 
    why 25Log(R) is an appropriate dispersion model? Also, one of the two 
    sources, the Huntec system, emits sound at or near the bottom (if at 
    all). Again, is the 25Log(R) the appropriate dispersion model for this 
    source. If the assumption that 25Log(R) is the correct attenuation 
    factor, the MMC recommends, in order to protect marine mammals from 
    serious injury, that a more conservative estimate of the attenuation 
    rate be used to calculate the safety zones, or that measurements be 
    made at the beginning of the surveys to confirm the assumed 25Log(R) 
    within the horizontal distances less than the depth of the water 
    column.
         Response: The USGS notes that it used a 25Log(R) decay in SPL 
    because acoustic modeling and measurements in the field show that sound 
    decays quickly in water that overlies a sloping seabottom. In a medium 
    with no acoustic interfaces, sound spreads spherically and SPL reduces 
    at 20Log(R). A sloping bottom, however, causes sound to exit the water 
    layer and beam into the underlying sediment, enhancing the transmission 
    loss toward a beach (e.g., Jensen and Tindle, 1987; Deane and 
    Buckingham, 1993; Glegg et al., 1993; Richardson et al., 1994; Jensen 
    et al., 1994). In fact, a zone of high transmission loss, an ``acoustic 
    shadow zone,'' lies just offshore from a beach. This argues against the 
    common misunderstanding that underwater sound intensifies up-slope 
    toward a beach.
        The enhanced transmission loss, relative to 20Log(R), that occurs 
    over a sloping bottom has been verified by field measurements from 
    scattered locations. The USGS, in conjunction with its 1997 seismic 
    survey in Puget Sound (Fisher et al., 1999) measured sound decay with 
    distance from a 108-liter (L) airgun array (Bain, 1999). A least-
    squares, straight-line fit to data from ranges less than 10 km (5.4 nm) 
    indicates that airgun sound decays at 29Log(R). In water 90 m (295 ft) 
    deep off Los Angeles Harbor, USGS scientists measured a 26Log(R) 
    transmission loss, using the same airgun the USGS will deploy this 
    coming season. Off the Big Sur coast of central California, the SPL of 
    a single 1.6 L airgun decreased at 25Log(R) decay toward the beach.
        Greenridge Sciences, Inc.(1998) measured the transmission loss of 
    airgun sound at Platform Harmony in the Santa Barbara Channel. 
    Estimated loss was high, the coefficient of the logarithm is 48 to 60. 
    Finally, measurements of acoustic thermometry (ATOC) sounds versus 
    distance, in nearshore water that is 10 m (33 ft) to 80 m (262 ft) 
    deep, indicate a high transmission loss (TL) of about 43Log(R).
        Therefore, on the basis of abundant, numerical acoustic modeling 
    and some field measurements, the USGS and NMFS believe that 25Log(R) is 
    a conservative estimate of sound TL for airgun sounds over a sloping 
    seabottom, like that offshore from southern California. In particular, 
    sound that propagates into shallow water near and within the 3-mile 
    (4.8 km) limit should decay sharply toward shore. However, the CCC will 
    require the USGS to observe a 100-m (328-ft) safety radius around the 
    airgun, which distance is consistent with the source level of the 
    airgun and a 20Log(R) TL model. At this distance, received SPL would be 
    180 dB using a 20Log(R) TL model. Because a more conservative estimate 
    of the attenuation rate has been used to calculate the safety zones 
    measurements, NMFS does not consider it necessary for measurements to 
    be made at the beginning of the surveys to confirm the TL.
        The Huntec instrument is deployed at varying depths beneath the sea 
    surface to avoid noise from large ships and ocean waves, but no attempt 
    is made to maintain this instrument at a close distance to the sea 
    floor. For safety reasons, the Huntec vehicle remains at least 50 m 
    (164 ft) above the seafloor, except in water that is shallower than 100 
    m (328 ft), where the Huntec will be at a depth of about 10 m (33 ft). 
    The maximum deployment is 150 m (492 ft). The maximum SPL of the Huntec 
    is about 25 percent of the G-I gun's maximum SPL, and mitigation zones 
    were calculated to account for the GI-gun. These zones, therefore, are 
    even more conservative for Huntec.
         Comment 3: The CCC asked how will marine mammals be observed and 
    avoided during low-visibility times (such as night-time and fog)? Will 
    there only be visual monitoring or is acoustic monitoring included as 
    well.
         Response: The USGS proposes to rely on visual monitoring; there 
    will not be any aerial surveys or acoustic monitoring. At night, 
    biologists proposed to use light-amplification scopes to improve 
    visibility and detection of the animals. However, in order for the USGS 
    to be consistent to the greatest extent practicable with the CCMP, the 
    USGS will not conduct GI-gun seismic surveys during nighttime.
         Comment 4: The MMC notes that marine mammal observers aboard the 
    seismic vessels will need to work 6 hour shifts if seismic operations 
    continue around the clock. The MMC questions whether two observers will 
    be able to effectively monitor and detect marine mammals approaching 
    the designated safety zones, particularly at night and after the first 
    few days working the alternating 6-hour shifts. The MMC recommends that 
    NMFS consult with the applicant to better determine the rationale for 
    using two observers as proposed.
         Response: Three biological observers will be employed with two on 
    watch at all times. According to restrictions placed on the USGS by the 
    CCC, the USGS will be unable to use the airgun for 8 hours overnight, 
    so all observers will benefit from a full, 8-hour sleep, and off-watch 
    periods during the day offer additional rest.
         Comment 5: The CCC asks who will be conducting the marine mammal 
    monitoring?
         Response: Employees of researchers at the Cascadia Research in 
    Olympia, WA, will likely oversee monitoring.
         Comment 6: The CCC asks why a 35-in3 airgun is louder 
    than a 45-in3 airgun? Is that because it contains two 
    chambers?
         Response: The GI-gun uses 3000-psi pressure, while most airguns 
    use 2000-psi pressure. This likely accounts for the greater source 
    strength of the GI-gun.
    
    Estimated Number of Potential Harassments of Marine Mammals
    
        The zone of influence for the GI-gun is defined to be the circle 
    whose radius is the distance from the gun where the SPL reduces to 160 
    dB re 1 Parms for those marine mammals that can 
    hear either the low frequency sound from seismic airguns or the mid-
    frequency Huntec system. For 25Log(R) TL, the zone of influence is 
    estimated to be a
    
    [[Page 31553]]
    
    circle with a radius of 250 m (820 ft); for 20Log(R), the zone of 
    influence would be 1,000 m. Based solely on estimated marine mammal 
    populations within the survey area and on the number of individuals 
    that were observed during the 1998 USGS survey and not on the expected 
    number of animals that may be harassed by the GI-gun and Huntec system, 
    the USGS estimates that up to 5 killer whales, 10 minke whales, 50 
    northern sea lions, 100 northern fur seals, 100 northern elephant 
    seals, 100 Dall's porpoise, 100 Risso's dolphins, 100 northern right-
    whale dolphins, 100 Pacific white-sided dolphins, 100 bottlenosed 
    dolphins, 200 California sea lions, 200 Pacific harbor seals, and 6,000 
    common dolphins may be harassed incidental to the USGS survey. No 
    mysticetes (except possibly minke whales) or sperm whales are expected 
    to be in the area at the time of the survey and, therefore, would not 
    be subject to incidental harassment, and no marine mammals will be 
    seriously injured or killed as a result of the seismic survey. In 
    addition, because the Huntec system will be towed near the seabottom 
    and because the attenuation of mid-frequency sources is greater than 
    low frequency sources, it is likely that few to no marine mammals at or 
    near the surface will be affected by this acoustic instrument.
    
    Mitigation of Potential Environmental Impact
    
        To avoid potential TTS injury to marine mammals, a safety zone will 
    be established and monitored continuously by biologists, and the USGS 
    must shut off the airguns whenever the ship and a marine mammal 
    converge closer than 100 m (328 ft). However, because no authorization 
    was requested to incidentally harass mysticetes (except minke whales) 
    or sperm whales (since they're not expected to be in the area), a 
    safety zone of 250 m (820 ft) will need to be monitored for these 
    species.
        The USGS plans to have marine biologists aboard the ship who will 
    have the authority to stop airgun operations when a mammal enters the 
    safety zone.
        During seismic-reflection surveying, the ship's speed will be only 
    4 to 5 knots, so that, when the airgun is being discharged, nearby 
    marine mammals will have gradual warning of the vessel's approach and 
    can move away. Finally, NMFS will coordinate with the local stranding 
    network during the time of the survey to determine whether strandings 
    can be related to the seismic operation.
        Additionally, in accordance with the May 28, 1999, request from the 
    USGS, airgun activities will not be conducted during nighttime. This 
    will decrease the potential that a marine mammal might enter the safety 
    zone undetected.
    
    Monitoring and Reporting
    
        Biologists, affiliated with the Cascadia Research Collective in 
    Olympia, Washington, will monitor marine mammals at all times while the 
    airguns are active. Three trained marine mammal observers will be 
    aboard the seismic vessel to mitigate the potential environmental 
    impact from airgun use and to gather data on the species, number, and 
    reaction of marine mammals to the airgun. To ensure that no marine 
    mammals are within the safety zone, monitoring will begin no later than 
    30 minutes prior to the acoustic sources being turned on. Each observer 
    will work shifts that limit on-watch times to no more than 4 
    consecutive hours. Observers will use 7x50 binoculars with internal 
    compasses and reticules to record the horizontal and vertical angle to 
    sighted mammals. Monitoring data to be recorded during airgun 
    operations include the observer on duty and weather conditions (such as 
    Beaufort sea state, wind speed, cloud cover, swell height, 
    precipitation, and visibility). For each mammal sighting, the observer 
    will record the time, bearing and reticule readings, species, group 
    size, and the animal's surface behavior and orientation. Observers will 
    instruct geologists to shut off the airgun array whenever a marine 
    mammal enters its respective safety zone.
    
    Consultation
    
        Under section 7 of the Endangered Species Act, NMFS has completed 
    consultation on the issuance of an IHA. NMFS finds this action to be 
    unlikely to adversely affect listed marine mammals because the 
    endangered whales are expected to be in offshore waters outside the 
    Channel Islands at the time of the year that the activity will take 
    place and northern sea lions, which are expected to be in more 
    northerly waters during the summer, are not known to be affected by low 
    frequency seismic sources unless close to the source.
    
    Conclusions
    
        NMFS has determined that the short-term impact of conducting marine 
    seismic-reflection data in offshore southern California may result, at 
    worst, in a temporary modification in behavior by certain species of 
    pinnipeds and cetaceans. While behavioral modifications may be made by 
    certain species of marine mammals to avoid the resultant noise from the 
    seismic airgun, this behavioral change is expected to have no more than 
    a negligible impact on the animals.
        In addition, no take by serious injury or death is anticipated, and 
    takes will be at the lowest level practicable due to the incorporation 
    of the mitigation measures previously mentioned. No known rookeries, 
    mating grounds, areas of concentrated feeding, or other areas of 
    special significance for marine mammals occur within or near the 
    planned area of operations during the season of operations.
        Since NMFS is assured that the taking would not result in more than 
    the incidental harassment (as defined by the MMPA) of small numbers of 
    certain species of marine mammals, would have only a negligible impact 
    on these stocks, and would result in the least practicable impact on 
    the stocks, NMFS has determined that the requirements of section 
    101(a)(5)(D) of the MMPA have been met and the authorization can be 
    issued.
    
    Authorization
    
        Accordingly, NMFS has issued an IHA to the USGS for the possible 
    harassment of small numbers of several species of marine mammals 
    incidental to collecting marine seismic-reflection data offshore from 
    southern California during the period from June 3 through July 31, 
    provided the mitigation, monitoring and reporting requirements 
    described in the authorization are undertaken.
    
        Dated: June 3, 1999.
    Hilda Diaz-Soltero,
    Director, Office of Protected Resources, National Marine Fisheries 
    Service.
    [FR Doc. 99-14902 Filed 6-10-99; 8:45 am]
    BILLING CODE 3510-22-F
    
    
    

Document Information

Effective Date:
6/3/1999
Published:
06/11/1999
Department:
National Oceanic and Atmospheric Administration
Entry Type:
Notice
Action:
Notice of issuance of an incidental harassment authorization.
Document Number:
99-14902
Dates:
This authorization is effective from June 3, 1999, through July 31, 1999.
Pages:
31548-31553 (6 pages)
Docket Numbers:
I.D. 021699A
PDF File:
99-14902.pdf