98-20499. Field Study; Definition  

  • [Federal Register Volume 63, Number 147 (Friday, July 31, 1998)]
    [Proposed Rules]
    [Pages 40844-40845]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-20499]
    
    
    
    [[Page 40844]]
    
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    DEPARTMENT OF AGRICULTURE
    
    Animal and Plant Health Inspection Service
    
    9 CFR Part 1
    
    [Docket No. 98-043-1]
    
    
    Field Study; Definition
    
    AGENCY: Animal and Plant Health Inspection Service, USDA.
    
    ACTION: Proposed rule.
    
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    SUMMARY: We are proposing to amend the Animal Welfare regulations by 
    clarifying the definition of the term field study. We want to clarify 
    that a field study cannot involve an invasive procedure, harm the 
    animals under study, or materially alter the behavior of the animals 
    under study. As currently worded, the definition of field study could 
    be interpreted to mean that a field study may include one of these 
    situations. This action would help ensure the proper use and care of 
    animals used in field studies.
    
    DATES: Consideration will be given only to comments received on or 
    before September 29, 1998.
    
    ADDRESSES: Please send an original and three copies of your comments to 
    Docket No. 98-043-1, Regulatory Analysis and Development, PPD, APHIS, 
    suite 3C03, 4700 River Road Unit 118, Riverdale, MD 20737-1238. Please 
    state that your comments refer to Docket No. 98-043-1. Comments 
    received may be inspected at USDA, room 1141, South Building, 14th 
    Street and Independence Avenue SW., Washington, DC, between 8 a.m. and 
    4:30 p.m., Monday through Friday, except holidays. Persons wishing to 
    inspect comments are requested to call ahead on (202) 690-2817 to 
    facilitate entry into the comment reading room.
    
    FOR FURTHER INFORMATION CONTACT: Dr. Jerry DePoyster, Senior Veterinary 
    Medical Officer, Animal Care, APHIS, 4700 River Road Unit 84, 
    Riverdale, MD 20737-1228, (301) 734-7586.
    
    SUPPLEMENTARY INFORMATION: The Animal Welfare Act (the Act) (7 U.S.C. 
    2131 et seq.) authorizes the Secretary of Agriculture to promulgate 
    standards and other requirements governing the humane handling, 
    housing, care, treatment, and transportation of certain animals by 
    dealers, research facilities, exhibitors, carriers, and intermediate 
    handlers.
        The regulations established under the Act are contained in title 9 
    of the Code of Federal Regulations (9 CFR), chapter I, subchapter A, 
    parts 1, 2, and 3. Part 1 defines various terms used in parts 2 and 3.
        We are proposing to amend the definition of field study. Currently, 
    a field study, as defined in Sec. 1.1 of the regulations, is any study 
    that is ``conducted on free-living wild animals in their natural 
    habitat, which does not involve an invasive procedure, and which does 
    not harm or materially alter the behavior of the animals under study.''
        We have always intended that field studies not include any invasive 
    procedures, harm the animals under study, or materially alter the 
    behavior of the animals under study. However, we are concerned that, as 
    currently worded, the definition could be interpreted to mean that a 
    field study may include any one of these situations.
        Determining whether a study should be classified as a field study 
    is essential because a field study is not subject to the regulations in 
    Sec. 2.31(d). In Sec. 2.31, paragraph (d) requires the Institutional 
    Animal Care and Use Committee (IACUC) for each research facility to 
    review all studies, except field studies, to ensure that the planned 
    care and use of the animals comply with the Act and the regulations in 
    9 CFR parts 2 and 3. However, if the definition of a field study is not 
    clear, a study that involves an invasive procedure or harms or 
    materially alters the behavior of the animals under study may be 
    misclassified as a field study and, accordingly, would not be reviewed 
    by the IACUC.
        We are, therefore, proposing to amend the definition of field study 
    in Sec. 1.1. We would define field study as any study conducted on 
    free-living wild animals in their natural habitat. We would also add 
    the provision that the term field study excludes any study that 
    involves an invasive procedure or has the potential to harm or 
    materially alter the behavior of the animals under study.
    
    Executive Order 12866 and Regulatory Flexibility Act
    
        This proposed rule has been reviewed under Executive Order 12866. 
    The rule has been determined to be not significant for the purposes of 
    Executive Order 12866 and, therefore, has not been reviewed by the 
    Office of Management and Budget.
        This proposed rule would clarify the definition of field study. 
    Currently, a field study, as defined in Sec. 1.1 of the regulations, is 
    any study that is ``conducted on free-living wild animals in their 
    natural habitat, which does not involve an invasive procedure, and 
    which does not harm or materially alter the behavior of the animals 
    under study.''
        We have always intended that field studies not include any invasive 
    procedures, harm the animals under study, or materially alter the 
    behavior of the animals under study. However, we are concerned that, as 
    currently worded, the definition could be interpreted to mean that a 
    field study may include any one of these situations. By clarifying the 
    definition of field study, this proposed rule would help ensure that 
    studies that should be subject to the Animal Welfare regulations are 
    subject to the Animal Welfare regulations.
        The only entities that would be affected by this proposed rule 
    would be entities that perform studies conducted on free-living wild 
    animals in their natural habitat. We estimate that at least 50 entities 
    may be impacted by this proposed rule; however, we do not have an exact 
    number. These entities may be considered small and large entities by 
    Small Business Administration standards, but this proposed rule would 
    only affect a small portion of the entities' activities. As we are not 
    proposing a substantive change in the definition, the impact on these 
    entities should not be significant.
        Under these circumstances, the Administrator of the Animal and 
    Plant Health Inspection Service has determined that this action would 
    not have a significant economic impact on a substantial number of small 
    entities.
    
    Executive Order 12372
    
        This program/activity is listed in the Catalog of Federal Domestic 
    Assistance under No. 10.025 and is subject to Executive Order 12372, 
    which requires intergovernmental consultation with State and local 
    officials. (see 7 CFR part 3015, subpart V.)
    
    Executive Order 12988
    
        This proposed rule has been reviewed under Executive Order 12988, 
    Civil Justice Reform. It is not intended to have retroactive effect. 
    This rule would not preempt any State and local laws, regulations, or 
    policies, unless they present an irreconcilable conflict with this 
    rule. The Act does not provide administrative procedures which must be 
    exhausted prior to a judicial challenge to the provisions of this rule.
    
    Paperwork Reduction Act
    
        This proposed rule contains no information collection or 
    recordkeeping requirements under the Paperwork Reduction Act of 1995 
    (44 U.S.C. 3501 et seq.).
    
    List of Subjects in 9 CFR Part 1
    
        Animal welfare, Pets, Reporting and recordkeeping requirements, 
    Research.
    
    [[Page 40845]]
    
        Accordingly, we propose to amend 9 CFR part 1 as follows:
    
    PART 1--DEFINITION OF TERMS
    
        1. The authority citation for part 1 would continue to read as 
    follows:
    
        Authority: 7 U.S.C. 2131-2159; 7 CFR 2.22, 2.80, and 371.2(g).
    
        2. In Sec. 1.1, the definition of field study would be revised to 
    read as follows:
    
    
    Sec. 1.1  Definitions.
    
    * * * * *
        Field study means any study conducted on free-living wild animals 
    in their natural habitat. This term excludes any study that involves an 
    invasive procedure or has the potential to harm or materially alter the 
    behavior of an animal under study.
    * * * * *
        Done in Washington, DC, this 27th day of July 1998.
    Alfred S. Elder,
    Acting Administrator, Animal and Plant Health Inspection Service.
    [FR Doc. 98-20499 Filed 7-30-98; 8:45 am]
    BILLING CODE 3410-34-P
    
    
    

Document Information

Published:
07/31/1998
Department:
Animal and Plant Health Inspection Service
Entry Type:
Proposed Rule
Action:
Proposed rule.
Document Number:
98-20499
Dates:
Consideration will be given only to comments received on or before September 29, 1998.
Pages:
40844-40845 (2 pages)
Docket Numbers:
Docket No. 98-043-1
PDF File:
98-20499.pdf
CFR: (2)
9 CFR 2.31(d)
9 CFR 1.1