96-21796. Provision of Roaming Services by Commercial Mobile Radio Service Providers  

  • [Federal Register Volume 61, Number 167 (Tuesday, August 27, 1996)]
    [Proposed Rules]
    [Pages 44026-44031]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-21796]
    
    
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    FEDERAL COMMUNICATIONS COMMISSION
    
    47 CFR Part 20
    
    [CC Docket No. 94-54: FCC 96-284]
    
    
    Provision of Roaming Services by Commercial Mobile Radio Service 
    Providers
    
    AGENCY: Federal Communications Commission.
    
    ACTION: Notice of proposed rulemaking.
    
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    SUMMARY: The Commission adopts a Second Report and Order and Third 
    Notice of Proposed Rulemaking regarding the offering of roaming 
    services by commercial mobile radio service providers. The Second 
    Report and Order portion of this decision is summarized elsewhere in 
    this issue of the Federal Register. The Third Notice of Proposed 
    Rulemaking (Third NPRM) seeks comment on whether the Commission should 
    adopt rules governing cellular, broadband personal communications 
    services and certain specialized mobile radio (covered SMR)
    
    [[Page 44027]]
    
    carriers' obligations to provide automatic roaming service, and on a 
    range of related issues. The action is taken to promote competition in 
    commercial mobile radio services, thus securing lower prices and high 
    quality services for consumers while encouraging the rapid deployment 
    of new telecommunications technologies.
    
    DATES: Comments are due on or before October 4, 1996, and reply 
    comments are due on or before November 22, 1996.
    
    ADDRESSES: Federal Communications Commission, Washington, DC 20554.
    
    FOR FURTHER INFORMATION CONTACT: Jeffrey Steinberg, Wireless 
    Telecommunications Bureau, (202) 418-1310.
    
    SUPPLEMENTARY INFORMATION: This is a synopsis of the Third Notice of 
    Proposed Rulemaking segment of the Second Report and Order and Third 
    Notice of Proposed Rulemaking in CC Docket No. 94-54, FCC 96-284, 
    adopted June 27, 1996, and released August 13, 1996. The Second Report 
    and Order portion of this decision is summarized elsewhere in this 
    edition of the Federal Register. The complete text of this decision is 
    available for inspection and copying during normal business hours in 
    the FCC Reference Center (Room 239), 1919 M Street, NW., Washington, 
    DC, and also may be purchased from the Commission's copy contractor, 
    International Transcription Service, (202) 857-3800, 2100 M Street, 
    NW., Suite 140, Washington, DC 20037.
    
    Synopsis of Third Notice of Proposed Rulemaking
    
        1. In this Third Notice of Proposed Rulemaking (Third NPRM), the 
    Commission continues its examination of issues concerning the offering 
    of roaming services by commercial mobile radio service (CMRS) 
    providers. ``Roaming'' occurs when the subscriber of one CMRS provider 
    utilizes the facilities of another CMRS provider with which the 
    subscriber has no direct pre-existing service or financial relationship 
    to place an outgoing call, to receive an incoming call, or to continue 
    an in-progress call. Typically, although not always, roaming occurs 
    when the subscriber is physically located outside the service area of 
    the provider to which he or she subscribes. Under Sec. 22.901 of the 
    Commission's rules, cellular system licensees ``must provide cellular 
    mobile radiotelephone service upon request to all cellular subscribers 
    in good standing, including roamers, while such subscribers are located 
    within any portion of the authorized cellular geographic service area * 
    * * where facilities have been constructed and service to subscribers 
    has commenced.''
        2. Roaming service can be provided through a variety of technical 
    and contractual arrangements. The most rudimentary form of roaming is 
    manual roaming. Manual roaming is the only form of roaming that is 
    available when there is no pre-existing contractual relationship 
    between a subscriber, or her home system, and the system on which she 
    wants to roam. In order to make or receive a call, a manual roamer must 
    establish such a relationship. Automatic roaming, by contrast, means 
    that the roaming subscriber is able to originate or terminate a call 
    without taking any action other than turning on her telephone. This 
    form of roaming requires a contractual agreement between the home and 
    roamed-on systems.
        3. This proceeding was initiated in a Notice of Proposed Rulemaking 
    and Notice of Inquiry, which may be found at 59 FR 35664, July 13, 
    1994. A Second Notice of Proposed Rulemaking (Second NPRM) concerning 
    roaming was released more than one year ago (60 FR 20949, April 28, 
    1995). At that point, the Commission's initial broadband PCS auctions 
    had just been conducted and licenses were not yet issued. The business 
    plans of companies entering the market for broadband PCS services were 
    in their formative stages. No dual band or dual mode phones were yet 
    available, and no broadband PCS provider had experience trying to 
    negotiate a roaming agreement. The comments received in response to the 
    Second NPRM largely reflected the nascent nature of the market's 
    development. Based on this record, the Commission promulgated rules 
    governing manual roaming in the Second Report and Order, which is 
    summarized elsewhere in this issue of the Federal Register. However, 
    the record yielded by these comments was inconclusive with respect to 
    automatic roaming issues.
        4. The record established by the comments submitted to date, while 
    not providing a basis for the Commission to adopt automatic roaming 
    rules, does persuade the Commission of the need to seek up-to-date 
    information on events of the past year concerning automatic roaming 
    issues. In general, the record raises the question whether, during the 
    broadband PCS buildout period, market conditions may create economic 
    incentives for certain CMRS carriers to discriminate unreasonably in 
    the provision of roaming, or to otherwise engage in unjust or 
    unreasonable practices with regard to roaming. Given the importance 
    that the Commission attaches to ensuring the widespread availability of 
    roaming, and the inconclusiveness of the current record, the Commission 
    requests additional comment on whether it would serve the public 
    interest to adopt rules governing the provision of automatic roaming 
    service by CMRS providers to other CMRS providers.
        5. The Commission's consideration of automatic roaming issues is 
    framed by three general questions. First, is there a need for 
    Commission action? Second, if the Commission is persuaded that 
    regulation would serve the public interest, what specific action should 
    be taken? Third, what are the disadvantages of such action, especially 
    as to network costs and additional burdens on providers, particularly 
    smaller providers?
        6. Commenters disagree on whether incumbent CMRS providers have the 
    market power and the economic incentive to deny roaming agreements to 
    new entrants. The Commission requests comment on this issue, and also 
    on whether the geographic scope of broadband PCS licenses may reduce 
    the importance of roaming to ensuring the ability of PCS providers to 
    compete. Most roaming appears to occur in adjacent markets. The 
    relatively limited geographic scope of cellular service areas prompted 
    cellular carriers to compete for customers based on the extent of their 
    roaming networks and their roaming rates and features. In contrast, 
    broadband PCS license areas are significantly larger than cellular. 
    Accordingly, broadband PCS customers can go much further distances 
    without roaming. This raises the question of whether broadband PCS 
    providers need to be able to offer automatic roaming arrangements in 
    order to be able to compete.
        7. In order to determine whether incumbent wireless providers have 
    an incentive to, and will, deny roaming agreements to other providers, 
    the Commission seeks evidence of the denial of such agreements, or 
    unreasonable discrimination in the provision of agreements. 
    Additionally, comment is requested on the likelihood of discrimination 
    among wireless carriers belonging to partnerships, joint ventures, and 
    other alliances among cellular carriers. The Commission further seeks 
    comment on whether the geographic extent of a carrier's license 
    holdings (in particular, carriers whose cellular and/or PCS holdings 
    give them essentially nationwide, facilities-based operating 
    ``footprints'') affects its incentive to enter into roaming agreements 
    with smaller competitors in a way that merits a roaming
    
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    requirement. The Commission seeks comment, too, on whether requiring 
    carriers to enter into roaming agreements will affect the value of 
    these carriers' nationwide footprints.
        8. The Commission next seeks comment on whether new entrants 
    currently have viable options to obtain automatic roaming if incumbent 
    cellular providers unreasonably deny such agreements. The Commission 
    notes that although the deployment of multiple CMRS networks will, in 
    the long run, increase the number of parties with which roaming 
    agreements can be obtained in any area, such networks will not be 
    widely available during the construction period of broadband PCS. The 
    Commission solicits comment on the timing of such construction period. 
    AT&T argues that, to the extent this is a problem at all, a PCS carrier 
    can obtain roaming service during the buildout period in any market by 
    entering into a contractual agreement with a cellular carrier that 
    already possesses a roaming agreement in that market. The Commission 
    seeks comment on whether AT&T's proposal for new entrants to 
    ``piggyback'' on existing roaming arrangements is a reasonable means 
    for carriers to obtain roaming capability.
        9. To the extent that a basis for Commission action on automatic 
    roaming is established, comment is invited on what the nature of that 
    action should be. The Commission requests comment on whether, as a 
    condition of license, it should require cellular, broadband PCS and 
    covered SMR providers which enter into roaming agreements with other 
    such providers to make like agreements available to similarly situated 
    providers, where technically compatible handsets are being used, under 
    nondiscriminatory rates, terms and conditions. The Commission clarifies 
    that such a rule would need to recognize that not all carriers are 
    similarly situated. Thus, such a rule need not require carriers to 
    offer roaming agreements to all other carriers on the same terms and 
    conditions, or even to offer roaming service to any carrier at all. The 
    Commission seeks comment on the question of whether a covered CMRS 
    provider that enters into a roaming agreement with another CMRS 
    provider, however, should be required to offer like roaming agreements 
    to other similarly situated providers upon reasonable request, without 
    unreasonably discriminating on rates, terms, and conditions. The 
    Commission seeks information and comment on the cost and burden of such 
    a requirement.
        10. In response to suggestions raised in the comments, the 
    Commission asks whether a carrier should be able to offer a more 
    favorable rate to its affiliates. Similarly, the Commission seeks 
    comment on whether a carrier should be able to offer a lower rate to a 
    geographically proximate carrier. The Commission also seeks comment on 
    whether, as a general matter, it would serve the public interest to 
    require carriers to make roaming service available to other carriers 
    pursuant to one-way agreements under the same terms and conditions as 
    under reciprocal agreements. The Commission invites comment on whether 
    carriers should be permitted to refuse to enter into automatic roaming 
    agreements with other facilities-based carriers in their markets, and 
    on the advantages and disadvantages of a rule that would facilitate 
    such ``in-region'' roaming. Comment is further solicited on how in-
    region roaming may affect carriers' incentives to build out their 
    networks. The Commission also seeks comment on how an exception that 
    permits carriers to deny roaming agreements to in-region competitors 
    could be administered, given the different geographic scope of 
    cellular, broadband PCS and covered SMR licenses and operations.
        11. The Commission, in response to arguments that special rules are 
    necessary to protect the right of resellers to enter into roaming 
    agreements, does not propose to regulate the prices that carriers may 
    charge resellers (or anyone else) for roaming, other than perhaps to 
    prohibit discrimination in the prices charged to similarly situated 
    carriers. However, the Commission seeks comment on the additional costs 
    and burdens that may be imposed on facilities-based carriers if they 
    are required to separately enter into agreements with multiple 
    resellers. The Commission also seeks comment on what, if any, benefits 
    might be generated by enabling resellers to obtain roaming agreements.
        12. One of the principal reasons for the Commission's tentative 
    conclusion in the Second NPRM to monitor the development of roaming, 
    rather than to propose rules at that time, was its concern that 
    technical factors might render compliance with rules unduly costly for 
    providers, or that its rules might inadvertently impede technological 
    progress. Based on the comments received, the Commission is not 
    persuaded that an automatic roaming rule would have such an effect 
    unless it required direct interconnection of networks for the 
    continuation of calls in progress. While handoff of calls in progress 
    is available at this time in some cellular markets, it is much less 
    widespread than originating and terminating access. More importantly, 
    the record does not indicate that broadband PCS or cellular providers 
    need to be able to obtain ``continuation of calls in progress'' roaming 
    capability in order to compete. For these reasons, the Commission does 
    not propose to require continuation of calls in progress. The 
    Commission seeks additional technical information on this subject, and 
    requests comment on this analysis.
        13. Comment is also sought on whether and how rules governing 
    automatic roaming could be at odds with the Commission's general policy 
    of allowing market forces, rather than regulation, to shape the 
    development of wireless technologies. The Commission's goal would be to 
    make any rule it adopts consistent with such a policy. For example, 
    under such a rule, if systems used different technologies or operated 
    on different frequencies, the Commission believes the carrier seeking 
    to enable its subscribers to roam on another system would have the 
    burden of developing and implementing any technology necessary to 
    achieve that result. Furthermore, on the basis of the existing record, 
    the Commission believes any automatic roaming rule should be 
    sufficiently flexible to permit a carrier to change its technology for 
    legitimate business reasons without any obligation to make its system 
    accessible to roamers using different technologies, to the extent such 
    a technology change is otherwise permitted by the Commission's rules. A 
    carrier could not, however, introduce features into its system in order 
    to obstruct service to roamers from systems using otherwise compatible 
    technologies. The Commission seeks comment on this analysis.
        14. Requiring non-discrimination in roaming agreements would, 
    theoretically, generate certain benefits. However, there also are 
    potential downsides to imposing an automatic roaming requirement. 
    First, imposing such a requirement is inconsistent with the 
    Commission's general policy of allowing market forces, rather than 
    regulation, to shape the development of wireless services. Similarly, 
    it could be viewed as at odds with Congress' goal in adopting the 
    Telecommunications Act of 1996 of creating a ``pro-competitive, 
    deregulatory national policy framework'' for the United States 
    telecommunications industry. Does the importance of roaming and the 
    potential for discrimination warrant a departure from the Commission's 
    general
    
    [[Page 44029]]
    
    competitive, deregulatory approach to wireless?
        15. Second, cellular carriers compete vigorously on the basis of 
    their roaming services. If the Commission adopts an automatic roaming 
    non-discrimination requirement, will carriers still be able to 
    differentiate their roaming services? If they cannot, will this lessen 
    competition in the wireless market? Also, what impact will a roaming 
    requirement have on the development of new and improved roaming 
    features?
        16. Third, the imposition of an automatic roaming requirement could 
    be costly and burdensome. There are currently approximately 1,400 
    cellular systems; the Commission anticipates that broadband PCS and 
    covered SMR providers, once licensed, will expand that number 
    appreciably. What network and administrative costs are associated with 
    entering into and maintaining roaming agreements among all such 
    carriers? Will carriers, particularly smaller carriers, be able to 
    absorb these costs or to recover them from their customers or other 
    carriers? In this regard, the Commission emphasizes that it is not 
    considering requiring carriers to upgrade their networks or implement 
    any technology solely to enable roamers on different frequencies or 
    with different air interface devices to complete calls on their 
    systems. Similarly, the Commission is not considering requiring 
    carriers to interconnect their networks to ensure that calls in 
    progress can continue.
        17. Some commenters argue that a roaming requirement would unduly 
    expose CMRS providers to losses due to fraud, or that fraud cannot be 
    controlled without direct interconnection of switches. The Commission 
    seeks further comment on these arguments. The Commission notes that 
    cellular carriers have exercised various options to protect themselves 
    under the existing manual roaming rule, such as requiring manual 
    roamers to supply a valid credit card number. The Commission seeks 
    comment on whether similar protective measures would be available and 
    equally effective if an automatic roaming rule is adopted. The 
    Commission also seeks comment on whether carriers could include in 
    their agreements with other carriers provisions to suspend roaming 
    service in case of fraud, or other appropriate anti-fraud provisions, 
    so long as they do so on a nondiscriminatory basis, and whether a 
    particular carrier that poses an unusually high risk of fraud could for 
    that reason be differently treated with respect to the terms of a 
    roaming agreement.
        18. Regarding establishment of a sunset period, the Commission 
    agrees with those who contend that roaming regulations should apply 
    only for a transitional period. The Commission believes that once 
    broadband PCS providers' buildout periods are completed, sufficient 
    wireless capacity will be available in the market and, as a result, any 
    roaming regulations, whether manual or automatic, likely will become 
    superfluous. The Commission further believes that, given the 
    availability of sufficient capacity, a carrier would not have either 
    the incentive or the ability to unreasonably deny manual roaming to an 
    individual subscriber, or to unreasonably refuse to enter into an 
    automatic roaming agreement with another CMRS provider, because some 
    other carrier in its service area would be willing to do so. The 
    Commission anticipates, due to its broadband PCS build-out 
    requirement,1 that the market for cellular, broadband PCS and 
    covered SMR services will be substantially competitive within five 
    years after the Commission completes the initial round of licensing 
    broadband PCS providers. The Commission therefore believes that any 
    action taken concerning automatic roaming should sunset five years 
    after award of the last group of initial licenses for currently 
    allocated broadband PCS spectrum. The Commission seeks comment on this 
    issue. The Commission also seeks comment on whether, for the same 
    reasons, the manual roaming rule adopted in the Second Report and Order 
    portion of this decision also should sunset at the expiration of this 
    five-year period. The Commission notes that this is the same sunset 
    period recently adopted for its resale rule, and that the commencement 
    of the five-year period will be announced by Public Notice.
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        \1\ See 47 CFR 24.203.
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        19. Finally, in order to provide automatic roaming and adequately 
    protect itself against fraud, a carrier would have to make arrangements 
    with a subscriber's home system to verify the validity of the 
    subscriber's account. The Second NPRM noted that such arrangements, as 
    well as other arrangements that may be necessary for subscribers to use 
    special features while roaming, may implicate concerns relating to 
    subscriber privacy and carrier control over proprietary information, 
    and it requested comment on these issues. Since that time, however, 
    Congress has amended the Communications Act by adding a new section 
    222, which generally prohibits a carrier that obtains proprietary 
    information from another carrier for purposes of providing a 
    telecommunications service from using that information for any other 
    purpose. The Commission tentatively concludes that the treatment of 
    roaming-related access to proprietary information is governed by 
    section 222.
    
    Filing Procedures
    
        20. Pursuant to applicable procedures set forth in Secs. 1.415 and 
    1.419 of the Commission's Rules,2 interested parties may file 
    comments on or before October 4, 1996, and reply comments on or before 
    November 22, 1996. To file formally in this proceeding, you must file 
    an original and four copies of all comments, reply comments, and 
    supporting comments. If you want each Commissioner to receive a 
    personal copy of your comments, you must file an original plus eight 
    copies. You should send comments and reply comments to the Office of 
    the Secretary, Federal Communications Commission, Washington, DC 20554. 
    A copy of each filing also should be sent to International 
    Transcription Service (ITS), 2100 M Street, NW., Suite 140, Washington, 
    DC 20037, (202) 857-3800, and to Rita McDonald, Federal Communications 
    Commission, Wireless Telecommunications Bureau (WTB), Policy Division, 
    2025 M Street, NW., Room 5202, Washington, DC 20554. Comments and reply 
    comments will be available for public inspection during regular 
    business hours in the Reference Center of the Federal Communications 
    Commission, 1919 M Street, NW., Room 239, Washington, DC 20054.
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        \2\ 47 CFR 1.415, 1.419.
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        21. Parties are encouraged to submit comments and reply comments on 
    diskette. Such diskette submissions would be in addition to and not a 
    substitute for the formal filing requirements presented above. Parties 
    submitting diskettes should submit them to Rita McDonald of the WTB 
    Policy Division. Such a submission should be on a 3.5 inch diskette 
    formatted in an IBM compatible form using WordPerfect 5.1 for Windows 
    software. The diskette should be submitted in ``read only'' mode, and 
    should be clearly labelled with the party's name, the proceeding (CC 
    Docket No. 94-54), the type of pleading (comment or reply comment) and 
    the date of submission.
        22. This is a non-restricted notice and comment rulemaking 
    proceeding. Ex parte presentations are permitted, except during the 
    Sunshine Agenda
    
    [[Page 44030]]
    
    period, provided they are disclosed as provided in the Commission's 
    Rules.3
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        \3\ See generally 47 CFR 1.1202, 1.1203, 1.1206(a).
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    Initial Regulatory Flexibility Analysis
    
    I. Reason for Action.
    
        23. This Third Notice of Proposed Rulemaking (Third NPRM) requests 
    comment on whether the Commission should promulgate transitional 
    regulations governing certain commercial mobile radio service (CMRS) 
    providers' obligations to enter into ``automatic'' roaming agreements 
    with other carriers. The Commission determines that a further NPRM is 
    necessary because the existing record does not sufficiently illuminate 
    the costs and benefits of an automatic roaming rule. In particular, at 
    the time comments were filed no broadband PCS providers were in 
    operation, and most providers were only beginning to formulate their 
    business plans. Therefore, the record does not reflect the actual 
    experience of broadband PCS providers in attempting to negotiate 
    roaming agreements. Although some comments in the record suggest that 
    an automatic roaming rule may be necessary to ensure new entrants an 
    equal opportunity to compete, other commenters argue that established 
    providers do not have an incentive to deny automatic roaming agreements 
    or unreasonably discriminate against new entrants.
        24. The Commission also requests comment on whether the manual 
    roaming rule adopted in the Second Report and Order portion of this 
    decision should sunset five years after the last group of initial 
    licenses for currently allotted broadband PCS spectrum is awarded. 
    Although the Commission expects that market forces will render a manual 
    roaming rule unnecessary once broadband PCS licensees have 
    substantially built out their networks, the existing record is 
    insufficiently developed to support a decision regarding the 
    advantages, disadvantages, and implications of sunsetting the manual 
    roaming rule.
    
    II. Objectives of Proposed Rules.
    
        25. The Commission's principal objective in this Third NPRM is to 
    obtain information on the costs and benefits of an automatic roaming 
    rule. In particular, the Commission seeks comment on whether it should 
    adopt a rule requiring providers that enter into roaming agreements 
    with any other provider to make like agreements available to similarly 
    situated providers under nondiscriminatory rates, terms, and 
    conditions. The Commission also seeks comment on the potential costs of 
    an automatic roaming rule, including whether such a rule would 
    inadvertently impede technological progress, whether it would interfere 
    with free and open competition, whether it would expose providers to 
    the risk of losses due to fraud, and what administrative costs would be 
    involved. The Commission seeks comment on how any rule should be 
    drafted to minimize such costs. An additional objective is to obtain 
    information on the advantages, disadvantages, and implications of 
    sunsetting the manual roaming rule.
    
    III. Legal Basis for Proposed Rules.
    
        26. If adopted, any changes to the Commission's roaming rules would 
    be authorized under sections 1, 4(i), 4(j), 201, 202, 303(r), 309, 332, 
    and 403 of the Communications Act of 1934, as amended, 47 USC 151, 
    154(i), 154(j), 201, 202, 303(r), 309, 332, 403.
    
    IV. Description and Estimate of Small Entities Subject to the Rules.
    
        27. Pursuant to the Contract with America Advancement Act of 
    1996,4 the Commission is required to estimate in its Final 
    Regulatory Flexibility Analysis the number of small entities to which a 
    rule will apply, provide a description of such entities, and assess the 
    impact of the rule on such entities. To assist the Commission in this 
    analysis, commenters are requested to provide information regarding how 
    many total CMRS entities would be affected by the regulations on which 
    the Commission seeks comment in this Third NPRM. In particular, the 
    Commission seeks estimates of how many affected entities will be 
    considered small businesses.
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        \4\  Pub. L. 104-121, 110 Stat. 847 (1996).
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        28. The regulations on which the Commission seeks comment, if 
    adopted, would apply to providers of cellular, broadband PCS, and 
    geographic area 800 MHz and 900 MHz specialized mobile radio services, 
    including licensees who have extended implementation authorizations in 
    the 800 MHz or 900 MHz SMR services, either by waiver or under 
    Sec. 90.629 of the Commission's rules. However, the rules would apply 
    to SMR licensees only if they offer real-time, two-way voice service 
    that is interconnected with the public switched network.
        29. As explained in the Final Regulatory Flexibility Analysis 
    included in the full text of this Second Report and Order and Third 
    Notice of Proposed Rulemaking, there are different definitions of 
    ``small business'' for the various services affected by this 
    proceeding. Since the Commission has not defined small business with 
    respect to cellular service, we are utilizing the Small Business 
    Administration's definition applicable to radiotelephone companies--
    i.e., an entity employing fewer than 1,500 persons.5 With respect 
    to broadband PCS, the Commission has refined the definition of a small 
    business to mean firms that have had average gross revenues of not more 
    than $40 million in the preceding three calendar years.6 With 
    respect to 800 MHz and 900 MHz SMR services, the Commission has defined 
    small businesses as firms that have had average gross revenues of not 
    more than $15 million in the preceding three calendar years.7
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        \5\ 13 CFR Sec. 121.201, Standard Industrial Classification Code 
    4812.
        \6\ See 47 CFR Sec. 24.720(b).
        \7\ See 47 CFR Sec. 90.814(b)(1).
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        30. The Commission seeks comment as to whether our use of these 
    definitions is appropriate in this context. Additionally, we request 
    commenters to identify whether they are small businesses under these 
    definitions. For commenters that are a subsidiary of another entity, we 
    seek this information for both the subsidiary and the parent 
    corporation or entity.
    
    V. Reporting, Recordkeeping, and Other Compliance Requirements.
    
        31. The proposals under consideration in this Third NPRM would not 
    involve any reporting or recordkeeping requirements. The only likely 
    compliance requirement would be to refrain from prohibited 
    discrimination in offering roaming agreements to other carriers. If a 
    sunset of the manual roaming rule is adopted, the effect would be to 
    relieve affected providers from compliance requirements after the 
    sunset takes effect.
    
    VI. Significant Alternatives Considered and Rejected.
    
        32. The Commission considered and rejected the alternative of 
    adopting an automatic roaming rule without further comment because it 
    concluded that the record before it did not establish that an automatic 
    roaming rule is necessary, and did not sufficiently develop the costs 
    of any such rule. At the same time, the Commission rejected the 
    alternative of declining to adopt an automatic roaming rule without 
    further inquiry. Some commenters made cogent arguments that established 
    providers might have the ability and incentive to disadvantage their 
    competitors by
    
    [[Page 44031]]
    
    denying them nondiscriminatory roaming agreements, and the Commission 
    believed these arguments should be further explored in light of ongoing 
    developments.
        33. The Commission did determine, however, that certain forms of 
    regulation should not be proposed in the Third NPRM. In particular, the 
    Commission rejected any proposal that would require carriers to adopt 
    particular technology or modify their networks so as to offer roaming 
    arrangements to any provider. Similarly, the Commission determined not 
    to propose regulation of agreements between carriers to hand off calls 
    in progress because the record indicated that such arrangements may be 
    technically and administratively complex and because there was no 
    evidence that access to such arrangements is important to providers' 
    ability to compete. The Commission also rejected any alternative that 
    would require carriers to do more than refrain from discrimination 
    among similarly situated providers. Thus, the Commission does not 
    propose to require carriers to offer roaming agreements under any 
    particular terms and conditions, or even to offer roaming service to 
    any carrier at all.
        34. In addition, the Commission rejected the alternative of 
    proposing to apply any automatic roaming rule to CMRS providers other 
    than cellular, broadband PCS, and covered SMR carriers because the 
    record did not establish that ubiquitous roaming capability is 
    important to the competitive success or utility of these services. The 
    Commission also rejected the alternative of proposing to continue any 
    automatic roaming rule indefinitely because it believes that any 
    necessity that may now exist for such a rule would be obviated once 
    broadband PCS networks are substantially built out. With respect to 
    manual roaming, the Commission requests comment on a sunset for similar 
    reasons, but it rejected the alternative of imposing a sunset at this 
    time because the existing record does not develop the implications of 
    such a sunset.
    
    VII. Federal Rules That Overlap, Duplicate, or Conflict with These 
    Proposed Rules.
    
        35. None.
    
    VIII. IRFA Comments
    
        36. The Commission requests written public comment on the foregoing 
    Initial Regulatory Flexibility Analysis (IRFA). Comments must have a 
    separate and distinct heading designating them as responses to the IRFA 
    and must be filed by the deadlines specified in paragraph 37 of the 
    Second Report and Order and Third Notice of Proposed Rulemaking.
    
    List of Subjects in 47 CFR Part 20
    
        Communications common carriers.
    
    Federal Communications Commission
    William F. Caton,
    Acting Secretary.
    [FR Doc. 96-21796 Filed 8-26-96; 8:45 am]
    BILLING CODE 6712-01-P
    
    
    

Document Information

Published:
08/27/1996
Department:
Federal Communications Commission
Entry Type:
Proposed Rule
Action:
Notice of proposed rulemaking.
Document Number:
96-21796
Dates:
Comments are due on or before October 4, 1996, and reply comments are due on or before November 22, 1996.
Pages:
44026-44031 (6 pages)
Docket Numbers:
CC Docket No. 94-54: FCC 96-284
PDF File:
96-21796.pdf
CFR: (1)
47 CFR 90.629