Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 37 - Patents, Trademarks, and Copyrights |
Chapter I - United States Patent and Trademark Office, Department of Commerce |
SubChapter A - General |
Part 11 - Representation of Others Before the United States Patent and Trademark Office |
Subpart D - USPTO Rules of Professional Conduct |
Maintaining the Integrity of the Profession |
§ 11.804 - Misconduct.
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§ 11.804 Misconduct.
It is professional misconduct for a practitioner to:
(a) Violate or attempt to violate the USPTO Rules of Professional Conduct, knowingly assist or induce another to do so, or do so through the acts of another;
(b) Commit a criminal act that reflects adversely on the practitioner's honesty, trustworthiness, or fitness as a practitioner in other respects, or be convicted of a crime that reflects adversely on the practitioner's honesty, trustworthiness, or fitness as a practitioner in other respects;
(c) Engage in conduct involving dishonesty, fraud, deceit or misrepresentation;
(d) Engage in conduct that is prejudicial to the administration of justice;
(e) State or imply an ability to influence improperly a government agency or official or to achieve results by means that violate the USPTO Rules of Professional Conduct or other law;
(f) Knowingly assist a judge, hearing officer, administrative law judge, administrative patent judge, administrative trademark judge, or judicial officer in conduct that is a violation of applicable rules of judicial conduct or other law;
(g) Knowingly assist an officer or employee of the Office in conduct that is a violation of applicable rules of conduct or other law;
(h) Be publicly disciplined on ethical or professional misconduct grounds by any duly constituted authority of:
(1) A State,
(2) The United States, or
(3) The country in which A country having disciplinary jurisdiction over the practitioner resides; or
(i) Engage in other conduct that adversely reflects on the practitioner's fitness to practice before the Office.
[78 FR 20201, Apr. 3, 2013, as amended at 86 FR 28467, May 26, 2021]