Appendix M1 to Subpart B of Part 430 - Uniform Test Method for Measuring the Energy Consumption of Central Air Conditioners and Heat Pumps

Appendix M1 to Subpart B of Part 430 - Uniform Test Method for Measuring the Energy Consumption of Central Air Conditioners and Heat Pumps

Prior to January 1, 2023, any representations, including compliance certifications, made with respect to the energy use, power, or efficiency of central air conditioners and central air conditioning heat pumps must be based on the results of testing pursuant to appendix M of this subpart.

On or after January 1, 2023, any representations, including compliance certifications, made with respect to the energy use, power, or efficiency of central air conditioners and central air conditioning heat pumps must be based on the results of testing pursuant to this appendix.

1 Scope and Definitions

1.1 Scope

This test procedure provides a method of determining SEER2, EER2, HSPF2 and P_W,OFF for central air conditioners and central air conditioning heat pumps including the following categories:

(h) Split-system air conditioners, including single-split, multi-head mini-split, multi-split (including VRF), and multi-circuit systems

(i) Split-system heat pumps, including single-split, multi-head mini-split, multi-split (including VRF), and multi-circuit systems

(j) Single-package air conditioners

(k) Single-package heat pumps

(l) Small-duct, high-velocity systems (including VRF)

(m) Space-constrained products - air conditioners

(n) Space-constrained products - heat pumps

For the purposes of this appendix, the Department of Energy incorporates by reference specific sections of several industry standards, as listed in § 430.3. In cases where there is a conflict, the language of the test procedure in this appendix takes precedence over the incorporated standards.

All section references refer to sections within this appendix unless otherwise stated.

1.2 Definitions

Airflow-control settings are programmed or wired control system configurations that control a fan to achieve discrete, differing ranges of airflow - often designated for performing a specific function (e.g., cooling, heating, or constant circulation) - without manual adjustment other than interaction with a user-operable control (i.e., a thermostat) that meets the manufacturer specifications for installed-use. For the purposes of this appendix, manufacturer specifications for installed-use are those found in the product literature shipped with the unit.

Air sampling device is an assembly consisting of a manifold with several branch tubes with multiple sampling holes that draws an air sample from a critical location from the unit under test (e.g. indoor air inlet, indoor air outlet, outdoor air inlet, etc.).

Airflow prevention device denotes a device that prevents airflow via natural convection by mechanical means, such as an air damper box, or by means of changes in duct height, such as an upturned duct.

Aspirating psychrometer is a piece of equipment with a monitored airflow section that draws uniform airflow through the measurement section and has probes for measurement of air temperature and humidity.

Blower coil indoor unit means an indoor unit either with an indoor blower housed with the coil or with a separate designated air mover such as a furnace or a modular blower (as defined in appendix AA to this subpart).

Blower coil system refers to a split system that includes one or more blower coil indoor units.

Cased coil means a coil-only indoor unit with external cabinetry.

Ceiling-mount blower coil system means a split system for which a) the outdoor unit has a certified cooling capacity less than or equal to 36,000 Btu/h; b) the indoor unit(s) is/are shipped with manufacturer-supplied installation instructions that specify to secure the indoor unit only to the ceiling, within a furred-down space, or above a dropped ceiling of the conditioned space, with return air directly to the bottom of the unit without ductwork, or through the furred-down space, or optional insulated return air plenum that is shipped with the indoor unit; c) the installed height of the indoor unit is no more than 12 inches (not including condensate drain lines) and the installed depth (in the direction of airflow) of the indoor unit is no more than 30 inches; and d) supply air is discharged horizontally.

Coefficient of Performance (COP) means the ratio of the average rate of space heating delivered to the average rate of electrical energy consumed by the heat pump. Determine these rate quantities from a single test or, if derived via interpolation, determine at a single set of operating conditions. COP is a dimensionless quantity. When determined for a ducted coil-only system, COP must be calculated using the default values for heat output and power input of a fan motor specified in sections 3.7 and 3.9.1 of this appendix.

Coil-only indoor unit means an indoor unit that is distributed in commerce without an indoor blower or separate designated air mover. A coil-only indoor unit installed in the field relies on a separately installed furnace or a modular blower for indoor air movement.

Coil-only system means a system that includes only (one or more) coil-only indoor units.

Condensing unit removes the heat absorbed by the refrigerant to transfer it to the outside environment and consists of an outdoor coil, compressor(s), and air moving device.

Constant-air-volume-rate indoor blower means a fan that varies its operating speed to provide a fixed air-volume-rate from a ducted system.

Continuously recorded, when referring to a dry bulb measurement, dry bulb temperature used for test room control, wet bulb temperature, dew point temperature, or relative humidity measurements, means that the specified value must be sampled at regular intervals that are equal to or less than 15 seconds.

Cooling load factor (CLF) means the ratio having as its numerator the total cooling delivered during a cyclic operating interval consisting of one ON period and one OFF period, and as its denominator the total cooling that would be delivered, given the same ambient conditions, had the unit operated continuously at its steady-state, space-cooling capacity for the same total time (ON + OFF) interval.

Crankcase heater means any electrically powered device or mechanism for intentionally generating heat within and/or around the compressor sump volume. Crankcase heater control may be achieved using a timer or may be based on a change in temperature or some other measurable parameter, such that the crankcase heater is not required to operate continuously. A crankcase heater without controls operates continuously when the compressor is not operating.

Cyclic Test means a test where the unit's compressor is cycled on and off for specific time intervals. A cyclic test provides half the information needed to calculate a degradation coefficient.

Damper box means a short section of duct having an air damper that meets the performance requirements of section 2.5.7 of this appendix.

Degradation coefficient (C_D) means a parameter used in calculating the part load factor. The degradation coefficient for cooling is denoted by C_D^c. The degradation coefficient for heating is denoted by C_D^h.

Demand-defrost control system means a system that defrosts the heat pump outdoor coil-only when measuring a predetermined degradation of performance. The heat pump's controls either:

(1) Monitor one or more parameters that always vary with the amount of frost accumulated on the outdoor coil (e.g., coil to air differential temperature, coil differential air pressure, outdoor fan power or current, optical sensors) at least once for every ten minutes of compressor ON-time when space heating; or

(2) Operate as a feedback system that measures the length of the defrost period and adjusts defrost frequency accordingly. In all cases, when the frost parameter(s) reaches a predetermined value, the system initiates a defrost. In a demand-defrost control system, defrosts are terminated based on monitoring a parameter(s) that indicates that frost has been eliminated from the coil. (Note: Systems that vary defrost intervals according to outdoor dry-bulb temperature are not demand-defrost systems.) A demand-defrost control system, which otherwise meets the requirements, may allow time-initiated defrosts if, and only if, such defrosts occur after 6 hours of compressor operating time.

Design heating requirement (DHR) predicts the space heating load of a residence when subjected to outdoor design conditions. Estimates for the minimum and maximum DHR are provided for six generalized U.S. climatic regions in section 4.2 of this appendix.

Dry-coil tests are cooling mode tests where the wet-bulb temperature of the air supplied to the indoor unit is maintained low enough that no condensate forms on the evaporator coil.

Ducted system means an air conditioner or heat pump that is designed to be permanently installed equipment and delivers conditioned air to the indoor space through a duct(s). The air conditioner or heat pump may be either a split-system or a single-package unit.

Energy efficiency ratio (EER) means the ratio of the average rate of space cooling delivered to the average rate of electrical energy consumed by the air conditioner or heat pump. Determine these rate quantities from a single test or, if derived via interpolation, determine at a single set of operating conditions. EER is expressed in units of

When determined for a ducted coil-only system, EER must include, from this appendix, the section 3.3 and 3.5.1 default values for the heat output and power input of a fan motor. The represented value of EER determined in accordance with appendix M1 is EER2.

Evaporator coil means an assembly that absorbs heat from an enclosed space and transfers the heat to a refrigerant.

Heat pump means a kind of central air conditioner that utilizes an indoor conditioning coil, compressor, and refrigerant-to-outdoor air heat exchanger to provide air heating, and may also provide air cooling, air dehumidifying, air humidifying, air circulating, and air cleaning.

Heat pump having a heat comfort controller means a heat pump with controls that can regulate the operation of the electric resistance elements to assure that the air temperature leaving the indoor section does not fall below a specified temperature. Heat pumps that actively regulate the rate of electric resistance heating when operating below the balance point (as the result of a second stage call from the thermostat) but do not operate to maintain a minimum delivery temperature are not considered as having a heat comfort controller.

Heating load factor (HLF) means the ratio having as its numerator the total heating delivered during a cyclic operating interval consisting of one ON period and one OFF period, and its denominator the heating capacity measured at the same test conditions used for the cyclic test, multiplied by the total time interval (ON plus OFF) of the cyclic-test.

Heating season means the months of the year that require heating, e.g., typically, and roughly, October through April.

Heating seasonal performance factor 2 (HSPF2) means the total space heating required during the heating season, expressed in Btu, divided by the total electrical energy consumed by the heat pump system during the same season, expressed in watt-hours. The HSPF2 used to evaluate compliance with 10 CFR 430.32(c) is based on Region IV and the sampling plan stated in 10 CFR 429.16(a). HSPF2 is determined in accordance with appendix M1.

Independent coil manufacturer (ICM) means a manufacturer that manufactures indoor units but does not manufacture single-package units or outdoor units.

Indoor unit means a separate assembly of a split system that includes -

(a) An arrangement of refrigerant-to-air heat transfer coil(s) for transfer of heat between the refrigerant and the indoor air,

(b) A condensate drain pan, and may or may not include,

(c) Sheet metal or plastic parts not part of external cabinetry to direct/route airflow over the coil(s),

(d) A cooling mode expansion device,

(e) External cabinetry, and

(f) An integrated indoor blower (i.e. a device to move air including its associated motor). A separate designated air mover that may be a furnace or a modular blower (as defined in appendix AA to the subpart) may be considered to be part of the indoor unit. A service coil is not an indoor unit.

Low-static blower coil system means a ducted multi-split or multi-head mini-split system for which all indoor units produce greater than 0.01 in. wc. and a maximum of 0.35 in. wc. external static pressure when operated at the cooling full-load air volume rate not exceeding 400 cfm per rated ton of cooling.

Mid-static blower coil system means a ducted multi-split or multi-head mini-split system for which all indoor units produce greater than 0.20 in. wc. and a maximum of 0.65 in. wc. when operated at the cooling full-load air volume rate not exceeding 400 cfm per rated ton of cooling.

Minimum-speed-limiting variable-speed heat pump means a heat pump for which the compressor minimum speed (represented by revolutions per minute or motor power input frequency) is higher than its minimum value for operation in a 47 °F ambient temperature for any bin temperature T_j for which the calculated heating load is less than the calculated intermediate-speed capacity.

Mobile home blower coil system means a split system that contains an outdoor unit and an indoor unit that meet the following criteria:

(1) Both the indoor and outdoor unit are shipped with manufacturer-supplied installation instructions that specify installation only in a mobile home with the home and equipment complying with HUD Manufactured Home Construction Safety Standard 24 CFR part 3280;

(2) The indoor unit cannot exceed 0.40 in. wc. when operated at the cooling full-load air volume rate not exceeding 400 cfm per rated ton of cooling; and

(3) The indoor and outdoor unit each must bear a label in at least 1⁄4 inch font that reads “For installation only in HUD manufactured home per Construction Safety Standard 24 CFR part 3280.”

Mobile home coil-only system means a coil-only split system that includes an outdoor unit and coil-only indoor unit that meet the following criteria:

(1) The outdoor unit is shipped with manufacturer-supplied installation instructions that specify installation only for mobile homes that comply with HUD Manufactured Home Construction Safety Standard 24 CFR part 3280,

(2) The coil-only indoor unit is shipped with manufacturer-supplied installation instructions that specify installation only in or with a mobile home furnace, modular blower, or designated air mover that complies with HUD Manufactured Home Construction Safety Standard 24 CFR part 3280, and has dimensions no greater than 20” wide, 34” high and 21” deep, and

(3) The coil-only indoor unit and outdoor unit each has a label in at least 1⁄4 inch font that reads “For installation only in HUD manufactured home per Construction Safety Standard 24 CFR part 3280.”

Multi-head mini-split system means a split system that has one outdoor unit and that has two or more indoor units connected with a single refrigeration circuit. The indoor units operate in unison in response to a single indoor thermostat.

Multiple-circuit (or multi-circuit) system means a split system that has one outdoor unit and that has two or more indoor units installed on two or more refrigeration circuits such that each refrigeration circuit serves a compressor and one and only one indoor unit, and refrigerant is not shared from circuit to circuit.

Multiple-split (or multi-split) system means a split system that has one outdoor unit and two or more coil-only indoor units and/or blower coil indoor units connected with a single refrigerant circuit. The indoor units operate independently and can condition multiple zones in response to at least two indoor thermostats or temperature sensors. The outdoor unit operates in response to independent operation of the indoor units based on control input of multiple indoor thermostats or temperature sensors, and/or based on refrigeration circuit sensor input (e.g., suction pressure).

Nominal capacity means t he capacity that is claimed by the manufacturer on the product name plate. Nominal cooling capacity is approximate to the air conditioner cooling capacity tested at A or A₂ condition. Nominal heating capacity is approximate to the heat pump heating capacity tested in the H1_N test.

Non-ducted indoor unit means an indoor unit that is designed to be permanently installed, mounted on room walls and/or ceilings, and that directly heats or cools air within the conditioned space.

Normalized Gross Indoor Fin Surface (NGIFS) means the gross fin surface area of the indoor unit coil divided by the cooling capacity measured for the A or A₂ Test, whichever applies.

Off-mode power consumption means the power consumption when the unit is connected to its main power source but is neither providing cooling nor heating to the building it serves.

Off-mode season means, for central air conditioners other than heat pumps, the shoulder season and the entire heating season; and for heat pumps, the shoulder season only.

Outdoor unit means a separate assembly of a split system that transfers heat between the refrigerant and the outdoor air, and consists of an outdoor coil, compressor(s), an air moving device, and in addition for heat pumps, may include a heating mode expansion device, reversing valve, and/or defrost controls.

Outdoor unit manufacturer (OUM) means a manufacturer of single-package units, outdoor units, and/or both indoor units and outdoor units.

Part-load factor (PLF) means the ratio of the cyclic EER (or COP for heating) to the steady-state EER (or COP), where both EERs (or COPs) are determined based on operation at the same ambient conditions.

Seasonal energy efficiency ratio 2 (SEER2) means the total heat removed from the conditioned space during the annual cooling season, expressed in Btu's, divided by the total electrical energy consumed by the central air conditioner or heat pump during the same season, expressed in watt-hours. SEER2 is determined in accordance with appendix M1.

Service coil means an arrangement of refrigerant-to-air heat transfer coil(s), condensate drain pan, sheet metal or plastic parts to direct/route airflow over the coil(s), which may or may not include external cabinetry and/or a cooling mode expansion device, distributed in commerce solely for replacing an uncased coil or cased coil that has already been placed into service, and that has been labeled “for indoor coil replacement only” on the nameplate and in manufacturer technical and product literature. The model number for any service coil must include some mechanism (e.g., an additional letter or number) for differentiating a service coil from a coil intended for an indoor unit.

Shoulder season means the months of the year in between those months that require cooling and those months that require heating, e.g., typically, and roughly, April through May, and September through October.

Single-package unit means any central air conditioner or heat pump that has all major assemblies enclosed in one cabinet.

Single-split system means a split system that has one outdoor unit and one indoor unit connected with a single refrigeration circuit.

Small-duct, high-velocity system means a split system for which all indoor units are blower coil indoor units that produce at least 1.2 inches (of water column) of external static pressure when operated at the full-load air volume rate certified by the manufacturer of at least 220 scfm per rated ton of cooling.

Split system means any central air conditioner or heat pump that has at least two separate assemblies that are connected with refrigerant piping when installed. One of these assemblies includes an indoor coil that exchanges heat with the indoor air to provide heating or cooling, while one of the others includes an outdoor coil that exchanges heat with the outdoor air. Split systems may be either blower coil systems or coil-only systems.

Standard Air means dry air having a mass density of 0.075 lb/ft³.

Steady-state test means a test where the test conditions are regulated to remain as constant as possible while the unit operates continuously in the same mode.

Temperature bin means the 5 °F increments that are used to partition the outdoor dry-bulb temperature ranges of the cooling (≥65 °F) and heating (<65 °F) seasons.

Test condition tolerance means the maximum permissible difference between the average value of the measured test parameter and the specified test condition.

Test operating tolerance means the maximum permissible range that a measurement may vary over the specified test interval. The difference between the maximum and minimum sampled values must be less than or equal to the specified test operating tolerance.

Tested combination means a multi-head mini-split, multi-split, or multi-circuit system having the following features:

(1) The system consists of one outdoor unit with one or more compressors matched with between two and five indoor units;

(2) The indoor units must:

(i) Collectively, have a nominal cooling capacity greater than or equal to 95 percent and less than or equal to 105 percent of the nominal cooling capacity of the outdoor unit;

(ii) Each represent the highest sales volume model family, if this is possible while meeting all the requirements of this section. If this is not possible, one or more of the indoor units may represent another indoor model family in order that all the other requirements of this section are met.

(iii) Individually not have a nominal cooling capacity greater than 50 percent of the nominal cooling capacity of the outdoor unit, unless the nominal cooling capacity of the outdoor unit is 24,000 Btu/h or less;

(iv) Operate at fan speeds consistent with manufacturer's specifications; and

(v) All be subject to the same minimum external static pressure requirement while able to produce the same external static pressure at the exit of each outlet plenum when connected in a manifold configuration as required by the test procedure.

(3) Where referenced, “nominal cooling capacity” means, for indoor units, the highest cooling capacity listed in published product literature for 95 °F outdoor dry bulb temperature and 80 °F dry bulb, 67 °F wet bulb indoor conditions, and for outdoor units, the lowest cooling capacity listed in published product literature for these conditions. If incomplete or no operating conditions are published, use the highest (for indoor units) or lowest (for outdoor units) such cooling capacity available for sale.

Time-adaptive defrost control system is a demand-defrost control system that measures the length of the prior defrost period(s) and uses that information to automatically determine when to initiate the next defrost cycle.

Time-temperature defrost control systems initiate or evaluate initiating a defrost cycle only when a predetermined cumulative compressor ON-time is obtained. This predetermined ON-time is generally a fixed value (e.g., 30, 45, 90 minutes) although it may vary based on the measured outdoor dry-bulb temperature. The ON-time counter accumulates if controller measurements (e.g., outdoor temperature, evaporator temperature) indicate that frost formation conditions are present, and it is reset/remains at zero at all other times. In one application of the control scheme, a defrost is initiated whenever the counter time equals the predetermined ON-time. The counter is reset when the defrost cycle is completed.

In a second application of the control scheme, one or more parameters are measured (e.g., air and/or refrigerant temperatures) at the predetermined, cumulative, compressor ON-time. A defrost is initiated only if the measured parameter(s) falls within a predetermined range. The ON-time counter is reset regardless of whether or not a defrost is initiated. If systems of this second type use cumulative ON-time intervals of 10 minutes or less, then the heat pump may qualify as having a demand defrost control system (see definition).

Triple-capacity, northern heat pump means a heat pump that provides two stages of cooling and three stages of heating. The two common stages for both the cooling and heating modes are the low capacity stage and the high capacity stage. The additional heating mode stage is the booster capacity stage, which offers the highest heating capacity output for a given set of ambient operating conditions.

Triple-split system means a split system that is composed of three separate assemblies: An outdoor fan coil section, a blower coil indoor unit, and an indoor compressor section.

Two-capacity (or two-stage) compressor system means a central air conditioner or heat pump that has a compressor or a group of compressors operating with only two stages of capacity. For such systems, low capacity means the compressor(s) operating at low stage, or at low load test conditions. The low compressor stage that operates for heating mode tests may be the same or different from the low compressor stage that operates for cooling mode tests. For such systems, high capacity means the compressor(s) operating at high stage, or at full load test conditions.

Two-capacity, northern heat pump means a heat pump that has a factory or field-selectable lock-out feature to prevent space cooling at high-capacity. Two-capacity heat pumps having this feature will typically have two sets of ratings, one with the feature disabled and one with the feature enabled. The heat pump is a two-capacity northern heat pump only when this feature is enabled at all times. The certified indoor coil model number must reflect whether the ratings pertain to the lockout enabled option via the inclusion of an extra identifier, such as “+LO”. When testing as a two-capacity, northern heat pump, the lockout feature must remain enabled for all tests.

Uncased coil means a coil-only indoor unit without external cabinetry.

Variable refrigerant flow (VRF) system means a multi-split system with at least three compressor capacity stages, distributing refrigerant through a piping network to multiple indoor blower coil units each capable of individual zone temperature control, through proprietary zone temperature control devices and a common communications network. Note: Single-phase VRF systems less than 65,000 Btu/h are central air conditioners and central air conditioning heat pumps.

Variable-speed compressor system means a central air conditioner or heat pump that has a compressor that uses a variable-speed drive to vary the compressor speed to achieve variable capacities. Wall-mount blower coil system means a split system air conditioner or heat pump for which:

(a) The outdoor unit has a certified cooling capacity less than or equal to 36,000 Btu/h;

(b) The indoor unit(s) is/are shipped with manufacturer-supplied installation instructions that specify mounting only by:

(1) Securing the back side of the unit to a wall within the conditioned space, or

(2) Securing the unit to adjacent wall studs or in an enclosure, such as a closet, such that the indoor unit's front face is flush with a wall in the conditioned space;

(c) Has front air return without ductwork and is not capable of horizontal air discharge; and

(d) Has a height no more than 45 inches, a depth (perpendicular to the wall) no more than 22 inches (including tubing connections), and a width no more than 24 inches (parallel to the wall).

Wet-coil test means a test conducted at test conditions that typically cause water vapor to condense on the test unit evaporator coil.

2 Testing Overview and Conditions

(A) Test VRF systems using AHRI 1230-2010 (incorporated by reference, see § 430.3) and appendix M. Where AHRI 1230-2010 refers to the appendix C therein substitute the provisions of this appendix. In cases where there is a conflict, the language of the test procedure in this appendix takes precedence over AHRI 1230-2010.

For definitions use section 1 of appendix M and section 3 of AHRI 1230-2010. For rounding requirements, refer to § 430.23(m). For determination of certified ratings, refer to § 429.16 of this chapter.

For test room requirements, refer to section 2.1 of this appendix. For test unit installation requirements refer to sections 2.2.a, 2.2.b, 2.2.c, 2.2.1, 2.2.2, 2.2.3.a, 2.2.3.c, 2.2.4, 2.2.5, and 2.4 to 2.12 of this appendix, and sections 5.1.3 and 5.1.4 of AHRI 1230-2010. The “manufacturer's published instructions,” as stated in section 8.2 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3) and “manufacturer's installation instructions” discussed in this appendix mean the manufacturer's installation instructions that come packaged with or appear in the labels applied to the unit. This does not include online manuals. Installation instructions that appear in the labels applied to the unit take precedence over installation instructions that are shipped with the unit.

For general requirements for the test procedure, refer to section 3.1 of this appendix, except for sections 3.1.3 and 3.1.4, which are requirements for indoor air volume and outdoor air volume. For indoor air volume and outdoor air volume requirements, refer instead to section 6.1.5 (except where section 6.1.5 refers to Table 8, refer instead to Table 4 of this appendix) and 6.1.6 of AHRI 1230-2010.

For the test method, refer to sections 3.3 to 3.5 and 3.7 to 3.13 of this appendix. For cooling mode and heating mode test conditions, refer to section 6.2 of AHRI 1230-2010. For calculations of seasonal performance descriptors, refer to section 4 of this appendix.

(B) For systems other than VRF, only a subset of the sections listed in this test procedure apply when testing and determining represented values for a particular unit. Table 1 shows the sections of the test procedure that apply to each system. This table is meant to assist manufacturers in finding the appropriate sections of the test procedure; the appendix sections rather than the table provide the specific requirements for testing, and given the varied nature of available units, manufacturers are responsible for determining which sections apply to each unit tested based on the model characteristics. To use this table, first refer to the sections listed under “all units”. Then refer to additional requirements based on:

(1) System configuration(s),

(2) The compressor staging or modulation capability, and

(3) Any special features.

Testing requirements for space-constrained products do not differ from similar equipment that is not space-constrained and thus are not listed separately in this table. Air conditioners and heat pumps are not listed separately in this table, but heating procedures and calculations apply only to heat pumps.

2.1 Test Room Requirements.

a. Test using two side-by-side rooms: An indoor test room and an outdoor test room. For multiple-split, single-zone-multi-coil or multi-circuit air conditioners and heat pumps, however, use as many indoor test rooms as needed to accommodate the total number of indoor units. These rooms must comply with the requirements specified in sections 8.1.2 and 8.1.3 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3).

b. Inside these test rooms, use artificial loads during cyclic tests and frost accumulation tests, if needed, to produce stabilized room air temperatures. For one room, select an electric resistance heater(s) having a heating capacity that is approximately equal to the heating capacity of the test unit's condenser. For the second room, select a heater(s) having a capacity that is close to the sensible cooling capacity of the test unit's evaporator. Cycle the heater located in the same room as the test unit evaporator coil ON and OFF when the test unit cycles ON and OFF. Cycle the heater located in the same room as the test unit condensing coil ON and OFF when the test unit cycles OFF and ON.

2.2 Test Unit Installation Requirements.

a. Install the unit according to section 8.2 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3), subject to the following additional requirements:

(1) When testing split systems, follow the requirements given in section 6.1.3.5 of AHRI 210/240-2008 (incorporated by reference, see § 430.3). For the vapor refrigerant line(s), use the insulation included with the unit; if no insulation is provided, use insulation meeting the specifications for the insulation in the installation instructions included with the unit by the manufacturer; if no insulation is included with the unit and the installation instructions do not contain provisions for insulating the line(s), fully insulate the vapor refrigerant line(s) with vapor proof insulation having an inside diameter that matches the refrigerant tubing and a nominal thickness of at least 0.5 inches. For the liquid refrigerant line(s), use the insulation included with the unit; if no insulation is provided, use insulation meeting the specifications for the insulation in the installation instructions included with the unit by the manufacturer; if no insulation is included with the unit and the installation instructions do not contain provisions for insulating the line(s), leave the liquid refrigerant line(s) exposed to the air for air conditioners and heat pumps that heat and cool; or, for heating-only heat pumps, insulate the liquid refrigerant line(s) with insulation having an inside diameter that matches the refrigerant tubing and a nominal thickness of at least 0.5 inches. However, these requirements do not take priority over instructions for application of insulation for the purpose of improving refrigerant temperature measurement accuracy as required by sections 2.10.2 and 2.10.3 of this appendix. Insulation must be the same for the cooling and heating tests.

(2) When testing split systems, if the indoor unit does not ship with a cooling mode expansion device, test the system using the device as specified in the installation instructions provided with the indoor unit. If none is specified, test the system using a fixed orifice or piston type expansion device that is sized appropriately for the system.

(3) When testing triple-split systems (see section 1.2 of this appendix, Definitions), use the tubing length specified in section 6.1.3.5 of AHRI 210/240-2008 (incorporated by reference, see § 430.3) to connect the outdoor coil, indoor compressor section, and indoor coil while still meeting the requirement of exposing 10 feet of the tubing to outside conditions;

(4) When testing split systems having multiple indoor coils, connect each indoor blower coil unit to the outdoor unit using:

(a) 25 feet of tubing, or

(b) Tubing furnished by the manufacturer, whichever is longer.

(5) When testing split systems having multiple indoor coils, expose at least 10 feet of the system interconnection tubing to the outside conditions. If they are needed to make a secondary measurement of capacity or for verification of refrigerant charge, install refrigerant pressure measuring instruments as described in section 8.2.5 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3). Section 2.10 of this appendix specifies which secondary methods require refrigerant pressure measurements and section 2.2.5.5 of this appendix discusses use of pressure measurements to verify charge. At a minimum, insulate the low-pressure line(s) of a split system with insulation having an inside diameter that matches the refrigerant tubing and a nominal thickness of 0.5 inch.

b. For units designed for both horizontal and vertical installation or for both up-flow and down-flow vertical installations, use the orientation for testing specified by the manufacturer in the certification report. Conduct testing with the following installed:

(1) The most restrictive filter(s);

(2) Supplementary heating coils; and

(3) Other equipment specified as part of the unit, including all hardware used by a heat comfort controller if so equipped (see section 1 of this appendix, Definitions). For small-duct, high-velocity systems, configure all balance dampers or restrictor devices on or inside the unit to fully open or lowest restriction.

c. Testing a ducted unit without having an indoor air filter installed is permissible as long as the minimum external static pressure requirement is adjusted as stated in Table 4, note 3 (see section 3.1.4 of this appendix). Except as noted in section 3.1.10 of this appendix, prevent the indoor air supplementary heating coils from operating during all tests. For uncased coils, create an enclosure using 1 inch fiberglass foil-faced ductboard having a nominal density of 6 pounds per cubic foot. Or alternatively, construct an enclosure using sheet metal or a similar material and insulating material having a thermal resistance (“R” value) between 4 and 6 hr · ft² · °F/Btu. Size the enclosure and seal between the coil and/or drainage pan and the interior of the enclosure as specified in installation instructions shipped with the unit. Also seal between the plenum and inlet and outlet ducts.

d. When testing a coil-only system, install a toroidal-type transformer to power the system's low-voltage components, complying with any additional requirements for the transformer mentioned in the installation manuals included with the unit by the system manufacturer. If the installation manuals do not provide specifications for the transformer, use a transformer having the following features:

(1) A nominal volt-amp rating such that the transformer is loaded between 25 and 90 percent of this rating for the highest level of power measured during the off mode test (section 3.13 of this appendix);

(2) Designed to operate with a primary input of 230 V, single phase, 60 Hz; and

(3) That provides an output voltage that is within the specified range for each low-voltage component. Include the power consumption of the components connected to the transformer as part of the total system power consumption during the off mode tests; do not include the power consumed by the transformer when no load is connected to it.

e. Test an outdoor unit with no match (i.e., that is not distributed in commerce with any indoor units) using a coil-only indoor unit with a single cooling air volume rate whose coil has:

(1) Round tubes of outer diameter no less than 0.375 inches, and

(2) A normalized gross indoor fin surface (NGIFS) no greater than 1.0 square inch per British thermal unit per hour (sq. in./Btu/hr). NGIFS is calculated as follows:

NGIFS = 2 × L_f × W_f × N_f ÷ Q̇_c(95)

where,

L_f = Indoor coil fin length in inches, also height of the coil transverse to the tubes.

W_f = Indoor coil fin width in inches, also depth of the coil.

N_f = Number of fins.

Q̇_c = the measured space cooling capacity of the tested outdoor unit/indoor unit combination as determined from the A₂ or A Test whichever applies, Btu/h.

f. If the outdoor unit or the outdoor portion of a single-package unit has a drain pan heater to prevent freezing of defrost water, energize the heater, subject to control to de-energize it when not needed by the heater's thermostat or the unit's control system, for all tests.

g. If pressure measurement devices are connected to a cooling/heating heat pump refrigerant circuit, the refrigerant charge M_t that could potentially transfer out of the connected pressure measurement systems (transducers, gauges, connections, and lines) between operating modes must be less than 2 percent of the factory refrigerant charge listed on the nameplate of the outdoor unit. If the outdoor unit nameplate has no listed refrigerant charge, or the heat pump is shipped without a refrigerant charge, use a factory refrigerant charge equal to 30 ounces per ton of certified cooling capacity. Use Equation 2.2-1 to calculate M_t for heat pumps that have a single expansion device located in the outdoor unit to serve each indoor unit, and use Equation 2.2-2 to calculate M_t for heat pumps that have two expansion devices per indoor unit.

where:

V_i (i=2,3,4 . . .) = the internal volume of the pressure measurement system (pressure lines, fittings, and gauge and/or transducer) at the location i (as indicated in Table 2), (cubic inches)

f_i (i=5,6) = 0 if the pressure measurement system is pitched upwards from the pressure tap location to the gauge or transducer, 1 if it is not.

ρ = the density associated with liquid refrigerant at 100 °F bubble point conditions (ounces per cubic inch)

Table 2 - Pressure Measurement Locations

Location
Compressor Discharge	1
Between Outdoor Coil and Outdoor Expansion Valve(s)	2
Liquid Service Valve	3
Indoor Coil Inlet	4
Indoor Coil Outlet	5
Common Suction Port (i.e., vapor service valve)	6
Compressor Suction	7

Calculate the internal volume of each pressure measurement system using internal volume reported for pressure transducers and gauges in product literature, if available. If such information is not available, use the value of 0.1 cubic inch internal volume for each pressure transducer, and 0.2 cubic inches for each pressure gauge.

In addition, for heat pumps that have a single expansion device located in the outdoor unit to serve each indoor unit, the internal volume of the pressure system at location 2 (as indicated in Table 2) must be no more than 1 cubic inches. Once the pressure measurement lines are set up, no change should be made until all tests are finished.

2.2.1 Defrost Control Settings

Set heat pump defrost controls at the normal settings which most typify those encountered in generalized climatic region IV. (Refer to Figure 1 and Table 20 of section 4.2 of this appendix for information on region IV.) For heat pumps that use a time-adaptive defrost control system (see section 1.2 of this appendix, Definitions), the manufacturer must specify in the certification report the frosting interval to be used during frost accumulation tests and provide the procedure for manually initiating the defrost at the specified time.

2.2.2 Special Requirements for Units Having a Multiple-Speed Outdoor Fan

Configure the multiple-speed outdoor fan according to the installation manual included with the unit by the manufacturer, and thereafter, leave it unchanged for all tests. The controls of the unit must regulate the operation of the outdoor fan during all lab tests except dry coil cooling mode tests. For dry coil cooling mode tests, the outdoor fan must operate at the same speed used during the required wet coil test conducted at the same outdoor test conditions.

2.2.3 Special Requirements for Multi-Split Air Conditioners and Heat Pumps and Ducted Systems Using a Single Indoor Section Containing Multiple Indoor Blowers That Would Normally Operate Using Two or More Indoor Thermostats

Because these systems will have more than one indoor blower and possibly multiple outdoor fans and compressor systems, references in this test procedure to a singular indoor blower, outdoor fan, and/or compressor means all indoor blowers, all outdoor fans, and all compressor systems that are energized during the test.

a. Additional requirements for multi-split air conditioners and heat pumps. For any test where the system is operated at part load (i.e., one or more compressors “off”, operating at the intermediate or minimum compressor speed, or at low compressor capacity), the manufacturer must designate in the certification report the indoor coil(s) that are not providing heating or cooling during the test. For variable-speed systems, the manufacturer must designate in the certification report at least one indoor unit that is not providing heating or cooling for all tests conducted at minimum compressor speed. For all other part-load tests, the manufacturer must choose to turn off zero, one, two, or more indoor units. The chosen configuration must remain unchanged for all tests conducted at the same compressor speed/capacity. For any indoor coil that is not providing heating or cooling during a test, cease forced airflow through this indoor coil and block its outlet duct.

b. Additional requirements for ducted split systems with a single indoor unit containing multiple indoor blowers (or for single-package units with an indoor section containing multiple indoor blowers) where the indoor blowers are designed to cycle on and off independently of one another and are not controlled such that all indoor blowers are modulated to always operate at the same air volume rate or speed. For any test where the system is operated at its lowest capacity - i.e., the lowest total air volume rate allowed when operating the single-speed compressor or when operating at low compressor capacity - turn off indoor blowers accounting for at least one-third of the full-load air volume rate unless prevented by the controls of the unit. In such cases, turn off as many indoor blowers as permitted by the unit's controls. Where more than one option exists for meeting this “off” requirement, the manufacturer must indicate in its certification report which indoor blower(s) are turned off. The chosen configuration shall remain unchanged for all tests conducted at the same lowest capacity configuration. For any indoor coil turned off during a test, cease forced airflow through any outlet duct connected to a switched-off indoor blower.

c. For test setups where the laboratory's physical limitations require use of more than the required line length of 25 feet as listed in section 2.2.a.(4) of this appendix, then the actual refrigerant line length used by the laboratory may exceed the required length and the refrigerant line length correction factors in Table 4 of AHRI 1230-2010 are applied to the cooling capacity measured for each cooling mode test.

2.2.4 Wet-Bulb Temperature Requirements for the Air Entering the Indoor and Outdoor Coils

2.2.4.1 Cooling Mode Tests

For wet-coil cooling mode tests, regulate the water vapor content of the air entering the indoor unit so that the wet-bulb temperature is as listed in Tables 5 to 8. As noted in these same tables, achieve a wet-bulb temperature during dry-coil cooling mode tests that results in no condensate forming on the indoor coil. Controlling the water vapor content of the air entering the outdoor side of the unit is not required for cooling mode tests except when testing:

(1) Units that reject condensate to the outdoor coil during wet coil tests. Tables 5-8 list the applicable wet-bulb temperatures.

(2) Single-package units where all or part of the indoor section is located in the outdoor test room. The average dew point temperature of the air entering the outdoor coil during wet coil tests must be within ±3.0 °F of the average dew point temperature of the air entering the indoor coil over the 30-minute data collection interval described in section 3.3 of this appendix. For dry coil tests on such units, it may be necessary to limit the moisture content of the air entering the outdoor coil of the unit to meet the requirements of section 3.4 of this appendix.

2.2.4.2 Heating Mode Tests

For heating mode tests, regulate the water vapor content of the air entering the outdoor unit to the applicable wet-bulb temperature listed in Tables 12 to 15. The wet-bulb temperature entering the indoor side of the heat pump must not exceed 60 °F. Additionally, if the Outdoor Air Enthalpy test method (section 2.10.1 of this appendix) is used while testing a single-package heat pump where all or part of the outdoor section is located in the indoor test room, adjust the wet-bulb temperature for the air entering the indoor side to yield an indoor-side dew point temperature that is as close as reasonably possible to the dew point temperature of the outdoor-side entering air.

2.2.5 Additional Refrigerant Charging Requirements

2.2.5.1 Instructions to Use for Charging

a. Where the manufacturer's installation instructions contain two sets of refrigerant charging criteria, one for field installations and one for lab testing, use the field installation criteria.

b. For systems consisting of an outdoor unit manufacturer's outdoor section and indoor section with differing charging procedures, adjust the refrigerant charge per the outdoor installation instructions.

c. For systems consisting of an outdoor unit manufacturer's outdoor unit and an independent coil manufacturer's indoor unit with differing charging procedures, adjust the refrigerant charge per the indoor unit's installation instructions. If instructions are provided only with the outdoor unit or are provided only with an independent coil manufacturer's indoor unit, then use the provided instructions.

2.2.5.2 Test(s) to Use for Charging

a. Use the tests or operating conditions specified in the manufacturer's installation instructions for charging. The manufacturer's installation instructions may specify use of tests other than the A or A₂ test for charging, but, unless the unit is a heating-only heat pump, determine the air volume rate by the A or A₂ test as specified in section 3.1 of this appendix.

b. If the manufacturer's installation instructions do not specify a test or operating conditions for charging or there are no manufacturer's instructions, use the following test(s):

(1) For air conditioners or cooling and heating heat pumps, use the A or A₂ test.

(2) For cooling and heating heat pumps that do not operate in the H1 or H1₂ test (e.g. due to shut down by the unit limiting devices) when tested using the charge determined at the A or A₂ test, and for heating-only heat pumps, use the H1 or H1₂ test.

2.2.5.3 Parameters to Set and Their Target Values

a. Consult the manufacturer's installation instructions regarding which parameters (e.g., superheat) to set and their target values. If the instructions provide ranges of values, select target values equal to the midpoints of the provided ranges.

b. In the event of conflicting information between charging instructions (i.e., multiple conditions given for charge adjustment where all conditions specified cannot be met), follow the following hierarchy.

(1) For fixed orifice systems:

(i) Superheat

(ii) High side pressure or corresponding saturation or dew-point temperature

(iii) Low side pressure or corresponding saturation or dew-point temperature

(iv) Low side temperature

(v) High side temperature

(vi) Charge weight

(2) For expansion valve systems:

(i) Subcooling

(ii) High side pressure or corresponding saturation or dew-point temperature

(iii) Low side pressure or corresponding saturation or dew-point temperature

(iv) Approach temperature (difference between temperature of liquid leaving condenser and condenser average inlet air temperature)

(v) Charge weight

c. If there are no installation instructions and/or they do not provide parameters and target values, set superheat to a target value of 12 °F for fixed orifice systems or set subcooling to a target value of 10 °F for expansion valve systems.

2.2.5.4 Charging Tolerances

a. If the manufacturer's installation instructions specify tolerances on target values for the charging parameters, set the values within these tolerances.

b. Otherwise, set parameter values within the following test condition tolerances for the different charging parameters:

11. Superheat: ± 2.0 °F

12. Subcooling: ± 2.0 °F

13. High side pressure or corresponding saturation or dew point temperature: ± 4.0 psi or ± 1.0 °F

14. Low side pressure or corresponding saturation or dew point temperature: ± 2.0 psi or ± 0.8 °F

15. High side temperature: ± 2.0 °F

16. Low side temperature: ± 2.0 °F

17. Approach temperature: ± 1.0 °F

18. Charge weight: ± 2.0 ounce

2.2.5.5 Special Charging Instructions

a. Cooling and Heating Heat Pumps

If, using the initial charge set in the A or A₂ test, the conditions are not within the range specified in manufacturer's installation instructions for the H1 or H1₂ test, make as small as possible an adjustment to obtain conditions for this test in the specified range. After this adjustment, recheck conditions in the A or A₂ test to confirm that they are still within the specified range for the A or A₂ test.

b. Single-Package Systems

i. Unless otherwise directed by the manufacturer's installation instructions, install one or more refrigerant line pressure gauges during the setup of the unit, located depending on the parameters used to verify or set charge, as described:

(1) Install a pressure gauge at the location of the service valve on the liquid line if charging is on the basis of subcooling, or high side pressure or corresponding saturation or dew point temperature;

(2) Install a pressure gauge at the location of the service valve on the suction line if charging is on the basis of superheat, or low side pressure or corresponding saturation or dew point temperature.

ii. Use methods for installing pressure gauge(s) at the required location(s) as indicated in manufacturer's instructions if specified.

2.2.5.6 Near-Azeotropic and Zeotropic Refrigerants

Perform charging of near-azeotropic and zeotropic refrigerants only with refrigerant in the liquid state.

2.2.5.7 Adjustment of Charge Between Tests

After charging the system as described in this test procedure, use the set refrigerant charge for all tests used to determine performance. Do not adjust the refrigerant charge at any point during testing. If measurements indicate that refrigerant charge has leaked during the test, repair the refrigerant leak, repeat any necessary set-up steps, and repeat all tests.

2.3 Indoor Air Volume Rates

If a unit's controls allow for overspeeding the indoor blower (usually on a temporary basis), take the necessary steps to prevent overspeeding during all tests.

2.3.1 Cooling Tests

a. Set indoor blower airflow-control settings (e.g., fan motor pin settings, fan motor speed) according to the requirements that are specified in section 3.1.4 of this appendix.

b. Express the Cooling full-load air volume rate, the Cooling Minimum Air Volume Rate, and the Cooling Intermediate Air Volume Rate in terms of standard air.

2.3.2 Heating Tests

a. Set indoor blower airflow-control settings (e.g., fan motor pin settings, fan motor speed) according to the requirements that are specified in section 3.1.4 of this appendix.

b. Express the heating full-load air volume rate, the heating minimum air volume rate, the heating intermediate air volume rate, and the heating nominal air volume rate in terms of standard air.

2.4 Indoor Coil Inlet and Outlet Duct Connections

Insulate and/or construct the outlet plenum as described in section 2.4.1 of this appendix and, if installed, the inlet plenum described in section 2.4.2 of this appendix with thermal insulation having a nominal overall resistance (R-value) of at least 19 hr·ft² °F/Btu.

2.4.1 Outlet Plenum for the Indoor Unit

a. Attach a plenum to the outlet of the indoor coil. (Note: For some packaged systems, the indoor coil may be located in the outdoor test room.)

b. For systems having multiple indoor coils, or multiple indoor blowers within a single indoor section, attach a plenum to each indoor coil or indoor blower outlet. In order to reduce the number of required airflow measurement apparatuses (section 2.6 of this appendix), each such apparatus may serve multiple outlet plenums connected to a single common duct leading to the apparatus. More than one indoor test room may be used, which may use one or more common ducts leading to one or more airflow measurement apparatuses within each test room that contains multiple indoor coils. At the plane where each plenum enters a common duct, install an adjustable airflow damper and use it to equalize the static pressure in each plenum. The outlet air temperature grid(s) (section 2.5.4 of this appendix) and airflow measuring apparatus shall be located downstream of the inlet(s) to the common duct(s). For multiple-circuit (or multi-circuit) systems for which each indoor coil outlet is measured separately and its outlet plenum is not connected to a common duct connecting multiple outlet plenums, install the outlet air temperature grid and airflow measuring apparatus at each outlet plenum.

c. For small-duct, high-velocity systems, install an outlet plenum that has a diameter that is equal to or less than the value listed in Table 3. The limit depends only on the Cooling full-load air volume rate (see section 3.1.4.1.1 of this appendix) and is effective regardless of the flange dimensions on the outlet of the unit (or an air supply plenum adapter accessory, if installed in accordance with the manufacturer's installation instructions).

d. Add a static pressure tap to each face of the (each) outlet plenum, if rectangular, or at four evenly distributed locations along the circumference of an oval or round plenum. Create a manifold that connects the four static pressure taps. Figure 9 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3) shows allowed options for the manifold configuration. The cross-sectional dimensions of plenum must be equal to the dimensions of the indoor unit outlet. See Figures 7a, 7b, and 7c of ANSI/ASHRAE 37-2009 for the minimum length of the (each) outlet plenum and the locations for adding the static pressure taps for ducted blower coil indoor units and single-package systems. See Figure 8 of ANSI/ASHRAE 37-2009 for coil-only indoor units.

Table 3 - Size of Outlet Plenum for Small-Duct High-Velocity Indoor Units

Cooling full-load air volume rate (scfm)	Maximum diameter* of outlet plenum (inches)
≤500	6
501 to 700	7
701 to 900	8
901 to 1100	9
1101 to 1400	10
1401 to 1750	11

* If the outlet plenum is rectangular, calculate its equivalent diameter using (4A/P,) where A is the cross-sectional area and P is the perimeter of the rectangular plenum, and compare it to the listed maximum diameter.

2.4.2 Inlet Plenum for the Indoor Unit

Install an inlet plenum when testing a coil-only indoor unit, a ducted blower coil indoor unit, or a single-package system. See Figures 7b and 7c of ANSI/ASHRAE 37-2009 for cross-sectional dimensions, the minimum length of the inlet plenum, and the locations of the static-pressure taps for ducted blower coil indoor units and single-package systems. See Figure 8 of ANSI/ASHRAE 37-2009 for coil-only indoor units. The inlet plenum duct size shall equal the size of the inlet opening of the air-handling (blower coil) unit or furnace. For a ducted blower coil indoor unit the set up may omit the inlet plenum if an inlet airflow prevention device is installed with a straight internally unobstructed duct on its outlet end with a minimum length equal to 1.5 times the square root of the cross-sectional area of the indoor unit inlet. See section 2.1.5.2 of this appendix for requirements for the locations of static pressure taps built into the inlet airflow prevention device. For all of these arrangements, make a manifold that connects the four static-pressure taps using one of the three configurations specified in section 2.4.1.d. of this appendix. Never use an inlet plenum when testing a non-ducted system.

2.5 Indoor Coil Air Property Measurements and Airflow Prevention Devices.

Follow instructions for indoor coil air property measurements as described in section 2.14 of this appendix, unless otherwise instructed in this section.

a. Measure the dry-bulb temperature and water vapor content of the air entering and leaving the indoor coil. If needed, use an air sampling device to divert air to a sensor(s) that measures the water vapor content of the air. See section 5.3 of ANSI/ASHRAE 41.1-2013 (incorporated by reference, see § 430.3) for guidance on constructing an air sampling device. No part of the air sampling device or the tubing transferring the sampled air to the sensor must be within two inches of the test chamber floor, and the transfer tubing must be insulated. The sampling device may also be used for measurement of dry bulb temperature by transferring the sampled air to a remotely located sensor(s). The air sampling device and the remotely located temperature sensor(s) may be used to determine the entering air dry bulb temperature during any test. The air sampling device and the remotely located sensor(s) may be used to determine the leaving air dry bulb temperature for all tests except:

(1) Cyclic tests; and

(2) Frost accumulation tests.

b. Install grids of temperature sensors to measure dry bulb temperatures of both the entering and leaving airstreams of the indoor unit. These grids of dry bulb temperature sensors may be used to measure average dry bulb temperature entering and leaving the indoor unit in all cases (as an alternative to the dry bulb sensor measuring the sampled air). The leaving airstream grid is required for measurement of average dry bulb temperature leaving the indoor unit for cyclic tests and frost accumulation tests. The grids are also required to measure the air temperature distribution of the entering and leaving airstreams as described in sections 3.1.8 of this appendix. Two such grids may be applied as a thermopile, to directly obtain the average temperature difference rather than directly measuring both entering and leaving average temperatures.

c. Use of airflow prevention devices. Use an inlet and outlet air damper box, or use an inlet upturned duct and an outlet air damper box when conducting one or both of the cyclic tests listed in sections 3.2 and 3.6 of this appendix on ducted systems. If not conducting any cyclic tests, an outlet air damper box is required when testing ducted and non-ducted heat pumps that cycle off the indoor blower during defrost cycles and there is no other means for preventing natural or forced convection through the indoor unit when the indoor blower is off. Never use an inlet damper box or an inlet upturned duct when testing non-ducted indoor units. An inlet upturned duct is a length of ductwork installed upstream from the inlet such that the indoor duct inlet opening, facing upwards, is sufficiently high to prevent natural convection transfer out of the duct. If an inlet upturned duct is used, install a dry bulb temperature sensor near the inlet opening of the indoor duct at a centerline location not higher than the lowest elevation of the duct edges at the inlet, and ensure that any pair of 5-minute averages of the dry bulb temperature at this location, measured at least every minute during the compressor OFF period of the cyclic test, do not differ by more than 1.0 °F.

2.5.1 Test Set-Up on the Inlet Side of the Indoor Coil: for Cases Where the Inlet Airflow Prevention Device is Installed

a. Install an airflow prevention device as specified in section 2.5.1.1 or 2.5.1.2 of this appendix, whichever applies.

b. For an inlet damper box, locate the grid of entering air dry-bulb temperature sensors, if used, and the air sampling device, or the sensor used to measure the water vapor content of the inlet air, at a location immediately upstream of the damper box inlet. For an inlet upturned duct, locate the grid of entering air dry-bulb temperature sensors, if used, and the air sampling device, or the sensor used to measure the water vapor content of the inlet air, at a location at least one foot downstream from the beginning of the insulated portion of the duct but before the static pressure measurement.

2.5.1.1 If the section 2.4.2 inlet plenum is installed, construct the airflow prevention device having a cross-sectional flow area equal to or greater than the flow area of the inlet plenum. Install the airflow prevention device upstream of the inlet plenum and construct ductwork connecting it to the inlet plenum. If needed, use an adaptor plate or a transition duct section to connect the airflow prevention device with the inlet plenum. Insulate the ductwork and inlet plenum with thermal insulation that has a nominal overall resistance (R-value) of at least 19 hr · ft² · °F/Btu.

2.5.1.2 If the section 2.4.2 inlet plenum is not installed, construct the airflow prevention device having a cross-sectional flow area equal to or greater than the flow area of the air inlet of the indoor unit. Install the airflow prevention device immediately upstream of the inlet of the indoor unit. If needed, use an adaptor plate or a short transition duct section to connect the airflow prevention device with the unit's air inlet. Add static pressure taps at the center of each face of a rectangular airflow prevention device, or at four evenly distributed locations along the circumference of an oval or round airflow prevention device. Locate the pressure taps at a distance from the indoor unit inlet equal to 0.5 times the square root of the cross sectional area of the indoor unit inlet. This location must be between the damper and the inlet of the indoor unit, if a damper is used. Make a manifold that connects the four static pressure taps using one of the configurations shown in Figure 9 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3). Insulate the ductwork with thermal insulation that has a nominal overall resistance (R-value) of at least 19 hr·ft²· °F/Btu.

2.5.2 Test Set-Up on the Inlet Side of the Indoor Unit: for Cases Where No Airflow Prevention Device is Installed

If using the section 2.4.2 inlet plenum and a grid of dry bulb temperature sensors, mount the grid at a location upstream of the static pressure taps described in section 2.4.2 of this appendix, preferably at the entrance plane of the inlet plenum. If the section 2.4.2 inlet plenum is not used (i.e. for non-ducted units) locate a grid approximately 6 inches upstream of the indoor unit inlet. In the case of a system having multiple non-ducted indoor units, do this for each indoor unit. Position an air sampling device, or the sensor used to measure the water vapor content of the inlet air, immediately upstream of the (each) entering air dry-bulb temperature sensor grid. If a grid of sensors is not used, position the entering air sampling device (or the sensor used to measure the water vapor content of the inlet air) as if the grid were present.

2.5.3 Indoor Coil Static Pressure Difference Measurement

Fabricate pressure taps meeting all requirements described in section 6.5.2 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3) and illustrated in Figure 2A of AMCA 210-2007 (incorporated by reference, see § 430.3), however, if adhering strictly to the description in section 6.5.2 of ANSI/ASHRAE 37-2009, the minimum pressure tap length of 2.5 times the inner diameter of Figure 2A of AMCA 210-2007 is waived. Use a differential pressure measuring instrument that is accurate to within ±0.01 inches of water and has a resolution of at least 0.01 inches of water to measure the static pressure difference between the indoor coil air inlet and outlet. Connect one side of the differential pressure instrument to the manifolded pressure taps installed in the outlet plenum. Connect the other side of the instrument to the manifolded pressure taps located in either the inlet plenum or incorporated within the airflow prevention device. For non-ducted systems that are tested with multiple outlet plenums, measure the static pressure within each outlet plenum relative to the surrounding atmosphere.

2.5.4 Test Set-Up on the Outlet Side of the Indoor Coil

a. Install an interconnecting duct between the outlet plenum described in section 2.4.1 of this appendix and the airflow measuring apparatus described below in section 2.6 of this appendix. The cross-sectional flow area of the interconnecting duct must be equal to or greater than the flow area of the outlet plenum or the common duct used when testing non-ducted units having multiple indoor coils. If needed, use adaptor plates or transition duct sections to allow the connections. To minimize leakage, tape joints within the interconnecting duct (and the outlet plenum). Construct or insulate the entire flow section with thermal insulation having a nominal overall resistance (R-value) of at least 19 hr·ft²· °F/Btu.

b. Install a grid(s) of dry-bulb temperature sensors inside the interconnecting duct. Also, install an air sampling device, or the sensor(s) used to measure the water vapor content of the outlet air, inside the interconnecting duct. Locate the dry-bulb temperature grid(s) upstream of the air sampling device (or the in-duct sensor(s) used to measure the water vapor content of the outlet air). Turn off the sampler fan motor during the cyclic tests. Air leaving an indoor unit that is sampled by an air sampling device for remote water-vapor-content measurement must be returned to the interconnecting duct at a location:

(1) Downstream of the air sampling device;

(2) On the same side of the outlet air damper as the air sampling device; and

(3) Upstream of the section 2.6 airflow measuring apparatus.

2.5.4.1 Outlet Air Damper Box Placement and Requirements

If using an outlet air damper box (see section 2.5 of this appendix), the leakage rate from the combination of the outlet plenum, the closed damper, and the duct section that connects these two components must not exceed 20 cubic feet per minute when a negative pressure of 1 inch of water column is maintained at the plenum's inlet.

2.5.4.2 Procedures to Minimize Temperature Maldistribution

Use these procedures if necessary to correct temperature maldistributions. Install a mixing device(s) upstream of the outlet air, dry-bulb temperature grid (but downstream of the outlet plenum static pressure taps). Use a perforated screen located between the mixing device and the dry-bulb temperature grid, with a maximum open area of 40 percent. One or both items should help to meet the maximum outlet air temperature distribution specified in section 3.1.8 of this appendix. Mixing devices are described in sections 5.3.2 and 5.3.3 of ANSI/ASHRAE 41.1-2013 and section 5.2.2 of ASHRAE 41.2-1987 (RA 1992) (incorporated by reference, see § 430.3).

2.5.4.3 Minimizing Air Leakage

For small-duct, high-velocity systems, install an air damper near the end of the interconnecting duct, just prior to the transition to the airflow measuring apparatus of section 2.6 of this appendix. To minimize air leakage, adjust this damper such that the pressure in the receiving chamber of the airflow measuring apparatus is no more than 0.5 inch of water higher than the surrounding test room ambient. If applicable, in lieu of installing a separate damper, use the outlet air damper box of sections 2.5 and 2.5.4.1 of this appendix if it allows variable positioning. Also apply these steps to any conventional indoor blower unit that creates a static pressure within the receiving chamber of the airflow measuring apparatus that exceeds the test room ambient pressure by more than 0.5 inches of water column.

2.5.5 Dry Bulb Temperature Measurement

a. Measure dry bulb temperatures as specified in sections 4, 5.3, 6, and 7 of ANSI/ASHRAE 41.1-2013 (incorporated by reference, see § 430.3).

b. Distribute the sensors of a dry-bulb temperature grid over the entire flow area. The required minimum is 9 sensors per grid.

2.5.6 Water Vapor Content Measurement

Determine water vapor content by measuring dry-bulb temperature combined with the air wet-bulb temperature, dew point temperature, or relative humidity. If used, construct and apply wet-bulb temperature sensors as specified in sections 4, 5, 6, 7.2, 7.3, and 7.4 of ASHRAE 41.6-2014 (incorporated by reference, see § 430.3). The temperature sensor (wick removed) must be accurate to within ±0.2 °F. If used, apply dew point hygrometers as specified in sections 4, 5, 6, 7.1, and 7.4 of ASHRAE 41.6-2014. The dew point hygrometers must be accurate to within ±0.4 °F when operated at conditions that result in the evaluation of dew points above 35 °F. If used, a relative humidity (RH) meter must be accurate to within ±0.7% RH. Other means to determine the psychrometric state of air may be used as long as the measurement accuracy is equivalent to or better than the accuracy achieved from using a wet-bulb temperature sensor that meets the above specifications.

2.5.7 Air Damper Box Performance Requirements

If used (see section 2.5 of this appendix), the air damper box(es) must be capable of being completely opened or completely closed within 10 seconds for each action.

2.6 Airflow Measuring Apparatus

a. Fabricate and operate an airflow measuring apparatus as specified in section 6.2 and 6.3 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3). Place the static pressure taps and position the diffusion baffle (settling means) relative to the chamber inlet as indicated in Figure 12 of AMCA 210-07 and/or Figure 14 of ASHRAE 41.2-1987 (RA 1992) (incorporated by reference, see § 430.3). When measuring the static pressure difference across nozzles and/or velocity pressure at nozzle throats using electronic pressure transducers and a data acquisition system, if high frequency fluctuations cause measurement variations to exceed the test tolerance limits specified in section 9.2 and Table 2 of ANSI/ASHRAE 37-2009, dampen the measurement system such that the time constant associated with response to a step change in measurement (time for the response to change 63% of the way from the initial output to the final output) is no longer than five seconds.

b. Connect the airflow measuring apparatus to the interconnecting duct section described in section 2.5.4 of this appendix. See sections 6.1.1, 6.1.2, and 6.1.4, and Figures 1, 2, and 4 of ANSI/ASHRAE 37-2009; and Figures D1, D2, and D4 of AHRI 210/240-2008 (incorporated by reference, see § 430.3) with Addendum 1 and 2 for illustrative examples of how the test apparatus may be applied within a complete laboratory set-up. Instead of following one of these examples, an alternative set-up may be used to handle the air leaving the airflow measuring apparatus and to supply properly conditioned air to the test unit's inlet. The alternative set-up, however, must not interfere with the prescribed means for measuring airflow rate, inlet and outlet air temperatures, inlet and outlet water vapor contents, and external static pressures, nor create abnormal conditions surrounding the test unit. (Note: Do not use an enclosure as described in section 6.1.3 of ANSI/ASHRAE 37-2009 when testing triple-split units.)

2.7 Electrical Voltage Supply

Perform all tests at the voltage specified in section 6.1.3.2 of AHRI 210/240-2008 (incorporated by reference, see § 430.3) for “Standard Rating Tests.” If either the indoor or the outdoor unit has a 208V or 200V nameplate voltage and the other unit has a 230V nameplate rating, select the voltage supply on the outdoor unit for testing. Otherwise, supply each unit with its own nameplate voltage. Measure the supply voltage at the terminals on the test unit using a volt meter that provides a reading that is accurate to within ±1.0 percent of the measured quantity.

2.8 Electrical Power and Energy Measurements

a. Use an integrating power (watt-hour) measuring system to determine the electrical energy or average electrical power supplied to all components of the air conditioner or heat pump (including auxiliary components such as controls, transformers, crankcase heater, integral condensate pump on non-ducted indoor units, etc.). The watt-hour measuring system must give readings that are accurate to within ±0.5 percent. For cyclic tests, this accuracy is required during both the ON and OFF cycles. Use either two different scales on the same watt-hour meter or two separate watt-hour meters. Activate the scale or meter having the lower power rating within 15 seconds after beginning an OFF cycle. Activate the scale or meter having the higher power rating within 15 seconds prior to beginning an ON cycle. For ducted blower coil systems, the ON cycle lasts from compressor ON to indoor blower OFF. For ducted coil-only systems, the ON cycle lasts from compressor ON to compressor OFF. For non-ducted units, the ON cycle lasts from indoor blower ON to indoor blower OFF. When testing air conditioners and heat pumps having a variable-speed compressor, avoid using an induction watt/watt-hour meter.

b. When performing section 3.5 and/or 3.8 cyclic tests on non-ducted units, provide instrumentation to determine the average electrical power consumption of the indoor blower motor to within ±1.0 percent. If required according to sections 3.3, 3.4, 3.7, 3.9.1 of this appendix, and/or 3.10 of this appendix, this same instrumentation requirement (to determine the average electrical power consumption of the indoor blower motor to within ±1.0 percent) applies when testing air conditioners and heat pumps having a variable-speed constant-air-volume-rate indoor blower or a variable-speed, variable-air-volume-rate indoor blower.

2.9 Time Measurements

Make elapsed time measurements using an instrument that yields readings accurate to within ±0.2 percent.

2.10 Test Apparatus for the Secondary Space Conditioning Capacity Measurement

For all tests, use the indoor air enthalpy method to measure the unit's capacity. This method uses the test set-up specified in sections 2.4 to 2.6 of this appendix. In addition, for all steady-state tests, conduct a second, independent measurement of capacity as described in section 3.1.1 of this appendix. For split systems, use one of the following secondary measurement methods: outdoor air enthalpy method, compressor calibration method, or refrigerant enthalpy method. For single-package units, use either the outdoor air enthalpy method or the compressor calibration method as the secondary measurement.

2.10.1 Outdoor Air Enthalpy Method

a. To make a secondary measurement of indoor space conditioning capacity using the outdoor air enthalpy method, do the following:

(1) Measure the electrical power consumption of the test unit;

(2) Measure the air-side capacity at the outdoor coil; and

(3) Apply a heat balance on the refrigerant cycle.

b. The test apparatus required for the outdoor air enthalpy method is a subset of the apparatus used for the indoor air enthalpy method. Required apparatus includes the following:

(1) On the outlet side, an outlet plenum containing static pressure taps (sections 2.4, 2.4.1, and 2.5.3 of this appendix),

(2) An airflow measuring apparatus (section 2.6 of this appendix),

(3) A duct section that connects these two components and itself contains the instrumentation for measuring the dry-bulb temperature and water vapor content of the air leaving the outdoor coil (sections 2.5.4, 2.5.5, and 2.5.6 of this appendix), and

(4) On the inlet side, a sampling device and temperature grid (section 2.11.b of this appendix).

c. During the free outdoor air tests described in sections 3.11.1 and 3.11.1.1 of this appendix, measure the evaporator and condenser temperatures or pressures. On both the outdoor coil and the indoor coil, solder a thermocouple onto a return bend located at or near the midpoint of each coil or at points not affected by vapor superheat or liquid subcooling. Alternatively, if the test unit is not sensitive to the refrigerant charge, install pressure gages to the access valves or to ports created from tapping into the suction and discharge lines according to sections 7.4.2 and 8.2.5 of ANSI/ASHRAE 37-2009. Use this alternative approach when testing a unit charged with a zeotropic refrigerant having a temperature glide in excess of 1 °F at the specified test conditions.

2.10.2 Compressor Calibration Method

Measure refrigerant pressures and temperatures to determine the evaporator superheat and the enthalpy of the refrigerant that enters and exits the indoor coil. Determine refrigerant flow rate or, when the superheat of the refrigerant leaving the evaporator is less than 5 °F, total capacity from separate calibration tests conducted under identical operating conditions. When using this method, install instrumentation and measure refrigerant properties according to section 7.4.2 and 8.2.5 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3). If removing the refrigerant before applying refrigerant lines and subsequently recharging, use the steps in 7.4.2 of ANSI/ASHRAE 37-2009 in addition to the methods of section 2.2.5 of this appendix to confirm the refrigerant charge. Use refrigerant temperature and pressure measuring instruments that meet the specifications given in sections 5.1.1 and 5.2 of ANSI/ASHRAE 37-2009.

2.10.3 Refrigerant Enthalpy Method

For this method, calculate space conditioning capacity by determining the refrigerant enthalpy change for the indoor coil and directly measuring the refrigerant flow rate. Use section 7.5.2 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3) for the requirements for this method, including the additional instrumentation requirements, and information on placing the flow meter and a sight glass. Use refrigerant temperature, pressure, and flow measuring instruments that meet the specifications given in sections 5.1.1, 5.2, and 5.5.1 of ANSI/ASHRAE 37-2009. Refrigerant flow measurement device(s), if used, must be either elevated at least two feet from the test chamber floor or placed upon insulating material having a total thermal resistance of at least R-12 and extending at least one foot laterally beyond each side of the device(s)' exposed surfaces.

2.11 Measurement of Test Room Ambient Conditions

Follow instructions for setting up air sampling device and aspirating psychrometer as described in section 2.14 of this appendix, unless otherwise instructed in this section.

a. If using a test set-up where air is ducted directly from the conditioning apparatus to the indoor coil inlet (see Figure 2, Loop Air-Enthalpy Test Method Arrangement, of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3)), add instrumentation to permit measurement of the indoor test room dry-bulb temperature.

b. On the outdoor side, use one of the following two approaches, except that approach (1) is required for all evaporatively cooled units and units that transfer condensate to the outdoor unit for evaporation using condenser heat.

(1) Use sampling tree air collection on all air-inlet surfaces of the outdoor unit.

(2) Use sampling tree air collection on one or more faces of the outdoor unit and demonstrate air temperature uniformity as follows. Install a grid of evenly distributed thermocouples on each air-permitting face on the inlet of the outdoor unit. Install the thermocouples on the air sampling device, locate them individually or attach them to a wire structure. If not installed on the air sampling device, install the thermocouple grid 6 to 24 inches from the unit. Evenly space the thermocouples across the coil inlet surface and install them to avoid sampling of discharge air or blockage of air recirculation. The grid of thermocouples must provide at least 16 measuring points per face or one measurement per square foot of inlet face area, whichever is less. Construct this grid and use as per section 5.3 of ANSI/ASHRAE 41.1-2013 (incorporated by reference, see § 430.3). The maximum difference between the average temperatures measured during the test period of any two pairs of these individual thermocouples located at any of the faces of the inlet of the outdoor unit, must not exceed 2.0 °F, otherwise use approach (1).

Locate the air sampling devices at the geometric center of each side; the branches may be oriented either parallel or perpendicular to the longer edges of the air inlet area. Size the air sampling devices in the outdoor air inlet location such that they cover at least 75% of the face area of the side of the coil that they are measuring.

Review air distribution at the test facility point of supply to the unit and remediate as necessary prior to the beginning of testing. Mixing fans can be used to ensure adequate air distribution in the test room. If used, orient mixing fans such that they are pointed away from the air intake so that the mixing fan exhaust does not affect the outdoor coil air volume rate. Particular attention should be given to prevent the mixing fans from affecting (enhancing or limiting) recirculation of condenser fan exhaust air back through the unit. Any fan used to enhance test room air mixing shall not cause air velocities in the vicinity of the test unit to exceed 500 feet per minute.

The air sampling device may be larger than the face area of the side being measured. Take care, however, to prevent discharge air from being sampled. If an air sampling device dimension extends beyond the inlet area of the unit, block holes in the air sampling device to prevent sampling of discharge air. Holes can be blocked to reduce the region of coverage of the intake holes both in the direction of the trunk axis or perpendicular to the trunk axis. For intake hole region reduction in the direction of the trunk axis, block holes of one or more adjacent pairs of branches (the branches of a pair connect opposite each other at the same trunk location) at either the outlet end or the closed end of the trunk. For intake hole region reduction perpendicular to the trunk axis, block off the same number of holes on each branch on both sides of the trunk.

Connect a maximum of four (4) air sampling devices to each aspirating psychrometer. In order to proportionately divide the flow stream for multiple air sampling devices for a given aspirating psychrometer, the tubing or conduit conveying sampled air to the psychrometer must be of equivalent lengths for each air sampling device. Preferentially, the air sampling device should be hard connected to the aspirating psychrometer, but if space constraints do not allow this, the assembly shall have a means of allowing a flexible tube to connect the air sampling device to the aspirating psychrometer. Insulate and route the tubing or conduit to prevent heat transfer to the air stream. Insulate any surface of the air conveying tubing in contact with surrounding air at a different temperature than the sampled air with thermal insulation with a nominal thermal resistance (R-value) of at least 19 hr • ft² • °F/Btu. Alternatively the conduit may have lower thermal resistance if additional sensor(s) are used to measure dry bulb temperature at the outlet of each air sampling device. No part of the air sampling device or the tubing conducting the sampled air to the sensors may be within two inches of the test chamber floor.

Take pairs of measurements (e.g. dry bulb temperature and wet bulb temperature) used to determine water vapor content of sampled air in the same location.

2.12 Measurement of Indoor Blower Speed

When required, measure fan speed using a revolution counter, tachometer, or stroboscope that gives readings accurate to within ±1.0 percent.

2.13 Measurement of Barometric Pressure

Determine the average barometric pressure during each test. Use an instrument that meets the requirements specified in section 5.2 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3).

2.14 Air Sampling Device and Aspirating Psychrometer Requirements

Make air temperature measurements in accordance with ANSI/ASHRAE 41.1-2013 (incorporated by reference, see § 430.3), unless otherwise instructed in this section.

2.14.1 Air Sampling Device Requirements

The air sampling device is intended to draw in a sample of the air at the critical locations of a unit under test. Construct the device from stainless steel, plastic or other suitable, durable materials. It shall have a main flow trunk tube with a series of branch tubes connected to the trunk tube. Holes must be on the side of the sampler facing the upstream direction of the air source. Use other sizes and rectangular shapes, and scale them accordingly with the following guidelines:

1. Minimum hole density of 6 holes per square foot of area to be sampled.

2. Sampler branch tube pitch (spacing) of 6 ± 3 in.

3. Manifold trunk to branch diameter ratio having a minimum of 3:1 ratio.

4. Distribute hole pitch (spacing) equally over the branch (1⁄2 pitch from the closed end to the nearest hole).

5. Maximum individual hole to branch diameter ratio of 1:2 (1:3 preferred).

The minimum average velocity through the air sampling device holes must be 2.5 ft/s as determined by evaluating the sum of the open area of the holes as compared to the flow area in the aspirating psychrometer.

2.14.2 Aspirating Psychrometer

The psychrometer consists of a flow section and a fan to draw air through the flow section and measures an average value of the sampled air stream. At a minimum, the flow section shall have a means for measuring the dry bulb temperature (typically, a resistance temperature device (RTD) and a means for measuring the humidity (RTD with wetted sock, chilled mirror hygrometer, or relative humidity sensor). The aspirating psychrometer shall include a fan that either can be adjusted manually or automatically to maintain required velocity across the sensors.

Construct the psychrometer using suitable material which may be plastic (such as polycarbonate), aluminum or other metallic materials. Construct all psychrometers for a given system being tested, using the same material. Design the psychrometers such that radiant heat from the motor (for driving the fan that draws sampled air through the psychrometer) does not affect sensor measurements. For aspirating psychrometers, velocity across the wet bulb sensor must be 1000 ± 200 ft/min. For all other psychrometers, velocity must be as specified by the sensor manufacturer.

3 Testing Procedures

3.1 General Requirements

If, during the testing process, an equipment set-up adjustment is made that would have altered the performance of the unit during any already completed test, then repeat all tests affected by the adjustment. For cyclic tests, instead of maintaining an air volume rate, for each airflow nozzle, maintain the static pressure difference or velocity pressure during an ON period at the same pressure difference or velocity pressure as measured during the steady-state test conducted at the same test conditions.

Use the testing procedures in this section to collect the data used for calculating

(1) Performance metrics for central air conditioners and heat pumps during the cooling season;

(2) Performance metrics for heat pumps during the heating season; and

(3) Power consumption metric(s) for central air conditioners and heat pumps during the off mode season(s).

3.1.1 Primary and Secondary Test Methods

For all tests, use the indoor air enthalpy method test apparatus to determine the unit's space conditioning capacity. The procedure and data collected, however, differ slightly depending upon whether the test is a steady-state test, a cyclic test, or a frost accumulation test. The following sections described these differences. For full-capacity cooling-mode test and (for a heat pump) the full-capacity heating-mode test, use one of the acceptable secondary methods specified in section 2.10 of this appendix to determine indoor space conditioning capacity. Calculate this secondary check of capacity according to section 3.11 of this appendix. The two capacity measurements must agree to within 6 percent to constitute a valid test. For this capacity comparison, use the Indoor Air Enthalpy Method capacity that is calculated in section 7.3 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3) (and, if testing a coil-only system, compare capacities before making the after-test fan heat adjustments described in section 3.3, 3.4, 3.7, and 3.10 of this appendix). However, include the appropriate section 3.3 to 3.5 and 3.7 to 3.10 fan heat adjustments within the indoor air enthalpy method capacities used for the section 4 seasonal calculations of this appendix.

3.1.2 Manufacturer-Provided Equipment Overrides

Where needed, the manufacturer must provide a means for overriding the controls of the test unit so that the compressor(s) operates at the specified speed or capacity and the indoor blower operates at the specified speed or delivers the specified air volume rate.

3.1.3 Airflow Through the Outdoor Coil

For all tests, meet the requirements given in section 6.1.3.4 of AHRI 210/240-2008 (incorporated by reference, see § 430.3) when obtaining the airflow through the outdoor coil.

3.1.3.1 Double-Ducted

For products intended to be installed with the outdoor airflow ducted, install the unit with outdoor coil ductwork installed per manufacturer installation instructions. The unit must operate between 0.10 and 0.15 in H₂O external static pressure. Make external static pressure measurements in accordance with ANSI/ASHRAE 37-2009 section 6.4 and 6.5.

3.1.4 Airflow Through the Indoor Coil

Determine airflow setting(s) before testing begins. Unless otherwise specified within this or its subsections, make no changes to the airflow setting(s) after initiation of testing.

3.1.4.1 Cooling Full-Load Air Volume Rate

3.1.4.1.1 Cooling Full-Load Air Volume Rate for Ducted Units

Identify the certified Cooling full-load air volume rate and certified instructions for setting fan speed or controls. If there is no certified Cooling full-load air volume rate, use a value equal to the certified cooling capacity of the unit times 400 scfm per 12,000 Btu/h. If there are no instructions for setting fan speed or controls, use the as-shipped settings. Use the following procedure to confirm and, if necessary, adjust the Cooling full-load air volume rate and the fan speed or control settings to meet each test procedure requirement:

a. For all ducted blower coil systems, except those having a constant-air-volume-rate indoor blower:

Step (1) Operate the unit under conditions specified for the A (for single-stage units) or A₂ test using the certified fan speed or controls settings, and adjust the exhaust fan of the airflow measuring apparatus to achieve the certified Cooling full-load air volume rate;

Step (2) Measure the external static pressure;

Step (3) If this external static pressure is equal to or greater than the applicable minimum external static pressure cited in Table 4, the pressure requirement is satisfied; proceed to step 7 of this section. If this external static pressure is not equal to or greater than the applicable minimum external static pressure cited in Table 4, proceed to step 4 of this section;

Step (4) Increase the external static pressure by adjusting the exhaust fan of the airflow measuring apparatus until either

(i) The applicable Table 4 minimum is equaled or

(ii) The measured air volume rate equals 90 percent or less of the Cooling full-load air volume rate, whichever occurs first;

Step (5) If the conditions of step 4 (i) of this section occur first, the pressure requirement is satisfied; proceed to step 7 of this section. If the conditions of step 4 (ii) of this section occur first, proceed to step 6 of this section;

Step (6) Make an incremental change to the setup of the indoor blower (e.g., next highest fan motor pin setting, next highest fan motor speed) and repeat the evaluation process beginning above, at step 1 of this section. If the indoor blower setup cannot be further changed, increase the external static pressure by adjusting the exhaust fan of the airflow measuring apparatus until the applicable Table 4 minimum is equaled; proceed to step 7 of this section;

Step (7) The airflow constraints have been satisfied. Use the measured air volume rate as the Cooling full-load air volume rate. Use the final fan speed or control settings for all tests that use the Cooling full-load air volume rate.

b. For ducted blower coil systems with a constant-air-volume-rate indoor blower. For all tests that specify the Cooling full-load air volume rate, obtain an external static pressure as close to (but not less than) the applicable Table 4 value that does not cause automatic shutdown of the indoor blower or air volume rate variation Q_Var, defined as follows, greater than 10 percent.

Where:

Q_max = maximum measured airflow value

Q_min = minimum measured airflow value

Q_Var = airflow variance, percent

Additional test steps as described in section 3.3.e of this appendix are required if the measured external static pressure exceeds the target value by more than 0.03 inches of water.

c. For coil-only indoor units. For the A or A₂ Test, (exclusively), the pressure drop across the indoor coil assembly must not exceed 0.30 inches of water. If this pressure drop is exceeded, reduce the air volume rate until the measured pressure drop equals the specified maximum. Use this reduced air volume rate for all tests that require the Cooling full-load air volume rate.

Table 4 - Minimum External Static Pressure for Ducted Blower Coil Systems

Product variety	Minimum external static pressure (in. wc.)
Conventional (i.e., all central air conditioners and heat pumps not otherwise listed in this table)	0.50
Ceiling-mount and Wall-mount	0.30
Mobile Home	0.30
Low Static	0.10
Mid Static	0.30
Small Duct, High Velocity	1.15
Space-constrained	0.30

¹ For ducted units tested without an air filter installed, increase the applicable tabular value by 0.08 inches of water.

² See section 1.2, Definitions, to determine for which Table 4 product variety and associated minimum external static pressure requirement equipment qualifies.

³ If a closed-loop, air-enthalpy test apparatus is used on the indoor side, limit the resistance to airflow on the inlet side of the indoor blower coil to a maximum value of 0.1 inch of water.

d. For ducted systems having multiple indoor blowers within a single indoor section, obtain the full-load air volume rate with all indoor blowers operating unless prevented by the controls of the unit. In such cases, turn on the maximum number of indoor blowers permitted by the unit's controls. Where more than one option exists for meeting this “on” indoor blower requirement, which indoor blower(s) are turned on must match that specified in the certification report. Conduct section 3.1.4.1.1 setup steps for each indoor blower separately. If two or more indoor blowers are connected to a common duct as per section 2.4.1 of this appendix, temporarily divert their air volume to the test room when confirming or adjusting the setup configuration of individual indoor blowers. The allocation of the system's full-load air volume rate assigned to each “on” indoor blower must match that specified by the manufacturer in the certification report.

3.1.4.1.2 Cooling Full-Load Air Volume Rate for Non-Ducted Units

For non-ducted units, the Cooling full-load air volume rate is the air volume rate that results during each test when the unit is operated at an external static pressure of zero inches of water.

3.1.4.2 Cooling Minimum Air Volume Rate

Identify the certified cooling minimum air volume rate and certified instructions for setting fan speed or controls. If there is no certified cooling minimum air volume rate, use the final indoor blower control settings as determined when setting the cooling full-load air volume rate, and readjust the exhaust fan of the airflow measuring apparatus if necessary to reset to the cooling full load air volume obtained in section 3.1.4.1 of this appendix. Otherwise, calculate the target external static pressure and follow instructions a, b, c, d, or e of this section. The target external static pressure, ΔP_{st__i}, for any test “i” with a specified air volume rate not equal to the Cooling full-load air volume rate is determined as follows:

Where:

ΔP_{st__i} = target minimum external static pressure for test i;

ΔP_{st__full} = minimum external static pressure for test A or A₂ (Table 4);

Q_i = air volume rate for test i; and

Q_full = Cooling full-load air volume rate as measured after setting and/or adjustment as described in section 3.1.4.1.1 of this appendix.

a. For a ducted blower coil system without a constant-air-volume indoor blower, adjust for external static pressure as follows:

Step (1) Operate the unit under conditions specified for the B₁ test using the certified fan speed or controls settings, and adjust the exhaust fan of the airflow measuring apparatus to achieve the certified cooling minimum air volume rate;

Step (2) Measure the external static pressure;

Step (3) If this pressure is equal to or greater than the minimum external static pressure computed above, the pressure requirement is satisfied; proceed to step 7 of this section. If this pressure is not equal to or greater than the minimum external static pressure computed above, proceed to step 4 of this section;

Step (4) Increase the external static pressure by adjusting the exhaust fan of the airflow measuring apparatus until either

(i) The pressure is equal to the minimum external static pressure computed above or

(ii) The measured air volume rate equals 90 percent or less of the cooling minimum air volume rate, whichever occurs first;

Step (5) If the conditions of step 4 (i) of this section occur first, the pressure requirement is satisfied; proceed to step 7 of this section. If the conditions of step 4 (ii) of this section occur first, proceed to step 6 of this section;

Step (6) Make an incremental change to the setup of the indoor blower (e.g., next highest fan motor pin setting, next highest fan motor speed) and repeat the evaluation process beginning above, at step 1 of this section. If the indoor blower setup cannot be further changed, increase the external static pressure by adjusting the exhaust fan of the airflow measuring apparatus until it equals the minimum external static pressure computed above; proceed to step 7 of this section;

Step (7) The airflow constraints have been satisfied. Use the measured air volume rate as the cooling minimum air volume rate. Use the final fan speed or control settings for all tests that use the cooling minimum air volume rate.

b. For ducted units with constant-air-volume indoor blowers, conduct all tests that specify the cooling minimum air volume rate - (i.e., the A₁, B₁, C₁, F₁, and G₁ Tests) - at an external static pressure that does not cause an automatic shutdown of the indoor blower or air volume rate variation Q_Var, defined in section 3.1.4.1.1.b of this appendix, greater than 10 percent, while being as close to, but not less than the target minimum external static pressure. Additional test steps as described in section 3.3.e of this appendix are required if the measured external static pressure exceeds the target value by more than 0.03 inches of water.

c. For ducted two-capacity coil-only systems, the cooling minimum air volume rate is the higher of -

(1) The rate specified by the installation instructions included with the unit by the manufacturer; or

(2) 75 percent of the cooling full-load air volume rate. During the laboratory tests on a coil-only (fanless) system, obtain this cooling minimum air volume rate regardless of the pressure drop across the indoor coil assembly.

d. For non-ducted units, the cooling minimum air volume rate is the air volume rate that results during each test when the unit operates at an external static pressure of zero inches of water and at the indoor blower setting used at low compressor capacity (two-capacity system) or minimum compressor speed (variable-speed system). For units having a single-speed compressor and a variable-speed variable-air-volume-rate indoor blower, use the lowest fan setting allowed for cooling.

e. For ducted systems having multiple indoor blowers within a single indoor section, operate the indoor blowers such that the lowest air volume rate allowed by the unit's controls is obtained when operating the lone single-speed compressor or when operating at low compressor capacity while meeting the requirements of section 2.2.3.2 of this appendix for the minimum number of blowers that must be turned off. Using the target external static pressure and the certified air volume rates, follow the procedures described in section 3.1.4.2.a of this appendix if the indoor blowers are not constant-air-volume indoor blowers or as described in section 3.1.4.2.b of this appendix if the indoor blowers are not constant-air-volume indoor blowers. The sum of the individual “on” indoor blowers' air volume rates is the cooling minimum air volume rate for the system.

3.1.4.3 Cooling Intermediate Air Volume Rate

Identify the certified cooling intermediate air volume rate and certified instructions for setting fan speed or controls. If there is no certified cooling intermediate air volume rate, use the final indoor blower control settings as determined when setting the cooling full load air volume rate, and readjust the exhaust fan of the airflow measuring apparatus if necessary to reset to the cooling full load air volume obtained in section 3.1.4.1 of this appendix. Otherwise, calculate target minimum external static pressure as described in section 3.1.4.2 of this appendix, and set the air volume rate as follows.

a. For a ducted blower coil system without a constant-air-volume indoor blower, adjust for external static pressure as described in section 3.1.4.2.a of this appendix for cooling minimum air volume rate.

b. For a ducted blower coil system with a constant-air-volume indoor blower, conduct the E_V Test at an external static pressure that does not cause an automatic shutdown of the indoor blower or air volume rate variation Q_Var, defined in section 3.1.4.1.1.b of this appendix, greater than 10 percent, while being as close to, but not less than the target minimum external static pressure. Additional test steps as described in section 3.3.e of this appendix are required if the measured external static pressure exceeds the target value by more than 0.03 inches of water.

c. For non-ducted units, the cooling intermediate air volume rate is the air volume rate that results when the unit operates at an external static pressure of zero inches of water and at the fan speed selected by the controls of the unit for the E_V Test conditions.

3.1.4.4 Heating Full-Load Air Volume Rate

3.1.4.4.1 Ducted Heat Pumps Where the Heating and Cooling Full-Load Air Volume Rates Are the Same

a. Use the Cooling full-load air volume rate as the heating full-load air volume rate for:

(1) Ducted blower coil system heat pumps that do not have a constant-air-volume indoor blower, and that operate at the same airflow-control setting during both the A (or A₂) and the H1 (or H1₂) Tests;

(2) Ducted blower coil system heat pumps with constant-air-flow indoor blowers that provide the same airflow for the A (or A₂) and the H1 (or H1₂) Tests; and

(3) Ducted heat pumps that are tested with a coil-only indoor unit (except two-capacity northern heat pumps that are tested only at low capacity cooling - see section 3.1.4.4.2 of this appendix).

b. For heat pumps that meet the above criteria “1” and “3,” no minimum requirements apply to the measured external or internal, respectively, static pressure. Use the final indoor blower control settings as determined when setting the Cooling full-load air volume rate, and readjust the exhaust fan of the airflow measuring apparatus if necessary to reset to the cooling full-load air volume obtained in section 3.1.4.1 of this appendix. For heat pumps that meet the above criterion “2,” test at an external static pressure that does not cause an automatic shutdown of the indoor blower or air volume rate variation Q_Var, defined in section 3.1.4.1.1.b of this appendix, greater than 10 percent, while being as close to, but not less than, the same Table 4 minimum external static pressure as was specified for the A (or A₂) cooling mode test. Additional test steps as described in section 3.9.1.c of this appendix are required if the measured external static pressure exceeds the target value by more than 0.03 inches of water.

3.1.4.4.2 Ducted Heat Pumps Where the Heating and Cooling Full-Load Air Volume Rates Are Different Due to Changes in Indoor Blower Operation, i.e. Speed Adjustment by the System Controls

Identify the certified heating full-load air volume rate and certified instructions for setting fan speed or controls. If there is no certified heating full-load air volume rate, use the final indoor blower control settings as determined when setting the cooling full-load air volume rate, and readjust the exhaust fan of the airflow measuring apparatus if necessary to reset to the cooling full-load air volume obtained in section 3.1.4.1 of this appendix. Otherwise, calculate the target minimum external static pressure as described in section 3.1.4.2 of this appendix and set the air volume rate as follows.

a. For ducted blower coil system heat pumps that do not have a constant-air-volume indoor blower, adjust for external static pressure as described in section 3.1.4.2.a of this appendix for cooling minimum air volume rate.

b. For ducted heat pumps tested with constant-air-volume indoor blowers installed, conduct all tests that specify the heating full-load air volume rate at an external static pressure that does not cause an automatic shutdown of the indoor blower or air volume rate variation Q_Var, defined in section 3.1.4.1.1.b of this appendix, greater than 10 percent, while being as close to, but not less than the target minimum external static pressure. Additional test steps as described in section 3.9.1.c of this appendix are required if the measured external static pressure exceeds the target value by more than 0.03 inches of water.

c. When testing ducted, two-capacity blower coil system northern heat pumps (see section 1.2 of this appendix, Definitions), use the appropriate approach of the above two cases. For coil-only system northern heat pumps, the heating full-load air volume rate is the lesser of the rate specified by the manufacturer in the installation instructions included with the unit or 133 percent of the cooling full-load air volume rate. For this latter case, obtain the heating full-load air volume rate regardless of the pressure drop across the indoor coil assembly.

d. For ducted systems having multiple indoor blowers within a single indoor section, obtain the heating full-load air volume rate using the same “on” indoor blowers as used for the Cooling full-load air volume rate. Using the target external static pressure and the certified air volume rates, follow the procedures as described in section 3.1.4.4.2.a of this appendix if the indoor blowers are not constant-air-volume indoor blowers or as described in section 3.1.4.4.2.b of this appendix if the indoor blowers are constant-air-volume indoor blowers. The sum of the individual “on” indoor blowers' air volume rates is the heating full-load air volume rate for the system.

3.1.4.4.3 Ducted Heating-Only Heat Pumps

Identify the certified heating full-load air volume rate and certified instructions for setting fan speed or controls. If there is no certified heating full-load air volume rate, use a value equal to the certified heating capacity of the unit times 400 scfm per 12,000 Btu/h. If there are no instructions for setting fan speed or controls, use the as-shipped settings.

a. For all ducted heating-only blower coil system heat pumps, except those having a constant-air-volume-rate indoor blower. Conduct the following steps only during the first test, the H1 or H1₂ test:

Step (1) Adjust the exhaust fan of the airflow measuring apparatus to achieve the certified heating full-load air volume rate.

Step (2) Measure the external static pressure.

Step (3) If this pressure is equal to or greater than the Table 4 minimum external static pressure that applies given the heating-only heat pump's rated heating capacity, the pressure requirement is satisfied; proceed to step 7 of this section. If this pressure is not equal to or greater than the applicable Table 4 minimum external static pressure, proceed to step 4 of this section;

Step (4) Increase the external static pressure by adjusting the exhaust fan of the airflow measuring apparatus until either -

(i) The pressure is equal to the applicable Table 4 minimum external static pressure; or

(ii) The measured air volume rate equals 90 percent or less of the heating full-load air volume rate, whichever occurs first;

Step (5) If the conditions of step 4 (i) of this section occur first, the pressure requirement is satisfied; proceed to step 7 of this section. If the conditions of step 4 (ii) of this section occur first, proceed to step 6 of this section;

Step (6) Make an incremental change to the setup of the indoor blower (e.g., next highest fan motor pin setting, next highest fan motor speed) and repeat the evaluation process beginning above, at step 1 of this section. If the indoor blower setup cannot be further changed, increase the external static pressure by adjusting the exhaust fan of the airflow measuring apparatus until it equals the applicable Table 4 minimum external static pressure; proceed to step 7 of this section;

Step (7) The airflow constraints have been satisfied. Use the measured air volume rate as the heating full-load air volume rate. Use the final fan speed or control settings for all tests that use the heating full-load air volume rate.

b. For ducted heating-only blower coil system heat pumps having a constant-air-volume-rate indoor blower. For all tests that specify the heating full-load air volume rate, obtain an external static pressure that does not cause an automatic shutdown of the indoor blower or air volume rate variation Q_Var, defined in section 3.1.4.1.1.b of this section, greater than 10 percent, while being as close to, but not less than, the applicable Table 4 minimum. Additional test steps as described in section 3.9.1.c of this appendix are required if the measured external static pressure exceeds the target value by more than 0.03 inches of water.

c. For ducted heating-only coil-only system heat pumps in the H1 or H1₂ Test, (exclusively), the pressure drop across the indoor coil assembly must not exceed 0.30 inches of water. If this pressure drop is exceeded, reduce the air volume rate until the measured pressure drop equals the specified maximum. Use this reduced air volume rate for all tests that require the heating full-load air volume rate.

3.1.4.4.4 Non-Ducted Heat Pumps, Including Non-Ducted Heating-Only Heat Pumps

For non-ducted heat pumps, the heating full-load air volume rate is the air volume rate that results during each test when the unit operates at an external static pressure of zero inches of water.

3.1.4.5 Heating Minimum Air Volume Rate

3.1.4.5.1 Ducted Heat Pumps Where the Heating and Cooling Minimum Air Volume Rates are the Same

a. Use the cooling minimum air volume rate as the heating minimum air volume rate for:

(1) Ducted blower coil system heat pumps that do not have a constant-air-volume indoor blower, and that operates at the same airflow-control setting during both the A₁ and the H1₁ tests;

(2) Ducted blower coil system heat pumps with constant-air-flow indoor blowers installed that provide the same airflow for the A₁ and the H1₁ Tests; and

(3) Ducted coil-only system heat pumps.

b. For heat pumps that meet the above criteria “1” and “3,” no minimum requirements apply to the measured external or internal, respectively, static pressure. Use the final indoor blower control settings as determined when setting the cooling minimum air volume rate, and readjust the exhaust fan of the airflow measuring apparatus if necessary to reset to the cooling minimum air volume rate obtained in section 3.1.4.2 of this appendix. For heat pumps that meet the above criterion “2,” test at an external static pressure that does not cause an automatic shutdown of the indoor blower or air volume rate variation Q_Var, defined in section 3.1.4.1.1.b, greater than 10 percent, while being as close to, but not less than, the same target minimum external static pressure as was specified for the A₁ cooling mode test. Additional test steps as described in section 3.9.1.c of this appendix are required if the measured external static pressure exceeds the target value by more than 0.03 inches of water.

3.1.4.5.2 Ducted Heat Pumps Where the Heating and Cooling Minimum Air Volume Rates Are Different Due to Indoor Blower Operation, i.e. Speed Adjustment by the System Controls

Identify the certified heating minimum air volume rate and certified instructions for setting fan speed or controls. If there is no certified heating minimum air volume rate, use the final indoor blower control settings as determined when setting the cooling minimum air volume rate, and readjust the exhaust fan of the airflow measuring apparatus if necessary to reset to the cooling minimum air volume obtained in section 3.1.4.2 of this appendix. Otherwise, calculate the target minimum external static pressure as described in section 3.1.4.2 of this appendix.

a. For ducted blower coil system heat pumps that do not have a constant-air-volume indoor blower, adjust for external static pressure as described in section 3.1.4.2.a of this appendix for cooling minimum air volume rate.

b. For ducted heat pumps tested with constant-air-volume indoor blowers installed, conduct all tests that specify the heating minimum air volume rate - (i.e., the H0₁, H1₁, H2₁, and H3₁ Tests) - at an external static pressure that does not cause an automatic shutdown of the indoor blower while being as close to, but not less than the air volume rate variation Q_Var, defined in section 3.1.4.1.1.b of this appendix, greater than 10 percent, while being as close to, but not less than the target minimum external static pressure. Additional test steps as described in section 3.9.1.c of this appendix are required if the measured external static pressure exceeds the target value by more than 0.03 inches of water.

c. For ducted two-capacity blower coil system northern heat pumps, use the appropriate approach of the above two cases.

d. For ducted two-capacity coil-only system heat pumps, use the cooling minimum air volume rate as the heating minimum air volume rate. For ducted two-capacity coil-only system northern heat pumps, use the cooling full-load air volume rate as the heating minimum air volume rate. For ducted two-capacity heating-only coil-only system heat pumps, the heating minimum air volume rate is the higher of the rate specified by the manufacturer in the test setup instructions included with the unit or 75 percent of the heating full-load air volume rate. During the laboratory tests on a coil-only system, obtain the heating minimum air volume rate without regard to the pressure drop across the indoor coil assembly.

e. For non-ducted heat pumps, the heating minimum air volume rate is the air volume rate that results during each test when the unit operates at an external static pressure of zero inches of water and at the indoor blower setting used at low compressor capacity (two-capacity system) or minimum compressor speed (variable-speed system). For units having a single-speed compressor and a variable-speed, variable-air-volume-rate indoor blower, use the lowest fan setting allowed for heating.

f. For ducted systems with multiple indoor blowers within a single indoor section, obtain the heating minimum air volume rate using the same “on” indoor blowers as used for the cooling minimum air volume rate. Using the target external static pressure and the certified air volume rates, follow the procedures as described in section 3.1.4.5.2.a of this appendix if the indoor blowers are not constant-air-volume indoor blowers or as described in section 3.1.4.5.2.b of this appendix if the indoor blowers are constant-air-volume indoor blowers. The sum of the individual “on” indoor blowers' air volume rates is the heating full-load air volume rate for the system.

3.1.4.6 Heating Intermediate Air Volume Rate

Identify the certified heating intermediate air volume rate and certified instructions for setting fan speed or controls. If there is no certified heating intermediate air volume rate, use the final indoor blower control settings as determined when setting the heating full-load air volume rate, and readjust the exhaust fan of the airflow measuring apparatus if necessary to reset to the cooling full-load air volume obtained in section 3.1.4.2 of this appendix. Calculate the target minimum external static pressure as described in section 3.1.4.2 of this appendix.

a. For ducted blower coil system heat pumps that do not have a constant-air-volume indoor blower, adjust for external static pressure as described in section 3.1.4.2.a of this appendix for cooling minimum air volume rate.

b. For ducted heat pumps tested with constant-air-volume indoor blowers installed, conduct the H2_V Test at an external static pressure that does not cause an automatic shutdown of the indoor blower or air volume rate variation Q_Var, defined in section 3.1.4.1.1.b of this appendix, greater than 10 percent, while being as close to, but not less than the target minimum external static pressure. Additional test steps as described in section 3.9.1.c of this appendix are required if the measured external static pressure exceeds the target value by more than 0.03 inches of water.

c. For non-ducted heat pumps, the heating intermediate air volume rate is the air volume rate that results when the heat pump operates at an external static pressure of zero inches of water and at the fan speed selected by the controls of the unit for the H2_V Test conditions.

3.1.4.7 Heating Nominal Air Volume Rate

The manufacturer must specify the heating nominal air volume rate and the instructions for setting fan speed or controls. Calculate target minimum external static pressure as described in section 3.1.4.2 of this appendix. Make adjustments as described in section 3.1.4.6 of this appendix for heating intermediate air volume rate so that the target minimum external static pressure is met or exceeded.

3.1.5 Indoor Test Room Requirement When the Air Surrounding the Indoor Unit is Not Supplied From the Same Source as the Air Entering the Indoor Unit

If using a test set-up where air is ducted directly from the air reconditioning apparatus to the indoor coil inlet (see Figure 2, Loop Air-Enthalpy Test Method Arrangement, of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3)), maintain the dry bulb temperature within the test room within ±5.0 °F of the applicable sections 3.2 and 3.6 dry bulb temperature test condition for the air entering the indoor unit. Dew point must be within 2 °F of the required inlet conditions.

3.1.6 Air Volume Rate Calculations

For all steady-state tests and for frost accumulation (H2, H2₁, H2₂, H2_V) tests, calculate the air volume rate through the indoor coil as specified in sections 7.7.2.1 and 7.7.2.2 of ANSI/ASHRAE 37-2009. When using the outdoor air enthalpy method, follow sections 7.7.2.1 and 7.7.2.2 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3) to calculate the air volume rate through the outdoor coil. To express air volume rates in terms of standard air, use:

Where:

V̇̅_s = air volume rate of standard (dry) air, (ft³/min)_da

V̇̅_mx = air volume rate of the air-water vapor mixture, (ft³/min)_mx

v_n′ = specific volume of air-water vapor mixture at the nozzle, ft³ per lbm of the air-water vapor mixture

W_n = humidity ratio at the nozzle, lbm of water vapor per lbm of dry air

0.075 = the density associated with standard (dry) air, (lbm/ft³)

v_n = specific volume of the dry air portion of the mixture evaluated at the dry-bulb temperature, vapor content, and barometric pressure existing at the nozzle, ft³ per lbm of dry air.

Note:

In the first printing of ANSI/ASHRAE 37-2009, the second IP equation for Q_mi should read,

3.1.7 Test Sequence

Before making test measurements used to calculate performance, operate the equipment for the “break-in” period specified in the certification report, which may not exceed 20 hours. Each compressor of the unit must undergo this “break-in” period. When testing a ducted unit (except if a heating-only heat pump), conduct the A or A₂ Test first to establish the cooling full-load air volume rate. For ducted heat pumps where the heating and cooling full-load air volume rates are different, make the first heating mode test one that requires the heating full-load air volume rate. For ducted heating-only heat pumps, conduct the H1 or H1₂ Test first to establish the heating full-load air volume rate. When conducting a cyclic test, always conduct it immediately after the steady-state test that requires the same test conditions. For variable-speed systems, the first test using the cooling minimum air volume rate should precede the E_V Test, and the first test using the heating minimum air volume rate must precede the H2_V Test. The test laboratory makes all other decisions on the test sequence.

3.1.8 Requirement for the Air Temperature Distribution Leaving the Indoor Coil

For at least the first cooling mode test and the first heating mode test, monitor the temperature distribution of the air leaving the indoor coil using the grid of individual sensors described in sections 2.5 and 2.5.4 of this appendix. For the 30-minute data collection interval used to determine capacity, the maximum spread among the outlet dry bulb temperatures from any data sampling must not exceed 1.5 °F. Install the mixing devices described in section 2.5.4.2 of this appendix to minimize the temperature spread.

3.1.9 Requirement for the Air Temperature Distribution Entering the Outdoor Coil

Monitor the Temperatures of the Air Entering the Outdoor Coil Using Air Sampling Devices and/or Temperature Sensor Grids, Maintaining the Required Tolerances, if Applicable, as Described in section 2.11 of this appendix

3.1.10 Control of Auxiliary Resistive Heating Elements

Except as noted, disable heat pump resistance elements used for heating indoor air at all times, including during defrost cycles and if they are normally regulated by a heat comfort controller. For heat pumps equipped with a heat comfort controller, enable the heat pump resistance elements only during the below-described, short test. For single-speed heat pumps covered under section 3.6.1 of this appendix, the short test follows the H1 or, if conducted, the H1C Test. For two-capacity heat pumps and heat pumps covered under section 3.6.2 of this appendix, the short test follows the H1₂ Test. Set the heat comfort controller to provide the maximum supply air temperature. With the heat pump operating and while maintaining the heating full-load air volume rate, measure the temperature of the air leaving the indoor-side beginning 5 minutes after activating the heat comfort controller. Sample the outlet dry-bulb temperature at regular intervals that span 5 minutes or less. Collect data for 10 minutes, obtaining at least 3 samples. Calculate the average outlet temperature over the 10-minute interval, T_CC.

3.2 Cooling Mode Tests for Different Types of Air Conditioners and Heat Pumps

3.2.1 Tests for a System Having a Single-Speed Compressor and Fixed Cooling Air Volume Rate

This set of tests is for single-speed-compressor units that do not have a cooling minimum air volume rate or a cooling intermediate air volume rate that is different than the cooling full load air volume rate. Conduct two steady-state wet coil tests, the A and B Tests. Use the two optional dry-coil tests, the steady-state C Test and the cyclic D Test, to determine the cooling mode cyclic degradation coefficient, C_D^c. If the two optional tests are conducted but yield a tested C_D^c that exceeds the default C_D^c or if the two optional tests are not conducted, assign C_D^c the default value of 0.25 (for outdoor units with no match) or 0.2 (for all other systems). Table 5 specifies test conditions for these four tests.

Table 5 - Cooling Mode Test Conditions for Units Having a Single-Speed Compressor and a Fixed Cooling Air Volume Rate

Test description	Air entering indoor unit temperature ( °F)		Air entering outdoor unit temperature ( °F)		Cooling air volume rate
	Dry bulb	Wet bulb	Dry bulb	Wet bulb
A Test - required (steady, wet coil)	80	67	95	1 75	Cooling full-load2.
B Test - required (steady, wet coil)	80	67	82	1 65	Cooling full-load2.
C Test - optional (steady, dry coil)	80	(3)	82		Cooling full-load2.
D Test - optional (cyclic, dry coil)	80	(3)	82		(4).

¹ The specified test condition only applies if the unit rejects condensate to the outdoor coil.

² Defined in section 3.1.4.1 of this appendix.

³ The entering air must have a low enough moisture content so no condensate forms on the indoor coil. (It is recommended that an indoor wet-bulb temperature of 57 °F or less be used.)

⁴ Maintain the airflow nozzles static pressure difference or velocity pressure during the ON period at the same pressure difference or velocity pressure as measured during the C Test.

3.2.2 Tests for a Unit Having a Single-Speed Compressor Where the Indoor Section Uses a Single Variable-Speed Variable-Air-Volume Rate Indoor Blower or Multiple Indoor Blowers

3.2.2.1 Indoor Blower Capacity Modulation That Correlates With the Outdoor Dry Bulb Temperature or Systems With a Single Indoor Coil but Multiple Indoor Blowers

Conduct four steady-state wet coil tests: The A₂, A₁, B₂, and B₁ tests. Use the two optional dry-coil tests, the steady-state C₁ test and the cyclic D₁ test, to determine the cooling mode cyclic degradation coefficient, C_D^c. If the two optional tests are conducted but yield a tested C_D^c that exceeds the default C_D^c or if the two optional tests are not conducted, assign C_D^c the default value of 0.2.

3.2.2.2 Indoor Blower Capacity Modulation Based on Adjusting the Sensible to Total (S/T) Cooling Capacity Ratio

The testing requirements are the same as specified in section 3.2.1 of this appendix and Table 5. Use a cooling full-load air volume rate that represents a normal installation. If performed, conduct the steady-state C Test and the cyclic D Test with the unit operating in the same S/T capacity control mode as used for the B Test.

Table 6 - Cooling Mode Test Conditions for Units With a Single-Speed Compressor That Meet the Section 3.2.2.1 Indoor Unit Requirements

Test description	Air entering indoor unit temperature ( °F)		Air entering outdoor unit temperature ( °F)		Cooling air volume rate
	Dry bulb	Wet bulb	Dry bulb	Wet bulb
A2 Test - required (steady, wet coil)	80	67	95	1 75	Cooling full-load2.
A1 Test - required (steady, wet coil)	80	67	95	1 75	Cooling minimum3.
B2 Test - required (steady, wet coil)	80	67	82	1 65	Cooling full-load2.
B1 Test - required (steady, wet coil)	80	67	82	1 65	Cooling minimum3.
C1 Test4 - optional (steady, dry coil)	80	(4)	82		Cooling minimum3.
D1 Test4 - optional (cyclic, dry coil)	80	(4)	82		(5).

¹ The specified test condition only applies if the unit rejects condensate to the outdoor coil.

² Defined in section 3.1.4.1 of this appendix.

³ Defined in section 3.1.4.2 of this appendix.

⁴ The entering air must have a low enough moisture content so no condensate forms on the indoor coil. (It is recommended that an indoor wet-bulb temperature of 57 °F or less be used.)

⁵ Maintain the airflow nozzles static pressure difference or velocity pressure during the ON period at the same pressure difference or velocity pressure as measured during the C₁ Test.

3.2.3 Tests for a Unit Having a Two-Capacity Compressor. (See Section 1.2 of This Appendix, Definitions)

a. Conduct four steady-state wet coil tests: the A₂, B₂, B₁, and F₁ Tests. Use the two optional dry-coil tests, the steady-state C₁ Test and the cyclic D₁ Test, to determine the cooling-mode cyclic-degradation coefficient, C_D^c. If the two optional tests are conducted but yield a tested C_D^c that exceeds the default C_D^c or if the two optional tests are not conducted, assign C_D^c the default value of 0.2. Table 7 specifies test conditions for these six tests.

b. For units having a variable-speed indoor blower that is modulated to adjust the sensible to total (S/T) cooling capacity ratio, use cooling full-load and cooling minimum air volume rates that represent a normal installation. Additionally, if conducting the dry-coil tests, operate the unit in the same S/T capacity control mode as used for the B₁ Test.

c. Test two-capacity, northern heat pumps (see section 1.2 of this appendix, Definitions) in the same way as a single speed heat pump with the unit operating exclusively at low compressor capacity (see section 3.2.1 of this appendix and Table 5).

d. If a two-capacity air conditioner or heat pump locks out low-capacity operation at higher outdoor temperatures, then use the two dry-coil tests, the steady-state C₂ Test and the cyclic D₂ Test, to determine the cooling-mode cyclic-degradation coefficient that only applies to on/off cycling from high capacity, C_D^c(k=2). If the two optional tests are conducted but yield a tested C_D^c(k = 2) that exceeds the default C_D^c(k = 2) or if the two optional tests are not conducted, assign C_D^c(k = 2) the default value. The default C_D^c(k=2) is the same value as determined or assigned for the low-capacity cyclic-degradation coefficient, C_D^c [or equivalently, C_D^c(k=1)].

Table 7 - Cooling Mode Test Conditions for Units Having a Two-Capacity Compressor

Test description	Air entering indoor unit temperature ( °F)		Air entering outdoor unit temperature ( °F)		Compressor capacity	Cooling air volume rate
	Dry bulb	Wet bulb	Dry bulb	Wet bulb
A2 Test - required (steady, wet coil)	80	67	95	1 75	High	Cooling Full-Load.2
B2 Test - required (steady, wet coil)	80	67	82	1 65	High	Cooling Full-Load.2
B1 Test - required (steady, wet coil)	80	67	82	1 65	Low	Cooling Minimum.3
C2 Test - optional (steady, dry-coil)	80	(4)	82		High	Cooling Full-Load.2
D2 Test - optional (cyclic, dry-coil)	80	(4)	82		High	(5).
C1 Test - optional (steady, dry-coil)	80	(4)	82		Low	Cooling Minimum.3
D1 Test - optional (cyclic, dry-coil)	80	(4)	82		Low	(6).
F1 Test - required (steady, wet coil)	80	67	67	1 53.5	Low	Cooling Minimum.3

¹ The specified test condition only applies if the unit rejects condensate to the outdoor coil.

² Defined in section 3.1.4.1 of this appendix.

³ Defined in section 3.1.4.2 of this appendix.

⁴ The entering air must have a low enough moisture content so no condensate forms on the indoor coil. DOE recommends using an indoor air wet-bulb temperature of 57 °F or less.

⁵ Maintain the airflow nozzle(s) static pressure difference or velocity pressure during the ON period at the same pressure or velocity as measured during the C₂ Test.

⁶ Maintain the airflow nozzle(s) static pressure difference or velocity pressure during the ON period at the same pressure or velocity as measured during the C₁ Test.

3.2.4 Tests for a Unit Having a Variable-Speed Compressor

a. Conduct five steady-state wet coil tests: The A₂, E_V, B₂, B₁, and F₁ Tests. Use the two optional dry-coil tests, the steady-state G₁ Test and the cyclic I₁ Test, to determine the cooling mode cyclic degradation coefficient, C_D^c. If the two optional tests are conducted but yield a tested C_D^c that exceeds the default C_D^c or if the two optional tests are not conducted, assign C_D^c the default value of 0.25. Table 8 specifies test conditions for these seven tests. The compressor shall operate at the same cooling full speed, measured by RPM or power input frequency (Hz), for both the A₂ and B₂ tests. The compressor shall operate at the same cooling minimum speed, measured by RPM or power input frequency (Hz), for the B₁, F₁, G₁, and I₁ tests. Determine the cooling intermediate compressor speed cited in Table 8 using:

where a tolerance of plus 5 percent or the next higher inverter frequency step from that calculated is allowed.

b. For units that modulate the indoor blower speed to adjust the sensible to total (S/T) cooling capacity ratio, use cooling full-load, cooling intermediate, and cooling minimum air volume rates that represent a normal installation. Additionally, if conducting the dry-coil tests, operate the unit in the same S/T capacity control mode as used for the F₁ Test.

c. For multiple-split air conditioners and heat pumps (except where noted), the following procedures supersede the above requirements: For all Table 8 tests specified for a minimum compressor speed, turn off at least one indoor unit. The manufacturer shall designate the particular indoor unit(s) that is turned off. The manufacturer must also specify the compressor speed used for the Table 8 E_V Test, a cooling-mode intermediate compressor speed that falls within 1⁄4 and 3⁄4 of the difference between the full and minimum cooling-mode speeds. The manufacturer should prescribe an intermediate speed that is expected to yield the highest EER for the given E_V Test conditions and bracketed compressor speed range. The manufacturer can designate that one or more indoor units are turned off for the E_V Test.

Table 8 - Cooling Mode Test Condition for Units Having a Variable-Speed Compressor

Test description	Air entering indoor unit temperature ( °F)		Air entering outdoor unit temperature ( °F)		Compressor speed	Cooling air volume rate
	Dry bulb	Wet bulb	Dry bulb	Wet bulb
A2 Test - required (steady, wet coil)	80	67	95	1 75	Cooling Full	Cooling Full-Load.2
B2 Test - required (steady, wet coil)	80	67	82	1 65	Cooling Full	Cooling Full-Load.2
EV Test - required (steady, wet coil)	80	67	87	1 69	Cooling Intermediate	Cooling Intermediate.3
B1 Test - required (steady, wet coil)	80	67	82	1 65	Cooling Minimum	Cooling Minimum.4
F1 Test - required (steady, wet coil)	80	67	67	1 53.5	Cooling Minimum	Cooling Minimum.4
G1 Test5 - optional (steady, dry-coil)	80	(6)	67		Cooling Minimum	Cooling Minimum.4
I1 Tes t5 - optional (cyclic, dry-coil)	80	(6)	67		Cooling Minimum	(6).

¹ The specified test condition only applies if the unit rejects condensate to the outdoor coil.

² Defined in section 3.1.4.1 of this appendix.

³ Defined in section 3.1.4.3 of this appendix.

⁴ Defined in section 3.1.4.2 of this appendix.

⁵ The entering air must have a low enough moisture content so no condensate forms on the indoor coil. DOE recommends using an indoor air wet bulb temperature of 57 °F or less.

⁶ Maintain the airflow nozzle(s) static pressure difference or velocity pressure during the ON period at the same pressure difference or velocity pressure as measured during the G₁ Test.

3.2.5 Cooling Mode Tests for Northern Heat Pumps With Triple-Capacity Compressors

Test triple-capacity, northern heat pumps for the cooling mode in the same way as specified in section 3.2.3 of this appendix for units having a two-capacity compressor.

3.2.6 Tests for an Air Conditioner or Heat Pump Having a Single Indoor Unit Having Multiple Indoor Blowers and Offering Two Stages of Compressor Modulation

Conduct the cooling mode tests specified in section 3.2.3 of this appendix.

3.3 Test Procedures for Steady-State Wet Coil Cooling Mode Tests (the A, A₂, A₁, B, B₂, B₁, E_V, and F₁ Tests)

a. For the pretest interval, operate the test room reconditioning apparatus and the unit to be tested until maintaining equilibrium conditions for at least 30 minutes at the specified section 3.2 test conditions. Use the exhaust fan of the airflow measuring apparatus and, if installed, the indoor blower of the test unit to obtain and then maintain the indoor air volume rate and/or external static pressure specified for the particular test. Continuously record (see section 1.2 of this appendix, Definitions):

(1) The dry-bulb temperature of the air entering the indoor coil,

(2) The water vapor content of the air entering the indoor coil,

(3) The dry-bulb temperature of the air entering the outdoor coil, and

(4) For the section 2.2.4 of this appendix cases where its control is required, the water vapor content of the air entering the outdoor coil.

Refer to section 3.11 of this appendix for additional requirements that depend on the selected secondary test method.

b. After satisfying the pretest equilibrium requirements, make the measurements specified in Table 3 of ANSI/ASHRAE 37-2009 for the indoor air enthalpy method and the user-selected secondary method. Make said Table 3 measurements at equal intervals that span 5 minutes or less. Continue data sampling until reaching a 30-minute period (e.g., seven consecutive 5-minute samples) where the test tolerances specified in Table 9 are satisfied. For those continuously recorded parameters, use the entire data set from the 30-minute interval to evaluate Table 9 compliance. Determine the average electrical power consumption of the air conditioner or heat pump over the same 30-minute interval.

c. Calculate indoor-side total cooling capacity and sensible cooling capacity as specified in sections 7.3.3.1 and 7.3.3.3 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3). To calculate capacity, use the averages of the measurements (e.g. inlet and outlet dry bulb and wet bulb temperatures measured at the psychrometers) that are continuously recorded for the same 30-minute interval used as described above to evaluate compliance with test tolerances. Do not adjust the parameters used in calculating capacity for the permitted variations in test conditions. Evaluate air enthalpies based on the measured barometric pressure. Use the values of the specific heat of air given in section 7.3.3.1 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3) for calculation of the sensible cooling capacities. Assign the average total space cooling capacity, average sensible cooling capacity, and electrical power consumption over the 30-minute data collection interval to the variables Q̇_c^k(T), Q̇_sc^k(T) and Ė_c^k(T), respectively. For these three variables, replace the “T” with the nominal outdoor temperature at which the test was conducted. The superscript k is used only when testing multi-capacity units. Use the superscript k=2 to denote a test with the unit operating at high capacity or full speed, k=1 to denote low capacity or minimum speed, and k=v to denote the intermediate speed.

d. For mobile home and space-constrained ducted coil-only system tests, decrease Q̇_c^k(T) by

where V̇̅_s is the average measured indoor air volume rate expressed in units of cubic feet per minute of standard air (scfm).

For non-mobile, non-space-constrained home ducted coil-only system tests, decrease Q̇_c^k(T) by

where V̇̅_s is the average measured indoor air volume rate expressed in units of cubic feet per minute of standard air (scfm).

Table 9 - Test Operating and Test Condition Tolerances for Section 3.3 Steady-State Wet Coil Cooling Mode Tests and Section 3.4 Dry Coil Cooling Mode Tests

	Test operating tolerance1	Test condition tolerance1
Indoor dry-bulb, °F
Entering temperature	2.0	0.5
Leaving temperature	2.0
Indoor wet-bulb, °F
Entering temperature	1.0	2 0.3
Leaving temperature	2 1.0
Outdoor dry-bulb, °F
Entering temperature	2.0	0.5
Leaving temperature	3 2.0
Outdoor wet-bulb, °F
Entering temperature	1.0	4 0.3
Leaving temperature	3 1.0
External resistance to airflow, inches of water	0.05	5 0.02
Electrical voltage, % of reading.	2.0	1.5
Nozzle pressure drop, % of reading.	2.0

¹ See section 1.2 of this appendix, Definitions.

² Only applies during wet coil tests; does not apply during steady-state, dry coil cooling mode tests.

³ Only applies when using the outdoor air enthalpy method.

⁴ Only applies during wet coil cooling mode tests where the unit rejects condensate to the outdoor coil.

⁵ Only applies when testing non-ducted units.

e. For air conditioners and heat pumps having a constant-air-volume-rate indoor blower, the five additional steps listed below are required if the average of the measured external static pressures exceeds the applicable sections 3.1.4 minimum (or target) external static pressure (ΔP_min) by 0.03 inches of water or more.

(1) Measure the average power consumption of the indoor blower motor (Ė_fan,1) and record the corresponding external static pressure (ΔP₁) during or immediately following the 30-minute interval used for determining capacity.

(2) After completing the 30-minute interval and while maintaining the same test conditions, adjust the exhaust fan of the airflow measuring apparatus until the external static pressure increases to approximately ΔP₁ + (ΔP₁ − ΔP_min).

(3) After re-establishing steady readings of the fan motor power and external static pressure, determine average values for the indoor blower power (Ė_fan,2) and the external static pressure (ΔP₂) by making measurements over a 5-minute interval.

(4) Approximate the average power consumption of the indoor blower motor at ΔP_min using linear extrapolation:

(5) Increase the total space cooling capacity, Q̇_c^k(T), by the quantity (Ė_fan,1 − Ė_fan,min), when expressed on a Btu/h basis. Decrease the total electrical power, Ė_c^k(T), by the same fan power difference, now expressed in watts.

3.4 Test Procedures for the Steady-State Dry-Coil Cooling-Mode Tests (the C, C₁, C₂, and G₁ Tests)

a. Except for the modifications noted in this section, conduct the steady-state dry coil cooling mode tests as specified in section 3.3 of this appendix for wet coil tests. Prior to recording data during the steady-state dry coil test, operate the unit at least one hour after achieving dry coil conditions. Drain the drain pan and plug the drain opening. Thereafter, the drain pan should remain completely dry.

b. Denote the resulting total space cooling capacity and electrical power derived from the test as Q̇_ss,dry and Ė_ss,dry. With regard to a section 3.3 deviation, do not adjust Q̇_ss,dry for duct losses (i.e., do not apply section 7.3.3.3 of ANSI/ASHRAE 37-2009). In preparing for the section 3.5 cyclic tests of this appendix, record the average indoor-side air volume rate, V̇̅, specific heat of the air, Cp,a (expressed on dry air basis), specific volume of the air at the nozzles, v′_n, humidity ratio at the nozzles, W_n, and either pressure difference or velocity pressure for the flow nozzles. For units having a variable-speed indoor blower (that provides either a constant or variable air volume rate) that will or may be tested during the cyclic dry coil cooling mode test with the indoor blower turned off (see section 3.5 of this appendix), include the electrical power used by the indoor blower motor among the recorded parameters from the 30-minute test.

c. If the temperature sensors used to provide the primary measurement of the indoor-side dry bulb temperature difference during the steady-state dry-coil test and the subsequent cyclic dry-coil test are different, include measurements of the latter sensors among the regularly sampled data. Beginning at the start of the 30-minute data collection period, measure and compute the indoor-side air dry-bulb temperature difference using both sets of instrumentation, ΔT (Set SS) and ΔT (Set CYC), for each equally spaced data sample. If using a consistent data sampling rate that is less than 1 minute, calculate and record minutely averages for the two temperature differences. If using a consistent sampling rate of one minute or more, calculate and record the two temperature differences from each data sample. After having recorded the seventh (i=7) set of temperature differences, calculate the following ratio using the first seven sets of values:

Each time a subsequent set of temperature differences is recorded (if sampling more frequently than every 5 minutes), calculate F_CD using the most recent seven sets of values. Continue these calculations until the 30-minute period is completed or until a value for F_CD is calculated that falls outside the allowable range of 0.94-1.06. If the latter occurs, immediately suspend the test and identify the cause for the disparity in the two temperature difference measurements. Recalibration of one or both sets of instrumentation may be required. If all the values for F_CD are within the allowable range, save the final value of the ratio from the 30-minute test as F_CD*. If the temperature sensors used to provide the primary measurement of the indoor-side dry bulb temperature difference during the steady-state dry-coil test and the subsequent cyclic dry-coil test are the same, set F_CD*= 1.

3.5 Test Procedures for the Cyclic Dry-Coil Cooling-Mode Tests (the D, D₁, D₂, and I₁ Tests)

After completing the steady-state dry-coil test, remove the outdoor air enthalpy method test apparatus, if connected, and begin manual OFF/ON cycling of the unit's compressor. The test set-up should otherwise be identical to the set-up used during the steady-state dry coil test. When testing heat pumps, leave the reversing valve during the compressor OFF cycles in the same position as used for the compressor ON cycles, unless automatically changed by the controls of the unit. For units having a variable-speed indoor blower, the manufacturer has the option of electing at the outset whether to conduct the cyclic test with the indoor blower enabled or disabled. Always revert to testing with the indoor blower disabled if cyclic testing with the fan enabled is unsuccessful.

a. For all cyclic tests, the measured capacity must be adjusted for the thermal mass stored in devices and connections located between measured points. Follow the procedure outlined in section 7.4.3.4.5 of ASHRAE 116-2010 (incorporated by reference, see § 430.3) to ensure any required measurements are taken.

b. For units having a single-speed or two-capacity compressor, cycle the compressor OFF for 24 minutes and then ON for 6 minutes (Δτ_cyc,dry = 0.5 hours). For units having a variable-speed compressor, cycle the compressor OFF for 48 minutes and then ON for 12 minutes (Δτ_cyc,dry = 1.0 hours). Repeat the OFF/ON compressor cycling pattern until the test is completed. Allow the controls of the unit to regulate cycling of the outdoor fan. If an upturned duct is used, measure the dry-bulb temperature at the inlet of the device at least once every minute and ensure that its test operating tolerance is within 1.0 °F for each compressor OFF period.

c. Sections 3.5.1 and 3.5.2 of this appendix specify airflow requirements through the indoor coil of ducted and non-ducted indoor units, respectively. In all cases, use the exhaust fan of the airflow measuring apparatus (covered under section 2.6 of this appendix) along with the indoor blower of the unit, if installed and operating, to approximate a step response in the indoor coil airflow. Regulate the exhaust fan to quickly obtain and then maintain the flow nozzle static pressure difference or velocity pressure at the same value as was measured during the steady-state dry coil test. The pressure difference or velocity pressure should be within 2 percent of the value from the steady-state dry coil test within 15 seconds after airflow initiation. For units having a variable-speed indoor blower that ramps when cycling on and/or off, use the exhaust fan of the airflow measuring apparatus to impose a step response that begins at the initiation of ramp up and ends at the termination of ramp down.

d. For units having a variable-speed indoor blower, conduct the cyclic dry coil test using the pull-thru approach described below if any of the following occur when testing with the fan operating:

(1) The test unit automatically cycles off;

(2) Its blower motor reverses; or

(3) The unit operates for more than 30 seconds at an external static pressure that is 0.1 inches of water or more higher than the value measured during the prior steady-state test.

For the pull-thru approach, disable the indoor blower and use the exhaust fan of the airflow measuring apparatus to generate the specified flow nozzles static pressure difference or velocity pressure. If the exhaust fan cannot deliver the required pressure difference because of resistance created by the unpowered indoor blower, temporarily remove the indoor blower.

e. Conduct three complete compressor OFF/ON cycles with the test tolerances given in Table 10 satisfied. Calculate the degradation coefficient C_D for each complete cycle. If all three C_D values are within 0.02 of the average C_D then stability has been achieved, use the highest C_D value of these three. If stability has not been achieved, conduct additional cycles, up to a maximum of eight cycles, until stability has been achieved between three consecutive cycles. Once stability has been achieved, use the highest C_D value of the three consecutive cycles that establish stability. If stability has not been achieved after eight cycles, use the highest C_D from cycle one through cycle eight, or the default C_D, whichever is lower.

f. With regard to the Table 10 parameters, continuously record the dry-bulb temperature of the air entering the indoor and outdoor coils during periods when air flows through the respective coils. Sample the water vapor content of the indoor coil inlet air at least every 2 minutes during periods when air flows through the coil. Record external static pressure and the air volume rate indicator (either nozzle pressure difference or velocity pressure) at least every minute during the interval that air flows through the indoor coil. (These regular measurements of the airflow rate indicator are in addition to the required measurement at 15 seconds after flow initiation.) Sample the electrical voltage at least every 2 minutes beginning 30 seconds after compressor start-up. Continue until the compressor, the outdoor fan, and the indoor blower (if it is installed and operating) cycle off.

g. For ducted units, continuously record the dry-bulb temperature of the air entering (as noted above) and leaving the indoor coil. Or if using a thermopile, continuously record the difference between these two temperatures during the interval that air flows through the indoor coil. For non-ducted units, make the same dry-bulb temperature measurements beginning when the compressor cycles on and ending when indoor coil airflow ceases.

h. Integrate the electrical power over complete cycles of length Δτ_cyc,dry. For ducted blower coil systems tested with the unit's indoor blower operating for the cycling test, integrate electrical power from indoor blower OFF to indoor blower OFF. For all other ducted units and for non-ducted units, integrate electrical power from compressor OFF to compressor OFF. (Some cyclic tests will use the same data collection intervals to determine the electrical energy and the total space cooling. For other units, terminate data collection used to determine the electrical energy before terminating data collection used to determine total space cooling.)

Table 10 - Test Operating and Test Condition Tolerances for Cyclic Dry Coil Cooling Mode Tests

	Test operating tolerance1	Test condition tolerance1
Indoor entering dry-bulb temperature,2 °F	2.0	0.5
Indoor entering wet-bulb temperature, °F		(3)
Outdoor entering dry-bulb temperature,2 °F	2.0	0.5
External resistance to airflow,2 inches of water	0.05
Airflow nozzle pressure difference or velocity pressure,2% of reading	2.0	4 2.0
Electrical voltage,5 % of reading	2.0	1.5

¹ See section 1.2 of this appendix, Definitions.

² Applies during the interval that air flows through the indoor (outdoor) coil except for the first 30 seconds after flow initiation. For units having a variable-speed indoor blower that ramps, the tolerances listed for the external resistance to airflow apply from 30 seconds after achieving full speed until ramp down begins.

³ Shall at no time exceed a wet-bulb temperature that results in condensate forming on the indoor coil.

⁴ The test condition must be the average nozzle pressure difference or velocity pressure measured during the steady-state dry coil test.

⁵ Applies during the interval when at least one of the following - the compressor, the outdoor fan, or, if applicable, the indoor blower - are operating except for the first 30 seconds after compressor start-up.

If the Table 10 tolerances are satisfied over the complete cycle, record the measured electrical energy consumption as e_cyc,dry and express it in units of watt-hours. Calculate the total space cooling delivered, q_cyc,dry, in units of Btu using,

Where,

V̇̅ , C_p,a, v_n′ (or v_n), W_n, and F_CD* are the values recorded during the section 3.4 dry coil steady-state test and

T_al(τ) = dry bulb temperature of the air entering the indoor coil at time τ, °F.

T_a2(τ) = dry bulb temperature of the air leaving the indoor coil at time τ, °F.

τ₁ = for ducted units, the elapsed time when airflow is initiated through the indoor coil; for non-ducted units, the elapsed time when the compressor is cycled on, hr.

τ₂ = the elapsed time when indoor coil airflow ceases, hr.

Adjust the total space cooling delivered, q_cyc,dry, according to calculation method outlined in section 7.4.3.4.5 of ASHRAE 116-2010 (incorporated by reference, see § 430.3).

3.5.1 Procedures When Testing Ducted Systems

The automatic controls that are installed in the test unit must govern the OFF/ON cycling of the air moving equipment on the indoor side (exhaust fan of the airflow measuring apparatus and the indoor blower of the test unit). For ducted coil-only systems rated based on using a fan time-delay relay, control the indoor coil airflow according to the OFF delay listed by the manufacturer in the certification report. For ducted units having a variable-speed indoor blower that has been disabled (and possibly removed), start and stop the indoor airflow at the same instances as if the fan were enabled. For all other ducted coil-only systems, cycle the indoor coil airflow in unison with the cycling of the compressor. If air damper boxes are used, close them on the inlet and outlet side during the OFF period. Airflow through the indoor coil should stop within 3 seconds after the automatic controls of the test unit (act to) de-energize the indoor blower. For mobile home and space-constrained ducted coil-only systems increase e_cyc,dry by the quantity,

where V̇̅_s is the average indoor air volume rate from the section 3.4 dry coil steady-state test and is expressed in units of cubic feet per minute of standard air (scfm). For ducted non-mobile, non-space-constrained home coil-only units increase e_cyc,dry by the quantity,

where V̇̅_s is the average indoor air volume rate from the section 3.4 dry coil steady-state test and is expressed in units of cubic feet per minute of standard air (scfm). For units having a variable-speed indoor blower that is disabled during the cyclic test, increase e_cyc,dry and decrease q_cyc,dry based on:

a. The product of [τ_{2 −} τ₁] and the indoor blower power measured during or following the dry coil steady-state test; or,

b. The following algorithm if the indoor blower ramps its speed when cycling.

(1) Measure the electrical power consumed by the variable-speed indoor blower at a minimum of three operating conditions: at the speed/air volume rate/external static pressure that was measured during the steady-state test, at operating conditions associated with the midpoint of the ramp-up interval, and at conditions associated with the midpoint of the ramp-down interval. For these measurements, the tolerances on the airflow volume or the external static pressure are the same as required for the section 3.4 steady-state test.

(2) For each case, determine the fan power from measurements made over a minimum of 5 minutes.

(3) Approximate the electrical energy consumption of the indoor blower if it had operated during the cyclic test using all three power measurements. Assume a linear profile during the ramp intervals. The manufacturer must provide the durations of the ramp-up and ramp-down intervals. If the test setup instructions included with the unit by the manufacturer specifies a ramp interval that exceeds 45 seconds, use a 45-second ramp interval nonetheless when estimating the fan energy.

3.5.2 Procedures When Testing Non-Ducted Indoor Units

Do not use airflow prevention devices when conducting cyclic tests on non-ducted indoor units. Until the last OFF/ON compressor cycle, airflow through the indoor coil must cycle off and on in unison with the compressor. For the last OFF/ON compressor cycle - the one used to determine e_cyc,dry and q_cyc,dry - use the exhaust fan of the airflow measuring apparatus and the indoor blower of the test unit to have indoor airflow start 3 minutes prior to compressor cut-on and end three minutes after compressor cutoff. Subtract the electrical energy used by the indoor blower during the 3 minutes prior to compressor cut-on from the integrated electrical energy, e_cyc,dry. Add the electrical energy used by the indoor blower during the 3 minutes after compressor cutoff to the integrated cooling capacity, q_cyc,dry. For the case where the non-ducted indoor unit uses a variable-speed indoor blower which is disabled during the cyclic test, correct e_cyc,dry and q_cyc,dry using the same approach as prescribed in section 3.5.1 of this appendix for ducted units having a disabled variable-speed indoor blower.

3.5.3 Cooling-Mode Cyclic-Degradation Coefficient Calculation

Use the two dry-coil tests to determine the cooling-mode cyclic-degradation coefficient, C_D^c. Append “(k=2)” to the coefficient if it corresponds to a two-capacity unit cycling at high capacity. If the two optional tests are conducted but yield a tested C_D^c that exceeds the default C_D^c or if the two optional tests are not conducted, assign C_D^c the default value of 0.25 for variable-speed compressor systems and outdoor units with no match, and 0.20 for all other systems. The default value for two-capacity units cycling at high capacity, however, is the low-capacity coefficient, i.e., C_D^c(k=2) = C_D^c. Evaluate C_D^c using the above results and those from the section 3.4 dry-coil steady-state test.

Where:

the average energy efficiency ratio during the cyclic dry coil cooling mode test, Btu/W·h

the average energy efficiency ratio during the steady-state dry coil cooling mode test, Btu/W·h

the cooling load factor dimensionless

Round the calculated value for C_D^c to the nearest 0.01. If C_D^c is negative, then set it equal to zero.

3.6 Heating Mode Tests for Different Types of Heat Pumps, Including Heating-Only Heat Pumps

3.6.1 Tests for a Heat Pump Having a Single-Speed Compressor and Fixed Heating Air Volume Rate

This set of tests is for single-speed-compressor heat pumps that do not have a heating minimum air volume rate or a heating intermediate air volume rate that is different than the heating full load air volume rate. Conducting a very low temperature test (H4) is optional. Conduct the optional high temperature cyclic (H1C) test to determine the heating mode cyclic-degradation coefficient, C_D^h. If this optional test is conducted but yields a tested C_D^h that exceeds the default C_D^h or if the optional test is not conducted, assign C_D^h the default value of 0.25. Test conditions for the five tests are specified in Table 11 of this section.

Table 11 - Heating Mode Test Conditions for Units Having a Single-Speed Compressor and a Fixed-Speed Indoor Blower, a Constant Air Volume Rate Indoor Blower, or Coil-Only

Test description	Air entering indoor unit temperature ( °F)		Air entering outdoor unit temperature ( °F)		Heating air volume rate
	Dry bulb	Wet bulb	Dry bulb	Wet bulb
H1 Test (required, steady)	70	60(max)	47	43	Heating Full-load.1
H1C Test (optional, cyclic)	70	60(max)	47	43	(2).
H2 Test (required)	70	60(max)	35	33	Heating Full-load.1
H3 Test (required, steady)	70	60(max)	17	15	Heating Full-load.1
H4 Test (optional, steady)	70	60(max)	5	3(max)	Heating Full-load.1

¹ Defined in section 3.1.4.4 of this appendix.

² Maintain the airflow nozzles static pressure difference or velocity pressure during the ON period at the same pressure difference or velocity pressure as measured during the H1 Test.

3.6.2 Tests for a Heat Pump Having a Single-Speed Compressor and a Single Indoor Unit Having Either (1) a Variable-Speed, Variable-Air-Rate Indoor Blower Whose Capacity Modulation Correlates With Outdoor Dry Bulb Temperature or (2) Multiple Indoor Blowers

Conduct five tests: Two high temperature tests (H1₂ and H1₁), one frost accumulation test (H2₂), and two low temperature tests (H3₂ and H3₁). Conducting an additional frost accumulation test (H2₁) and a very low temperature test (H4₂) is optional. Conduct the optional high temperature cyclic (H1C₁) test to determine the heating mode cyclic-degradation coefficient, C_D^h. If this optional test is conducted but yields a tested C_D^h that exceeds the default C_D^h or if the optional test is not conducted, assign C_D^h the default value of 0.25. Test conditions for the seven tests are specified in Table 12. If the optional H2₁ test is not performed, use the following equations to approximate the capacity and electrical power of the heat pump at the H2₁ test conditions:

where,

The quantities Q̇_h^k=2(47), Ė_h^k=2(47), Q̇_h^k=1(47), and Ė_h^k=1(47) are determined from the H1₂ and H1₁ tests and evaluated as specified in section 3.7 of this appendix; the quantities Q̇_h^k=2(35) and Ė_h^k=2(35) are determined from the H2₂ test and evaluated as specified in section 3.9 of this appendix; and the quantities Q̇_h^k=2(17), Ė_h^k=2(17), Q̇_h^k=1(17), and Ė_h^k=1(17), are determined from the H3₂ and H3₁ tests and evaluated as specified in section 3.10 of this appendix.

Table 12 - Heating Mode Test Conditions for Units With a Single-Speed Compressor That Meet the Section 3.6.2 Indoor Unit Requirements

Test description	Air entering indoor unit temperature ( °F)		Air entering outdoor unit temperature ( °F)		Heating air volume rate
	Dry bulb	Wet bulb	Dry bulb	Wet bulb
H12 Test (required, steady)	70	60(max)	47	43	Heating Full-load.1
H11 Test (required, steady)	70	60(max)	47	43	Heating Minimum.2
H1C1 Test (optional, cyclic)	70	60(max)	47	43	(3).
H22 Test (required)	70	60(max)	35	33	Heating Full-load.1
H21 Test (optional)	70	60(max)	35	33	Heating Minimum.2
H32 Test (required, steady)	70	60(max)	17	15	Heating Full-load.1
H31 Test (required, steady)	70	60(max)	17	15	Heating Minimum.2
H42 Test (optional, steady)	70	60(max)	5	3(max)	Heating Full-load.1

¹ Defined in section 3.1.4.4 of this appendix.

² Defined in section 3.1.4.5 of this appendix.

³ Maintain the airflow nozzles static pressure difference or velocity pressure during the ON period at the same pressure difference or velocity pressure as measured during the H1₁ test.

3.6.3 Tests for a Heat Pump Having a Two-Capacity Compressor (see Section 1.2 of This Appendix, Definitions), Including Two-Capacity, Northern Heat Pumps (see Section 1.2 of This Appendix, Definitions)

a. Conduct one maximum temperature test (H0₁), two high temperature tests (H1₂ and H1₁), one frost accumulation test (H2₂), and one low temperature test (H3₂). Conducting a very low temperature test (H4₂) is optional. Conduct an additional frost accumulation test (H2₁) and low temperature test (H3₁) if both of the following conditions exist:

(1) Knowledge of the heat pump's capacity and electrical power at low compressor capacity for outdoor temperatures of 37 °F and less is needed to complete the section 4.2.3 of this appendix seasonal performance calculations; and

(2) The heat pump's controls allow low-capacity operation at outdoor temperatures of 37 °F and less.

If the two conditions in a.(1) and a.(2) of this section are met, an alternative to conducting the H2₁ frost accumulation is to use the following equations to approximate the capacity and electrical power:

Determine the quantities Q̇_h^k=1 (47) and Ė_h^k=1 (47) from the H1₁ test and evaluate them according to section 3.7 of this appendix. Determine the quantities Q̇_h^k=1 (17) and Ė_h^k=1 (17) from the H3₁ test and evaluate them according to section 3.10 of this appendix.

b. Conduct the optional high temperature cyclic test (H1C₁) to determine the heating mode cyclic-degradation coefficient, C_D^h. If this optional test is conducted but yields a tested C_D^h that exceeds the default C_D^h or if the optional test is not conducted, assign C_D^h the default value of 0.25. If a two-capacity heat pump locks out low capacity operation at lower outdoor temperatures, conduct the high temperature cyclic test (H1C₂) to determine the high-capacity heating mode cyclic-degradation coefficient, C_D^h (k=2). If this optional test at high capacity is conducted but yields a tested C_D^h (k = 2) that exceeds the default C_D^h (k = 2) or if the optional test is not conducted, assign C_D^h the default value. The default C_D^h (k=2) is the same value as determined or assigned for the low-capacity cyclic-degradation coefficient, C_D^h [or equivalently, C_D^h (k=1)]. Table 13 specifies test conditions for these nine tests.

Table 13 - Heating Mode Test Conditions for Units Having a Two-Capacity Compressor

Test description	Air entering indoor unit temperature ( °F)		Air entering outdoor unit temperature ( °F)		Compressor capacity	Heating air volume rate
	Dry bulb	Wet bulb	Dry bulb	Wet bulb
H01 Test (required, steady)	70	60(max)	62	56.5	Low	Heating Minimum.1
H12 Test (required, steady)	70	60(max)	47	43	High	Heating Full-Load.2
H1C2 Test (optional7, cyclic)	70	60(max)	47	43	High	(3)
H11 Test (required)	70	60(max)	47	43	Low	Heating Minimum.1
H1C1 Test (optional, cyclic)	70	60(max)	47	43	Low	(4)
H22 Test (required)	70	60(max)	35	33	High	Heating Full-Load.2
H21 Test5 6 (required)	70	60(max)	35	33	Low	Heating Minimum.1
H32 Test (required, steady)	70	60(max)	17	15	High	Heating Full-Load.2
H31 Test5 (required, steady)	70	60(max)	17	15	Low	Heating Minimum.1
H42 Test (Optional, steady)	70	60(max)	5	3(max)	High	Heating Full-Load.2

¹ Defined in section 3.1.4.5 of this appendix.

² Defined in section 3.1.4.4 of this appendix.

³ Maintain the airflow nozzle(s) static pressure difference or velocity pressure during the ON period at the same pressure or velocity as measured during the H1₂ test.

⁴ Maintain the airflow nozzle(s) static pressure difference or velocity pressure during the ON period at the same pressure or velocity as measured during the H1₁ test.

⁵ Required only if the heat pump's performance when operating at low compressor capacity and outdoor temperatures less than 37 °F is needed to complete the section 4.2.3 HSPF2 calculations.

⁶ If table note #5 applies, the section 3.6.3 equations for Q̇_h^k=1 (35) and Ė_h^k=1 (17) may be used in lieu of conducting the H2₁ test.

⁷ Required only if the heat pump locks out low capacity operation at lower outdoor temperatures.

3.6.4 Tests for a Heat Pump Having a Variable-Speed Compressor

a. Conduct one maximum temperature test (H0₁), two high temperature tests (H1_N and H1₁), one frost accumulation test (H2_V), and one low temperature test (H3₂). Conducting one or more of the following tests is optional: An additional high temperature test (H1₂), an additional frost accumulation test (H2₂), and a very low temperature test (H4₂). Conduct the optional high temperature cyclic (H1C₁) test to determine the heating mode cyclic-degradation coefficient, C_D^h. If this optional test is conducted but yields a tested C_D^h that exceeds the default C_D^h or if the optional test is not conducted, assign C_D^h the default value of 0.25. Test conditions for the nine tests are specified in Table 14. The compressor shall operate at the same heating full speed, measured by RPM or power input frequency (Hz), as the maximum speed at which the system controls would operate the compressor in normal operation in 17 °F ambient temperature, for the H1₂, H2₂ and H3₂ Tests. The compressor shall operate for the H1_N test at the maximum speed at which the system controls would operate the compressor in normal operation in 47 °F ambient temperature. Additionally, for a cooling/heating heat pump, the compressor shall operate for the H1_N test at a speed, measured by RPM or power input frequency (Hz), no lower than the speed used in the A2 test if the tested H1_N heating capacity is less than the tested A2 cooling capacity.

b. If one of the high temperature tests (H1₂ or H1_N) is conducted using the same compressor speed (RPM or power input frequency) as the H3₂ test, set the 47 °F capacity and power input values used for calculation of HSPF2 equal to the measured values for that test:

Where:

Q̇_hcalc^k=2 (47) and Ė_hcalc^k=2(47) are the capacity and power input representing full-speed operation at 47 °F for the HSPF2 calculations,

Q̇_h^k=2 (47) is the capacity measured in the high temperature test (H1₂ or H1_N) which used the same compressor speed as the H3₂ test, and

Ė_h^k=2 (47) is the power input measured in the high temperature test (H1₂ or H1_N) which used the same compressor speed as the H3₂ test.

Evaluate the quantities Q̇_h^k=2(47) and from Ė_h^k=2(47) according to section 3.7.

Otherwise (if no high temperature test is conducted using the same speed (RPM or power input frequency) as the H3₂ test), calculate the 47 °F capacity and power input values used for calculation of HSPF2 as follows:

Where:

Q̇_hcalc^k=2 (47) and Ė_hcalc^k=2(47) are the capacity and power input representing full-speed operation at 47 °F for the HSPF2 calculations,

Q̇_h^k=2 (17) is the capacity measured in the H3₂ test,

Ė_h^k=2 (17) is the power input measured in the H3₂ test,

CSF is the capacity slope factor, equal to 0.0204/ °F for split systems and 0.0262/ °F for single-package systems, and

PSF is the Power Slope Factor, equal to 0.00455/ °F.

c. If the H2₂ test is not done, use the following equations to approximate the capacity and electrical power at the H2₂ test conditions:

Where:

Q̇_hcalc^k=2 (47) and Ė_hcalc^k=2(47) are the capacity and power input representing full-speed operation at 47 °F for the HSPF2 calculations, calculated as described in section b above.

Q̇_h^k=2 (17) and Ė_h^k=2(17) are the capacity and power input measured in the H3₂ test.

d. Determine the quantities Q̇_h^k=2(17) and Ė_h^k=2(17) from the H3₂ test, determine the quantities Q_h^k=2(5) and E_h^k=2(5) from the H4₂ test, and evaluate all four according to section 3.10.

Table 14 - Heating Mode Test Conditions for Units Having a Variable-Speed Compressor

Test description	Air entering indoor unit temperature ( °F)		Air entering outdoor unit temperature ( °F)		Compressor speed	Heating air volume rate
	Dry bulb	Wet bulb	Dry bulb	Wet bulb
H01 test (required, steady)	70	60(max)	62	56.5	Heating Minimum	Heating Minimum.1
H12 test (optional, steady)	70	60(max)	47	43	Heating Full4	Heating Full-Load.3
H11 test (required, steady)	70	60(max)	47	43	Heating Minimum	Heating Minimum.1
H1N test (required, steady)	70	60(max)	47	43	Heating Full5	Heating Full-Load.3
H1C1 test (optional, cyclic)	70	60(max)	47	43	Heating Minimum	(2).
H22 test (optional)	70	60(max)	35	33	Heating Full4	Heating Full-Load.3
H2V test (required)	70	60(max)	35	33	Heating Intermediate	Heating Intermediate.6
H32 test (required, steady)	70	60(max)	17	15	Heating Full4	Heating Full-Load.3
H42 test (optional, steady)	70	60(max)	5	3(max)	Heating Full7	Heating Full-Load.3

¹ Defined in section 3.1.4.5 of this appendix.

² Maintain the airflow nozzle(s) static pressure difference or velocity pressure during an ON period at the same pressure or velocity as measured during the H1₁ test.

³ Defined in section 3.1.4.4 of this appendix.

⁴ Maximum speed that the system controls would operate the compressor in normal operation in 17 °F ambient temperature. The H1₂ test is not needed if the H1_N test uses this same compressor speed.

⁵ Maximum speed that the system controls would operate the compressor in normal operation in 47 °F ambient temperature.

⁶ Defined in section 3.1.4.6 of this appendix.

⁷ Maximum speed that the system controls would operate the compressor in normal operation at 5 °F ambient temperature.

e. For multiple-split heat pumps (only), the following procedures supersede the above requirements. For all Table 14 tests specified for a minimum compressor speed, turn off at least one indoor unit. The manufacturer shall designate the particular indoor unit(s) that is turned off. The manufacturer must also specify the compressor speed used for the Table 14 H2_V test, a heating mode intermediate compressor speed that falls within 1⁄4 and 3⁄4 of the difference between the full and minimum heating mode speeds. The manufacturer should prescribe an intermediate speed that is expected to yield the highest COP for the given H2_V test conditions and bracketed compressor speed range. The manufacturer can designate that one or more specific indoor units are turned off for the H2_V test.

3.6.5 Additional Test for a Heat Pump Having a Heat Comfort Controller

Test any heat pump that has a heat comfort controller (see section 1.2 of this appendix, Definitions) according to section 3.6.1, 3.6.2, or 3.6.3, whichever applies, with the heat comfort controller disabled. Additionally, conduct the abbreviated test described in section 3.1.9 of this appendix with the heat comfort controller active to determine the system's maximum supply air temperature. ( Note: heat pumps having a variable-speed compressor and a heat comfort controller are not covered in the test procedure at this time.)

3.6.6 Heating Mode Tests for Northern Heat Pumps with Triple-Capacity Compressors

Test triple-capacity, northern heat pumps for the heating mode as follows:

a. Conduct one maximum temperature test (H0₁), two high temperature tests (H1₂ and H1₁), one frost accumulation test (H2₂), two low temperature tests (H3₂, H3₃), and one very low temperature test (H4₃). Conduct an additional frost accumulation test (H2₁) and low temperature test (H3₁) if both of the following conditions exist:

(1) Knowledge of the heat pump's capacity and electrical power at low compressor capacity for outdoor temperatures of 37 °F and less is needed to complete the section 4.2.6 seasonal performance calculations; and

(2) the heat pump's controls allow low capacity operation at outdoor temperatures of 37 °F and less. If the above two conditions are met, an alternative to conducting the H2₁ frost accumulation test to determine Q̇_h^k=1(35) and E_h^k=1(35) is to use the following equations to approximate this capacity and electrical power:

In evaluating the above equations, determine the quantities Q_h^k=1(47) from the H1₁ test and evaluate them according to section 3.7 of this appendix. Determine the quantities Q̇_h^k=1(17) and Ė_h^k=1(17) from the H3₁ test and evaluate them according to section 3.10 of this appendix. Use the paired values of Q̇_h^k=1(35) and Ė_h^k=1(35) derived from conducting the H2₁ frost accumulation test and evaluated as specified in section 3.9.1 of this appendix or use the paired values calculated using the above default equations, whichever contribute to a higher Region IV HSPF2 based on the DHRmin.

b. Conducting a frost accumulation test (H2₃) with the heat pump operating at its booster capacity is optional. If this optional test is not conducted, determine Q̇_h^k=3(35) and Ė_h^k=3(35) using the following equations to approximate this capacity and electrical power:

Where:

Determine the quantities Q̇_h^k=2(47) and Ė_h^k=2(47) from the H1₂ test and evaluate them according to section 3.7 of this appendix. Determine the quantities Q̇_h^k=2(35) and Ė_h^k=2(35) from the H2₂ test and evaluate them according to section 3.9.1 of this appendix. Determine the quantities Q̇_h^k=2(17) and Ė_h^k=2(17) from the H3₂ test, determine the quantities Q̇_h^k=3(17) and Ė_h^k=3(17) from the H3₃ test, and determine the quantities Q̇_h^k=3(5) and Ė_h^k=3(5) from the H4₃ test. Evaluate all six quantities according to section 3.10 of this appendix. Use the paired values of Q̇_h^k=3(35) and Ė_h^k=3(35) derived from conducting the H2₃ frost accumulation test and calculated as specified in section 3.9.1 of this appendix or use the paired values calculated using the above default equations, whichever contribute to a higher Region IV HSPF2 based on the DHRmin.

c. Conduct the optional high temperature cyclic test (H1C₁) to determine the heating mode cyclic-degradation coefficient, C_D^h. A default value for C_D^h of 0.25 may be used in lieu of conducting the cyclic. If a triple-capacity heat pump locks out low capacity operation at lower outdoor temperatures, conduct the high temperature cyclic test (H1C₂) to determine the high capacity heating mode cyclic-degradation coefficient, C_D^h (k=2). The default C_D^h (k=2) is the same value as determined or assigned for the low-capacity cyclic-degradation coefficient, C_D^h [or equivalently, C_D^h (k=1)]. Finally, if a triple-capacity heat pump locks out both low and high capacity operation at the lowest outdoor temperatures, conduct the low temperature cyclic test (H3C₃) to determine the booster-capacity heating mode cyclic-degradation coefficient, C_D^h (k=3). The default C_D^h (k=3) is the same value as determined or assigned for the high capacity cyclic-degradation coefficient, C_D^h [or equivalently, C_D^h (k=2)]. Table 15 specifies test conditions for all 13 tests.

Table 15 - Heating Mode Test Conditions for Units With a Triple-Capacity Compressor

Test description	Air entering indoor unit temperature °F		Air entering outdoor unit temperature °F		Compressor capacity	Heating air volume rate
	Dry bulb	Wet bulb	Dry bulb	Wet bulb
H01 Test (required, steady)	70	60(max)	62	56.5	Low	Heating Minimum1
H12 Test (required, steady)	70	60(max)	47	43	High	Heating Full-Load2
H1C2 Test (optional,8 cyclic)	70	60(max)	47	43	High	(3)
H11 Test (required)	70	60(max)	47	43	Low	Heating Minimum1
H1C1 Test (optional, cyclic)	70	60(max)	47	43	Low	(4)
H23 Test (optional, steady)	70	60(max)	35	33	Booster	Heating Full-Load2
H22 Test (required)	70	60(max)	35	33	High	Heating Full-Load2
H21 Test (required)	70	60(max)	35	33	Low	Heating Minimum1
H33 Test (required, steady)	70	60(max)	17	15	Booster	Heating Full-Load2
H3C3 Test5 6 (optional, cyclic)	70	60(max)	17	15	Booster	(7)
H32 Test (required, steady)	70	60(max)	17	15	High	Heating Full-Load2
H31 Test5 (required, steady)	70	60(max)	17	15	Low	Heating Minimum1
H43 Test (required, steady)	70	60(max)	5	3(max)	Booster	Heating Full-Load2

¹ Defined in section 3.1.4.5 of this appendix.

² Defined in section 3.1.4.4 of this appendix.

³ Maintain the airflow nozzle(s) static pressure difference or velocity pressure during the ON period at the same pressure or velocity as measured during the H1₂ test.

⁴ Maintain the airflow nozzle(s) static pressure difference or velocity pressure during the ON period at the same pressure or velocity as measured during the H1₁ test.

⁵ Required only if the heat pump's performance when operating at low compressor capacity and outdoor temperatures less than 37 °F is needed to complete the section 4.2.6 HSPF2 calculations.

⁶ If table note⁵ applies, the section 3.6.6 equations for Q̇_h^k=1(35) and Ė_h^k=1(17) may be used in lieu of conducting the H2₁ test.

⁷ Maintain the airflow nozzle(s) static pressure difference or velocity pressure during the ON period at the same pressure or velocity as measured during the H3₃ test.

⁸ Required only if the heat pump locks out low capacity operation at lower outdoor temperatures

3.6.7 Tests for a Heat Pump Having a Single Indoor Unit Having Multiple Indoor Blowers and Offering Two Stages of Compressor Modulation. Conduct the Heating Mode Tests Specified in Section 3.6.3 of this Appendix

3.7 Test Procedures for Steady-State Maximum Temperature and High Temperature Heating Mode Tests (the H0₁, H1, H1₂, H1₁, and H1_N tests)

a. For the pretest interval, operate the test room reconditioning apparatus and the heat pump until equilibrium conditions are maintained for at least 30 minutes at the specified section 3.6 test conditions. Use the exhaust fan of the airflow measuring apparatus and, if installed, the indoor blower of the heat pump to obtain and then maintain the indoor air volume rate and/or the external static pressure specified for the particular test. Continuously record the dry-bulb temperature of the air entering the indoor coil, and the dry-bulb temperature and water vapor content of the air entering the outdoor coil. Refer to section 3.11 of this appendix for additional requirements that depend on the selected secondary test method. After satisfying the pretest equilibrium requirements, make the measurements specified in Table 3 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3) for the indoor air enthalpy method and the user-selected secondary method. Make said Table 3 measurements at equal intervals that span 5 minutes or less. Continue data sampling until a 30-minute period (e.g., seven consecutive 5-minute samples) is reached where the test tolerances specified in Table 16 are satisfied. For those continuously recorded parameters, use the entire data set for the 30-minute interval when evaluating Table 16 compliance. Determine the average electrical power consumption of the heat pump over the same 30-minute interval.

Table 16 - Test Operating and Test Condition Tolerances for Section 3.7 and Section 3.10 Steady-State Heating Mode Tests

	Test operating tolerance1	Test condition tolerance1
Indoor dry-bulb, °F:
Entering temperature	2.0	0.5
Leaving temperature	2.0
Indoor wet-bulb, °F:
Entering temperature	1.0
Leaving temperature	1.0
Outdoor dry-bulb, °F:
Entering temperature	2.0	0.5
Leaving temperature	22.0
Outdoor wet-bulb, °F:
Entering temperature	1.0	0.3
Leaving temperature	2 1.0
External resistance to airflow, inches of water	0.05	3 0.02
Electrical voltage, % of reading	2.0	1.5
Nozzle pressure drop, % of reading	2.0

¹ See section 1.2 of this appendix, Definitions.

² Only applies when the Outdoor Air Enthalpy Method is used.

³ Only applies when testing non-ducted units.

b. Calculate indoor-side total heating capacity as specified in sections 7.3.4.1 and 7.3.4.3 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3). To calculate capacity, use the averages of the measurements (e.g. inlet and outlet dry bulb temperatures measured at the psychrometers) that are continuously recorded for the same 30-minute interval used as described above to evaluate compliance with test tolerances. Do not adjust the parameters used in calculating capacity for the permitted variations in test conditions. Assign the average space heating capacity and electrical power over the 30-minute data collection interval to the variables Q̇_h^k and Ė_h^k(T) respectively. The “T” and superscripted “k” are the same as described in section 3.3 of this appendix. Additionally, for the heating mode, use the superscript to denote results from the optional H1_N test, if conducted.

c. For mobile home and space-constrained coil-only system heat pumps, increase Q̇_h^k(T) by

where V̇̅_s is the average measured indoor air volume rate expressed in units of cubic feet per minute of standard air (scfm).

For non-mobile home, non-space-constrained coil-only system heat pumps, increase Q̇_h^k(T) by

where V̇̅_s is the average measured indoor air volume rate expressed in units of cubic feet per minute of standard air (scfm). During the 30-minute data collection interval of a high temperature test, pay attention to preventing a defrost cycle. Prior to this time, allow the heat pump to perform a defrost cycle if automatically initiated by its own controls. As in all cases, wait for the heat pump's defrost controls to automatically terminate the defrost cycle. Heat pumps that undergo a defrost cycle should operate in the heating mode for at least 10 minutes after defrost termination prior to beginning the 30-minute data collection interval. For some heat pumps, frost may accumulate on the outdoor coil during a high temperature test. If the indoor coil leaving air temperature or the difference between the leaving and entering air temperatures decreases by more than 1.5 °F over the 30-minute data collection interval, then do not use the collected data to determine capacity. Instead, initiate a defrost cycle. Begin collecting data no sooner than 10 minutes after defrost termination. Collect 30 minutes of new data during which the Table 16 test tolerances are satisfied. In this case, use only the results from the second 30-minute data collection interval to evaluate Q̇_h^k(47) and Ė_h^k(47).

d. If conducting the cyclic heating mode test, which is described in section 3.8 of this appendix, record the average indoor-side air volume rate, V̇̅, specific heat of the air, C_p,a (expressed on dry air basis), specific volume of the air at the nozzles, v_n′ (or v_n), humidity ratio at the nozzles, W_n, and either pressure difference or velocity pressure for the flow nozzles. If either or both of the below criteria apply, determine the average, steady-state, electrical power consumption of the indoor blower motor (Ė_fan,1):

(1) The section 3.8 cyclic test will be conducted and the heat pump has a variable-speed indoor blower that is expected to be disabled during the cyclic test; or

(2) The heat pump has a (variable-speed) constant-air volume-rate indoor blower and during the steady-state test the average external static pressure (ΔP₁) exceeds the applicable section 3.1.4.4 minimum (or targeted) external static pressure (ΔP_min) by 0.03 inches of water or more.

Determine Ė_fan,1 by making measurements during the 30-minute data collection interval, or immediately following the test and prior to changing the test conditions. When the above “2” criteria applies, conduct the following four steps after determining Ė_fan,1 (which corresponds to ΔP₁):

(i) While maintaining the same test conditions, adjust the exhaust fan of the airflow measuring apparatus until the external static pressure increases to approximately ΔP₁ + (ΔP₁ − ΔP_min).

(ii) After re-establishing steady readings for fan motor power and external static pressure, determine average values for the indoor blower power (Ė_fan,2) and the external static pressure (ΔP₂) by making measurements over a 5-minute interval.

(iii) Approximate the average power consumption of the indoor blower motor if the 30-minute test had been conducted at ΔP_min using linear extrapolation:

(iv) Decrease the total space heating capacity, Q̇_h^k(T), by the quantity (Ė_fan,1 − Ė_fan,min), when expressed on a Btu/h basis. Decrease the total electrical power, Ė_h^k(T) by the same fan power difference, now expressed in watts.

e. If the temperature sensors used to provide the primary measurement of the indoor-side dry bulb temperature difference during the steady-state dry-coil test and the subsequent cyclic dry-coil test are different, include measurements of the latter sensors among the regularly sampled data. Beginning at the start of the 30-minute data collection period, measure and compute the indoor-side air dry-bulb temperature difference using both sets of instrumentation, ΔT (Set SS) and ΔT (Set CYC), for each equally spaced data sample. If using a consistent data sampling rate that is less than 1 minute, calculate and record minutely averages for the two temperature differences. If using a consistent sampling rate of one minute or more, calculate and record the two temperature differences from each data sample. After having recorded the seventh (i=7) set of temperature differences, calculate the following ratio using the first seven sets of values:

Each time a subsequent set of temperature differences is recorded (if sampling more frequently than every 5 minutes), calculate F_CD using the most recent seven sets of values. Continue these calculations until the 30-minute period is completed or until a value for F_CD is calculated that falls outside the allowable range of 0.94-1.06. If the latter occurs, immediately suspend the test and identify the cause for the disparity in the two temperature difference measurements. Recalibration of one or both sets of instrumentation may be required. If all the values for F_CD are within the allowable range, save the final value of the ratio from the 30-minute test as F_CD*. If the temperature sensors used to provide the primary measurement of the indoor-side dry bulb temperature difference during the steady-state dry-coil test and the subsequent cyclic dry-coil test are the same, set F_CD*= 1.

3.8 Test Procedures for the Cyclic Heating Mode Tests (the H0C₁, H1C, H1C₁ and H1C₂ Tests).

a. Except as noted below, conduct the cyclic heating mode test as specified in section 3.5 of this appendix. As adapted to the heating mode, replace section 3.5 references to “the steady-state dry coil test” with “the heating mode steady-state test conducted at the same test conditions as the cyclic heating mode test.” Use the test tolerances in Table 17 rather than Table 10. Record the outdoor coil entering wet-bulb temperature according to the requirements given in section 3.5 of this appendix for the outdoor coil entering dry-bulb temperature. Drop the subscript “dry” used in variables cited in section 3.5 of this appendix when referring to quantities from the cyclic heating mode test. If available, use electric resistance heaters (see section 2.1 of this appendix) to minimize the variation in the inlet air temperature. Determine the total space heating delivered during the cyclic heating test, q_cyc, as specified in section 3.5 of this appendix except for making the following changes:

(1) When evaluating Equation 3.5-1, use the values of V̇̅, C_p,a,v_n′, (or v_n), and W_n that were recorded during the section 3.7 steady-state test conducted at the same test conditions.

(2) Calculate

where F_CD* is the value recorded during the section 3.7 steady-state test conducted at the same test condition.

b. For ducted coil-only system heat pumps (excluding the special case where a variable-speed fan is temporarily removed), increase q_cyc by the amount calculated using Equation 3.5-3. Additionally, increase e_cyc by the amount calculated using Equation 3.5-2. In making these calculations, use the average indoor air volume rate (V̇̅_s) determined from the section 3.7 steady-state heating mode test conducted at the same test conditions.

c. For non-ducted heat pumps, subtract the electrical energy used by the indoor blower during the 3 minutes after compressor cutoff from the non-ducted heat pump's integrated heating capacity, q_cyc.

d. If a heat pump defrost cycle is manually or automatically initiated immediately prior to or during the OFF/ON cycling, operate the heat pump continuously until 10 minutes after defrost termination. After that, begin cycling the heat pump immediately or delay until the specified test conditions have been re-established. Pay attention to preventing defrosts after beginning the cycling process. For heat pumps that cycle off the indoor blower during a defrost cycle, make no effort here to restrict the air movement through the indoor coil while the fan is off. Resume the OFF/ON cycling while conducting a minimum of two complete compressor OFF/ON cycles before determining q_cyc and e_cyc.

3.8.1 Heating Mode Cyclic-Degradation Coefficient Calculation

Use the results from the required cyclic test and the required steady-state test that were conducted at the same test conditions to determine the heating mode cyclic-degradation coefficient C_D^h. Add “(k=2)” to the coefficient if it corresponds to a two-capacity unit cycling at high capacity. For the below calculation of the heating mode cyclic degradation coefficient, do not include the duct loss correction from section 7.3.3.3 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3) in determining Q̇_h^k(T_cyc) (or q_cyc). If the optional cyclic test is conducted but yields a tested C_D^h that exceeds the default C_D^h or if the optional test is not conducted, assign C_D^h the default value of 0.25. The default value for two-capacity units cycling at high capacity, however, is the low-capacity coefficient, i.e., C_D^h (k=2) = C_D^h. The tested C_D^h is calculated as follows:

Where:

the average coefficient of performance during the cyclic heating mode test, dimensionless.

the average coefficient of performance during the steady-state heating mode test conducted at the same test conditions - i.e., same outdoor dry bulb temperature, T_cyc, and speed/capacity, k, if applicable - as specified for the cyclic heating mode test, dimensionless.

the heating load factor, dimensionless.

T_cyc = the nominal outdoor temperature at which the cyclic heating mode test is conducted, 62 or 47 °F.

Δτ_cyc = the duration of the OFF/ON intervals; 0.5 hours when testing a heat pump having a single-speed or two-capacity compressor and 1.0 hour when testing a heat pump having a variable-speed compressor.

Round the calculated value for C_D^h to the nearest 0.01. If C_D^h is negative, then set it equal to zero.

Table 17 - Test Operating and Test Condition Tolerances for Cyclic Heating Mode Tests

	Test operating tolerance1	Test condition tolerance1
Indoor entering dry-bulb temperature,2 °F	2.0	0.5
Indoor entering wet-bulb temperature,2 °F	1.0
Outdoor entering dry-bulb temperature,2 °F	2.0	0.5
Outdoor entering wet-bulb temperature,2 °F	2.0	1.0
External resistance to air-flow,2 inches of water	0.05
Airflow nozzle pressure difference or velocity pressure,2% of reading	2.0	3 2.0
Electrical voltage,4% of reading	2.0	1.5

¹ See section 1.2 of this appendix, Definitions.

² Applies during the interval that air flows through the indoor (outdoor) coil except for the first 30 seconds after flow initiation. For units having a variable-speed indoor blower that ramps, the tolerances listed for the external resistance to airflow shall apply from 30 seconds after achieving full speed until ramp down begins.

³ The test condition must be the average nozzle pressure difference or velocity pressure measured during the steady-state test conducted at the same test conditions.

⁴ Applies during the interval that at least one of the following - the compressor, the outdoor fan, or, if applicable, the indoor blower - are operating, except for the first 30 seconds after compressor start-up.

3.9 Test Procedures for Frost Accumulation Heating Mode Tests (the H2, H2₂, H2_V, and H2₁ Tests).

a. Confirm that the defrost controls of the heat pump are set as specified in section 2.2.1 of this appendix. Operate the test room reconditioning apparatus and the heat pump for at least 30 minutes at the specified section 3.6 test conditions before starting the “preliminary” test period. The preliminary test period must immediately precede the “official” test period, which is the heating and defrost interval over which data are collected for evaluating average space heating capacity and average electrical power consumption.

b. For heat pumps containing defrost controls which are likely to cause defrosts at intervals less than one hour, the preliminary test period starts at the termination of an automatic defrost cycle and ends at the termination of the next occurring automatic defrost cycle. For heat pumps containing defrost controls which are likely to cause defrosts at intervals exceeding one hour, the preliminary test period must consist of a heating interval lasting at least one hour followed by a defrost cycle that is either manually or automatically initiated. In all cases, the heat pump's own controls must govern when a defrost cycle terminates.

c. The official test period begins when the preliminary test period ends, at defrost termination. The official test period ends at the termination of the next occurring automatic defrost cycle. When testing a heat pump that uses a time-adaptive defrost control system (see section 1.2 of this appendix, Definitions), however, manually initiate the defrost cycle that ends the official test period at the instant indicated by instructions provided by the manufacturer. If the heat pump has not undergone a defrost after 6 hours, immediately conclude the test and use the results from the full 6-hour period to calculate the average space heating capacity and average electrical power consumption.

For heat pumps that turn the indoor blower off during the defrost cycle, take steps to cease forced airflow through the indoor coil and block the outlet duct whenever the heat pump's controls cycle off the indoor blower. If it is installed, use the outlet damper box described in section 2.5.4.1 of this appendix to affect the blocked outlet duct.

d. Defrost termination occurs when the controls of the heat pump actuate the first change in converting from defrost operation to normal heating operation. Defrost initiation occurs when the controls of the heat pump first alter its normal heating operation in order to eliminate possible accumulations of frost on the outdoor coil.

e. To constitute a valid frost accumulation test, satisfy the test tolerances specified in Table 18 during both the preliminary and official test periods. As noted in Table 18, test operating tolerances are specified for two sub-intervals:

(1) When heating, except for the first 10 minutes after the termination of a defrost cycle (sub-interval H, as described in Table 18) and

(2) When defrosting, plus these same first 10 minutes after defrost termination (sub-interval D, as described in Table 18). Evaluate compliance with Table 18 test condition tolerances and the majority of the test operating tolerances using the averages from measurements recorded only during sub-interval H. Continuously record the dry bulb temperature of the air entering the indoor coil, and the dry bulb temperature and water vapor content of the air entering the outdoor coil. Sample the remaining parameters listed in Table 18 at equal intervals that span 5 minutes or less.

f. For the official test period, collect and use the following data to calculate average space heating capacity and electrical power. During heating and defrosting intervals when the controls of the heat pump have the indoor blower on, continuously record the dry-bulb temperature of the air entering (as noted above) and leaving the indoor coil. If using a thermopile, continuously record the difference between the leaving and entering dry-bulb temperatures during the interval(s) that air flows through the indoor coil. For coil-only system heat pumps, determine the corresponding cumulative time (in hours) of indoor coil airflow, Δτ_a. Sample measurements used in calculating the air volume rate (refer to sections 7.7.2.1 and 7.7.2.2 of ANSI/ASHRAE 37-2009) at equal intervals that span 10 minutes or less. (Note: In the first printing of ANSI/ASHRAE 37-2009, the second IP equation for Q_mi should read:) Record the electrical energy consumed, expressed in watt-hours, from defrost termination to defrost termination, e_DEF^k(35), as well as the corresponding elapsed time in hours, Δτ_FR.

Table 18 - Test Operating and Test Condition Tolerances for Frost Accumulation Heating Mode Tests

	Test operating tolerance1		Test condition tolerance1 Sub-interval H2
	Sub-interval H2	Sub-interval D3
Indoor entering dry-bulb temperature, °F	2.0	4 4.0	0.5
Indoor entering wet-bulb temperature, °F	1.0
Outdoor entering dry-bulb temperature, °F	2.0	10.0	1.0
Outdoor entering wet-bulb temperature, °F	1.5		0.5
External resistance to airflow, inches of water	0.05		5 0.02
Electrical voltage, % of reading	2.0		1.5

¹ See section 1.2 of this appendix, Definitions.

² Applies when the heat pump is in the heating mode, except for the first 10 minutes after termination of a defrost cycle.

³ Applies during a defrost cycle and during the first 10 minutes after the termination of a defrost cycle when the heat pump is operating in the heating mode.

⁴ For heat pumps that turn off the indoor blower during the defrost cycle, the noted tolerance only applies during the 10 minute interval that follows defrost termination.

⁵ Only applies when testing non-ducted heat pumps.

3.9.1 Average Space Heating Capacity and Electrical Power Calculations

a. Evaluate average space heating capacity, Q̇_h^k(35), when expressed in units of Btu per hour, using:

where,

V̇̅ = the average indoor air volume rate measured during sub-interval H, cfm.

C_p,a = 0.24 + 0.444 · W_n, the constant pressure specific heat of the air-water vapor mixture that flows through the indoor coil and is expressed on a dry air basis, Btu/lbm_da · °F.

v_n′ = specific volume of the air-water vapor mixture at the nozzle, ft³/lbm_mx.

W_n = humidity ratio of the air-water vapor mixture at the nozzle, lbm of water vapor per lbm of dry air.

Δτ_FR = τ₂ − τ₁, the elapsed time from defrost termination to defrost termination, hr.

T_al(τ) = dry bulb temperature of the air entering the indoor coil at elapsed time τ, °F; only recorded when indoor coil airflow occurs; assigned the value of zero during periods (if any) where the indoor blower cycles off.

T_a2(τ) = dry bulb temperature of the air leaving the indoor coil at elapsed time τ, °F; only recorded when indoor coil airflow occurs; assigned the value of zero during periods (if any) where the indoor blower cycles off.

τ₁ = the elapsed time when the defrost termination occurs that begins the official test period, hr.

τ₂ = the elapsed time when the next automatically occurring defrost termination occurs, thus ending the official test period, hr.

v_n = specific volume of the dry air portion of the mixture evaluated at the dry-bulb temperature, vapor content, and barometric pressure existing at the nozzle, ft³ per lbm of dry air.

To account for the effect of duct losses between the outlet of the indoor unit and the section 2.5.4 dry-bulb temperature grid, adjust Q̇_h^k(35) in accordance with section 7.3.4.3 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3).

b. Evaluate average electrical power, Ė_h^k(35), when expressed in units of watts, using:

For mobile home and space-constrained coil-only system heat pumps, increase Q̇_h^k(35) by

where V̇̅_s is the average measured indoor air volume rate expressed in units of cubic feet per minute of standard air (scfm).

For non-mobile home, non-space-constrained coil-only system heat pumps, increase Q̇_h^k(35) by

where V̇̅_s is the average measured indoor air volume rate expressed in units of cubic feet per minute of standard air (scfm).

c. For heat pumps having a constant-air-volume-rate indoor blower, the five additional steps listed below are required if the average of the external static pressures measured during sub-interval H exceeds the applicable section 3.1.4.4, 3.1.4.5, or 3.1.4.6 minimum (or targeted) external static pressure (ΔP_min) by 0.03 inches of water or more:

(1) Measure the average power consumption of the indoor blower motor (Ė_fan,1) and record the corresponding external static pressure (ΔP₁) during or immediately following the frost accumulation heating mode test. Make the measurement at a time when the heat pump is heating, except for the first 10 minutes after the termination of a defrost cycle.

(2) After the frost accumulation heating mode test is completed and while maintaining the same test conditions, adjust the exhaust fan of the airflow measuring apparatus until the external static pressure increases to approximately ΔP₁ + (ΔP₁ − ΔP_min).

(3) After re-establishing steady readings for the fan motor power and external static pressure, determine average values for the indoor blower power (Ė_fan,2) and the external static pressure (ΔP₂) by making measurements over a 5-minute interval.

(4) Approximate the average power consumption of the indoor blower motor had the frost accumulation heating mode test been conducted at ΔP_min using linear extrapolation:

(5) Decrease the total heating capacity, Q̇_h^k(35), by the quantity [(Ė_fan,1 − Ė_fan,min)· (Δτ_a/Δτ_FR], when expressed on a Btu/h basis. Decrease the total electrical power, E_h^k(35), by the same quantity, now expressed in watts.

3.9.2 Demand Defrost Credit

a. Assign the demand defrost credit, F_def, that is used in section 4.2 of this appendix to the value of 1 in all cases except for heat pumps having a demand-defrost control system (see section 1.2 of this appendix, Definitions). For such qualifying heat pumps, evaluate F_def using,

where:

Δτ_def = the time between defrost terminations (in hours) or 1.5, whichever is greater. Assign a value of 6 to Δτ_def if this limit is reached during a frost accumulation test and the heat pump has not completed a defrost cycle.

Δτ_max = maximum time between defrosts as allowed by the controls (in hours) or 12, whichever is less, as provided in the certification report.

b. For two-capacity heat pumps and for section 3.6.2 units, evaluate the above equation using the Δτ_def that applies based on the frost accumulation test conducted at high capacity and/or at the heating full-load air volume rate. For variable-speed heat pumps, evaluate Δτ_def based on the required frost accumulation test conducted at the intermediate compressor speed.

3.10 Test Procedures for Steady-State Low Temperature and Very Low Temperature Heating Mode Tests (the H3, H3₂, H3₁, H3₃, H4, H4₂, and H4₃ Tests)

Except for the modifications noted in this section, conduct the low temperature and very low temperature heating mode tests using the same approach as specified in section 3.7 of this appendix for the maximum and high temperature tests. After satisfying the section 3.7 requirements for the pretest interval but before beginning to collect data to determine the capacity and power input, conduct a defrost cycle. This defrost cycle may be manually or automatically initiated. Terminate the defrost sequence using the heat pump's defrost controls. Begin the 30-minute data collection interval described in section 3.7 of this appendix, from which the capacity and power input are determined, no sooner than 10 minutes after defrost termination. Defrosts should be prevented over the 30-minute data collection interval.

3.11 Additional Requirements for the Secondary Test Methods

3.11.1 If Using the Outdoor Air Enthalpy Method as the Secondary Test Method.

a. For all cooling mode and heating mode tests, first conduct a test without the outdoor air-side test apparatus described in section 2.10.1 of this appendix connected to the outdoor unit (“free outdoor air” test).

b. For the first section 3.2 steady-state cooling mode test and the first section 3.6 steady-state heating mode test, conduct a second test in which the outdoor-side apparatus is connected (“ducted outdoor air” test). No other cooling mode or heating mode tests require the ducted outdoor air test so long as the unit operates the outdoor fan during all cooling mode steady-state tests at the same speed and all heating mode steady-state tests at the same speed. If using more than one outdoor fan speed for the cooling mode steady-state tests, however, conduct the ducted outdoor air test for each cooling mode test where a different fan speed is first used. This same requirement applies for the heating mode tests.

3.11.1.1 Free Outdoor Air Test

a. For the free outdoor air test, connect the indoor air-side test apparatus to the indoor coil; do not connect the outdoor air-side test apparatus. Allow the test room reconditioning apparatus and the unit being tested to operate for at least one hour. After attaining equilibrium conditions, measure the following quantities at equal intervals that span 5 minutes or less:

(1) The section 2.10.1 evaporator and condenser temperatures or pressures;

(2) Parameters required according to the Indoor Air Enthalpy Method.

Continue these measurements until a 30-minute period (e.g., seven consecutive 5-minute samples) is obtained where the Table 9 or Table 16, whichever applies, test tolerances are satisfied.

b. For cases where a ducted outdoor air test is not required per section 3.11.1.b of this appendix, the free outdoor air test constitutes the “official” test for which validity is not based on comparison with a secondary test.

c. For cases where a ducted outdoor air test is required per section 3.11.1.b of this appendix, the following conditions must be met for the free outdoor air test to constitute a valid “official” test:

(1) The energy balance specified in section 3.1.1 of this appendix is achieved for the ducted outdoor air test (i.e., compare the capacities determined using the indoor air enthalpy method and the outdoor air enthalpy method).

(2) The capacities determined using the indoor air enthalpy method from the ducted outdoor air and free outdoor air tests must agree within 2 percent.

3.11.1.2 Ducted Outdoor Air Test

a. The test conditions and tolerances for the ducted outdoor air test are the same as specified for the official test, where the official test is the free outdoor air test described in section 3.11.1.1 of this appendix.

b. After collecting 30 minutes of steady-state data during the free outdoor air test, connect the outdoor air-side test apparatus to the unit for the ducted outdoor air test. Adjust the exhaust fan of the outdoor airflow measuring apparatus until averages for the evaporator and condenser temperatures, or the saturated temperatures corresponding to the measured pressures, agree within ±0.5 °F of the averages achieved during the free outdoor air test. Collect 30 minutes of steady-state data after re-establishing equilibrium conditions.

c. During the ducted outdoor air test, at intervals of 5 minutes or less, measure the parameters required according to the indoor air enthalpy method and the outdoor air enthalpy method for the prescribed 30 minutes.

d. For cooling mode ducted outdoor air tests, calculate capacity based on outdoor air-enthalpy measurements as specified in sections 7.3.3.2 and 7.3.3.3 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3). For heating mode ducted tests, calculate heating capacity based on outdoor air-enthalpy measurements as specified in sections 7.3.4.2 and 7.3.3.4.3 of the same ANSI/ASHRAE Standard. Adjust the outdoor-side capacity according to section 7.3.3.4 of ANSI/ASHRAE 37-2009 to account for line losses when testing split systems. As described in section 8.6.2 of ANSI/ASHRAE 37-2009, use the outdoor air volume rate as measured during the ducted outdoor air tests to calculate capacity for checking the agreement with the capacity calculated using the indoor air enthalpy method.

3.11.2 If Using the Compressor Calibration Method as the Secondary Test Method

a. Conduct separate calibration tests using a calorimeter to determine the refrigerant flow rate. Or for cases where the superheat of the refrigerant leaving the evaporator is less than 5 °F, use the calorimeter to measure total capacity rather than refrigerant flow rate. Conduct these calibration tests at the same test conditions as specified for the tests in this appendix. Operate the unit for at least one hour or until obtaining equilibrium conditions before collecting data that will be used in determining the average refrigerant flow rate or total capacity. Sample the data at equal intervals that span 5 minutes or less. Determine average flow rate or average capacity from data sampled over a 30-minute period where the Table 9 (cooling) or the Table 16 (heating) tolerances are satisfied. Otherwise, conduct the calibration tests according to sections 5, 6, 7, and 8 of ASHRAE 23.1-2010 (incorporated by reference, see § 430.3); sections 5, 6, 7, 8, 9, and 11 of ASHRAE 41.9-2011 (incorporated by reference, see § 430.3); and section 7.4 of ANSI/ASHRAE 37-2009 (incorporated by reference, see § 430.3).

b. Calculate space cooling and space heating capacities using the compressor calibration method measurements as specified in section 7.4.5 and 7.4.6 respectively, of ANSI/ASHRAE 37-2009.

3.11.3 If Using the Refrigerant-Enthalpy Method as the Secondary Test Method

Conduct this secondary method according to section 7.5 of ANSI/ASHRAE 37-2009. Calculate space cooling and heating capacities using the refrigerant-enthalpy method measurements as specified in sections 7.5.4 and 7.5.5, respectively, of the same ANSI/ASHRAE Standard.

3.12 Rounding of Space Conditioning Capacities for Reporting Purposes

a. When reporting rated capacities, round them off as specified in § 430.23 (for a single unit) and in 10 CFR 429.16 (for a sample).

b. For the capacities used to perform the calculations in section 4 of this appendix, however, round only to the nearest integer.

3.13 Laboratory Testing To Determine Off Mode Average Power Ratings

Voltage tolerances: As a percentage of reading, test operating tolerance must be 2.0 percent and test condition tolerance must be 1.5 percent (see section 1.2 of this appendix for definitions of these tolerances).

Conduct one of the following tests: If the central air conditioner or heat pump lacks a compressor crankcase heater, perform the test in section 3.13.1 of this appendix; if the central air conditioner or heat pump has a compressor crankcase heater that lacks controls and is not self-regulating, perform the test in section 3.13.1 of this appendix; if the central air conditioner or heat pump has a crankcase heater with a fixed power input controlled with a thermostat that measures ambient temperature and whose sensing element temperature is not affected by the heater, perform the test in section 3.13.1 of this appendix; if the central air conditioner or heat pump has a compressor crankcase heater equipped with self-regulating control or with controls for which the sensing element temperature is affected by the heater, perform the test in section 3.13.2 of this appendix.

3.13.1 This Test Determines the Off Mode Average Power Rating for Central Air Conditioners and Heat Pumps That Lack a Compressor Crankcase Heater, or Have a Compressor Crankcase Heating System That Can Be Tested Without Control of Ambient Temperature During the Test. This Test Has No Ambient Condition Requirements

a. Test Sample Set-up and Power Measurement: For coil-only systems, provide a furnace or modular blower that is compatible with the system to serve as an interface with the thermostat (if used for the test) and to provide low-voltage control circuit power. Make all control circuit connections between the furnace (or modular blower) and the outdoor unit as specified by the manufacturer's installation instructions. Measure power supplied to both the furnace (or modular blower) and power supplied to the outdoor unit. Alternatively, provide a compatible transformer to supply low-voltage control circuit power, as described in section 2.2.d of this appendix. Measure transformer power, either supplied to the primary winding or supplied by the secondary winding of the transformer, and power supplied to the outdoor unit. For blower coil and single-package systems, make all control circuit connections between components as specified by the manufacturer's installation instructions, and provide power and measure power supplied to all system components.

b. Configure Controls: Configure the controls of the central air conditioner or heat pump so that it operates as if connected to a building thermostat that is set to the OFF position. Use a compatible building thermostat if necessary to achieve this configuration. For a thermostat-controlled crankcase heater with a fixed power input, bypass the crankcase heater thermostat if necessary to energize the heater.

c. Measure P2_x: If the unit has a crankcase heater time delay, make sure that time-delay function is disabled or wait until delay time has passed. Determine the average power from non-zero value data measured over a 5-minute interval of the non-operating central air conditioner or heat pump and designate the average power as P2_x, the heating season total off mode power.

d. Measure P_x for coil-only split systems and for blower coil split systems for which a furnace or a modular blower is the designated air mover: Disconnect all low-voltage wiring for the outdoor components and outdoor controls from the low-voltage transformer. Determine the average power from non-zero value data measured over a 5-minute interval of the power supplied to the (remaining) low-voltage components of the central air conditioner or heat pump, or low-voltage power, P_x. This power measurement does not include line power supplied to the outdoor unit. It is the line power supplied to the air mover, or, if a compatible transformer is used instead of an air mover, it is the line power supplied to the transformer primary coil. If a compatible transformer is used instead of an air mover and power output of the low-voltage secondary circuit is measured, P_x is zero.

e. Calculate P2: Set the number of compressors equal to the unit's number of single-stage compressors plus 1.75 times the unit's number of compressors that are not single-stage.

For single-package systems and blower coil split systems for which the designated air mover is not a furnace or modular blower, divide the heating season total off mode power (P2_x) by the number of compressors to calculate P2, the heating season per-compressor off mode power. Round P2 to the nearest watt. The expression for calculating P2 is as follows:

For coil-only split systems and blower coil split systems for which a furnace or a modular blower is the designated air mover, subtract the low-voltage power (P_x) from the heating season total off mode power (P_x) and divide by the number of compressors to calculate P2, the heating season per-compressor off mode power. Round P2 to the nearest watt. The expression for calculating P2 is as follows:

f. Shoulder-season per-compressor off mode power, P1: If the system does not have a crankcase heater, has a crankcase heater without controls that is not self-regulating, or has a value for the crankcase heater turn-on temperature (as certified to DOE) that is higher than 71 °F, P1 is equal to P2.

Otherwise, de-energize the crankcase heater (by removing the thermostat bypass or otherwise disconnecting only the power supply to the crankcase heater) and repeat the measurement as described in section 3.13.1.c of this appendix. Designate the measured average power as P1_x, the shoulder season total off mode power.

Determine the number of compressors as described in section 3.13.1.e of this appendix.

For single-package systems and blower coil systems for which the designated air mover is not a furnace or modular blower, divide the shoulder season total off mode power (P1_x) by the number of compressors to calculate P1, the shoulder season per-compressor off mode power. Round P1 to the nearest watt. The expression for calculating P1 is as follows:

For coil-only split systems and blower coil split systems for which a furnace or a modular blower is the designated air mover, subtract the low-voltage power (P_x) from the shoulder season total off mode power (P1_x) and divide by the number of compressors to calculate P1, the shoulder season per-compressor off mode power. Round P1 to the nearest watt. The expression for calculating P1 is as follows:

3.13.2 This Test Determines the Off Mode Average Power Rating for Central Air Conditioners and Heat Pumps for Which Ambient Temperature Can Affect the Measurement of Crankcase Heater Power

a. Test Sample Set-up and Power Measurement: set up the test and measurement as described in section 3.13.1.a of this appendix.

b. Configure Controls: Position a temperature sensor to measure the outdoor dry-bulb temperature in the air between 2 and 6 inches from the crankcase heater control temperature sensor or, if no such temperature sensor exists, position it in the air between 2 and 6 inches from the crankcase heater. Utilize the temperature measurements from this sensor for this portion of the test procedure. Configure the controls of the central air conditioner or heat pump so that it operates as if connected to a building thermostat that is set to the OFF position. Use a compatible building thermostat if necessary to achieve this configuration.

Conduct the test after completion of the B, B₁, or B₂ test. Alternatively, start the test when the outdoor dry-bulb temperature is at 82 °F and the temperature of the compressor shell (or temperature of each compressor's shell if there is more than one compressor) is at least 81 °F. Then adjust the outdoor temperature and achieve an outdoor dry-bulb temperature of 72 °F. If the unit's compressor has no sound blanket, wait at least 4 hours after the outdoor temperature reaches 72 °F. Otherwise, wait at least 8 hours after the outdoor temperature reaches 72 °F. Maintain this temperature within ±2 °F while the compressor temperature equilibrates and while making the power measurement, as described in section 3.13.2.c of this appendix.

c. Measure P1_x: If the unit has a crankcase heater time delay, make sure that time-delay function is disabled or wait until delay time has passed. Determine the average power from non-zero value data measured over a 5-minute interval of the non-operating central air conditioner or heat pump and designate the average power as P1_x, the shoulder season total off mode power. For units with crankcase heaters which operate during this part of the test and whose controls cycle or vary crankcase heater power over time, the test period shall consist of three complete crankcase heater cycles or 18 hours, whichever comes first. Designate the average power over the test period as P1_x, the shoulder season total off mode power.

d. Reduce outdoor temperature: Approach the target outdoor dry-bulb temperature by adjusting the outdoor temperature. This target temperature is five degrees Fahrenheit less than the temperature certified by the manufacturer as the temperature at which the crankcase heater turns on. If the unit's compressor has no sound blanket, wait at least 4 hours after the outdoor temperature reaches the target temperature. Otherwise, wait at least 8 hours after the outdoor temperature reaches the target temperature. Maintain the target temperature within ±2 °F while the compressor temperature equilibrates and while making the power measurement, as described in section 3.13.2.e of this appendix.

e. Measure P2_x: If the unit has a crankcase heater time delay, make sure that time-delay function is disabled or wait until delay time has passed. Determine the average non-zero power of the non-operating central air conditioner or heat pump over a 5-minute interval and designate it as P2_x, the heating season total off mode power. For units with crankcase heaters whose controls cycle or vary crankcase heater power over time, the test period shall consist of three complete crankcase heater cycles or 18 hours, whichever comes first. Designate the average power over the test period as P2_x, the heating season total off mode power.

f. Measure P_x for coil-only split systems and for blower coil split systems for which a furnace or modular blower is the designated air mover: Disconnect all low-voltage wiring for the outdoor components and outdoor controls from the low-voltage transformer. Determine the average power from non-zero value data measured over a 5-minute interval of the power supplied to the (remaining) low-voltage components of the central air conditioner or heat pump, or low-voltage power, P_x. This power measurement does not include line power supplied to the outdoor unit. It is the line power supplied to the air mover_, or, if a compatible transformer is used instead of an air mover, it is the line power supplied to the transformer primary coil. If a compatible transformer is used instead of an air mover and power output of the low-voltage secondary circuit is measured, P_x is zero.

g. Calculate P1:

Set the number of compressors equal to the unit's number of single-stage compressors plus 1.75 times the unit's number of compressors that are not single-stage.

For single-package systems and blower coil split systems for which the air mover is not a furnace or modular blower, divide the shoulder season total off mode power (P1_x) by the number of compressors to calculate P1, the shoulder season per-compressor off mode power. Round to the nearest watt. The expression for calculating P1 is as follows:

For coil-only split systems and blower coil split systems for which a furnace or a modular blower is the designated air mover, subtract the low-voltage power (P_x) from the shoulder season total off mode power (P1_x) and divide by the number of compressors to calculate P1, the shoulder season per-compressor off mode power. Round to the nearest watt. The expression for calculating P1 is as follows:

h. Calculate P2:

Determine the number of compressors as described in section 3.13.2.g of this appendix.

For, single-package systems and blower coil split systems for which the air mover is not a furnace, divide the heating season total off mode power (P2_x) by the number of compressors to calculate P2, the heating season per-compressor off mode power. Round to the nearest watt. The expression for calculating P2 is as follows:

For coil-only split systems and blower coil split systems for which a furnace or a modular blower is the designated air mover, subtract the low-voltage power (P_x) from the heating season total off mode power (P2_x) and divide by the number of compressors to calculate P2, the heating season per-compressor off mode power. Round to the nearest watt. The expression for calculating P2 is as follows:

4 Calculations of Seasonal Performance Descriptors

4.1 Seasonal Energy Efficiency Ratio (SEER2) Calculations

Calculate SEER2 as follows: For equipment covered under sections 4.1.2, 4.1.3, and 4.1.4 of this appendix, evaluate the seasonal energy efficiency ratio,

where,

T_j = the outdoor bin temperature, °F. Outdoor temperatures are grouped or “binned.” Use bins of 5 °F with the 8 cooling season bin temperatures being 67, 72, 77, 82, 87, 92, 97, and 102 °F.

j = the bin number. For cooling season calculations, j ranges from 1 to 8.

Additionally, for sections 4.1.2, 4.1.3, and 4.1.4 of this appendix, use a building cooling load, BL(T_j). When referenced, evaluate BL(T_j) for cooling using,

where:

Q̇_c^k=2(95) = the space cooling capacity determined from the A₂ test and calculated as specified in section 3.3 of this appendix, Btu/h.

1.1 = sizing factor, dimensionless.

The temperatures 95 °F and 65 °F in the building load equation represent the selected outdoor design temperature and the zero-load base temperature, respectively.

V is a factor equal to 0.93 for variable-speed heat pumps and otherwise equal to 1.0.

4.1.1 SEER2 Calculations for a Blower Coil System Having a Single-Speed Compressor and Either a Fixed-Speed Indoor Blower or a Constant-Air-Volume-Rate Indoor Blower, or a Single-Speed Coil-Only System Air Conditioner or Heat Pump

a. Evaluate the seasonal energy efficiency ratio, expressed in units of Btu/watt-hour, using:

SEER2 = PLF(0.5) * EER_B

where:

PLF(0.5) = 1 − 0.5 · C_D^c, the part-load performance factor evaluated at a cooling load factor of 0.5, dimensionless.

b. Refer to section 3.3 of this appendix regarding the definition and calculation of Q̇_c(82) and Ė_c(82). Evaluate the cooling mode cyclic degradation factor C_D^c as specified in section 3.5.3 of this appendix.

4.1.2 SEER2 Calculations for an Air Conditioner or Heat Pump Having a Single-Speed Compressor and a Variable-Speed Variable-Air-Volume-Rate Indoor Blower

4.1.2.1 Units Covered by Section 3.2.2.1 of This Appendix Where Indoor Blower Capacity Modulation Correlates With the Outdoor Dry Bulb Temperature

The manufacturer must provide information on how the indoor air volume rate or the indoor blower speed varies over the outdoor temperature range of 67 °F to 102 °F. Calculate SEER2 using Equation 4.1-1. Evaluate the quantity q_c(T_j)/N in Equation 4.1-1 using,

where:

Q̇_c(T_j) = the space cooling capacity of the test unit when operating at outdoor temperature, T_j, Btu/h.

n_j/N = fractional bin hours for the cooling season; the ratio of the number of hours during the cooling season when the outdoor temperature fell within the range represented by bin temperature T_j to the total number of hours in the cooling season, dimensionless.

a. For the space cooling season, assign n_j/N as specified in Table 19. Use Equation 4.1-2 to calculate the building load, BL(T_j). Evaluate Q̇_c(T_j) using,

where:

the space cooling capacity of the test unit at outdoor temperature T_j if operated at the cooling minimum air volume rate, Btu/h.

the space cooling capacity of the test unit at outdoor temperature T_j if operated at the Cooling full-load air volume rate, Btu/h.

b. For units where indoor blower speed is the primary control variable, FP_c^k=1 denotes the fan speed used during the required A₁ and B₁ tests (see section 3.2.2.1 of this appendix), FP_c^k=2 denotes the fan speed used during the required A₂ and B₂ tests, and FP_c(T_j) denotes the fan speed used by the unit when the outdoor temperature equals T_j. For units where indoor air volume rate is the primary control variable, the three FP_c's are similarly defined only now being expressed in terms of air volume rates rather than fan speeds. Refer to sections 3.2.2.1, 3.1.4 to 3.1.4.2, and 3.3 of this appendix regarding the definitions and calculations of Q̇_c^k=1(82), Q̇_c^k=1(95),Q̇_c^k=2(82), and Q̇_c^k=2(95).

Calculate e_c(T_j)/N in Equation 4.1-1 using, Equation 4.1.2-3

where:

PLF_j = 1 − C_D^c · [1 − X(T_j)], the part load factor, dimensionless.

Ė_c(T_j) = the electrical power consumption of the test unit when operating at outdoor temperature T_j, W.

c. The quantities X(T_j) and n_j/N are the same quantities as used in Equation 4.1.2-1. Evaluate the cooling mode cyclic degradation factor C_D^c as specified in section 3.5.3 of this appendix.

d. Evaluate Ė_c(T_j) using,

the electrical power consumption of the test unit at outdoor temperature T_j if operated at the cooling minimum air volume rate, W.

e. The parameters FP_c^k=1, and FP_c^k=2, and FP_c(T_j) are the same quantities that are used when evaluating Equation 4.1.2-2. Refer to sections 3.2.2.1, 3.1.4 to 3.1.4.2, and 3.3 of this appendix regarding the definitions and calculations of Ė_c^k=1(82), Ė_c^k=1(95), Ė_c^k=2(82), and Ė_c^k=2(95).

4.1.2.2 Units Covered by Section 3.2.2.2 of This Appendix Where Indoor Blower Capacity Modulation is Used to Adjust the Sensible to Total Cooling Capacity Ratio

Calculate SEER2 as specified in section 4.1.1 of this appendix.

4.1.3 SEER2 Calculations for an Air Conditioner or Heat Pump Having a Two-Capacity Compressor

Calculate SEER2 using Equation 4.1-1. Evaluate the space cooling capacity, Q̇_c^k=1 (T_j), and electrical power consumption, Ė_c^k=1 (T_j), of the test unit when operating at low compressor capacity and outdoor temperature T_j using,

where Q̇_c^k=1 (82) and Ė_c^k=1 (82) are determined from the B₁ test, Q̇_c^k=1 (67) and Ė_c^k=1 (67) are determined from the F₁ test, and all four quantities are calculated as specified in section 3.3 of this appendix. Evaluate the space cooling capacity, Q̇_c^k=2 (T_j), and electrical power consumption, Ė_c^k=2 (T_j), of the test unit when operating at high compressor capacity and outdoor temperature T_j using,

where Q̇_c^k=2(95) and Ė_c^k=2(95) are determined from the A₂ test, Q̇_c^k=2(82), and Ė_c^k=2(82), are determined from the B₂ test, and all are calculated as specified in section 3.3 of this appendix.

The calculation of Equation 4.1-1 quantities q_c(T_j)/N and e_c(T_j)/N differs depending on whether the test unit would operate at low capacity (section 4.1.3.1 of this appendix), cycle between low and high capacity (section 4.1.3.2 of this appendix), or operate at high capacity (sections 4.1.3.3 and 4.1.3.4 of this appendix) in responding to the building load. For units that lock out low capacity operation at higher outdoor temperatures, the outdoor temperature at which the unit locks out must be that specified by the manufacturer in the certification report so that the appropriate equations are used. Use Equation 4.1-2 to calculate the building load, BL(T_j), for each temperature bin.

4.1.3.1 Steady-state Space Cooling Capacity at Low Compressor Capacity Is Greater Than or Equal to the Building Cooling Load at Temperature T_j, Q̇_c^k=1(T_j) ≥BL(T_j)

Where:

X^k=1(T_j) = BL(T_j)/Q̇_c^k=1(T_j), the cooling mode low capacity load factor for temperature bin j, dimensionless.

PLF_j = 1 − C_D^c · [1 − X^k=1(T_j)], the part load factor, dimensionless.

n_j/N = fractional bin hours for the cooling season; the ratio of the number of hours during the cooling season when the outdoor temperature fell within the range represented by bin temperature T_j to the total number of hours in the cooling season, dimensionless.

Obtain the fractional bin hours for the cooling season, n_j/N, from Table 19. Use Equations 4.1.3-1 and 4.1.3-2, respectively, to evaluate Q̇_c^k=1(T_j) and Ė_c^k=1(T_j). Evaluate the cooling mode cyclic degradation factor C_D^c as specified in section 3.5.3 of this appendix.

Table 19 - Distribution of Fractional Hours Within Cooling Season Temperature Bins

Bin number, j	Bin temperature range °F	Representative temperature for bin °F	Fraction of total temperature bin hours, nj/N
1	65-69	67	0.214
2	70-74	72	0.231
3	75-79	77	0.216
4	80-84	82	0.161
5	85-89	87	0.104
6	90-94	92	0.052
7	95-99	97	0.018
8	100-104	102	0.004

4.1.3.2 Unit Alternates Between High (k=2) and Low (k=1) Compressor Capacity to Satisfy the Building Cooling Load at Temperature T_j, Q̇_c^k=1(T_j) < BL(T_j) < Q̇_c^k=2(T_j)

Where:

X^k=2(T_j) = 1 − X^k=1(T_j), the cooling mode, high capacity load factor for temperature bin j, dimensionless.

Obtain the fractional bin hours for the cooling season, n_j/N, from Table 19. Use Equations 4.1.3-1 and 4.1.3-2, respectively, to evaluate Q̇_c^k=1(T_j) and Ė_c^k=1(T_j). Use Equations 4.1.3-3 and 4.1.3-4, respectively, to evaluate Q̇_c^k=2(T_j) and Ė_c^k=2(T_j).

4.1.3.3 Unit Only Operates at High (k=2) Compressor Capacity at Temperature T_j and Its Capacity Is Greater Than the Building Cooling Load, BL(T_j) <Q̇_c^k=2(T_j). This section applies to units that lock out low compressor capacity operation at higher outdoor temperatures.

Where,

X^k=2(T_j) = BL(T_j)/Q̇_c^k=2(T_j), the cooling mode high capacity load factor for temperature bin j, dimensionless.

PLF_j = 1−C_D^c(k = 2) * [1−X^k=2(T_j)], the part load factor, dimensionless.

Obtain the fractional bin hours for the cooling season, n_j/N, from Table 19. Use Equations 4.1.3-3 and 4.1.3-4, respectively, to evaluate Q̇_c^k=2 (T_j) and Ė_c^k=2 (T_j). If the C₂ and D₂ tests described in section 3.2.3 and Table 7 of this appendix are not conducted, set C_D^c (k=2) equal to the default value specified in section 3.5.3 of this appendix.

4.1.3.4 Unit Must Operate Continuously at High (k=2) Compressor Capacity at Temperature T_j, BL(T_j) ≥Q̇_c^k=2(T_j)

Obtain the fractional bin hours for the cooling season, n_j/N, from Table 19. Use Equations 4.1.3-3 and 4.1.3-4, respectively, to evaluate Q̇_c^k=2(T_j) and Ė_c^k=2(T_j).

4.1.4 SEER2 Calculations for an Air Conditioner or Heat Pump Having a Variable-Speed Compressor

Calculate SEER2 using Equation 4.1-1. Evaluate the space cooling capacity, Q̇_c^k=1(T_j), and electrical power consumption, Ė_c^k=1(T_j), of the test unit when operating at minimum compressor speed and outdoor temperature T_j. Use,

where Q̇_c^k=1(82) and Ė_c^k=1(82) are determined from the B₁ test, Q̇_c^k=1(67) and Ė_c^k=1(67) are determined from the F1 test, and all four quantities are calculated as specified in section 3.3 of this appendix. Evaluate the space cooling capacity, Q̇_c^k=2(T_j), and electrical power consumption, Ė_c^k=2(T_j), of the test unit when operating at full compressor speed and outdoor temperature T_j. Use Equations 4.1.3-3 and 4.1.3-4, respectively, where Q̇_c^k=2(95) and Ė_c^k=2(95) are determined from the A₂ test, Q̇_c^k=2(82) and Ė_c^k=2(82) are determined from the B₂ test, and all four quantities are calculated as specified in section 3.3 of this appendix. Calculate the space cooling capacity, Q̇_c^k=v(T_j), and electrical power consumption, Ė_c^k=v(T_j), of the test unit when operating at outdoor temperature T_j and the intermediate compressor speed used during the section 3.2.4 (and Table 8) E_V test of this appendix using,

where Q̇_c^k=v(87) and Ė_c^k=v(87) are determined from the E_V test and calculated as specified in section 3.3 of this appendix. Approximate the slopes of the k=v intermediate speed cooling capacity and electrical power input curves, M_Q and M_E, as follows:

Use Equations 4.1.4-1 and 4.1.4-2, respectively, to calculate Q̇_c^k=1(87) and Ė_c^k=1(87).

4.1.4.1 Steady-state space cooling capacity when operating at minimum compressor speed is greater than or equal to the building cooling load at temperature T_j, Q̇_c^k=1(T_j) ≥BL(T_j).

Where:

X^k=1(T_j) = BL(T_j)/Q̇_c^k=1(T_j), the cooling mode minimum speed load factor for temperature bin j, dimensionless.

PLF_j = 1 − C_D^c · [1 − X^k=1(T_j)], the part load factor, dimensionless.

n_j/N = fractional bin hours for the cooling season; the ratio of the number of hours during the cooling season when the outdoor temperature fell within the range represented by bin temperature T_j to the total number of hours in the cooling season, dimensionless.

Obtain the fractional bin hours for the cooling season, n_j/N, from Table 19. Use Equations 4.1.3-1 and 4.1.3-2, respectively, to evaluate Q̇_c^k=l (T_j) and Ė_c^k=l (T_j). Evaluate the cooling mode cyclic degradation factor C_D^c as specified in section 3.5.3 of this appendix.

4.1.4.2 Unit operates at an intermediate compressor speed (k=i) in order to match the building cooling load at temperature T_j, Q̇_c^k=1(T_j) <BL(T_j) <Q̇_c^k=2(T_j).

Where:

Q̇_c^k=i(T_j) = BL(T_j), the space cooling capacity delivered by the unit in matching the building load at temperature T_j, Btu/h. The matching occurs with the unit operating at compressor speed k = i.

EER^k=i(T_j) = the steady-state energy efficiency ratio of the test unit when operating at a compressor speed of k = i and temperature T_j, Btu/h per W.

Obtain the fractional bin hours for the cooling season, n_j/N, from Table 19 of this section. For each temperature bin where the unit operates at an intermediate compressor speed, determine the energy efficiency ratio EER^k=i(T_j) using the following equations,

For each temperature bin where Q̇_c^k=1(T_j) <BL(T_j) <Q̇_c^k=v(T_j),

For each temperature bin where Q̇_c^k=v(T_j) ≤BL(T_j) <Q̇_c^k=2(T_j),

Where:

EER^k=1(T_j) is the steady-state energy efficiency ratio of the test unit when operating at minimum compressor speed and temperature Tj, Btu/h per W, calculated using capacity Q̇_c^k=1(T_j) calculated using Equation 4.1.4-1 and electrical power consumption Ė_c^k=1(T_j) calculated using Equation 4.1.4-2;

EER^k=v(T_j) is the steady-state energy efficiency ratio of the test unit when operating at intermediate compressor speed and temperature Tj, Btu/h per W, calculated using capacity Q̇_c^k=v(T_j) calculated using Equation 4.1.4-3 and electrical power consumption Ė_c^k=v(T_j) calculated using Equation 4.1.4-4;

EER^k=2(T_j) is the steady-state energy efficiency ratio of the test unit when operating at full compressor speed and temperature Tj, Btu/h per W, calculated using capacity Q̇_c^k=2(T_j) and electrical power consumption Ė_c^k=2(T_j), both calculated as described in section 4.1.4; and

BL(T_j) is the building cooling load at temperature T_j, Btu/h.

4.1.4.3 Unit must operate continuously at full (k=2) compressor speed at temperature Tj, BL(T_j) ≥ Q̇_c^k=2(T_j). Evaluate the Equation 4.1-1 quantities

as specified in section 4.1.3.4 of this appendix with the understanding that Q̇_c^k=2(T_j) and Ė_c^k=2(T_j) correspond to full compressor speed operation and are derived from the results of the tests specified in section 3.2.4 of this appendix.

4.1.5 SEER2 Calculations for an Air Conditioner or Heat Pump Having a Single Indoor Unit With Multiple Indoor Blowers

Calculate SEER2 using Eq. 4.1-1, where q_c(Tj)/N and e_c(Tj)/N are evaluated as specified in the applicable subsection.

4.1.5.1 For Multiple Indoor Blower Systems That Are Connected to a Single, Single-Speed Outdoor Unit

a. Calculate the space cooling capacity, Q̇_c^k=1(T_j), and electrical power consumption, Ė_c^k=1(T_j), of the test unit when operating at the cooling minimum air volume rate and outdoor temperature T_j using the equations given in section 4.1.2.1 of this appendix. Calculate the space cooling capacity, Q̇_c^k=2(T_j), and electrical power consumption, Ė_c^k=2(T_j), of the test unit when operating at the cooling full-load air volume rate and outdoor temperature T_j using the equations given in section 4.1.2.1 of this appendix. In evaluating the section 4.1.2.1 equations, determine the quantities Q̇_c^k=1(82) and Ė_c^k=1(82) from the B1 test, Q̇_c^k=1(95) and Ė_c^k=1(95) from the Al test, Q̇_c^k=2(82) and Ė_c^k=2(82) from the B2 test, and Q̇_c^k=2(95) and Ė_c^k=2(95) from the A₂ test. Evaluate all eight quantities as specified in section 3.3. Refer to section 3.2.2.1 and Table 6 for additional information on the four referenced laboratory tests.

b. Determine the cooling mode cyclic degradation coefficient, C_D^c, as per sections 3.2.2.1 and 3.5 to 3.5.3 of this appendix. Assign this same value to C_D^c(K=2).

c. Except for using the above values of Q̇_c^k=1(T_j), Ė_c^k=1(T_j), Ė_c^k=2(T_j), Q̇_c^k=2(T_j), C_D^c, and C_D^c (K=2), calculate the quantities q_c(T_j)/N and e_c(T_j)/N as specified in section 4.1.3.1 of this appendix for cases where Q̇_c^k=1(T_j) ≥ BL(T_j). For all other outdoor bin temperatures, T_j, calculate q_c(Tj)/N and e_c(Tj)/N as specified in section 4.1.3.3 of this appendix if Q̇_c^k=2(T_j) > BL (T_j) or as specified in section 4.1.3.4 of this appendix if Q̇_c^k=2(T_j) ≤ BL(T_j).

4.1.5.2 For Multiple Indoor Blower Systems That Are Connected to Either a Lone Outdoor Unit Having a Two-Capacity Compressor or Two Separate But Identical Model Single-Speed Outdoor Units. Calculate the Quantities q_c(Tj)/N and e_c(Tj)/N as Specified in Section 4.1.3 of This Appendix

4.2 Heating Seasonal Performance Factor 2 (HSPF2) Calculations

Unless an approved alternative efficiency determination method is used, as set forth in 10 CFR 429.70(e). Calculate HSPF2 as follows: Six generalized climatic regions are depicted in Figure 1 and otherwise defined in Table 20. For each of these regions and for each applicable standardized design heating requirement, evaluate the heating seasonal performance factor using,

Where:

e_h(T_j)/N = The ratio of the electrical energy consumed by the heat pump during periods of the heating season when the outdoor temperature fell within the range represented by bin temperature T_j to the total number of hours in the heating season (N), W. For heat pumps having a heat comfort controller, this ratio may also include electrical energy used by resistive elements to maintain a minimum air delivery temperature (see 4.2.5).

RH(T_j)/N = The ratio of the electrical energy used for resistive space heating during periods when the outdoor temperature fell within the range represented by bin temperature T_j to the total number of hours in the heating season (N), W. Except as noted in section 4.2.5 of this appendix, resistive space heating is modeled as being used to meet that portion of the building load that the heat pump does not meet because of insufficient capacity or because the heat pump automatically turns off at the lowest outdoor temperatures. For heat pumps having a heat comfort controller, all or part of the electrical energy used by resistive heaters at a particular bin temperature may be reflected in e_h(T_j)/N (see section 4.2.5 of this appendix).

T_j = the outdoor bin temperature, °F. Outdoor temperatures are “binned” such that calculations are only performed based one temperature within the bin. Bins of 5 °F are used.

n_j/N = Fractional bin hours for the heating season; the ratio of the number of hours during the heating season when the outdoor temperature fell within the range represented by bin temperature T_j to the total number of hours in the heating season, dimensionless. Obtain n_j/N values from Table 20.

j = the bin number, dimensionless.

J = for each generalized climatic region, the total number of temperature bins, dimensionless. Referring to Table 20, J is the highest bin number (j) having a nonzero entry for the fractional bin hours for the generalized climatic region of interest.

F_def = the demand defrost credit described in section 3.9.2 of this appendix, dimensionless.

BL(T_j) = the building space conditioning load corresponding to an outdoor temperature of T_j; the heating season building load also depends on the generalized climatic region's outdoor design temperature and the design heating requirement, Btu/h.

Table 20 - Generalized Climatic Region Information

Region Number	I	II	III	IV	V	* VI
Heating Load Hours, HLH	493	857	1247	1701	2202	1842
Outdoor Design Temperature, TOD	37	27	17	5	−10	30
Heating Load Line Equation Slope Factor, C	1.10	1.06	1.30	1.15	1.16	1.11
Variable-speed Slope Factor, CVS	1.03	0.99	1.21	1.07	1.08	1.03
Zero-Load Temperature, Tzl	58	57	56	55	55	57
j Tj ( °F)	Fractional Bin Hours, nj/N
1 62	0	0	0	0	0	0
2 57	.239	0	0	0	0	0
3 52	.194	.163	.138	.103	.086	.215
4 47	.129	.143	.137	.093	.076	.204
5 42	.081	.112	.135	.100	.078	.141
6 37	.041	.088	.118	.109	.087	.076
7 32	.019	.056	.092	.126	.102	.034
8 27	.005	.024	.047	.087	.094	.008
9 22	.001	.008	.021	.055	.074	.003
10 17	0	.002	.009	.036	.055	0
11 12	0	0	.005	.026	.047	0
12 7	0	0	.002	.013	.038	0
13 2	0	0	.001	.006	.029	0
14 −3	0	0	0	.002	.018	0
15 −8	0	0	0	.001	.010	0
16 −13	0	0	0	0	.005	0
17 −18	0	0	0	0	.002	0
18 −23	0	0	0	0	.001	0

* Pacific Coast Region.

Evaluate the building heating load using

where,

T_j = the outdoor bin temperature, °F

T_zl = the zero-load temperature, °F, which varies by climate region according to Table 20

C = the slope (adjustment) factor, which varies by climate region according to Table 20

Q ̇_c(95°F) = the cooling capacity at 95 °F determined from the A or A₂ test,Btu/h

For heating-only heat pump units, replace Q̇_c(95°F) in Equation 4.2-2 with Q̇_h(47°F)

Q ̇_h(47°F)= the heating capacity at 47 °F determined from the H, H1₂ or H1_N test, Btu/h.

a. For all heat pumps, HSPF2 accounts for the heating delivered and the energy consumed by auxiliary resistive elements when operating below the balance point. This condition occurs when the building load exceeds the space heating capacity of the heat pump condenser. For HSPF2 calculations for all heat pumps, see either section 4.2.1, 4.2.2, 4.2.3, or 4.2.4 of this appendix, whichever applies.

b. For heat pumps with heat comfort controllers (see section 1.2 of this appendix, Definitions), HSPF2 also accounts for resistive heating contributed when operating above the heat-pump-plus-comfort-controller balance point as a result of maintaining a minimum supply temperature. For heat pumps having a heat comfort controller, see section 4.2.5 of this appendix for the additional steps required for calculating the HSPF2.

4.2.1 Additional Steps for Calculating the HSPF2 of a Blower Coil System Heat Pump Having a Single-Speed Compressor and Either a Fixed-Speed Indoor Blower or a Constant-Air-Volume-Rate Indoor Blower, or a Single-Speed Coil-Only System Heat Pump

Where:

whichever is less; the heating mode load factor for temperature bin j, dimensionless.

Q̇_h(T_j) = the space heating capacity of the heat pump when operating at outdoor temperature T_j, Btu/h.

Ė_h(T_j) = the electrical power consumption of the heat pump when operating at outdoor temperature T_j, W.

δ(T_j) = the heat pump low temperature cut-out factor, dimensionless.

PLF_j = 1 − Ċ_D^h · [1 −X(T_j)] the part load factor, dimensionless.

Use Equation 4.2-2 to determine BL(T_j). Obtain fractional bin hours for the heating season, n_j/N, from Table 20. Evaluate the heating mode cyclic degradation factor C_D^h as specified in section 3.8.1 of this appendix.

Determine the low temperature cut-out factor using

Where:

T_off = the outdoor temperature when the compressor is automatically shut off, °F. (If no such temperature exists, T_j is always greater than T_off and T_on).

T_on = the outdoor temperature when the compressor is automatically turned back on, if applicable, following an automatic shut-off, °F.

If the H4 test is not conducted, calculate Q_h(T_j) and E_h(T_j) using

where Q̇_h(47) and Ė_h(47) are determined from the H1 test and calculated as specified in section 3.7 of this appendix; Q̇_h(35) and Ė_h(35) are determined from the H2 test and calculated as specified in section 3.9.1 of this appendix; and Q̇_h(17) and Ė_h(17) are determined from the H3 test and calculated as specified in section 3.10 of this appendix.

If the H4 test is conducted, calculate Q̇_h(T_j) and Ė_h(T_j) using

where Q̇_h(47) and Ė_h(47) are determined from the H1 test and calculated as specified in section 3.7 of this appendix; Q̇_h(35) and Ė_h(35) are determined from the H2 test and calculated as specified in section 3.9.1 of this appendix; Q̇_h(17) and Ė_h(17) are determined from the H3 test and calculated as specified in section 3.10 of this appendix; Q̇_h(5) and Ė_h(5) are determined from the H4 test and calculated as specified in section 3.10 of this appendix.

4.2.2 Additional Steps for Calculating the HSPF2 of a Heat Pump Having a Single-Speed Compressor and a Variable-Speed, Variable-Air-Volume-Rate Indoor Blower

The manufacturer must provide information about how the indoor air volume rate or the indoor blower speed varies over the outdoor temperature range of 65 °F to −23 °F. Calculate the quantities

in Equation 4.2-1 as specified in section 4.2.1 of this appendix with the exception of replacing references to the H1C test and section 3.6.1 of this appendix with the H1C₁ test and section 3.6.2 of this appendix. In addition, evaluate the space heating capacity and electrical power consumption of the heat pump Q̇_h(T_j) and Ė_h(T_j) using

where the space heating capacity and electrical power consumption at low capacity (k=1) at outdoor temperature Tj are determined using

If the H4₂ test is not conducted, calculate the space heating capacity and electrical power consumption at high capacity (k=2) at outdoor temperature Tj using Equations 4.2.2-3 and 4.2.2-4 for k=2.

If the H4₂ test is conducted, calculate the space heating capacity and electrical power consumption at high capacity (k=2) at outdoor temperature Tj using Equations 4.2.2-5 and 4.2.2-6.

For units where indoor blower speed is the primary control variable, FP_h^k=1 denotes the fan speed used during the required H1₁ and H3₁ tests (see Table 12), FP_h^k=2 denotes the fan speed used during the required H1₂, H2₂, and H3₂ tests, and FP_h(T_j) denotes the fan speed used by the unit when the outdoor temperature equals T_j. For units where indoor air volume rate is the primary control variable, the three FP_h's are similarly defined only now being expressed in terms of air volume rates rather than fan speeds. Determine Q̇_h^k=1(47) and Ė_h^k=1(47) from the H1₁ test, and Q̇_h^k=2(47) and Ė_h^k=2(47) from the H1₂ test. Calculate all four quantities as specified in section 3.7 of this appendix. Determine Q̇_h^k=1(35) and Ė_h^k=1(35) as specified in section 3.6.2 of this appendix; determine Q̇_h^k=2(35) and Ė_h^k=2(35) and from the H2₂ test and the calculation specified in section 3.9 of this appendix. Determine Q̇_h^k=1(17) and Ė_h^k=1(17 from the H3₁ test, and Q̇_h^k=2(17) and Ė_h^k=2(17) from the H3₂ test. Calculate all four quantities as specified in section 3.10 of this appendix. Determine Q̇_h^k=2(5) and Ė_h^k=2(5) from the H4₂ test and the calculation specified in section 3.10 of this appendix.

4.2.3 Additional Steps for Calculating the HSPF2 of a Heat Pump Having a Two-Capacity Compressor

The calculation of the Equation 4.2-1 quantities differ depending upon whether the heat pump would operate at low capacity (section 4.2.3.1 of this appendix), cycle between low and high capacity (section 4.2.3.2 of this appendix), or operate at high capacity (sections 4.2.3.3 and 4.2.3.4 of this appendix) in responding to the building load. For heat pumps that lock out low capacity operation at low outdoor temperatures, the outdoor temperature at which the unit locks out must be that specified by the manufacturer in the certification report so that the appropriate equations can be selected.

a. Evaluate the space heating capacity and electrical power consumption of the heat pump when operating at low compressor capacity and outdoor temperature T_j using

b. If the H4₂ test is not conducted, evaluate the space heating capacity and electrical power consumption (Q̇_h^k=2(T_j) and Ė_h^k=2 (T_j)) of the heat pump when operating at high compressor capacity and outdoor temperature Tj by solving Equations 4.2.2-3 and 4.2.2-4, respectively, for k=2. If the H4₂ test is conducted, evaluate the space heating capacity and electrical power consumption (Q̇_h^k=2(T_j) and Ė_h^k=2 (T_j)) of the heat pump when operating at high compressor capacity and outdoor temperature Tj using Equations 4.2.2-5 and 4.2.2-6, respectively.

Determine Q̇_h^k=1(62) and Ė_h^k=1(62) from the H0₁ test, Q̇_h^k=1(47) and Ė_h^k=1(47) from the H1₁ test, and Q̇_h^k=2(47) and Ė_h^k=2(47) from the H1₂ test. Calculate all six quantities as specified in section 3.7 of this appendix. Determine Q̇_h^k=2(35) and Ė_h^k=2(35) from the H2₂ test and, if required as described in section 3.6.3 of this appendix, determine Q̇_h^k=1(35) and Ė_h^k=1(35) from the H2₁ test. Calculate the required 35 °F quantities as specified in section 3.9 in this appendix. Determine Q̇_h^k=2(17) and Ė_h^k=2(17) from the H3₂ test and, if required as described in section 3.6.3 of this appendix, determine Q̇_h^k=1(17) and Ė_h^k=1(17) from the H3₁ test. Calculate the required 17 °F quantities as specified in section 3.10 of this appendix. Determine Q̇_h^k=2(5) and Ė_h^k=2(5) from the H4₂ test and the calculation specified in section 3.10 of this appendix.

4.2.3.1 Steady-State Space Heating Capacity When Operating at Low Compressor Capacity Is Greater Than or Equal to the Building Heating Load at Temperature T_j, Q̇_h^k=1(T_j) ≥BL(T_j)

Where:

X^k=1(T_j) = BL(T_j)/Q̇_h^k=1(T_j), the heating mode low capacity load factor for temperature bin j, dimensionless.

PLF_j = 1 − C_D^h · [ 1 − X^k=1(T_j) ], the part load factor, dimensionless.

δ′(T_j) = the low temperature cutoff factor, dimensionless.

Evaluate the heating mode cyclic degradation factor C_D^h as specified in section 3.8.1 of this appendix.

Determine the low temperature cut-out factor using

where T_off and T_on are defined in section 4.2.1 of this appendix. Use the calculations given in section 4.2.3.3 of this appendix, and not the above, if:

a. The heat pump locks out low capacity operation at low outdoor temperatures and

b. T_j is below this lockout threshold temperature.

4.2.3.2 Heat Pump Alternates Between High (k=2) and Low (k=1) Compressor Capacity To Satisfy the Building Heating Load at a Temperature T_j, Q̇_h^k=1(T_j) BL(T_j) Q̇_h^k=2(T_j)

X^k=2(T_j) = 1 − X^k=1(T_j) the heating mode, high capacity load factor for temperature bin_j, dimensionless.

Determine the low temperature cut-out factor, δ′(T_j), using Equation 4.2.3-3.

4.2.3.3 Heat Pump Only Operates at High (k=2) Compressor Capacity at Temperature T_j and its Capacity Is Greater Than the Building Heating Load, BL(T_j) < Q̇_h^k=2(T_j). This Section Applies to Units That Lock Out Low Compressor Capacity Operation at Low Outdoor Temperatures

where:

X^k=2(T_j)= BL(T_j)/Q̇_h^k=2(T_j). PLF_j = 1 − C^h_D(k = 2) * [1 − X^k=2(T_j)]

If the H1C₂ test described in section 3.6.3 and Table 13 of this appendix is not conducted, set C_D^h (k=2) equal to the default value specified in section 3.8.1 of this appendix.

Determine the low temperature cut-out factor, δ(T_j), using Equation 4.2.3-3.

4.2.3.4 Heat Pump Must Operate Continuously at High (k=2) Compressor Capacity at Temperature T_j, BL(T_j) ≥Q_h^k=2(T_j)

4.2.4 Additional Steps for Calculating the HSPF2 of a Heat Pump Having a Variable-Speed Compressor. Calculate HSPF2 Using Equation 4.2-1

a. Minimum Compressor Speed. Evaluate the space heating capacity, Q̇_h^k=1(T_j), and electrical power consumption, Ė_h^k=1(T_j), of the heat pump when operating at minimum compressor speed and outdoor temperature T_j using

where Q̇_h^k=1(62) and Ė_h^k=1(62) are determined from the H0₁ test, Q̇_h^k=1(47) and Ė_h^k=1(47) are determined from the H1₁ test, and all four quantities are calculated as specified in section 3.7 of this appendix.

b. Minimum Compressor Speed for Minimum-speed-limiting Variable-speed Heat Pumps: Evaluate the space heating capacity, Q̇_h^k=1(T_j), and electrical power consumption, Ė_h^k=1(T_j), of the heat pump when operating at minimum compressor speed and outdoor temperature T_j using Equation 4.2.4-3

where Q̇_h^k=1(62) and Ė_h^k=1(62) are determined from the H0₁ test, Q̇_h^k=1(47) and Ė_h^k=1(47) are determined from the H1₁ test, and all four quantities are calculated as specified in section 3.7 of this appendix; Q̇_h^k=v(35) and Ė_h^k=v(35) are determined from the H2_v test and are calculated as specified in section 3.9 of this appendix; and Q̇_h^k=v(T_j) and Ė_h^k=v(T_j) are calculated using equations 4.2.4-5 and 4.2.4-6, respectively.

c. Full Compressor Speed for Heat Pumps for which the H4₂ test is not Conducted. Evaluate the space heating capacity, Q̇_h^k=2(T_j), and electrical power consumption, Ė_h^k=2(T_j), of the heat pump when operating at full compressor speed and outdoor temperature T_j by solving Equations 4.2.2-3 and 4.2.2-4, respectively, for k=2, using Q̇_hcalc^k=2(47) to represent Q̇_h^k=2(47) and Ė_hcalc^k=2(47) to represent Ė_h^k=2(47) (see section 3.6.4.b of this appendix regarding determination of the capacity and power input used in the HSPF2 calculations to represent the H1₂ Test). Determine Q̇_h^k=2(35) and Ė_h^k=2(35) from the H2₂ test and the calculations specified in section 3.9 or, if the H2₂ test is not conducted, by conducting the calculations specified in section 3.6.4. Determine Q̇_h^k=2(17) and Ė_h^k=2(17) from the H3₂ test and the methods specified in section 3.10 of this appendix.

d. Full Compressor Speed for Heat Pumps for which the H4₂ test is Conducted. For T_j above 17 °F, evaluate the space heating capacity, Q̇_h^k=2(T_j), and electrical power consumption, Ė_h^k=2(T_j), of the heat pump when operating at full compressor speed as described above for heat pumps for which the H4₂ is not conducted. For T_j between 5 °F and 17 °F, evaluate the space heating capacity, Q̇_h^k=2(T_j), and electrical power consumption, Ė_h^k=2(T_j), of the heat pump when operating at full compressor speed using the following equations:

Determine Q̇_h^k=2(17) and Ė_h^k=2(17) from the H3₂ test, and Q̇_h^k=2(5) and Ė_h^k=2(5) from the H4₂ test, using the methods specified in section 3.10 of this appendix for all four values. For T_j below 5 °F, evaluate the space heating capacity, Q̇_h^k=2(T_j), and electrical power consumption, Ė_h^k=2(T_j), of the heat pump when operating at full compressor speed using the following equations:

Determine Q̇_hcalc^k=2(47) and Ė_hcalc^k=2(47) as described in section 3.6.4.b of this appendix. Determine Q̇_h^k=2(17) and Ė_h^k=2(17) from the H3₂ test, using the methods specified in section 3.10 of this appendix.

e. Intermediate Compressor Speed. Calculate the space heating capacity, Q̇_h^k=v(T_j), and electrical power consumption, Ė_h^k=v(T_j), of the heat pump when operating at outdoor temperature T_j and the intermediate compressor speed used during the section 3.6.4 H2_V test using

where Q̇_h^k=v(35) and Ė_h^k=v(35) are determined from the H2_V test and calculated as specified in section 3.9 of this appendix. Approximate the slopes of the k=v intermediate speed heating capacity and electrical power input curves, M_Q and M_E, as follows:

Use Equations 4.2.4-1 and 4.2.4-2, respectively, to calculate Q̇_h^k=1(35) and Ė_h^k=1(35), whether or not the heat pump is a minimum-speed-limiting variable-speed heat pump.

4.2.4.1 Steady-State Space Heating Capacity When Operating at Minimum Compressor Speed Is Greater Than or Equal to the Building Heating Load at Temperature T_j, Q̇_h^k=1(T_j ≥BL(T_j)

Evaluate the Equation 4.2-1 quantities

as specified in section 4.2.3.1 of this appendix. Except now use Equations 4.2.4-1 and 4.2.4-2 (for heat pumps that are not minimum-speed-limiting) or Equations 4.3.4-3 and 4.2.4-4 (for minimum-speed-limiting variable-speed heat pumps) to evaluate Q̇_h^k=1(T_j) and Ė_h^k=1(T_j), respectively, and replace section 4.2.3.1 references to “low capacity” and section 3.6.3 of this appendix with “minimum speed” and section 3.6.4 of this appendix. Also, the last sentence of section 4.2.3.1 of this appendix does not apply.

4.2.4.2 Heat Pump Operates at an Intermediate Compressor Speed (k=i) in Order To Match the Building Heating Load at a Temperature T_j, Q̇_h^k=1(T_j) <BL(T_j) <Q̇_h^k=2(T_j)

Calculate

and δ(T_j) is evaluated using Equation 4.2.3-3 while, Q̇_h^k=i(T_j) = BL(T_j), the space heating capacity delivered by the unit in matching the building load at temperature (T_j), Btu/h. The matching occurs with the heat pump operating at compressor speed k=i. COP^k=i(T_j) = the steady-state coefficient of performance of the heat pump when operating at compressor speed k=i and temperature T_j, dimensionless.

For each temperature bin where the heat pump operates at an intermediate compressor speed, determine COP^k=i(T_j) using the following equations,

For each temperature bin where Q̇_h^k=1(T_j) <BL(T_j) <Q̇_h^k=v(T_j),

For each temperature bin where Q̇_h^k=v(T_j) ≤BL(T_j) <Q̇_h^k=2(T_j),

Where:

COP_h^k=1(T_j) is the steady-state coefficient of performance of the heat pump when operating at minimum compressor speed and temperature Tj, dimensionless, calculated using capacity Q̇_h^k=1(T_j) calculated using Equation 4.2.4-1 or 4.2.4-3 and electrical power consumption Ė_h^k=1(T_j) calculated using Equation 4.2.4-2 or 4.2.4-4;

COP_h^k=v(T_j) is the steady-state coefficient of performance of the heat pump when operating at intermediate compressor speed and temperature Tj, dimensionless, calculated using capacity Q̇_h^k=v(T_j) calculated using Equation 4.2.4-5 and electrical power consumption Ė_h^k=v(T_j) calculated using Equation 4.2.4-6;

COP_h^k=2(T_j) is the steady-state coefficient of performance of the heat pump when operating at full compressor speed and temperature Tj, dimensionless, calculated using capacity Q̇_h^k=2(T_j) and electrical power consumption Ė_h^k=2(T_j), both calculated as described in section 4.2.4; and

BL(T_j) is the building heating load at temperature T_j, Btu/h.

4.2.4.3 Heat Pump Must Operate Continuously at Full (k=2) Compressor Speed at Temperature T_j, BL(T_j) ≥Q̇_h^k=2(T_j). Evaluate the Equation 4.2-1 Quantities

as specified in section 4.2.3.4 of this appendix with the understanding that Q̇_h^k=2(T_j) and Ė_h^k=2(T_j) correspond to full compressor speed operation and are derived from the results of the specified section 3.6.4 tests of this appendix.

4.2.5 Heat Pumps Having a Heat Comfort Controller

Heat pumps having heat comfort controllers, when set to maintain a typical minimum air delivery temperature, will cause the heat pump condenser to operate less because of a greater contribution from the resistive elements. With a conventional heat pump, resistive heating is only initiated if the heat pump condenser cannot meet the building load (i.e., is delayed until a second stage call from the indoor thermostat). With a heat comfort controller, resistive heating can occur even though the heat pump condenser has adequate capacity to meet the building load (i.e., both on during a first stage call from the indoor thermostat). As a result, the outdoor temperature where the heat pump compressor no longer cycles (i.e., starts to run continuously), will be lower than if the heat pump did not have the heat comfort controller.

4.2.5.1 Blower Coil System Heat Pump Having a Heat Comfort Controller: Additional Steps for Calculating the HSPF2 of a Heat Pump Having a Single-Speed Compressor and Either a Fixed-Speed Indoor Blower or a Constant-Air-Volume-Rate Indoor Blower Installed, or a Single-Speed Coil-Only System Heat Pump

Calculate the space heating capacity and electrical power of the heat pump without the heat comfort controller being active as specified in section 4.2.1 of this appendix (Equations 4.2.1-4 and 4.2.1-5) for each outdoor bin temperature, T_j, that is listed in Table 20. Denote these capacities and electrical powers by using the subscript “hp” instead of “h.” Calculate the mass flow rate (expressed in pounds-mass of dry air per hour) and the specific heat of the indoor air (expressed in Btu/lbm_da · °F) from the results of the H1 test using:

where V_s, V_mx, v′_n (or v_n), and W_n are defined following Equation 3-1. For each outdoor bin temperature listed in Table 20, calculate the nominal temperature of the air leaving the heat pump condenser coil using,

Evaluate e_h(T_j/N), RH(T_j)/N, X(T_j), PLF_j, and δ(T_j) as specified in section 4.2.1 of this appendix. For each bin calculation, use the space heating capacity and electrical power from Case 1 or Case 2, whichever applies.

Case 1. For outdoor bin temperatures where T_o(T_j) is equal to or greater than T_CC (the maximum supply temperature determined according to section 3.1.10 of this appendix), determine Q̇_h(T_j) and Ė_h(T_j) as specified in section 4.2.1 of this appendix (i.e., Q̇_h(T_j) = Q̇_hp(T_j) and Ė_h(T_j) = Ė_hp(T_j)).

Note:

Even though T_o(T_j) ≥T_cc, resistive heating may be required; evaluate Equation 4.2.1-2 for all bins.

Case 2. For outdoor bin temperatures where T_o(T_j) <T_CC, determine Q̇_h(T_j) and Ė_h(T_j) using,

Note:

Even though T_o(T_j) <T_cc, additional resistive heating may be required; evaluate Equation 4.2.1-2 for all bins.

4.2.5.2 Heat Pump Having a Heat Comfort Controller: Additional Steps for Calculating the HSPF2 of a Heat Pump Having a Single-Speed Compressor and a Variable-Speed, Variable-Air-Volume-Rate Indoor Blower

Calculate the space heating capacity and electrical power of the heat pump without the heat comfort controller being active as specified in section 4.2.2 of this appendix (Equations 4.2.2-1 and 4.2.2-2) for each outdoor bin temperature, T_j, that is listed in Table 20. Denote these capacities and electrical powers by using the subscript “hp” instead of “h.” Calculate the mass flow rate (expressed in pounds-mass of dry air per hour) and the specific heat of the indoor air (expressed in Btu/lbm_da · °F) from the results of the H1₂ test using:

where V_S, V_mx, v′_n (or v_n), and W_n are defined following Equation 3-1. For each outdoor bin temperature listed in Table 20, calculate the nominal temperature of the air leaving the heat pump condenser coil using,

Evaluate e_h(T_j)/N, RH(T_j)/N, X(T_j), PLF_j, and δ(T_j) as specified in section 4.2.1 of this appendix with the exception of replacing references to the H1C test and section 3.6.1 of this appendix with the H1C₁ test and section 3.6.2 of this appendix. For each bin calculation, use the space heating capacity and electrical power from Case 1 or Case 2, whichever applies.

Case 1. For outdoor bin temperatures where T_o(T_j) is equal to or greater than T_CC (the maximum supply temperature determined according to section 3.1.10 of this appendix), determine Q̇_h(T_j) and Ė_h(T_j) as specified in section 4.2.2 of this appendix (i.e. Q̇_h(T_j) = Q̇_hp(T_j) and Ė_h(T_j) = Ė_hp(T_j)). Note: Even though T_o(T_j) ≥T_CC, resistive heating may be required; evaluate Equation 4.2.1-2 for all bins.

Case 2. For outdoor bin temperatures where T_o(T_j) <T_CC, determine Q̇_h(T_j) and Ė_h(T_j) using,

Note:

Even though T_o(T_j) <T_cc, additional resistive heating may be required; evaluate Equation 4.2.1-2 for all bins.

4.2.5.3 Heat Pumps Having a Heat Comfort Controller: Additional Steps for Calculating the HSPF2 of a Heat Pump Having a Two-Capacity Compressor

Calculate the space heating capacity and electrical power of the heat pump without the heat comfort controller being active as specified in section 4.2.3 of this appendix for both high and low capacity and at each outdoor bin temperature, T_j, that is listed in Table 20. Denote these capacities and electrical powers by using the subscript “hp” instead of “h.” For the low capacity case, calculate the mass flow rate (expressed in pounds-mass of dry air per hour) and the specific heat of the indoor air (expressed in Btu/lbm_da · °F) from the results of the H1₁ test using:

where V̇̅_s, V̇̅_mx, v′_n (or v_n), and W_n are defined following Equation 3-1. For each outdoor bin temperature listed in Table 20, calculate the nominal temperature of the air leaving the heat pump condenser coil when operating at low capacity using,

Repeat the above calculations to determine the mass flow rate (ṁ_da^k=2) and the specific heat of the indoor air (C_p,da^k=2) when operating at high capacity by using the results of the H1₂ test. For each outdoor bin temperature listed in Table 20, calculate the nominal temperature of the air leaving the heat pump condenser coil when operating at high capacity using,

Evaluate e_h(T_j)/N, RH(T_j)/N, X^k=1(T_j), and/or X^k=2(T_j), PLF_j, and δ′(T_j) or δ″(T_j) as specified in section 4.2.3.1. 4.2.3.2, 4.2.3.3, or 4.2.3.4 of this appendix, whichever applies, for each temperature bin. To evaluate these quantities, use the low-capacity space heating capacity and the low-capacity electrical power from Case 1 or Case 2, whichever applies; use the high-capacity space heating capacity and the high-capacity electrical power from Case 3 or Case 4, whichever applies.

Case 1. For outdoor bin temperatures where T_o^k=1(T_j) is equal to or greater than T_CC (the maximum supply temperature determined according to section 3.1.10 of this appendix), determine Q̇_h^k=1(T_j) and Ė_h^k=1(T_j) as specified in section 4.2.3 of this appendix (i.e., Q̇_h^k=1(T_j) = Q̇_hp^k=1(T_j) and Ė_h^k=1(T_j) = Ė_hp^k=1(T_j).

Note:

Even though T_o^k=1(T_j) ≥T_CC, resistive heating may be required; evaluate RH(T_j)/N for all bins.

Case 2. For outdoor bin temperatures where T_o^k=1(T_j) < T_CC, determine Q̇_h^k=1(T_j) and Ė_h^k=1(T_j) using,

Q̇_h^k=1 (T_j) = Q̇_hp^k=1(T_j) + Q̇_CC^k=1(T_j) Ė_h^k=1(T_j) = Ė_hp^k=1(T_j) + Ė_CC^k=1(T_j)

where,

Note:

Even though T_o^k=1(T_j) ≥T_cc, additional resistive heating may be required; evaluate RH(T_j)/N for all bins.

Case 3. For outdoor bin temperatures where T_o^k=2(T_j) is equal to or greater than T_CC, determine Q̇_h^k=2(T_j) and Ė_h^k=2(T_j) as specified in section 4.2.3 of this appendix (i.e., Q̇_h^k=2(T_j) = Q̇_hp^k=2(T_j) and Ė_h^k=2(T_j) = Ė_hp^k=2(T_j)).

Note:

Even though T_o^k=2(T_j) <T_CC, resistive heating may be required; evaluate RH(T_j)/N for all bins.

Case 4. For outdoor bin temperatures where T_o^k=2(T_j) <T_CC, determine Q̇_h^k=2(T_j) and Ė_h^k=2(T_j) using,

Q̇_h^k=2 (T_j) = Q̇_hp^k=2(T_j) + Q̇_CC^k=2(T_j) Ė_h^k=2(T_j) = Ė_hp^k=2(T_j) + Ė_CC^k=2(T_j)

where,

Note:

Even though T_o^k=2(T_j) T_cc, additional resistive heating may be required; evaluate RH(T_j)/N for all bins.

4.2.5.4 Heat Pumps Having a Heat Comfort Controller: Additional Steps for Calculating the HSPF2 of a Heat Pump Having a Variable-Speed Compressor [Reserved]

4.2.6 Additional Steps for Calculating the HSPF2 of a Heat Pump Having a Triple-Capacity Compressor

The only triple-capacity heat pumps covered are triple-capacity, northern heat pumps. For such heat pumps, the calculation of the Eq. 4.2-1 quantities

differ depending on whether the heat pump would cycle on and off at low capacity (section 4.2.6.1 of this appendix), cycle on and off at high capacity (section 4.2.6.2 of this appendix), cycle on and off at booster capacity (section 4.2.6.3 of this appendix), cycle between low and high capacity (section 4.2.6.4 of this appendix), cycle between high and booster capacity (section 4.2.6.5 of this appendix), operate continuously at low capacity (section 4.2.6.6 of this appendix), operate continuously at high capacity (section 4.2.6.7 of this appendix), operate continuously at booster capacity (section 4.2.6.8 of this appendix), or heat solely using resistive heating (also section 4.2.6.8 of this appendix) in responding to the building load. As applicable, the manufacturer must supply information regarding the outdoor temperature range at which each stage of compressor capacity is active. As an informative example, data may be submitted in this manner: At the low (k=1) compressor capacity, the outdoor temperature range of operation is 40 °F ≤ T ≤ 65 °F; At the high (k=2) compressor capacity, the outdoor temperature range of operation is 20 °F ≤ T ≤ 50 °F; At the booster (k=3) compressor capacity, the outdoor temperature range of operation is −20 °F ≤ T ≤ 30 °F.

a. Evaluate the space heating capacity and electrical power consumption of the heat pump when operating at low compressor capacity and outdoor temperature T_j using the equations given in section 4.2.3 of this appendix for Q̇_h^k=1(T_j) and Ė_h^k=1 (T_j)) In evaluating the section 4.2.3 equations, Determine Q̇_h^k=1(62) and Ė_h^k=1(62) from the H0₁ test, Q̇_h^k=1(47) and Ė_h^k=1(47) from the H1₁ test, and Q̇_h^k=2(47) and Ė_h^k=2(47) from the H1₂ test. Calculate all four quantities as specified in section 3.7 of this appendix. If, in accordance with section 3.6.6 of this appendix, the H3₁ test is conducted, calculate Q̇_h^k=1(17) and Ė_h^k=1(17) as specified in section 3.10 of this appendix and determine Q̇_h^k=1(35) and Ė_h^k=1(35) as specified in section 3.6.6 of this appendix.

b. Evaluate the space heating capacity and electrical power consumption (Q̇_h^k=2(T_j) and Ė_h^k=2 (T_j)) of the heat pump when operating at high compressor capacity and outdoor temperature Tj by solving Equations 4.2.2-3 and 4.2.2-4, respectively, for k=2. Determine Q̇_h^k=1(62) and Ė_h^k=1(62) from the H0₁ test, Q̇_h^k=1(47) and Ė_h^k=1(47) from the H1₁ test, and Q̇_h^k=2(47) and Ė_h^k=2(47) from the H1₂ test, evaluated as specified in section 3.7 of this appendix. Determine the equation input for Q̇_h^k=2(35) and Ė_h^k=2(35) from the H2_2,test evaluated as specified in section 3.9.1 of this appendix. Also, determine Q̇_h^k=2(17) and Ė_h^k=2(17) from the H3₂ test, evaluated as specified in section 3.10 of this appendix.

c. Evaluate the space heating capacity and electrical power consumption of the heat pump when operating at booster compressor capacity and outdoor temperature T_j using

Determine Q̇_h^k=3(17) and Ė_h^k=3(17) from the H3₃ test and determine Q̇_h^k=3(5) and Ė_h^k=3(5) from the H4₃ test. Calculate all four quantities as specified in section 3.10 of this appendix. Determine the equation input for Q̇_h^k=3(35) and Ė_h^k=3(35) as specified in section 3.6.6 of this appendix.

4.2.6.1 Steady-State Space Heating Capacity When Operating at Low Compressor Capacity Is Greater Than or Equal to the Building Heating Load at Temperature T_j, Q̇_h^k=1(T_j) ≥BL(T_j)., and the Heat Pump Permits Low Compressor Capacity at T_j. Evaluate the Quantities

using Eqs. 4.2.3-1 and 4.2.3-2, respectively. Determine the equation inputs X^k=1(T_j), PLF_j, and δ′(T_j) as specified in section 4.2.3.1. In calculating the part load factor, PLF_j, use the low-capacity cyclic-degradation coefficient C_D^h, [or equivalently, C_D^h(k=1)] determined in accordance with section 3.6.6 of this appendix.

4.2.6.2 Heat Pump Only Operates at High (k=2) Compressor Capacity at Temperature T_j and Its Capacity Is Greater Than or Equal to the Building Heating Load, BL(T_j) ≤ Q̇_h^k=2(T_j)

Evaluate the quantities

as specified in section 4.2.3.3 of this appendix. Determine the equation inputs X^k=2(T_j), PLF_j, and δ′(T_j) as specified in section 4.2.3.3 of this appendix. In calculating the part load factor, PLF_j, use the high-capacity cyclic-degradation coefficient, C_D^h(k=2) determined in accordance with section 3.6.6 of this appendix.

4.2.6.3 Heat Pump Only Operates at Booster (k=3) Compressor Capacity at Temperature T_j and its Capacity Is Greater Than or Equal to the Building Heating Load, BL(T_j) ≤Q̇_h^k=3(T_j)

Determine the low temperature cut-out factor, δ′(T_j), using Eq. 4.2.3-3. Use the booster-capacity cyclic-degradation coefficient, C_D^h(k=3) determined in accordance with section 3.6.6 of this appendix.

4.2.6.4 Heat Pump Alternates Between High (k=2) and Low (k=1) Compressor Capacity To Satisfy the Building Heating Load at a Temperature T_j, Q̇_h^k=1(T_j) <BL(T_j) <Q̇_h^k=2(T_j)

Evaluate the quantities

as specified in section 4.2.3.2 of this appendix. Determine the equation inputs X^k=1(T_j), X^k=2(T_j), and δ′(T_j) as specified in section 4.2.3.2 of this appendix.

4.2.6.5 Heat Pump Alternates Between High (k=2) and Booster (k=3) Compressor Capacity To Satisfy the Building Heating Load at a Temperature T_j, Q̇_h^k=2(T_j) <BL(T_j) <Q̇_h^k=3(T_j)

and X^k=3(T_j) = X^k=2(T_j) = the heating mode, booster capacity load factor for temperature bin j, dimensionless. Determine the low temperature cut-out factor, δ′(T_j), using Eq. 4.2.3-3.

4.2.6.6 Heat Pump Only Operates at Low (k=1) Capacity at Temperature T_j and Its Capacity Is Less Than the Building Heating Load, BL(T_j) > Q̇_h^k=1(T_j)

where the low temperature cut-out factor, δ′(T_j), is calculated using Eq. 4.2.3-3.

4.2.6.7 Heat Pump Only Operates at High (k=2) Capacity at Temperature T_j and Its Capacity Is Less Than the Building Heating Load, BL(T_j) > Q̇_h^k=2(T_j)

Evaluate the quantities

as specified in section 4.2.3.4 of this appendix. Calculate δ″(T_j) using the equation given in section 4.2.3.4 of this appendix.

4.2.6.8 Heat Pump Only Operates at Booster (k=3) Capacity at Temperature T_j and Its Capacity Is Less Than the Building Heating Load, BL(T_j) > Q̇_h^k=3(T_j) or the System Converts To Using Only Resistive Heating

where δ″(T_j) is calculated as specified in section 4.2.3.4 of this appendix if the heat pump is operating at its booster compressor capacity. If the heat pump system converts to using only resistive heating at outdoor temperature T_j, set δ′(T_j) equal to zero.

4.2.7 Additional Steps for Calculating the HSPF2 of a Heat Pump Having a Single Indoor Unit With Multiple Indoor Blowers. The Calculation of the Eq. 4.2-1 Quantities e_h(T_j)/N and RH(T_j)/N Are Evaluated as Specified in the Applicable Subsection

4.2.7.1 For Multiple Indoor Blower Heat Pumps That Are Connected to a Singular, Single-Speed Outdoor Unit

a. Calculate the space heating capacity, Q̇_h^k=1 (Tj), and electrical power consumption, Ė_h^k=1 (Tj), of the heat pump when operating at the heating minimum air volume rate and outdoor temperature T_j using Eqs. 4.2.2-3 and 4.2.2-4, respectively. Use these same equations to calculate the space heating capacity, Q̇_h^k=2 (Tj) and electrical power consumption, Ė_h^k=2 (Tj), of the test unit when operating at the heating full-load air volume rate and outdoor temperature T_j. In evaluating Eqs. 4.2.2-3 and 4.2.2- 4, determine the quantities Q̇_h^k=1(47) and Ė_h^k=1(47) from the H1₁ test; determine Q̇_h^k=2(47) and Ė_h^k=2(47) from the H1₂ test. Evaluate all four quantities according to section 3.7 of this appendix. Determine the quantities Q̇_h^k=1(35) and Ė_h^k=1(35) as specified in section 3.6.2 of this appendix. Determine Q̇_h^k=2(35) and Ė_h^k=2(35) from the H2₂ frost accumulation test as calculated according to section 3.9.1 of this appendix. Determine the quantities Q̇_h^k=1(17) and Ė_h^k=1(17) from the H3₁ test, and Q̇_h^k=2(17) and Ė_h^k=2(17) from the H3₂ test. Evaluate all four quantities according to section 3.10 of this appendix. Refer to section 3.6.2 and Table 12 of this appendix for additional information on the referenced laboratory tests.

b. Determine the heating mode cyclic degradation coefficient, C_D^h, as per sections 3.6.2 and 3.8 to 3.8.1 of this appendix. Assign this same value to C_D^h(k = 2).

c. Except for using the above values of Q̇_h^k=1(Tj), Ė_h^k=1(Tj), Q̇_h^k=2(Tj), Ė_h^k=2(Tj), C_D^h, and C_D^h(k = 2), calculate the quantities e_h(T_j)/N as specified in section 4.2.3.1 of this appendix for cases where Q̇_h^k=1(Tj) ≥ BL(T_j). For all other outdoor bin temperatures, T_j, calculate e_h(Tj)/N and RH_h(Tj)/N as specified in section 4.2.3.3 of this appendix if Q̇_h^k=2(Tj) > BL(Tj) or as specified in section 4.2.3.4 of this appendix if Q̇_h^k=2(Tj) ≤ BL(T_j).

4.2.7.2 For Multiple Indoor Blower Heat Pumps Connected to Either a Single Outdoor Unit With a Two-Capacity Compressor or to Two Separate but Identical Model Single-Speed Outdoor Units. Calculate the Quantities e_h(T_j)/N and RH(T_j)/N as Specified in Section 4.2.3 of This Appendix

4.3 Calculations of Off-Mode Power Consumption

For central air conditioners and heat pumps with a cooling capacity of: Less than 36,000 Btu/h, determine the off mode represented value, P_W,OFF, with the following equation:

greater than or equal to 36,000 Btu/h, calculate the capacity scaling factor according to:

where, Q̇_C(95) is the total cooling capacity at the A or A₂ test condition, and determine the off mode represented value, P_W,OFF, with the following equation:

4.4 Rounding of SEER2 and HSPF2 for Reporting Purposes

After calculating SEER2 according to section 4.1 of this appendix and HSPF2 according to section 4.2 of this appendix round the values off as specified per § 430.23(m) of title 10 of the Code of Federal Regulations.

Table 21 - Representative Cooling and Heating Load Hours for Each Generalized Climatic Region

Climatic region	Cooling load hours CLHR	Heating load hours HLHR
I	2,400	493
II	1,800	857
III	1,200	1,247
IV	800	1,701
Rating Values	1,000	1,572
V	400	2,202
VI	200	1,842

4.5 Calculations of the SHR, Which Should Be Computed for Different Equipment Configurations and Test Conditions Specified in Table 22.

Table 22 - Applicable Test Conditions for Calculation of the Sensible Heat Ratio

Equipment configuration	Reference table number of Appendix M	SHR computation with results from	Computed values
Units Having a Single-Speed Compressor and a Fixed-Speed Indoor Blower, a Constant Air Volume Rate Indoor Blower, or Single-Speed Coil-Only	4	B Test	SHR(B).
Units Having a Single-Speed Compressor That Meet the section 3.2.2.1 Indoor Unit Requirements	5	B2 and B1 Tests	SHR(B1), SHR(B2).
Units Having a Two-Capacity Compressor	6	B2 and B1 Tests	SHR(B1), SHR(B2).
Units Having a Variable-Speed Compressor	7	B2 and B1 Tests	SHR(B1), SHR(B2).

The SHR is defined and calculated as follows:

Where both the total and sensible cooling capacities are determined from the same cooling mode test and calculated from data collected over the same 30-minute data collection interval.

4.6 Calculations of the Energy Efficiency Ratio (EER)

Calculate the energy efficiency ratio using,

where Q̇_c^k(T) and Ė_c^k(T) are the space cooling capacity and electrical power consumption determined from the 30-minute data collection interval of the same steady-state wet coil cooling mode test and calculated as specified in section 3.3 of this appendix. Add the letter identification for each steady-state test as a subscript (e.g., EER_A2) to differentiate among the resulting EER values. The represented value of EER is determined from the A or A₂ test, whichever is applicable. The represented value of EER determined in accordance with this appendix is called EER2.

[82 FR 1533, Jan. 5, 2017, as amended at 86 FR 68394, Dec. 2, 2021]