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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter I - Commodity Futures Trading Commission |
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Part 170 - Registered Futures Associations |
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Subpart A - Standards Governing Commission Review of Applications for Registration as a Futures Association Under Section 17 of the Act |
Subpart A - Standards Governing Commission Review of Applications for Registration as a Futures Association Under Section 17 of the Act
| § 170.1 - Demonstration of purposes (section 17(b)(1) of the Act). |
| § 170.2 - Membership restrictions (section 17(b)(2) of the Act). |
| § 170.3 - Fair and equitable representation of members (section 17(b)(5) of the Act). |
| § 170.4 - Allocation of dues (section 17(b)(6) of the Act). |
| § 170.5 - Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act). |
| § 170.6 - Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act). |
| § 170.7 - Membership denial (section 17(b)(9) of the Act). |
| § 170.8 - Settlement of customer disputes (section 17(b)(10) of the Act). |
| § 170.9 - General standard. |
| § 170.10 - Proficiency examinations (sections 4p and 17(p) of the Act). |