Subpart A - General Provisions

§ 171.1 - Scope of rules.

§ 171.2 - Definitions.

§ 171.3 - Business address; hours.

§ 171.4 - Computation of time.

§ 171.5 - Extension of time.

§ 171.6 - Ex parte communications.

§ 171.7 - [Reserved]

§ 171.8 - Filing with the Proceedings Clerk.

§ 171.9 - Service.

§ 171.10 - Motions.

§ 171.11 - Sanctions.

§ 171.12 - Settlement.

§ 171.13 - Practice before the Commission.

§ 171.14 - Waiver of rules.

Subpart B - Notice and Effective Date of Final Decisions in Disciplinary, Membership Denial and Registration Actions

§ 171.20 - [Reserved]

§ 171.21 - Notice of final decision.

§ 171.22 - Effective date of final decisions in disciplinary, membership denial and registration actions.

§ 171.23 - Notice of appeal.

§ 171.24 - Submission of the record.

§ 171.25 - Appeal brief.

§ 171.26 - Answering brief.

§ 171.27 - Limited participation by interested persons.

§ 171.28 - Participation by Commission staff.

Subpart C - Commission Review of Final Decisions in Disciplinary, Membership Denial and Registration Actions

§ 171.30 - Scope of review.

§ 171.31 - Commission review in the absence of an appeal.

§ 171.32 - Oral argument.

§ 171.33 - Final decision by the Commission.

§ 171.34 - Standards of review.

Subpart D - Commission Review of Decisions by the National Futures Association In Member Responsibility Actions

§ 171.40 - Notice of the commencement of a member responsibility action.

§ 171.41 - Petition for a stay of effective date of a member responsibility action pending a hearing by the National Futures Association.

§ 171.42 - Notice of a final decision of the National Futures Association in a member responsibility action.

§ 171.43 - Petition for a stay of the effective date of a final decision of the National Futures Association in a member responsibility action.

§ 171.44 - Notice of appeal.

§ 171.45 - General procedures.

§ 171.46 - Standards of review.

Subpart E - Delegation of Functions

§ 171.50 - Delegation to the General Counsel.