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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 200 - Organization; Conduct and Ethics; and Information and Requests |
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Subpart F - Code of Behavior Governing Ex Parte Communications Between Persons Outside the Commission and Decisional Employees |
Subpart F - Code of Behavior Governing Ex Parte Communications Between Persons Outside the Commission and Decisional Employees
| § 200.110 - Purpose. |
| § 200.111 - Prohibitions; application; definitions. |
| § 200.112 - Duties of recipient; notice to participants. |
| § 200.113 - Opportunity to respond; interception. |
| § 200.114 - Sanctions. |